A Single-Center Study
Daniel Cukor, PhD,1 Jeremy Coplan, MD,1 Clinton Brown, MD,2 Steven Friedman, PhD,1
Howard Newville, BA,1,3 Michal Safier, BA,1,3 Lisa A. Spielman, PhD,4 Rolf A. Peterson, PhD,5
and Paul L. Kimmel, MD6
Background: Anxiety is a complicating comorbid diagnosis in many patients with medical illnesses.
In patients with end-stage renal disease (ESRD), anxiety disorders often are perceived to represent
symptoms of depression rather than independent conditions and therefore have been relatively
understudied in this medical population.
Study Design: To evaluate the psychosocial impact of anxiety disorders on patients with ESRD, we
sought to identify the rates of these disorders in a sample of patients receiving hemodialysis at a single
center by using a structured clinical interview. We also compared a commonly used screening measure,
the Hospital Anxiety and Depression Scale (HADS), with these clinical diagnoses to determine the
measures criterion validity or ability to predict a psychiatric diagnosis in ESRD populations. Finally, we
examined the relationship between anxiety diagnosis and perceptions of quality of life (QOL) and health
status.
Setting & Participants: A sample of 70 randomly selected hemodialysis patients from an urban
metropolitan center.
Predictor: Structured Clinical Interview for Diagnostic and Statistical Manual of Mental Disorders,
Fourth Edition (DSM-IV) Axis I Diagnosis (SCID-I).
Outcomes: HADS and Kidney Disease Quality of Life Short Form.
Results: Using the SCID, 71% of the sample received a DSM-IV Axis I diagnosis, with 45.7% of
subjects meeting criteria for an anxiety disorder and 40% meeting criteria for a mood disorder. The
concordance between DSM-IV anxiety disorders and anxiety scores acquired by using the HADS was
not significant. Thus, although the HADS may provide an acceptable measure of overall psychic
distress compared against the SCID-I, it has poor predictive power for anxiety diagnoses in patients
with ESRD. Additionally, the presence of an anxiety disorder was associated with an overall perceived
lower QOL (t 2.4; P 0.05).
Limitations: Single-center study and a population not representative of US demographics.
Conclusions: A substantial proportion of participating patients met criteria for an anxiety disorder.
The utility of the HADS as a screening tool for anxiety in patients with ESRD should be questioned. The
finding that anxiety disorders negatively impact on QOL and are not merely manifestations of depression in patients with ESRD emphasizes the importance of accurate diagnosis and effective treatment.
Strategic options are necessary to improve the diagnosis of anxiety disorders, potentially enhancing
QOL and medical outcome in patients with ESRD.
Am J Kidney Dis 52:128-136. 2008 by the National Kidney Foundation, Inc.
INDEX WORDS: Anxiety; chronic kidney disease; dialysis; screening; quality of life.
128
Anxiety in ESRD
129
METHODS
This study was approved by the SUNY Downstate (Brooklyn, NY) Institutional Review Board. This study was part of
a broader project examining psychosocial variables in pa-
Measures
The SCID-I
The SCID16 is a semistructured interview used for diagnosing the major Axis I DSM-IV disorders. It uses a decision
tree approach, guiding the clinician through an interview
testing diagnostic hypotheses. The SCID reports the presence or absence of each of the disorders being considered for
the current episode (past month). It has variable, but acceptable, reliability and validity and is accepted as the gold
standard for deriving psychiatric diagnoses in research studies.17 It previously was used in ESRD populations.18-20
Interviews were audiotaped and then independently reviewed for diagnostic accuracy, with an overall excellent
level of agreement between raters ( 0.94). Because of the
extended time most patients were treated with dialysis
(5.0 5.2 years), it was impossible to accurately determine
the chronological sequence of the disorders; therefore, only
data reflecting current psychopathological states were used.
The HADS
The HADS11 was developed as a tool for the identification
of anxiety disorders and depression in patients in nonpsychiatric hospital clinics. The HADS consists of 14 items equally
divided between Anxiety and Depression subscales. Each
item is rated on a scale from 0 to 3. Respondents choose the
response that most accurately describes how they have been
feeling during the past week. The developers excluded
somatic symptoms of anxiety and depression to prevent
crossover from physical illnesses unrelated to anxiety or
depression. A review of more than 700 studies using the
HADS found that it had good psychometric properties and
effectively assessed anxiety and depressive disorders in
various health settings and in the general population.21 The
HADS was suggested as a possible screening tool for anxiety and depression in patients with ESRD because of its
good internal reliability and test-retest reliability.13 However, a later study questioned its clinical utility in patients
with ESRD because a unified factor structure failed to
emerge.22
130
Cukor et al
Data Analysis
All data were analyzed using the computer-based statistical software package SPSS, version 14.0 (SPSS Inc, Chicago, IL). Descriptive statistics were calculated for the
sample population, and group differences were compared
for continuous variables by using t-test and Pearson 2 test
for comparing binary variables. Pearson correlations were
derived, and level for tests of significance was set at 0.05.
Multiple regression was used to predict HADS scores and
QOL values from SCID diagnoses. Data are reported as
mean SD.
RESULTS
Half the sample was born in the United States
and 53% were women (Table 1). Average age for
the entire sample was 53.3 15.0 years. Eightynine percent identified themselves as black; 3%,
Hispanic; 1%, white; and 7%, other. Average
amount of education was 12.7 2.7 years. The
sample was medically ill, averaging 1.9 2.6
hospitalizations within the last year. Average
duration that patients were treated with dialysis
was 61.0 62.6 months. Only 14% of the
sample was employed.
The sample was divided between those with an
anxiety diagnosis and everyone else and then in
separate analyses as those with depression compared with everyone else. This was done to explore
the unique contributions of anxiety and depression
in the sample. There were no statistically significant differences in age (P 0.9), education (P
0.1), number of hospitalizations in the past year (P
0.4), sex (Pearson 2, P 0.2), being American
born (P 0.2), proportion working (P 0.3), or
previous mental health treatment use (P 0.1)
between those with and without a depression diagnosis. Similarly, when patients with an anxiety
diagnosis were compared with those without an
anxiety diagnosis, there were no statistically significant differences in age (P 0.1), education (P
0.9), number of hospitalizations in the past year (P
0.7), sex (P 0.2), being American born (P 0.5),
proportion working (P 0.1), or previous mental
health treatment use (P 0.1) between groups.
Variable
Age (y)
Men (%)
Time on dialysis (mo)
Education (y)
No. of hospitalizations
in last year
Born in the United
States (%)
Ethnicity (self-report)
Black (%)
Hispanic (%)
White (%)
Other (%)
History of mental health
treatment (%)
Depression Diagnosis
Total Sample
(n 70)
Yes
(n 32)
No
(n 38)
Yes
(n 20)
No
(n 50)
53.3 15.0
47.1
61.0 62.6
12.7 2.7
48.3 15.8
37.5
54.3 57.3
12.7 2.7
57.4 12.9
55.3
66.6 66.9
12.8 2.6
53.5 15.2
57.1
65.9 56.3
11.9 3.2
53.2 15.0
44.6
59.7 65.5
12.9 2.5
1.9 2.6
2.0 2.3
1.7 2.8
2.6 3.9
1.6 2.1
50
43.7
54.3
42.9
51.8
88.6
2.9
1.4
7.1
81.3
3.1
3.1
12.5
92.7
2.6
0
2.6
92.9
0
7.1
0
87.5
3.6
0
8.9
12.9
21.9
5.3
21.4
10.7
Note: Values expressed as mean SD or percent. Diagnosis defined according to Structured Clinical Interview for
Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition.
Anxiety in ESRD
131
Mood disorders
Major depressive disorder
Dysthymic disorder
Depressive disorder NOS
Anxiety disorders
Specific phobias
Panic disorder ( agoraphobia)
Obsessive compulsive disorder
Anxiety disorder NOS
Posttraumatic stress disorder
Generalized anxiety disorder
Social phobia
Schizophrenia and other psychotic disorders
Substance-related disorders
Substance abuse
Alcohol abuse
Adjustment disorder
Sample
(%)*
19.6
9.8
2.8
26.6
21.0
2.8
7.0
4.2
1.4
4.2
10.2
18.0
19.4
1.4
HADS total
HADS Depression
HADS Anxiety
KDQOL
SF-36
HADS Total
HADS Depression
HADS Anxiety
KDQOL
SF-36
0.903*
0.891*
0.610*
0.713*
0.732*
0.542*
0.582*
0.543*
0.497*
0.676*
Abbreviations: HADS, Hospital Anxiety and Depression Scale; KDQOL, Kidney Disease Quality of Life; SF-36, 36 generic
items of the KDQOL.
*P 0.001.
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Cukor et al
Table 4. Multiple Regressions of HADS With Depression and Anxiety Diagnoses
R2
0.048
1.11
2.61
0.005
0.002
0.38
0.21
0.035
0.44
1.68
0.099
0.142
6.38
9.65
1.33
2.74
0.053
4.30*
0.846
0.923
1.22
1.60
0.025
0.000
1.91
0.875
0.050
4.07
0.250
1.78
2.97*
0.260
0.981
1.01
0.019
0.001
1.12
0.64
0.200
5.57
1.08
0.966
4.60*
1.27
0.600
2.80
0.801
8.38
with those who met criteria for an anxiety disorder (Table 5). To avoid type I error caused by
multiple comparisons, Bonferroni correction was
used, and only P less than 0.0035 is reported as
significant. Patients who were depressed had
higher scores on the total HADS scale and both
the Depression and Anxiety subscales. Evaluation of individual HADS items shows an unexpected pattern in which depressed patients score
higher on more items of the Anxiety subscale
than the Depression subscale. Conversely, patients who had an anxiety disorder did not show
higher scores on the HADS total or either the
Depression or Anxiety subscales. Anxiety patients only differed from nonanxiety patients on
a measure of panic.
Impact on QOL
Mean score for all subjects on the KDQOL-SF
was 65.8 13.5, whereas mean score on the
SF-36 was 50.1 70.3. These results are similar
to those of Fukuhara et al,28 who reported a mean
Anxiety in ESRD
133
Table 5. Comparisons of HADS Scale, Subscales, and Items by SCID Diagnosis
Depression Diagnosis
Anxiety Diagnosis
Yes
(n 20)
No
(n 50)
Yes
(n 32)
No
(n 38)
16.1 5.9*
7.5 3.3*
1.2 0.9
7.6 5.0*
4.3 3.2*
0.9 0.9
10.9 6.9
5.3 3.5
1.1 0.9
9.2 6.1
5.2 3.6
0.9 0.9
1.1 1.1
0.6 0.7
1.4 1.1
1.1 1.0
1.4 1.1
0.5 0.9
0.3 0.5
1.1 0.8
0.6 1.0
0.6 0.9
0.5 0.8
0.5 0.6
1.3 1.0
0.6 0.9
0.8 0.9
0.8 1.1
0.3 0.5
1.1 0.9
0.8 1.1
0.9 1.1
0.8 1.1
8.6 3.3*
1.3 1.0
0.3 0.7
3.2 2.6*
0.5 0.7
0.5 0.9
5.6 3.9
0.8 0.9
0.4 0.8
4.0 3.5
0.6 0.9
1.1 0.8
1.1 1.2
1.6 0.8*
0.4 0.7
0.5 0.7
0.6 0.8*
0.8 0.8
0.8 1.0
1.0 0.9
0.5 0.8
0.5 0.8
0.7 1.0
1.4 1.0
1.1 0.8*
1.1 0.8*
0.4 0.7
0.5 0.6*
0.4 0.6*
0.8 1.0
0.7 0.7
0.8 0.8
0.7 0.8
0.6 0.7
0.3 0.6
(t 2.4; P 0.05) were statistically significant predictors of QOL score. The interaction of
anxiety and depression (comorbidity; t 0.32,
NS) was not significantly associated with QOL.
Similarly, a hierarchical multiple regression
analysis was used to test relationships between
self-reported health status and SCID diagnosis of
anxiety or depression while controlling for sex,
age, and length of time on dialysis therapy (Table
6). SF-36 score was the dependent variable and
sociodemographic variables were entered in the
first step. This step of the model was not significant (F 0.095; P 0.9) and explained less
than 1% of the variance in self-reported health
status. In the second step, SCID diagnosis variables (anxiety and depression) were entered and
accounted for 18% of the variance in SF-36
score. Depression (t 2.58; P 0.001) was a
statistically significant predictor of health status,
but neither anxiety diagnosis (t 0.92, NS)
nor the interaction of anxiety and depression
(comorbidity; t 0.51, NS) were associated
significantly with variability in health status.
134
Cukor et al
Table 6. Multiple Regressions of QOL and Health Status With Depression and Anxiety
R2
0.049
1.13
4.17
0.136
0.007
0.49
4.09*
2.40*
0.317
0.095
1.43
0.033
0.002
0.18
1.28
0.124
0.264
10.05
17.36
4.18
1.78
0.004
0.333
0.229
0.067
2.23
17.7
4.44
4.74
2.58*
0.918
0.513
Abbreviations: QOL, quality of life; KDQOL-SF, Kidney Disease QOL Short Form; SF-36, 36 generic items of the KDQOL.
*P 0.05.
DISCUSSION
Comorbid anxiety disorders are a complicating factor for patients with many medical illnesses.1,2 The rate of these disorders in our
ESRD sample is proportionally more than double
the rates of the national average29 and significantly increased compared with reported rates
for other medical illnesses.2 Because this is the
first known report of DSM-IV anxiety diagnosis
in a US ESRD population and there are few
comparative data, the generalizability of these
results is uncertain. However, it is similar to the
rate of anxiety in a recent review by Murtagh et
al,30 who found that 38% (range, 12% to 52%) of
patients with ESRD endorsed substantial anxiety
symptoms. It would seem that the intrusiveness
of ESRD into multiple life domains,6,31 as well
as its substantial daily demands, have a substantial impact on the psyche of patients and explain
the greater than expected rates of anxiety.
This study uses stringent criteria based on
DSM-IV criteria for the definition of an anxiety
disorder. Subthreshold anxiety and psychic distress were not included, thereby contributing to
the method rigor of these findings. However,
some limitations of the study include its small
sample size, collection of all data from 1 dialysis
center, and a population not representative of US
Anxiety in ESRD
135
ACKNOWLEDGEMENTS
Support: Dr Cukor is currently supported by a K-23
(DK076980-01) award from the National Institute of Diabetes and Digestive and Kidney Diseases. This project was
supported in part by a Promoting Psychological Research
and Training on Health-Disparities Issues at Ethnic MinorityServing Institutions Grants (ProDIGs) awarded to Dr Cukor
from the American Psychological Association.
Financial Disclosure: None.
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