FILED
MAR 1 4 2016
(Norfolk Division)
STEPHEN F. EVANS
and
Plaintiffs,
V.
BUILDING MATERIALS
CORPORATION
OF AMERICA d/b/a
GAF-ELK CORPORATION,
Defendant.
COMPLAINT
Plaintiffs Stephen F. Evans and Roof N Box, Inc. (collectively, "Plaintiffs") for their
1.
This is an action for patent infringement, trade dress infringement, and unfair
competition, in which Plaintiffs seek injunctive relief and damages in excess of ONE MILLION
DOLLARS ($1,000,000.00).
PARTIES. JURISDICTION AND VENUE
2.
3.
Plaintiff RoofN Box, Inc. ("Roof N Box") is a corporation organized and existing
under the laws of the Commonwealth of Virginia, with its principal place of business in Virginia
Beach, Virginia. Evans is the founder andPresident of RoofN Box.
4.
Corporation ("GAP") is a corporation organized and existing under the laws of the state of
Delaware, with its principal place of business in New Jersey.
5.
This Court has jurisdiction over this matter under 28 U.S.C. 1331 and 1338(a)
because it involves claims for patent and trade dress infringement. This court also has
jurisdiction over this matter pursuant to 28 U.S.C. 1332 because there is complete diversity
between the parties and the amount at issue, exclusive of interest and costs, exceeds $75,000.00.
6.
This Court may exercise personal jurisdiction over the Defendant because, among
other things, it regularly conducts business in Virginia and a substantial portion of the events
giving rise to this dispute arose inVirginia Beach, Virginia.
7.
This district is a proper venue for this action pursuant to 28 U.S.C. 1391.
FArXflAL BACKGROUND
8.
Evans has been in the roofing business for several years. In or around 2006, he
developed the "Roof N Box" product a three-dimensional roofing model to use during
presentations for selling roofing products and services to a homeowner.
9.
The model serves as an education tool, sales tool, training tool, and a product
10.
The model allows a salesperson to remove the roofing portions and layers of
roofing of the model in fi-ont of ahomeowner and replace each roofing layer while explaining the
different roofing layers, their respective functions, their terminologies, and other product and
service differentiations and placements.
11.
On June 25, 2007, Evans filed a patent application for the model, which issued as
design patent number D575,509 on August 26, 2008 to Evans as the sole owner (the '509
Patent). A true and correct copy ofthe '509 Patent is attached as Exhibit 1.
12.
13.
In 2008, Plaintiffs began selling the Roof N Box product to other roofing
professionals. Evans also used the Roof N Box product in his own sales presentations to
homeowners.
14.
15.
recommended that Evans contact GAF headquarters to enter GAF's Certified Contractors
Program to sell the Roof NBox product directly to resellers of GAF roofing products (the GAF
Contractors). The GAF representative indicated that GAF was interested in entering into a
partnership with Evans to market the Roof N Box product.
16.
representative to pursue a partnership with GAF related to the Roof NBox product. The GAF
representative responded and set up a meeting with Evans.
17.
Thereafter, Evans met with GAF representatives in New Jersey to discuss selling
18.
Following the New Jersey meeting, Evans commenced discussions with GAF
19.
In September 2009, GAF and Roof N Box entered into a Promotional Agreement
whereby RoofN Box agreed to sell the Roof N Box product to GAF Contractors at discounted
prices, and GAF agreed to promote the RoofN Box product to the GAF Contractors.
20.
After entering into the Promotional Agreement, Roof N Box began to sell the
Roof N Box product to GAF Contractors at the discounted prices, and Evans even attended the
GAF 2010 National Sales Meeting to present the Roof N Box product to other resellers and
customers of GAF roofing products. A true and correct copy of a sample of Plaintiffs'
promotional materials advertising the Roof N Box product to GAF Contractors is attached as
Exhibit 2.
21.
Thereafter, Evans met with GAF representatives inTexas. At this meeting, and at
other times during the parties' relationship, Evans provided GAF with Roof N Box and Evans
confidential information, including information concerning the design, manufacture, and
marketing of the Roof NBox product and strategies for using the Roof NBox product in sales
presentations for roofing services and products. Evans and GAF agreed that such Roof NBox
and Evans confidential information would be kept confidential by GAF.
22.
Sometime after the Texas meeting, GAF orally advised Roof N Box that it was
23.
Defendant has advertised its competing roofing model for sale in a GAF catalog
and on its website. A true and correct copy of the page from the catalog is attached as Exhibit 3,
and true and correct copy of the web page is attached as Exhibit 4.
25.
Defendant's catalog and advertisements for its competing roofing model are
substantially similar to Plaintiffs' promotional literature for the Roof N Box product. Compare
Exhibit 2 to Exhibits 3 and 4.
26.
Defendant's competing roofing model has the same "look and feel" of the RoofN
Box product, performs the same fimction, and copies the design of the Roof N Box product.
True and correct photographs of the GAP competing roofing model are attached as Exhibit 5.
True and correct photographs ofthe Roof N Box product are attached as Exhibit 6.
27.
Defendant advertises, manufactures, and sells its competing roofing model to its
GAP Contractors. Defendant encourages its GAP Contractors to use the roofing model to "close
more GAP Lifetime Roofing System sales by demonstrating the roofing process and its key
components." See Exhibit 3; see also Exhibit 4.
28.
Defendant has made (directly or indirectly), sold, and upon information and
belief, continues to sell, its competing roofing model in interstate conunerce, and has advertised
it for sale, offered it for sale, and/or sold it to persons in Virginia.
29.
30.
31.
35 U.S.C 271(a) provides that any person, without authority, who makes, uses,
herein.
offers to sell, sells, or imports into the United States, any patented invention during the term of
the patent infringes the patent.
32.
Defendant has infringed the '509 Patent by making, using, offering to sell, selling,
and/or importing into the United States its competing roofing model, without Evans'
authorization or license.
33.
Defendant will continue to manufacturer, offer to sell, sell, and/or import its
34.
irreparable injury.
35.
36.
but not limited to, disgorgement ofall Defendant's profits, in an amount to be proven at trial, as
well as injunctive relief.
37.
At all relevant times. Defendant knew that the Roof N Box product was the
38.
39.
40.
41.
forth herein.
42.
43.
Defendant has induced third parties, including its GAF Contractors, to infringe
the '509 Patent, by intentionally encouraging them to use the infringing roofing model in sales
presentations in order to "close more sales,"
44.
Defendant will continue to induce third parties to infringe unless enjoined by this
45.
Court.
46.
47.
including but not limited to, adisgorgement ofall Defendant's profits, in an amount to be proven
at trial, as well as injunctive relief
48.
At all relevant times, Defendant knew that the Roof N Box product was the
49.
'509 Patent.
50.
51.
52.
herein.
53.
Plaintiffs have acquired exclusive and protectable trade dress rights in the
The non-functional trade dress of the Roof N Box product includes its packaging
and/or design which includes asingle-story house, with removable roofing portions and layers of
roofing, siding, exterior shutters, outside lights, garage, window over garage, door lights, and
neutral colors, as depicted in Exhibit 6.
55.
meaning such that customers associate the trade dress with Plaintiffs and Plaintiffs' Roof NBox
product.
56.
designation of origin and/or a false and misleading representation of fact that is likely to cause
confusion, deception, and mistake.
57.
Defendant's roofing model is affiliated, connected, or associated with Plaintiffs; that Defendant's
58.
and will continue to engage in such infringement unless enjoined by this Court.
59.
Due to Defendant's trade dress infringement, Plaintiffs are suffering, and will
60.
61.
infringement, including but not limited to, areasonable royalty, lost profits and/or disgorgement
ofall Defendant's profits, in an amount to be proven at trial, as well as injunctive relief
62.
Defendant's trade dress infringement was willful and intentional, and Plaintiffs
are entitled to recover treble damages and attorney's fees and costs.
rOTINT TV - COMMON T.AW UNFAIR COMPETITTON AND TRADE DRESS
INFRINGEMENT
63.
64.
Plaintiffs have acquired common law trade dress rights in the packaging and/or
here
65.
Defendant's acts described herein are likely to confuse and deceive the public as
66.
Defendant has violated Plaintiffs' common law trade dress rights and otherwise
engaged in unfair competition with Plaintiffs under the laws of the Commonwealth of Virginia
and other applicable state law, such as Texas and New Jersey, including by using Plaintiffs'
confidential information and the fruits of Plaintiffs' time, labor and expense, to compete with
Plaintiffs.
67.
Defendant will continue to violate Plaintiffs' common law trade dress rights
competition, Plaintiffs are suffering, and will continue to suffer, irreparable injury.
69.
common law trade dress rights and Defendant's unfair competition and/or Defendant has been
unjustly enriched by such wrongful conduct.
70.
dress infringement and/or unfair competition, including but not limited to a reasonable royalty,
lost profits and/or disgorgement ofDefendant's profits, in an amount to be proven at trial, as well
as injunctive relief
71.
Defendant's actions were intentional, willful, and undertaken with malice and in
reckless disregard for Plaintiffs' rights, and therefore, Plaintiffs are entitled to recover punitive
damages.
72.
73.
herein.
74.
N.J. Code 56:8-2 provides that "The act, use or employment by any person of
any unconscionable commercial practice, deception, fraud, false pretense, false promise,
misrepresentation, or the knowing concealment, suppression or omission of any material fact
with the intent that others rely upon such concealment, suppression or omission, in connection
with the sale or advertisement of any merchandise or real estate . . . whether or not any person
has in fact been misled, deceived or damaged thereby, is declared to be an unlawful practice."
75.
10
76.
Defendant, by its conduct, as alleged herein, will continue to violate N.J. Code
77.
Due to Defendant's violation of N.J. Code 56:8-2, Plaintiffs are suffering, and
78.
79.
including treble damages, attorney's fees, and costs of suit, in addition to other legal or equitable
relief, including injunctive relief, as aresult ofDefendant's violation ofN.J. Code 56:8-2.
WHEREFORE, Plaintiffs Stephen F. Evans and Roof N. Box, Inc. request that the Court
enter judgment in their favor and award them the following relief against the Defendant Buildmg
Materials Corporation ofAmerica d/b/a GAF-Elk Corporation:
a.
b.
c.
11
d.
damages, attorney's fees, and costs of suit, in addition to other legal or equitable relief,
plus pre- and post-judgment interest as well as injunctive relief.
e.
Such other and further relief as the Court deems just and proper.
TRIAL BY JURY IS DEMANDED
Respectfully submitted,
STEPHEN F. EVANS and
ROOF N BOX, INC.
By;
Telephone: 757.640.5300
Facsimile: 757.625.7720
Email: gstillman@hunton.com
wmcgraw@hunton.com
12
EXHIBIT 1
Hiiiiiiiniiii
USOl D575509S
US D575,509 s
0274,916 S
7/1984
CASE
0275,118
4,508,519
4,755,159
0308,124
S
A
A
S
8/1984
5,294,123
0370,343
5,588,249
6,260,707
0510,189
A
S
A
(76) Inventor:
(*)
Term:
(21)
(22)
Filed:
(51)
(52)
(58)
LOC(8)Cl
03-01
U.S.CI
D3/271.6
Field of Classification Search
D3/270,
D3/271.1, 271.6, 294-295: D6/432.434;
D7/628, 710: D9/600, 636, 640; D34/4;
206/822; 446/76, 476,478
See application file for complete search history.
14 Years
5/1927
Faulkner
8/1948
Chin
8/1951
Oi'Camillo
2,589,588 A
3/1952
Winnemore
D177,9I7
3,400,485
D230.661
D240,354
4,131,227
D260,595
4,359,185
0267,531
0267,615
0274,738
6/1956
Luft
9/1968
Catlin etal
446/76
3/1974
Andrews
446/76
021/511
099/41
446/85
03/271.6
6/1976
Finkelstein
03/238
09/636
12/1978
Patton et al
229/116.4
9/1981
Appel et al
07/710
11/1982
1/1983
1/1983
Lenger. Jr.
Lenger, Jr.
7/1984
Niittall et al
7/1988
Templeton et al
446/76
5/1990
Janzer
Black
099/30
3/1994
6/1996
If
019/28
021/511
446/478
473/182
03/271.6
12/1996
43/61
7/2001
206/575
10/2005
03/295
7/2005
362/155
CLAIM
Castro
4/1985
Hunt
Edmisson et al
Becker
* cited by examiner
References Cited
1,630,117 A
D 150,493 S
D 164,224 S
B1
S
5/0162847 Al
Jun.25,2007
(56)
** Aug. 26,2008
232/17
06/434
06/434
021/511
U.S. Patent
Sheet 1 of 8
Fig.i
US D575,509 S
U.S. Patent
Aug. 26,2008
Sheet 2 of 8
Fig. 2
US D575,509 S
U.S. Patent
Aug. 26,2OO8
sheet 3 of 8
US D575,509 S
/
/
Fig. 3
U.S. Patent
Aug. 26,2OO8
sheet 4of8
Fig. 4
US D575,509 S
U.S. Patent
Aug. 26,2OO8
sheet 5of8
Fig-5
US D575,509 S
U.S. Patent
Aug. 26,2OO8
sheet 6of 8
Fig. 6
US D575,509 S
U.S. Patent
Aug. 26,2OO8
sheet 7of 8
Fig. 7
US D575,509 S
U.S. Patent
Aug. 26,2008
Sheet 8 of 8
Fig. 8
US D575,509 S
EXHIBIT 2
R(DF
BOX
Help You?
Investment?
Phone: 1-888-825-0795
Email: info@roofnbox.com
Online: www.roofnbox.com
EXHIBIT 3
^oof Model
Ceit^ed
H tw"tteoflno Contnctof
Cost To You:
'
EXHIBIT 4
Shopping Cart
Total:
$0.00
Items; 0
View CatVOieek CHit
Find Products
Vouctiere
Roof Mode!
A durable plastic, portable 3-dimenslonal model home with
removable decking, leak barrier and shingle layers. Educate
consumers and close more GAFLifetime Roofing System sales by
demonstrating the roofing process and its key components.
Includes:
RCWTOrW TUFt
CiiPflWMtlcy
Inforinatlon
Training
rtTttlltCCtHral ft
Lifetime Smnnle
$200.00 Each
Other PoauterShlnole
Choleeg
Max order: 2
Barriers
Ventilation
OUT OF STOCK
Speeiaitv Accessories
Unit:
1/EACH
Price:
$ 200.00
Pt'XtH'rt.giimBlSt
Quantity:
Add/Uoaate cart
SmartMall GAFBuek
Gourmet Selects
Rewardsl
Merchandise Scarch
i
Search
Continue Shoooina
EXHIBIT 5
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local rules ofcourt. This form, approved by the Jt^ici^ Conference ofthe United States in September 1974, isrequired for the use ofthe Clerk ofCourt for the
DEFENDANTS
I. (a) PLAINTIFFS
Stephen F. Evans and Roof N Box, Inc.
Virginia Beach. VA
GAF-Elk Corporation
Residence of First Listed Defendant Delaware | New Jefsev
,
ON V.S. PLAINTIFFCASES ONLY)
\ NfiJE: ^ tN LAND CONDEMNATION CASES, USE THE LOCATION OF
F=-jr^
I ' ;
(c) Attorneys (Firm Name. AtUntxx, andTelephone Number) ] '
/ n (
(7^)640-53^ \ A
<
II. BASIS OF jurisdiction (Piacan "X"tnOne Ba^OMy)
8 3 Federal Queition
U.S. Government
Citizen of ThifState
PlaintifT
PTF
DEP
0 1
PTF
DEF
0 4
0 6
O 4
U.S. Govemnient
Diversity
(Indicate Cititenxhip ofParties in hem III)
Defendant
0 3
Foreign Nation
Fofeian Country
PERSONAL INJURY
PERSONAL INJURY
O 110 Iniurance
O 120 Marine
O 1.10 Miller Act
O 310 Airplane
O 315 AirplaneProduct
Liability
O 140Negotiable Instnmtent
O ISO Recoveryof Overpayment O 320 Assault, Libel &
Slander
& Enforcement of Judgment
O 330 Federal Employers'
O ISl Medicare Act
Liability
of Veteran's Benefits
O 160 Stockholders'Suits
O 190 Other Contract
Liability
Product Liability
Injury
O
O
O
O
O 220 Foreclosure
Employment
O 446 Amer. w/Disabiiities
O 450Commeroe
O 460 Deportation
O 470 Racketeer Influenced and
a 830 Patent
Product Li^ility
CorruptOrganizations
O 840 Trademarlc
Injwy Product
Liability
PERSONAL PROPERTY O 710 Fair Labor Standards
Act
O 370 Other Freud
O 720 Labor/Managemem
Property Damage
O 385 Property Damage
O 86IHlA(I395fT)
a 862 Black Lung (923)
O 863 DIWOa)IWW (405(g))
O 864 SSID Title XVI
Relations
Product Liability
O 850 Securities/Commodities/
Exchange
Act
Leave Act
Habeas Corpus:
O 896 Arbitration
Act/Review or Appeal of
Agency Decision
O 9S0eonstinttionBlityof
State Statutes
26 use 7609
Sentence
O 530 General
O 462Naturalization Application
O 465 Other Immigration
Actions
Other
O 410 Antitrust
O 820 Copyrights
MecBwIJ
210 Land Condemnation
Personal Injmy
O 423 Withdrawal
28 use 157
Phannaceutical
(Excludes Veterans)
O 153 Recovery of Overpayment
O 196 Franchise
O 690 Other
O 340 Marine
Snjdent Loans
O 625 DrugRelatedSeizure
of Property 21 USC881
O 448 Education
S 1 Original
Proceeding
O 2 Removed from
State Court
O 3 Remanded from
Appellate Court
6 Multidistrict
Litigation
Cite the U.S. Civil Statute under which you arc filing (Do notdteJuHsdlethiuilstatuteii umless Ovmity):
28 United States Code 1331 and 1338(a)
VI, CAUSE OF ACTION Brief description of cause;
.
VII. REQUESTED IN
COMPLAINT:
date
RECEIPT M
In excess of 1,000,000.00
(See instructions):
IF ANY
0341/2016
DEMAND S
UJvqUdUi C-.
AMOUNT
DOCKET NUMBER
l/a-
APPLYING IFP
JUDGE
MAG. JUDGE
>1 Yes
0 No
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required by law, except as provided by local rules ofcourt. This form, approved by the Judicial Conference ofthe United States in September 19^, is
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^
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in one ofthe boxes. Ifthere is more than one basis ofjurisdiction, precedence is given in the order shown below.
. ,
United States
States defendant.
plaintiff. (1)(2)Jurisdiction
based onis28suing
U.S.C.
1348.itsSuits
by agencies
uid officers
United
When the plaintiff
tiie 1345
UnitedandStates,
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place Mofthe
X inUnitedStates
this lx. are included here.
Federal question. (3) This refers to suits under 28 U.S.C. 1331, where jurisdiction arises under the Constitution ofthe Unued States, an amendmeni
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oTvw^^'^fdfttSip\4)^^^^^
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cases.)
ni.
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. ^.-.i oa tt c r
uai
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^ ^
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SUITE 1000
WL JAMS
TEL
FAX
757'625 >7720
WENDY C. MCGRAW
DIRECT DIAL: 757 640 5336
EMAIL: wmcgraw@hunton.com
March 14,2016
By Hand Delivery
We enclose for filing on behalf of Stephen F. Evans and Roof N Box, Inc.:
Original Complaint;
Summons;
RECEIVED
IWAiLROOM
MAR I 5 ^nie
CLERK. U S. nicALFX'
.s
up.
We respectfully request that your office contact us when the service package is ready for pick
We will arrange service on the Defendant by private process server.
Thank you for your cooperation.
Very truly yours,
kWcUOr
Wendy C. McGraw
WCM/lpj
Enclosures
ATLANTA AUSTIN BANGKOK BEIJING BRUSSELS CHARLOTTE DALLAS HOUSTON LONDON LOS ANGELES
McLEAN MIAMI NEW YORK NORFOLK RALEIGH RICHMOND SAN FRANCISCO TOKYO WASHINGTON
www.hunton.com
DistHct Coutt
Receipt ferabers 24&e303834
CashisrUs tlevinso
Transaction Dates @3/14/2016
Total Due? : .
Total TendeTed5 f40y
Cfiange Ms
$iJ@
HUHTOH S MILLIAilS
'lsl6cv28S