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larity of their occurrence compel one to assume that they occupy a significant position in and are a major feature of the city's total musical life. It
is virtually impossible to ignore the facts that: 1) they attract huge
numbers of people from all strata of society because they are free of
charge, are widely publicized and take place in highly accessible places;
and 2) they draw support from institutions large and small, from the
private as well as the public sectors. Certainly, no ethnography of New
York could be anywhere near complete without an account of these
phenomena. It was therefore evident that the order underlying this
apparently amorphous mass needed to be discovered. To this end, a
preliminary delimitation was effected.
Free and public events were to include only those events which took
place in Manhattan and which were publicized throughout the city via
the major newspapers, magazines, the radio, and a telephone number
that gives out a daily listing of free and public events. Excluded were
those events brought to public attention through church, school and
community bulletin boards, foreign-language newspapers and other such
restricted means. Using these constraints, I counted a total of 2682 events
in the year 1978-79.
It is not possible to estimate the total number of participants in these
events. For individual occurrences, audiences range from a handful of
people to thousands. A free outdoor concert by the New York Philharmonic Orchestra, for example, was estimated to have drawn 150,000
people, reported by one newspaper to be half the population of the state
of Wyoming and more than that of the city of Reno or Tallahassee
(Jenkins 1978:14). Audiences consist of down-and-out park bench
habitues, well-dressed shoppers, blue-collar workers from construction
sites on their periodic breaks, and white collar workers with offices in the
vicinity of the performances. They include the young and the old, preschoolers, students and senior citizens; tourists as well as residents in the
area where performances take place, or admirers who follow their
favored performers as these travel around the city on moveable stages
like the Jazzmobile, the Dancemobile, or the Electronic Musicmobile.
The performers may be young, self-taught amateurs or seasoned, highly
trained professionals. They may be pick-up groups like the CETAfunded3 ensembles or established groups like the New York Philharmonic
and the Metropolitan Opera Company.
The events themselves are of two major types: the yearly festivals, and
the series of events than run either seasonally, like the concerts at Lincoln
Center's Damrosch Park, or year-long, like the programs at the Citicorp
Atrium and St. Patrick's Cathedral. Other bases for grouping the events
together were elusive; the apparent inconsistencies were more striking
than the consonances or similarities.
In the annual Japanese O-bon festival, for example, the public is
invited to participate, and the result is a spectacle where some 100
Japanese dancers and musicians in national costume perform with nonJapanese in I-love-New-York T-shirts,4 shorts, and a variety of other
summer wear. The Korean annual festival of 1978 featured Korean
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URBAN ETHNOMUSICOLOGY / 5
Figure 1
Day of the
week
Time
Location
Sponsor motivation
Jazzmobile
weekdays
7:00 p.m.
residential area*
Rockefeller
Center series
weekdays
noon;
4:30 or
5:00 p.m.
business
and entertainment
district
the creation of an
environment attractive to the Center's
business tenants
**Thisrepresentsthe bulk of audiences. The number of non-residents varies according to the proximity of pu
tation and to a lesser degree, to the drawing power of the featured performing group.
***Thislabel is emic, i.e., it originates from Jazzmobile. It includes what the larger society commonly calls L
and dance music.
conjunction with Jazzmobile's dedication to the conservation and propagation of jazz (Anon. 1981:3) suggest that what Jazzmobile chooses to
include under the label, jazz, responds to more than the musical features
generally attributed to jazz. The repertory that Jazzmobile calls jazz,
while coinciding at many points with what the society-at-large understands by it, differs at other points because it responds to a socio-musical
consensus among the Jazzmobile personnel, its artists, its sponsors and
the particular local communities who are its audience.
In the case of the Rockefeller Center series, time, place, and audience
translate to office hours, office environments, office employees and
clientele that are markedly cosmopolitan and culturally diverse. The
concomitant music repertories evade ready identification with specific
groups. But the apparent arbitrariness of a corpus that includes Handel,
Beethoven, Rossini, Brahms; Gershwin, Scott Joplin, Duke Ellington;
Latin jazz, operatic arias, bluegrass, blues and swing becomes apparently
purposive when one notes that no item antedates the Baroque, and
nothing in the art music repertory goes past late Romanticism. Everything stops short of the electronic, avant-garde, or experimental.
Conspicuously absent are non-American ethnic music, and highly
amplified forms such as disco or hard rock.
In contrast to the Jazzmobile repertory, therefore, the total corpus of
the Rockefeller Center events is better delineated by what it excludes
than by what it includes. The catholicity of tastes represented by the
Rockefeller Center audiences is addressed not by matching specific
cultural groups with corresponding musics but by aiming for a common
denominator, a mainstream musical idiom that avoids strong associations with particular time-periods, musical genres, performers and styles.
Since the rationale that governs the selection and ordering of aural
phenomena inevitably pervades their analysis, the value assigned to
extra-musical considerations in the selection process is likely to affect the
outcome of the study. Had the guaguangco, salsa, and merengue items
been excluded from the Jazzmobile corpus on the grounds that as musical
categories they are not jazz, the resulting analysis and explanation of the
Jazzmobile as unit of investigation could easily have sidestepped the issue
of why those items were there to begin with; why they were allowed to
be there by those whose primary objective is the propagation and conservation of jazz.
Similarly, if the selection of musical items from the Rockefeller Center
series were governed by the assumption that order comes from
conformity to a monolithic set of musical rules, the ensuing explanation
could easily be warped by the diminution, misplacement or loss of extramusical data.
To summarize, Manhattan's FPME is an ethnographic fact defined by
musical and extra-musical attributes that are internal to it as well as
imposed upon it from the outside. Jointly, these attributes justify FPME
either as unit of investigation the immediate context of which is
Manhattan, or as itself the immediate context for units like the Jazzmobile and the Rockefeller Center series. Either way, context and study-
REYESSCHRAMM
URBAN ETHNOMUSICOLOGY / 9
object are seen as co-defining, and their study as such safeguards the
ethnomusicological interest in the intrinsic linkage of the musical and the
extra-musical. This interest remains fundamental regardless of whether
the explanation sought is for urban phenomena or for any other
phenomena amenable to ethnomusicological treatment.
Where, then, does the deviation take place that requires the new designation, urban ethnomusicology? What makes this new label necessary or
desirable? Similar questions were asked of anthropology when the term,
urban anthropology, began to be used. Subsequent discussions within
that discipline might prove instructive to ethnomusicology.
Distinctions have been drawn between anthropology in the city and
anthropology of the city (Arensberg 1968:3; Eames and Goode
1977:30-35; Fox 1972; Gulick 1968:46; Leeds 1968:31; Wirth 1938).
Taking a parallel view, it may be said that an ethnomusicology which
concerns itself with phenomena in urban areas takes the urban as
accident, i.e., extrinsic to the study-object and hence to its explanation.
An ethnomusicology that concerns itself with phenomena of urban areas
takes the urban as essential, i.e., intrinsic to the study object and hence
to its explanation. To explore the ramifications of this distinction, let us
return to the data of FPME.
Diversity permeates all the components of this class of events-the
participants, the musical repertories, the behaviors, and the situations in
which such events occur. The co-occurrences and interactions among
these components are highly complex: ethnic music events are not
restricted to members of the corresponding ethnic group; art music
performers may also be performers of other musical types; audience
members who dance, sing or clap rhythms at Latin American popular
music performances in one context may listen quietly to the same music
in another environment. The involvement of all kinds of media and technology, of large masses of people, of a broad range of secular and
religious agencies-all bear the hallmarks of urban life.
To create order on the basis of the assumption that diversity is merely
the sum total of a number of discrete musics or social groups counters the
reality that in the urban area, these diverse units do not merely co-exist
but interact. To assume that there is one over-arching musical system
would be difficult if not impossible to maintain; on the basis of a single
set of standards, irregularities could easily outnumber regularities.
The lack of fit between these assumptions-probably the most
common in the ethnomusicological literature-and the data from FPME
compels entertaining an alternative assumption: the multiplicity of
seemingly discrepant elements submits to an urban socio-musical order
that creates a balance between musical needs and musical resources. This
order governs the interpenetration of musical elements and actors from a
variety of cultures and social groups as these respond to the many
different kinds of contexts that complex societies typically generate.
The validity of this assumption can be fully demonstrated only in a
work much larger than this one. For the moment, it suffices to point out
that, of the three alternative assumptions considered, it is the only one
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URBAN ETHNOMUSICOLOGY / 11
The other side of jadedness, therefore, is the "pursuitof the exotic and
the marginal within urban locales" (Fox 1972:205) and the imposition of
methods that make the urban merely an accident of location.13 For this
course of action, the need for the qualified designation, urban ethnomusicology, finds little justification.
This line of argument directs us to a consideration of alternative
options: 1) the banishment of the qualifier, urban, on the grounds that it
is redundant; or 2) the use of the term, urban ethnomusicology, to refer
specifically to studies pertaining to music of urban areas. The first option
recalls an earlier debate over the subject matter of ethnomusicology:
whether it includes all musics regardless of location, type, or cultural
origin (as in Rhodes 1956), or whether it excludes the art music of the
Western world and the music of complex societies (as in Kunst 1969).
The rationale for this option is embedded in that side of the debate that
argues for all-inclusiveness. This needs no recapitulation here.
The second option warrants a more extensive exploration, far more
than can be accomplished here, but the FPMEdata suggest that there are
empirical and pragmatic grounds for taking the music of urban areas as
the subject matter of urban ethnomusicology:
1. Cross-cultural generalization, important for theory construction, is
better served by a conception of the urban as essential rather than
accidental. The very term urban invites such generalization. All urban
areas, despite their distinctiveness, belong to a worldwide network of
analogous entities bound together by political, economic, and ideological interests. They all possess a measure of ambiguity born of an
inner-directedness toward their national culture, and an outer-directedness toward the rest of the world with which they are in continual
contact. New York exemplifies this urban condition: ". .. is it any
wonder that there is so much ambiguity in the symbolization of this
metropolis, this New York which is 'at once the climactic synthesis of
America and yet the negation of America in that it has so many
characteristics called un-American?' " (Strauss 1976:122). FPME is the
ethnomusicological analog of this urban condition. Despite its identification with New York, it has many things about it that are disturbingly
familiar even to those who do not know New York but who do know
other cities.
2. The music of urban areas provides some of the strongest stimuli for
conceptual and methodological innovation. The duality of the modern
city which is part of a nation-state and at the same time a member of an
international class requires a treatment of its music that is similarly
Janus-like-one that looks simultaneously at the culture-specific as well
as the cosmopolitan. FPME, in its dependence on musical needs and
resources that transcend those of a single culture, not only indicates the
feasibility of such treatment but insists on its implementation.
3. The powerful influence of the paradigm centered on the tribal, the
folk, and the non-Western needs to be counterbalanced by underscoring
the music (unlimited as to type) of complex societies (also unlimited as to
type and geographical location) if ethnomusicology is to broaden its
URBAN ETHNOMUSICOLOGY / 13
REYESSCHRAMM
perspectives. The utility of the term, urban ethnomusicology, is therefore optimal when it applies to music of urban areas. It is in this domain
that the countervailing forces are perhaps strongest. It is therefore this
domain that presents ethnomusicology with a new frontier.
NOTES
1. This is a revised and expanded version of a paper read at the twenty-fifth Conference
of the Society for Ethnomusicology at Indiana University in Bloomington on
November 21, 1980.
2. Although the term, urban ethnomusicology, is now commonly used, there has been
very little discussion of what it represents.
3. CETA is an acronym for Comprehensive Employment Training Act, a government
program that is currently being dismantled. It provided employment for youth.
4. "I love New York" is a promotional slogan that is used on bumper stickers, clothing,
souvenirs, and objects of all kinds. It is conspicuous for the red heart that frequently
replaces the word "love" in the slogan.
5. Sri-Chinmoy is a Bengali "spiritual master" who claims to have established spiritual
centers throughout the world. He or his disciples frequently perform or conduct
meditation sessions in concert settings in New York.
6. In 1981, the Eighth "Tubachristmas"concert at this location featured 500 tubas.
7. The exact number is difficult to ascertain because The New York Times, one of my
sources, went on strike and did not publish for ten days.
8. Performances that take place in the post-dinner evening hours do not nullify this
observation. In cases like the Jazzmobile which has made a commitment to bring jazz
to people where they live, the choice of time slot (7:00 PM) coincides with the core
group's shift from place of work to place of residence.
9. The need to make such a statement nonetheless is suggested by a description of New
York as being "virtually music-less" during the summer. This appeared in an article in
The New York Times (Waleson 1982:1).
10. Worth mentioning is the role of churches as locale for FPME. Contrary to the impression that FPME are primarily summer phenomena, they in fact occur regularly
throughout the year. In 1978, December was the busiest month, with 264 events.
April had the lowest number with 183 events. It is, however, what makes this relatively consistent year-long distribution possible that is a matter of interest, for the
shift of locale from parks and streets in the summer to churches in the winter suggests
some equivalence of function between these kinds of places in the context of New
York.
11. In the Jazzmobile and Rockefeller Center events, for example, this assumption
allowed for inclusion of musical items and participants that the two other assumptions
would either have picked apart or excluded at the risk of losing those very elements
that were crucial in the analysis of these events as urban phenomena.
12. McAllester's review of Music As Culture by M. Herndon and N. McLeod describes
the situation succinctly: "Musicology and anthropology have proven to be uneasy
bedfellows". Thus, he notes, Herndon and McLeod have fallen short of their mark,
probably because "four of five readers of the manuscript objected to the mixing of the
musical and cultural realms" (1980:305-306).
13. The consequence is a perpetuation of the "myth" that urban units are autonomous and
self-contained. Leeds describes a concrete situation in the study of favelas in Rio de
Janeiro. His judgement: ". . . the myth perpetuated the questions asked, which
perpetuated the reception of only certain kinds and interpretations of data which
perpetuated the myth" (1968:40).