Management of complications
of tracheal surgery
Michael Lanuti, MDa,b,*, Douglas J. Mathisen, MDa,b
a
High-risk patients
There are certain circumstances that place patients at high risk for complications
following tracheal resection and reconstruction. One of the most critical factors
influencing the success of tracheal surgery is the absence of need for mechanical
ventilation. The need for mechanical ventilation must be considered in high-risk
* Corresponding author. Michael Lanuti, MD, Massachusetts General Hospital, Blake 1570, 55
Fruit Street, Boston, MA 02114.
E-mail address: mlanuti@partners.org (M. Lanuti).
1052-3359/03/$ see front matter D 2003, Elsevier Inc. All rights reserved.
doi:10.1016/S1052-3359(03)00007-3
386
Airway management
Management of critical airway stenosis can be a formidable challenge.
Understanding the principles of management might avoid ill-advised surgery
and minimize potential complications. Emergency tracheal resection should be
avoided. It is always preferable to stabilize the airway, properly evaluate the
patient, and perform resection under ideal circumstances. Upon initial presentation, simple measures such as cool humidified mist, bed rest, head elevation,
and cautious sedation are often helpful. As a substitute for oxygen, Heliox
(BOC Gases, Murray Hill, NJ) is often helpful in the acute setting. The lower
viscosity of Heliox is a great advantage in a stenotic airway. Any airway
manipulation under local anesthesiaespecially in the outpatient settingcould
precipitate airway obstruction from secretions, hemorrhage, or swelling. If intervention is necessary, postintubation stenosis can be safely dilated under general
anesthesia using dilators and rigid and flexible bronchoscopes [3]. The procedure is performed under direct visualization starting with a number 3.5 or 4 mm
387
Management of complications
Complications of tracheal resection and reconstruction vary with the pathologic
condition. As previously stated, the vast majority of operations are performed for
postintubation stenosis. Resection of tracheal neoplasms is the next most common
reconstruction performed. Reconstructions for infectious diseases, idiopathic
stenosis, traumatic lesions, congenital deformities, and extrinsic compression
present with special problems, but the general principles are the same.
For tumors, the tracheal mucosa is usually normal, whereas for postintubation
problems, the mucosa can have varying degrees of inflammation or fibrosis.
The most comprehensive account of complications following tracheal resection was reported by Grillo and colleagues in 1986 [4], and updated in 1990 for
resection of neoplasms [5] and for resection of postintubation stenosis in 1995
[6]. The results of this work form the basis of further discussions about
complications of tracheal resection.
Results
A total of 521 tracheal resections and reconstructions were performed on
503 patients. Thirteen patients had restenosis after an initial procedure and were
388
reoperated at a later date. Five patients had immediate failure because of residual
tracheal malacia and were reoperated within hours of their initial procedure.
Evaluation of this cumulative patient series revealed a progressive increase
in the complication rate as the anastomotic level ascended. The failure rates were
2.2% for trachea trachea anastomosis, 6.0% for a trachea cricoid anastomosis,
and 8.1% for trachea thyroid anastomosis (Fig. 1). Minor complications became
more prevalent with each level, from 16% to 17.1% to 21%, respectively.
The major complication rate did not appear to change (13.9%, 15.4%, and
12.9%, respectively).
Complications can be divided into failures of incomplete diagnosis, failure of
technique, and those not easily classified. Failures of incomplete diagnosis, which
were limited largely to postintubation lesions, resulted from (1) failure to
recognize incompetence of the glottis before tracheal repair, and (2) failure to
recognize the extent of malacia present in addition to stenosis, a condition that
requires intervention at the initial operation. A third problem identified in patients
after prior operative failure was that the extent of stenosis had been unrecognized
with an inadequate resection.
The second group of complications contains failure of technique. Formation of
granulation tissue at the anastomosis must be classified as an error in technique
and in selection of patients. Separation of an anastomosis is (in most cases)
because of excessive tension caused by resection of too much trachea or failure to
perform relaxing maneuvers to lessen tension. Excessive circumferential dissection of the trachea, particularly distal to the point of division, might compromise
the blood supply and result in separation or stenosis. Excessive resection is more
likely to occur in the management of tumors. Partial or complete stenosis can
occur at the anastomotic line. This phenomenon results from granulation tissue
that gradually turns into cicatrizing circumferential scar or, more often, into
partial separation. The latter can occur without clinical air leak because of tension
Fig. 1. Categories of reconstruction. (a) Trachea to trachea anastomosis after segmental tracheal
resection. (b) Cricotracheal anastomosis where transaction is just below the cricoid cartilage, or where
a portion of lower cricoid cartilage, usually anterior, has been resected. (c) Anastomosis of tailored
trachea to thyroid cartilage or cricothyroid membrane anteriorly, where subglottic laryngeal
involvement by stenosis required laryngoplasty.
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Table 1
Complications of operations for postintubation tracheal stenosis
Granulations
(Before 1978)
(After 1978)
Dehiscence
Laryngeal dysfunction
Malacia
Hemorrhage
Edema (anastomotic)
Infection
Wound
Pulmonary
Myocardial infarction
TEF
Pneumothorax
Line infection
Atrial fibrillation
Deep venous thrombosis
Total
Major
Minor
Total
11
10
1
28
11
10
5
3
38
34
4
1
14
0
0
1
49
44
5
29
25
10
5
4
7
5
1
1
0
0
0
0
82
8
14
0
0
3
1
1
1
82
15
19
1
1
3
1
1
1
164
Data from Grillo HC, Donahue DM, Mathisen DJ, et al. Postintubation tracheal stenosis: treatment
and results. J Thorac Cardiovasc Surg 1995;109:486 93.
390
which were temporary. Three patients had dehiscence of a small portion of the
anastomosis. Two of these patients required re-exploration and primary closure,
and one patient with a small leak was successfully managed with drainage of the
cervical wound and antibiotics. Two patients required repeated dilatations.
Laryngeal dysfunction
A total of 25 patients had varying degrees of laryngeal dysfunction after the
operation. Fourteen patients had minor or temporary dysfunction that prompted
no specific treatment. Eleven patients had more severe dysfunction. Of these,
seven patients required tracheostomy, four of which were temporary. One patient
required a permanent T-tube, and another required a subglottic stent. Two patients
required gastrostomy tube feedings for persistent aspiration resulting from glottic
dysfunction. One death occurred in this group.
Laryngeal complications, aspiration, or vocal cord dysfunction appeared in
four of nine patients undergoing thyrohyoid laryngeal release (44%) and in eight
of 40 patients (20%) undergoing suprahyoid release. Laryngotracheal resection
(trachea thyroid cartilage anastomosis) plus laryngeal release in eight patients
led to three minor and four major complications in six of the eight patients. These
complications included dysphagia, aspiration, malacia, and partial or complete
dehiscence in three patients.
Hemorrhage
Five patients hemorrhaged from the innominate artery. Three of these patients
died, two of whom had concomitant anastomotic separation. One patient was
managed successfully with repair of the artery, and one was managed with
division of the innominate artery.
Anastomotic edema
Four patients were noted to have swelling at their anastomoses. In one patient
the swelling was minor and treatment consisted of oral steroids. Two patients
were treated with temporary tracheostomy, and one patient was treated with a
temporary T-tube.
Infection
Infectious complications developed in 34 patients. Wound infection accounted
for 15 of these cases. Eight minor infections were treated with intravenous
antibiotics and seven more extensive sternal infections required operative
debridement. Nineteen patients had bronchitis or pneumonia, 14 of whom
required intervention with bedside bronchoscopic treatment and antibiotics. Five
more severe cases resulted in one death. Three patients were managed with
temporary tracheostomy and two patients were managed with reintubation.
Tracheomalacia
Residual tracheomalacia was identified during or after the operation in
10 patients. There were two deaths in this group. Five patients required reopera-
391
tion; four of these patients underwent a second resection and reconstruction and
one patient underwent plastic ring splinting of the malacic segment. Results of the
reoperations were good in two patients and satisfactory in two patients. The fifth
patient required permanent tracheostomy. Two patients were treated with a T-tube,
one of which was temporary. One patient required temporary tracheostomy.
Other
One postoperative myocardial infarction occurred, resulting in the patients
death. Three patients with postoperative pneumothorax were treated chest tube
thoracostomy. One of each of the following complications was seen: intravenous
line infection, deep venous thrombosis, atrial fibrillation, insulin reaction, and
aspiration through a T-tube, requiring conversion to tracheostomy.
Deaths
Twelve perioperative deaths occurred in this compilation of patients. Complications related to anastomotic dehiscence were the most common causes,
accounting for seven deaths. Only two patients were supported with ventilators at
the time of resection, and three patients required postoperative reintubation for
retained secretions. One patient had received mediastinal radiation therapy for
Hodgkins disease with subsequent paratracheal fibrosis and failure of anastomotic healing despite omental wrapping. Two patients had a tracheoinnominate
artery fistula after dehiscence. Two patients died of airway obstruction secondary
to residual tracheomalacia. There was one postoperative fatal myocardial infarction. One patient died at home from respiratory failure of unknown cause.
Experience plays a role in the incidence of complications (Table 2). In an
earlier report, Grillo [4] noted a reduction in the number of deaths, failures of
reconstruction, and number of complications in the second half of a personal
series of 279 patients operated upon for postintubation stenosis.
In contrast with the complications seen with resection and reconstruction for
postintubation stenosis, Grillo and Mathisen [5] reported their results for treatment
of primary tracheal neoplasms. The type and incidence of complications were
slightly different than following resection for postintubation stenosis. Anastomotic
stenosis developed in two patients who underwent tracheal resection, one of which
had a transient air leak. Both patients later underwent re-resection successfully, one
while receiving high-dose steroids. Stenoses developed in four patients after carinal
Table 2
Influence of experience on management of postintubation lesions
Case No.
Deaths
Failures
Complications
1 139
140 279
4
13
42
1
7
30
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resection. Two patients who had undergone pneumonectomy with carinal resection
underwent re-resection successfully. Two other patients required upper lobectomy
of the reimplanted right lung with reattachment of the bronchus intermedius or
lower lobe. Both procedures were successful. Three air leaks were handled conservatively. In the era before absorbable sutures were used, four patients developed
suture line granulomas, which were managed with bronchoscopic intervention.
One esophageal fistula occurred after transthoracic tracheal resection with extensive full-thickness resection of the esophageal wall. One small fistula healed
spontaneously. Vocal cord paralysis occurred in eight patients who underwent
tracheal or carinal resection for squamous carcinoma and in three patients who
underwent tracheal or carinal resection for adenoid cystic carcinoma. Six patients
experienced aspiration on swallowing, principally after laryngeal release prompted
by extended resection. Most occurrences of vocal cord paralysis resolved with
time; however, temporary gastrostomy was infrequently required. One patient had
a small empyema after transthoracic tracheal resection that was ultimately treated
with drainage.
In two patients, pulmonary edema developed acutely after carinal resection
with right pneumonectomy. Three other patients had pneumonia. One patient
developed hypoxemia after a carinal resection with anastomosis of the trachea to
the right mainstem bronchus and exclusion of the left lung. The left pulmonary
artery had not been ligated. This patient ultimately required a left pneumonectomy to remove the nonfunctioning but shunting lung.
393
With partial restenosis, the resulting airway might be clinically tolerated and
sometimes might improve with endoscopic techniques, including laser. Severe
stenosis or recurring partial stenosis requires aggressive treatment because other
measures offer only temporary palliation. The stenotic area can be dilated and a
T-tube can be placed across it to temporize it. After an attempt at tracheal
reconstruction has failed, 4 to 6 months should be allowed to quell the inflammation before another resection is undertaken. The presence of a T-tube permits
the luxury of waiting while maintaining an adequate airway. The difficulties of
tracheal reconstruction increase markedly with each attempt at repair.
Stenosis
Ensuring a tension-free reconstruction can prevent stenosis of a tracheal
anastomosis. Furthermore, when proceeding with tracheal resection for postintubation stenosis, all of the trachea that is involved by severe inflammatory
stenosis must be removed to prevent recurrence at that site. On the other hand, it is
important not to resect so much trachea that there will be excessive tension at the
anastomosis, particularly in patients with tumors or with previously operated
stenotic lesions. Anastomotic tension is usually judged clinically. Adjunctive
maneuvers such as laryngeal and hilar release might be required. On occasion, it
is better to abort the operation after exploration of a trachea rather than perform
too lengthy a resection. Conservative management of postintubation lesions can
be accomplished with inlying silicone rubber T-tubes, and obstructions from a
tumor can be opened bronchoscopically and palliated with radiation.
Hemorrhage
Major hemorrhage, which is usually from the innominate artery, mandates immediate reoperation. If blood enters the airway, emergent placement of a
cuffed endotracheal tube can potentially seal the bleeding site while operative
plans are set in motion. The surgical approach is through a combination of collar
incision and median sternotomy. The innominate artery is controlled proximally
and distally and the fistulous segment is resected. Proximal and distal ends of the
artery are then closed with two layers of running vascular suture and the divided
ends are covered in healthy tissue such as thymus, omentum, or cervical muscle.
Simple ligation is not advised. If available, intraoperative electroencephalogram
monitoring can be used while the artery is clamped. If marked changes occur on
the electroencephalogram, an autologous saphenous vein graft should be used
with omentum generously wrapped around it to deal with local infection.
Neurologic sequelae are rare after division of the innominate artery in the
presence of a previously normal circulation.
Dissection behind the innominate artery should be performed on the trachea to
leave adjacent tissue undisturbed around the artery. This will prevent mostif not
allpostoperative hemorrhages from that artery. In reoperations, dense adherence
might be encountered between the innominate artery and the trachea. In such
394
cases, healthy tissue such as pedicled cervical strap muscle can be interposed
between the trachea and the artery. Similarly, in the thorax, tissue must always be
interposed between the tracheobronchial suture lines and the pulmonary artery.
Malacia
Residual malacia is best treated by recognizing it during the original operation
and including it in the resection. If doing so would extend the resection excessively,
the trachea can be splinted either internally with a T-tube without resection, or
externally with plastic rings. Foreign material is avoided unless it is absolutely
necessary. Laryngeal release can potentially enable the length of resection to be
increased, permitting excision of adjacent malacia along with a stenosis.
Fistulae
Tracheoesophageal fistulae are rare complications of tracheal resection and
reconstruction. They should be repaired if encountered. If there are technical or
systemic reasons to delay repair, the fistula can usually be managed with a
tracheal T-tube or, sometimes, a cuffed tracheostomy tube. Gastrostomy is
implemented to avoid aspiration from reflux and jejunostomy for nutrition. The
fistula is repaired when local inflammation has subsided [8]. Repair can be
accomplished by simple division and closure of the fistula or by segmental
tracheal resection and primary anastomosis with esophageal closure. Diversion of
the esophageal contents from the tracheobronchial tree is rarely indicated.
Aspiration
Aspiration on deglutition is commonly seen early after thyrohyoid release of
the larynx and, less often, after suprahyoid release. The glottis might close
inadequately on swallowing when the trachea has been markedly shortened,
when there has been injury to one of the recurrent nerves, or when neurologic
injury is present. If there is no improvement after a prolonged period during
which the patient has been fed by gastrostomy, it might become necessary
to surgically close the glottis and resort to tracheostomy and an artificial
speech device.
Glottic problems
Glottic problems, including an inadequate aperture or inadequate closure that
permits aspiration, must be corrected before tracheal reconstruction is attempted.
Careful radiologic and endoscopic assessment of the state and function of the
glottis and subglottic area should therefore be ascertained preoperatively [9]. Of
equal importance is the evaluation of the presence or absence of malacia in
addition to a stenotic lesion and any disorders of deglutition. Consultation with a
specialized radiologist, otolaryngologist, pulmonary specialist, and anesthesiologist will avoid many complications that can lead to postoperative disasters.
395
396
Table 3
Postintubation lesions: results of treatment complications
Granulations
Separation
Restenosis
Malacia
Hemorrhage
Tracheoesophageal fistula
Cord dysfunction
Aspiration
Wound infection
Edema
No.
Good
Satisfactory
Failed
Death
28
4
21
3
2
1
5
1
6
1
24
6
1
1
4
2
15
1
1
1
1
1
tracheostomy. If necessary, one could intubate across the lesion with a tracheostomy tube or T-tube [13]. Long-armed T-tubes are available for low stenoses.
Patients on ventilators should almost never be subjected to tracheal reconstruction.
Table 3 summarizes the results of management of complications after resection
of postintubation lesions [5]. Separation, hemorrhage, and tracheoesophageal
fistula, although infrequently encountered, were the most dangerous, resulting in
four of the five deaths.
Summary
Basic principles of tracheal reconstruction, which were introduced in the
1960s and 1970s, served to reduce the prevalence of many complications. These
principles include thorough preoperative assessment (endoscopic and radiologic)
of the tracheal anatomy and glottic function, avoidance of excessive anastomotic
tension, preservation of tracheal blood supply, and meticulous dissection and
anastomosis. The tracheal surgeon should have access to expert help in radiology
and anesthesiology, experienced nursing units, and the help and advice of
consultants, especially otolaryngologists. The surgical approach should be
meticulously planned. No irreversible maneuvers should be performed until
one establishes certainty to proceed to resection. The surgeon should not attempt
to exceed the limits of what appears to be reasonably possible. It must be
remembered that a permanent tracheal T-tube might be the best solution for a
patient with extensive tracheal damage that would defy reconstruction.
References
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tracheostomy with assisted ventilation. Ann Surg 1971;173:249 63.
[2] Cooper JD, Grillo HC. The evolution of tracheal injury due to ventilatory assistance through
cuffed tubes: a pathologic study. Ann Surg 1969;169:334 48.
[3] Wilson RS. Anesthetic management for tracheal reconstruction. In: Grillo HC, Eschapasse H,
[4]
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397