ACT targets six core processes that are designed to build psychological flexibility.
Psychologocial flexibility refers to an individuals ability to connect with the present moment
fully, as a conscious human being, and to change or persist in behavior that is in line with
their identified values (Hayes, et al., 1999).
Increasing psychological flexibility involves helping clients to disentangle
themselves from the cycle of experiential avoidance and cognitive fusion, not by challenging
or changing their thoughts and emotions for example, but by learning to react more mindfully
to such experiences, so that they no longer seem to be barriers (Ciarrochi, et al., 2006).
Clients are encouraged to shift their energies away from experiential control and towards
valued activity, and to consistently choose to act effectively, even in the presence of difficult
private events. For a detailed and comprehensive account of ACT readers are referred to
Hayes et al. (Hayes, et al., 1999).
The ACT treatment model consists of six sub-processes that are organized into a
hexaflex (see Figure 1). The hexaflex can be divided into two main components. The first
includes acceptance and mindfulness processes (acceptance, defusion, the present moment,
and a transcendent sense of self), and the second reflects commitment and behavioural
change processes (values, committed action, the present moment and a transcendent sense of
self). The ACT practitioner targets these six processes in order to build psychological
flexibility.
Figure 1: The six core processes targeted by ACT are expected to build psychological
flexibility
The hexaflex illustrates that these processes are all connected and support each other.
There is no correct order for focusing on the processes and not all individuals need to
concentrate extensively on each of the processes (Strosahl, et al., 2004; Hayes, et al., 2005).
The ultimate goal is to help people to persist in or change their behavior, depending on what
the situation affords, in order to move towards what they value.
ACT clinicians use a number of exercises for each process to enhance adoption and
understanding of relevant skills (for more detail see Hayes, et al., 1999; Strosahl, et al.,
2004). These include metaphor, paradox and experiential exercises that aim to undermine the
power of experiential avoidance and cognitive fusion. A brief description of each process will
now be provided.
Acceptance. The focus of this ACT process is to develop and enhance an individuals
willingness to have and accept their private experiences. Treatment involves exploring the
futility of emotional control and avoidance, which can often paradoxically increase an
individuals level of distress and deter them from engaging in purposeful and vital, value
driven behaviour. Instead, individuals are encouraged to accept their private experiences,
when doing so helps them engage in valued behavior.
Defusion is a process that involves weakening the language processes that promote
fusion (Hayes, et al., 1999; Strosahl, et al., 2004). People learn to see thoughts for what they
are and not what they say they are (Hayes, et al., 1999), for example, symbols of ones
experience and not actual descriptive realities. Defusion exercises help people to notice
their language processes as they unfold and to watch the thoughts come and go, almost like a
neutral observer. Defusion thus involves a radical shift in context, where thoughts are
observed events, rather than literal truths that must dictate behavior.
Getting in contact with the present moment. This ACT process is often equated to
mindfulness. Clients are taught to build their awareness of their private experiences and be
fully open to what is happening in the present moment. In the mindful state, thoughts are
expected to be experienced as what they are, events that come and go, rather than what they
often seem to be, truths that bind or actual barriers. For example, a self-critical thought such
as I am useless can be viewed as a passing event rather than something that must control
behavior. Mindfulness also connects to the values and commitment component of ACT, in
that it allows the regulation of action that is informed by needs, feelings, values, and their fit
with the current situation (Brown, et al., 2007). According to Strosahl et al. (2004) and Hayes
et al. (1999), the qualities that reflect this process are vitality, spontaneity, connection, and
creativity.
Self-as-context. Clients are taught to build their awareness of their observing self, or
self-as-context, and work on letting go of their attachment to a conceptualised self (i.e. I am
boring; I am useless). The self-as-context is independent of content: It is the place where
content is observed. No matter how many self-statements we generate about who we are (I
am a father: I am an athlete; I am not good enough), there is an I that can observe these
self-statements. This I is experienced as constant and stable, whilst the self-evaluations
come and go (Hayes, et al., 1999). From the perspective of self-as-context, people come to
realize that they can let go of unhelpful self-evaluations and retain a sense of self (Pierson, et
al., 2004).
Values. Values refer to the directions in life that individuals choose which guide their
behaviour. Thus, values are never really achieved or obtained, yet they are always present
every time an individual chooses them (Hayes, et al., 1999; Pierson, et al., 2004). Individuals
who are entangled in fusion and experiential avoidance are more likely to engage in
behaviours that are inconsistent with their values. For example, even though an individual
may value a relationship, they may engage in destructive social behavior, because they are
afraid of intimacy. People in ACT learn to choose willingness to experience difficult thoughts
and feelings, in order to engage in valued behaviour (Strosahl, et al., 2004).
Committed Action. Engaging in value-directed behaviour can often produce difficult
experiences such as distress, failure, and fusion. ACT helps people to see that choosing a
valued direction is not a permanent thing. The choice must be made again and again, for
example, after failure. ACT helps prepare people for the difficult feelings and thoughts that
will show up due to their valued striving and to be more willing to carry those feelings and
thoughts in order to do what it takes to move in a valued direction.
The inflexahex is another way of looking at the various processes in ACT (Bach,
Moran, & Hayes, (2008). Each positive process in ACT has a negative counterpart, as
illustrated in Figure 2.
The United States Substance Abuse and Mental Health Services Administration (SAMHSA)
has now listed ACT as an empirically supported method as part of its National Registry of
Evidence-based Programs and Practices (NREPP). It is now available on the NREPP Web
site at http://174.140.153.167/ViewIntervention.aspx?id=191.
Hayes, S. C., Masuda, A., Bissett, R., Luoma, J. & Guerrero, L. F. (2004).
DBT, FAP, and ACT: How empirically oriented are the new behavior
therapy technologies? Behavior Therapy, 35, 35-54. [Tutorial review
of the empirical evidence on ACT, DBT, and FAP]
Hayes, S. C. (2004). Acceptance and Commitment Therapy, Relational
Frame Theory, and the third wave of behavioral and cognitive
therapies. Behavior Therapy, 35, 639-665. [Makes the case that ACT
is part of a larger shift in the field.]
Hayes, S. C., Wilson, K. G., Gifford, E. V., Follette, V. M., & Strosahl, K.
(1996). Emotional avoidance and behavioral disorders: A functional
dimensional approach to diagnosis and treatment. Journal of
Consulting and Clinical Psychology, 64, 1152-1168. [This reviews the
data relevant to an ACT approach to psychopathology, as of the
mid-90s. Still relevant]
Salters-Pedneault, K., Tull, M. T., & Roemer, L. (2004). The role of
avoidance of emotional material in the anxiety disorders. Applied
and Preventive Psychology, 11, 95-114. [A more recent review of
much of the experiential avoidance literature]
Concerning nonclinical and behavioural medicine interventions (Table 1), there was
substantial breadth in the target populations, which included people who have a child with
autism, work in organizational settings, work as counsellors, have chronic pain and other
health problems, have cancer, and have a history of smoking. Concerning outcomes, ACT
has been shown to improve mental health and well-being and promote a broad range of
value-consistent or positive behaviors, such as increased innovativeness, reduced taking of
sick days and utilization of medical resources, reduced cigarette smoking, improved diabetes
self-care, positive, non-prejudiced actions, better weight maintenance, behavioural activity
despite pain, and willingness to use empirically supported treatments.
Turning to the issue of mediation, of the studies that used the general Acceptance and
Action Questionnaire ( AAQ) as a measure of psychological flexibility, there were three
studies in which ACT improved AAQ (Bond, et al., 2000; Flaxman, 2006; Varra, et al.,
2008), and two studies that did not reliably improve the AAQ (Blackledge, et al., 2006;
Bilich, et al., 2009) . Blackledge and Hayes (2006) found no AAQ improvements from pre to
post (p > .50; one week after intervention) , and a marginal effect from pre to follow-up (p = .
043, one-tailed). Bilich and Ciarrochi (2009) found no improvements from pre to post. Both
of these studies engaged in extensive adherence ratings which indicated considerable
presence of all ACT-consistent processes (Figure 1) during the intervention. Two clinical
studies also failed to find that ACT improved general AAQ (to be discussed soon)
In contrast to studies that used the general AAQ, all eight studies that focused on
population specific measures of acceptance found effects. ACT improved acceptance and
flexibility related to smoking (Gifford, et al., 2004), diabetes (Gregg, et al., 2007), prejudice
(Lillis, et al., 2007), weight (Lillis, et al., 2009), epilepsy (Lundgren, et al., 2008), and
chronic pain (McCracken, et al., 2005; Vowles, et al., 2008; Wicksell, et al., 2008). In
addition, there was evidence that ACT influenced population-specific believability measures
(Hayes, et al., 2004a; Varra, et al., 2008).
Table 1: ACT intervention studies that assess mediators of change: Nonclinical and behavioural medicine
Authors
Mediation findings
Bilich and
Ciarrochi
(2009)
Blackledge,
& Hayes,
(2006)
Bond, &
Bunce,
(2000)
AAQ mediated changes in general mental health and innovativeness only in the ACT
condition. Attempts at modifying stressors mediated the outcomes (depression and
innovativeness) in the IPP condition
Branstetter et
al.,(2004)
ACT (25) vs. CBT (22) for end stage cancer patients
Dahl, et a.
(2004)
Flaxman
(2006)
ACT(47) vs. stress inoculation training (SIT; 56) vs. weight list
control (51) for government employees
Avoidant coping (mental disengagement) mediated the effect of ACT on participants level
of reduced distress and improved quality of life during treatment. Participants in the ACT
condition showed significantly less anxiety and distress than participants in the CBT
condition.
ACT participants used fewer sick days and fewer treatment resources than those in MTAU.
No differences were found in levels of pain, stress, or quality of life, suggesting that ACT
worked by helping clients to act effectively and flexibly in the presence of symptoms.
The positive impact of ACT on mental health was mediated by an increase in AAQ. The
impact of SIT was partially mediated by a decrease in dysfunctional attitudes
Gifford et al.
(2004)
Participants in the ACT condition had better long-term smoking outcomes at 1-year follow-up
than those in NRT. Mediational analyses indicated that the ACT outcomes at 1 year were
mediated by improvements on the Avoidance and Inflexibility Scale (avoidance strategies
related to smoking and smoking cessation). Mediator change occurred prior to outcome
change.
Gregg, et al.,
(2007)
AAQ (diabetes focus) mediated the beneficial influence of ACT on diabetes self-care (as
indicated in self-reports and biological measures)
Hayes,
Bissett, et
al., (2004a)
ACT and MT reduced stigmatizing attitudes, and ACT showed greater reductions in burnout
than MT. ACT, but not MT, effects were mediated by reductions in the believability of
negative thoughts towards clients
ACT group had significant improvements in general mental health, and were significantly
more successful at living their family-related values. There was no effect of intervention on
AAQ.
Marginal effect of intervention on AAQ. Evidence that believability of dysfunctional thoughts
mediated the relationship between intervention and outcomes such as depression.
Hesser, et al.
(2009)
Participants level of in-session acceptance and cognitive defusion behaviors mediated the
impact of positive treatment effects of ACT on tinnitus distress. An acceptance and defusion
process measure predicted future symptom improvements
Lillis &
Hayes.
(2007)
Only the ACT intervention was effective at increasing positive behavioral intentions at post
and 1-week follow up, and these effects were partially mediated by acceptance of prejudicial
thoughts and recognition that these thoughts do not act as barriers to non-prejudicial action
Lillis et al.,
(2009)
ACT (40) vs. weight list control (44) for adults who had
completed at least 6 months of any structured weight loss
program in the past 2 years. The intervention targeted obesityrelated stigma and distress.
Lundgren, et
al.(2006;
2008)
ACT had significant beneficial effects on seizures, quality of life, and well-being compared
with ST. The beneficial effects of ACT were mediated by epilepsy-related acceptance, values
attainment,, and persistence
McCracken,
et al., (2005)
ACT improved emotional, social, physical functioning, and reduced healthcare visits for pain.
ACT significantly increased acceptance of pain and willingness to engage in activities in the
presence of pain (CPAQ), and this increase was associated with decreases in depression,
anxiety, physical and psychosocial disability, and sit-to-stand performance.
Varra, et al.,
(2008)
AAQ and a reduction in the believability of barriers mediated the impact of the ACT
intervention on counselors willingness to use ESTs.
Vowles, &
McCracken
(2008)
Wicksell, et
al. (2008)
ACT reduced pain, depression, pain-related anxiety, disability, medical visits, and physical
performance. ACT increased acceptance of pain and willingness to engage in activities in the
presence of pain (CPAQ), and increases in these processes were associated with
improvements in outcomes.
ABI was better than control in improving life satisfaction, and reducing pain disability, fear of
movements, and depression. ABI also improved psychological inflexibility (pain specific
measure). No explicit meditational analysis conducted.
We turn our review now to a consideration of ACT interventions for mental health and
substance abuse (Table 3). ACT has shown some efficacy in treating a wide variety of
disorders, including psychosis, social anxiety, anxiety and depression, borderline personality
disorder, obsessive compulsive disorder, substance abuse, and tinnitus distress.
Concerning the impact of ACT on the general AAQ, there were two failures of ACT
to influence the AAQ (Block, 2002; Hayes, et al., 2004b; Hayes, et al., 2006), and 10
successes (Zettle, 2003; Gratz, et al., 2006; Woods, et al., 2006; Dalrymple, et al., 2007;
Forman, 2007; Lappalainen, et al., 2007; Luoma, et al., 2008; Roemer, et al., 2008; Twohig,
2009; Kocovski, et al., In press). ACT has also been shown to reduce believability of
hallucinations (Bach, et al., 2002; Guadiano, et al., 2006) and dysfunctional thoughts (Zettle,
et al., 1986; Zettle, et al., 2009).
Similar to the studies involving normal populations and behavioural medicine, the
clinical studies generally showed changes in the mediator occurring at the same time as
changes in the outcome (the two time point model). However, four studies did provide
evidence for the three time-point model. . Hesser et al. (2009) reliably coded the extent that
in-session behaviors reflected either acceptance or cognitive defusion. They found that the
peak level and frequency of cognitive defusion behaviors and peak level of acceptance rated
in session 2 predicted symptom reduction six months following treatment. They showed that
these relationships could not be accounted for by improvements that had occurred prior to the
measurement of defusion and acceptance. Similarly, Dalrymple & Herbert (2007) and
Kocovski et al. (In press) showed that earlier changes in the AAQ predicted later changes in
symptom severity, even after controlling for earlier changes in symptoms.
Table 2: ACT intervention studies that assess mediators of change: Mental health and substance abuse
Study
Mediation findings
Bach &
Hayes (2002)
Block (2002)
Both ACT and CGBT participants showed reductions in anxiety. ACT participants showed less
behavioural avoidance to a social situation than CBGT participants. Neither ACT nor CBGT
had a significant effect on AAQ
Dalrymple &
Herbert
(2007)
Earlier improvements on AAQ mediated later reduction in participants level of distress and
increase in quality of life. ACT incongruent process measure (skill at controlling private
experience) did not mediate change
Forman et.
al., (2007)
ACT (55) vs. CT (44) for university students with anxiety and/or
depression
CT and ACT shown to be effective in reducing symptom such as depression and anxiety.
Changes in AAQ, and acceptance and acting with awareness component of mindfulness more
strongly associated with outcome in ACT relative to CBT group. Changes in observing and
describing components of mindfulness more strongly associated with outcomes in CT
condition.
Gaudiano, &
Herbert,
(2006)
ACT had more beneficial effects at short term follow-up for social impairment and distress.
ACT alone decreased believability of hallucinations and reductions in believability were
associated with reductions in distress
Gratz &
Gunderson
(2006)
Hayes,
Wilson, et al.
ACT and ITSF reduced objectively assessed drug use. ACT failed to change the AAQ (Hayes,
et al., (2006)
(2004b)
opiates
Kocovski, et
al. (In press)
AAQ from baseline to mid-treatment significantly predicted change in social anxiety from
mid-treatment to post-treatment, controlling for change in anxiety from baseline to midtreatment. There was not evidence of the change in AAQ occurring prior to the change in
social anxiety symptoms.
Lappalainen,
R. et al.
(2007)
Clients treated with ACT showed better symptom improvement than CBT. ACT improved
AAQ but not self-confidence, whereas CBT improved self-confidence but not AAQ.
Improvement in acceptance and self-confidence were correlated with improvements in
symptoms. When these variables were covaried, acceptance was the unique predictor.
Luoma, et al.,
(2008)
ACT improved AAQ, and changes in AAQ were strongly correlated with changes in
internalized shame. No formal mediation test.
Roemer, et
al.,(2008)
Twohig,
(2009)
Woods, et al.,
(2006)
ACT produced significantly greater decreases in OCD severity and AAQ than PRT. AAQ was
shown to partially mediate outcomes. Analysis of weekly session data suggested that changes
in ACT processes proceeded and predicted changes in OCD severity.
ACT was better that WL in reducing hair pulling severity, hairs pulled, anxiety, and
depression. Decreases on AAQ were correlated with reductions in TM symptoms
Zettle, R. D.
(2003)
ACT and SD reduce math and test anxiety, and experiential avoidance (AAQ). SD alone
reduced trait anxiety. Reductions in experiential avoidance associated with reductions in
anxiety only in ACT group.
Zettle. &
Hayes,
(1986)
Zettle &
Rains (1989;
2009)
ACT produced greater reductions in depression than CT, and the differences between ACT and
CBT were mediated by reductions in the believability of dysfunctional thoughts.
*Note: this table excludes ACT efficacy studies that did not measure correlates of psychological flexibility. AAQ = Acceptance and Action
Questionnaire; TAU = treatment as usual; CT = cognitive therapy; CPAQ = Chronic Pain Acceptance Questionnaire.
Bohlmeijer, E. T., Fledderus, M., Rokx, T. A. J. J., & Pieterse, M. E. (2011). Efficacy
of an early intervention based on acceptance and commitment therapy for adults
with depressive symptomatology: Evaluation in a randomized controlled trial.
Behaviour Research and Therapy, 49(1), 62-67.
Brown, L. A., Forman, E. M., Herbert, J. D., Hoffman, K. L., Yuen, E. K., & Goetter,
E. M. (2011). A randomized controlled trial of acceptance-based behavior therapy
and cognitive therapy for test anxiety: A pilot study. Behavior Modification, 35(1),
31-53.
Flaxman, P. E., & Bond, F. W. (2010). A randomised worksite comparison of
acceptance and commitment therapy and stress inoculation training. Behaviour
Research and Therapy, 48(8), 816-820.
Flaxman, P. E., & Bond, F. W. (2010). Worksite stress management training:
Moderated effects and clinical significance. Journal of Occupational Health
Psychology, 15(4), 347-358.
Fledderus, M., Bohlmeijer, E. T., Smit, F., & Westerhof, G. J. (2010). Mental health
promotion as a new goal in public mental health care: a randomized controlled
trial of an intervention enhancing psychological flexibility. American Journal of
Public Health, 100(12), 2372-2372.
Gaudiano, B. A., Herbert, J. D., & Hayes, S. C. (2010). Is it the symptom or the
relation to it? Investigating potential mediators of change in Acceptance and
Commitment Therapy for psychosis. Behavior Therapy, 41, 543-554.
Gifford , E. V., Kohlenberg, B., Hayes, S. C., Pierson, H., Piasecki, M., Antonuccio,
D., & Palm, K. (in press). Does acceptance and relationship focused behavior
therapy contribute to bupropion outcomes? A randomized controlled trial of FAP
and ACT for smoking cessation. Behavior Therapy.
Hayes, L., Boyd, C. P., & Sewell, J. (2011). Acceptance and Commitment Therapy
for the treatment of adolescent depression: A pilot study in a psychiatric
outpatient setting. Mindfulness.
Hesser, H., Westin, V., Hayes, S. C., & Andersson, G. (2009). Clients in-session
Several of the available studies allow us to examine whether ACT works by different
mechanisms than other interventions. There are two general classes of studies relevant to this
issue; those studies that compare ACT to a variety of educational or supportive interventions,
and those studies that compare ACT to a form of cognitive therapy. Four studies have shown
that ACT works differently than educational lectures for reducing prejudice (Hayes, et al.,
2004a; Lillis, et al., 2007), increasing willingness among counsellors to use empirically
supported treatments (Varra, et al., 2008), and self-care in diabetes (Gregg, et al., 2007). Two
other studies suggest that ACT works by different processes than supportive therapy
(Lundgren, et al., 2008) and different processes than an intervention that teaches people to
modify workplace stressors (Bond, et al., 2000). These studies generally show that while
ACT increases psychological flexibility, educational lectures and supportive interventions do
not.
Seven studies have compared ACT to a form of cognitive therapy (CT). ACT was
better than CT at decreasing avoidant coping amongst cancer patients (Branstetter, et al.,
2004). ACT has been shown to be better than CT at improving psychological flexibility
(AAQ) amongst government employees (Flaxman, 2006), university students with anxiety or
depression (Forman, 2007), people recruited from the general public with mood and
interpersonal problems (Lappalainen, et al., 2007), and people with clinical depression
(Zettle, et al., 1986; Zettle, et al., 2009).
One possible explanation for the general pattern of differences between ACT and CT
is that ACT is simply better at influencing any process measure, regardless of whether it is
ACT consistent or inconsistent. However, three studies appear to be inconsistent with this
hypothesis. Dalrymple and Herbert (2007) showed that ACT improved psychological
flexibility but did not improve skill at controlling private experience, an ACT incongruent
process. Forman (2007) showed that CBT, but not ACT, improved observing and describing
components of mindfulness. Lappalainen et al. (2007) showed that ACT improved
psychological flexibility, whereas CBT improved self-confidence.
The results of Flaxman (2006) are somewhat more complicated but generally support
the notion that ACT and CT work by distinct processes. Both the ACT group and the stress
inoculation group (SIT, a form of cognitive therapy) produced improvements in ACT
consistent measures (psychological flexibility) and CT consistent measures (dysfunctional
attitudes). Flaxman (2006) conducted mediational analyses that looked at the unique
influence of psychological flexibility and dysfunctional attitudes and found that
psychological flexibility was the primary mediator in the ACT condition. In contrast,
psychological flexibility did not mediate the SIT outcomes, and there was some evidence that
dysfunctional cognitions mediated the effect of SIT between times 1 and 3 (but not between
times 1 and 2).
In a recent study, Brown, Gaudiano, and Miller (2011) surveyed second (e.g.CBT)
and third wave (e.g., ACT) cognitive behavioural therapists concerning the techniques they
used in therapy. There were differences between the two groups, with third-wave therapists
reporting greater use of exposure and second-wave therapists reporting greater use of
cognitive restructuring and relaxation techniques.
How to learn more about ACT
http://www.contextualpsychology.org/
ACT listserves
There are two internet groups, the international group, and the Australian and new Zealand
group. These provide a forum for people to discuss ACT and to announce upcoming events.
References