Educational Management
Administration & Leadership
2014, Vol. 42(5) 657679
The Author(s) 2013
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DOI: 10.1177/1741143213510502
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Abstract
This quantitative study explores the relationship between school leadership and the development
and sustenance of teacher social capital. The literature review discusses aspects of leadership
theory to elucidate understanding of how leadership influences teachers working relationships.
Quantitative methodology and analyses ascertain the correlation between Leithwood et al.s
dimensions of transformational leadership and the authors dimensions of teacher social capital.
Study findings indicate significant, positive moderate to high moderate correlations between:
(1) transformational leadership and the environmental conditions nurturing teacher social capital;
(2) leadership and teacher social capital; and (3) leadership and teacher collective efficacy (TCE).
An additional major finding is the perception of higher levels of transformational leadership among
teachers in middle performing and high performing schools as compared to the perceptions of
teachers in low performing schools. This study provides evidence of the importance of transformational leadership in the development of teacher social capital within a school. High levels of
teacher social capital should result in positive outcomes of student achievement, teacher quality
and teacher job satisfaction. The study findings, interpretations and conclusions contribute to both
school leadership and school improvement literature and should inform discussions about leadership development and the impact of leadership on teacher working relationships.
Keywords
collective efficacy, school leadership, teacher social capital, transformational leadership
Introduction
What leaders think, do and say matters (Sparks, 2005). Research tells us that school leaders work
indirectly through: (1) their influence on teachers; and (2) their effect on the learning environment
to improve both teacher quality and student achievement (Griffith, 2003; Leithwood et al., 2008;
Ross and Gray, 2006a). Consequently, one must ask, what are the dispositions, knowledge and
skills demonstrated by effective school leaders, those leaders who have been able to bridge the gap
between mediocrity and achievement by optimizing the teaching function? Another important
question is how do these leadership attributes and practices influence teachers to make the most
Corresponding author:
Cheri Hoff Minckler, Production Regulatory Services, LLC, 400 Lancaster Dr, Lafayette, LA 70506, USA.
Email: mincklerc@bellsouth.net
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of teacher social capital? The purpose of this quantitative study is to answer these questions in
order to gain better understanding of the leaders role in the development and sustenance of teacher
social capital. To address the first question, the literature review discusses aspects of leadership
theory with respect to leadership influences on teachers working relationships. To answer the second question, quantitative methodology and analysis have been used to ascertain the correlation
between leadership (particularly transformational) and teacher social capital.
Conceptual Model
The key to understanding social capital is in recognizing that relationships have value, and that this
value may be considered a form of capital. Answering the question, Under what conditions do
teacher relationships become a form of capital valuable to the school?, assists in identifying the components of a conceptual model of teacher social capital. Relationships have value to the individual
when his or her associations accomplish two major goals: (1) help the individual accomplish things
he or she cannot do alone (task or instrumental outcomes); and (2) satisfy the individuals belonging
needs (an expressive outcome). To accomplish the task or instrumental outcomes, participants in the
relationship share or exchange both tangible (teaching materials) and intangible resources
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PRECONDITIONS/
ENERGIZERS
Opportunity
Motivation
Ability
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SOCIAL
ACTIONS
STRUCTURES
Bonding Social Capital
Social network
Sense of Community
OUTCOMES
Individual
Positive Satisfiers
Instrumental Outcomes
Expressive Outcomes
Teacher Self Efficacy
Neighboring
Resources
Group
Positive Satisfiers
Instrumental Outcomes
Teacher Collective Efficacy
Participation
External
Social
Networks
(information). Over time, networks of individuals form to increase the quantity and quality of
resources available for exchange within the group. Group members access these resources to accomplish individual and group objectives. Additionally, the group develops norms to regulate behaviors
in order to ensure group survival, facilitate task accomplishment, contribute to group morale, or
express the groups central values (Feldman, 1984: 52). Social capital theory is concerned with the
structure and function of this broader network of exchange relationships in the creation of value.
Based upon the above understanding of social capital, a conceptual model of a system of teacher
social capital has been developed that includes: (1) environmental conditions that enable valuable
relationships to develop; (2) the features of a network conducive to meeting both the instrumental
and expressive needs of the teacher participants; (3) actions that activate social capital; (4) actions
that preserve and increase social capital; and (5) outcomes that result from teacher social capital.
Figure 1 presents the elements of the system of teacher social capital (Minckler, 2011). The rationale for and conceptualization of the relationships among the variables are explained in detail elsewhere (Minckler, 2011; Minckler et al., 2010).
Leadership
Northouse (2007: 3) defines leadership as a process whereby an individual influences a group of
individuals to achieve a common goal. This definition of leadership is directly relevant to a discussion of the leaders role in developing social capital. This study considers leadership as a process of interaction between and among the leader and followers that shapes organizational culture
and influences group and individual behaviors to produce desired school outcomes. According to
Hodson (2005: 44), competent leadership is recognized an an important precondition for creation
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of social capital and organizational trust based on mutual gains. Collaboration among people both
uses and generates social capital. The quality of leadership determines whether this capital is spent
on personal pursuits or is harnessed for organizational effectiveness.
Transformational Leadership in the School Setting. A number of researchers have studied leadership in
the school setting (Barnett and McCormick, 2004; Leithwood, 1992; Ross and Gray, 2006a) in an
effort to determine the degree to which school leaders are transformational and to determine the
effect of transformational leadership on school performance. According to Leithwood et al.
(2008: 27), School leadership is second only to classroom teaching as an influence on pupil learning. Additionally, researchers have determined that the leaders impact is mediated through the
teaching function (Griffith, 2003; Leithwood et al., 2008). Leithwood et al. (2008: 32) also suggest
that school leaders improve teaching and learning indirectly and most powerfully through their
influence on staff motivation, commitment, and working conditions. Ross and Gray (2006a:
813) report that principals influence student achievement indirectly by creating the organizational
conditions through which improved teaching and learning will occur. Leithwood (1992: 23)
recognizes that transformational school leaders are in continuous pursuit of three goals: (1) Helping staff members develop and maintain a collaborative, professional school culture; (2) fostering
teacher development; and (3) helping teachers solve problems together more effectively. By 2000,
Leithwood and Jantzi (2000: 114) expanded the school transformational leadership model to
include seven dimensions of transformational leadership: Building school vision and establishing
school goals; providing intellectual stimulation; offering individualized support; modeling best
practices and important organizational values; demonstrating high performance expectations; creating a productive school culture; and developing structures to foster participation in school decisions. The transformational leader works through all aspects of the school system the people, the
culture and the structure to achieve organizational goals.
As posited, transformational leadership works through relationships to accomplish organizational goals. According to Leithwood (1992), transformational leadership harnesses both individual and collective action by exercising power through people not over them. Consequently, one
may reasonably expect the transformational leader to play a pivotal role in creating and sustaining
the conditions necessary to foster teacher social capital, a system built on relationships. This study
focuses on how the transformational leader influences each component of the system of teacher
social capital through actions that reflect the dimensions of transformational leadership identified
by Leithwood and Jantzi (2000).
Methodology
Data Source
Data for the study are derived from a convenience sample of 13 schools in two school districts in
southeastern Louisiana and one middle school in north Louisiana. Teachers (N 465; 65%
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Research question
Hypothesis
Bivariate correlation
Bivariate correlation
1.3There is a statistically
significant, positive
relationship between
transformational
leadership and TBRSC
Bivariate correlation
1. 4 There is a statistically
significant, positive
relationship between
transformational
leadership and TCE
Bivariate correlation
Bivariate correlation
Does transformational
leadership contribute to
school performance?
Method of analysis
collective response rate for participating schools) within the middle and high schools in these districts completed a survey set designed to measure their perceptions about the degree to which the
components of a system of teacher social capital are prevalent in their respective schools. Table 2
presents the number and percentage of participants from each school. Schools have been coded to
preserve anonymity. The school code in the first column identifies each school first by school district (1, 2, or 3); then by school type (h high school or m middle school); next by a letter that
distinguishes one school from another within the school district (a, b, c, d, or e); and lastly by a
group number based on school performance score (SPS) (1 low, 2 middle, 3 high). (Note:
Statistical Package for the Social Sciences (SPSS) was used to group schools according to SPS.)
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Correlation
.646
.265
.388
Strength of Correlation
Small (Weak)
Medium (moderate)
Large (strong)
Teacher
Bridging
Social
Capital
Correlation Coefficient
r = .0 to .29
r = .30 to .69
r = .70 to 1.0
Participation
.369
Neighboring
.380
.287
.453
.626
Figure 2. Correlations among the variables in the hypothesized model of the system of teacher social capital.
Transformational
Leadership
.744
Preconditions
/energizers
(motivation,
opportunity,
ability)
.570
Teacher
Bonding
Social
Capital
.382
.686
Teacher
Self
Efficacy
.441
Teacher
Collective
Efficacy
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SPS
Number of
completed surveys
Response
rate (%)
123.3
117.1
105.7
73.6
108.6
104.4
103.8
116.9
124.5
82.2
72.4
80.7
104.4
101.1
Total
107
92
97
60
30
40
45
35
50
36
27
40
40
20
719
44
57
88
58
13
25
37
35
41
2
24
7
14
20
465
41
63
91
97
43
63
82
100
82
6
89
18
35
100
65
Instrumentation
The following instruments comprised the survey set used to measure the key variables in the
study.
Leadership. Teachers perceptions of school leadership were assessed using 31 items from the
38-item School Core Tasks Survey (c) (SCTS-L) (Leithwood et al., 2001). The principal researcher
eliminated seven items considered redundant or irrelevant (to the sample population). The SCTS-L
is a subsection of the management and leadership component of a comprehensive school monitoring system developed by Leithwood et al. (2001). In developing the leadership items, Leithwood
et al. used a conceptualization of the school and school district as a learning organization (Senge,
1990) and school leadership as transformational. Transformational leaders foster the development
of a learning organization through their beliefs, values and actions. The items address eight dimensions of transformational leadership: provides vision and/or inspiration, models behavior, provides
individualized support, provides intellectual stimulation, fosters commitment to group goals,
encourages high performance expectations, provides contingent reward and strongly encourages
individual improvement.
Teacher Social Capital. TBOSC and TBRSC were measured using the 56-item TSCS (Minckler,
2011). Twenty-six items assess the preconditions/energizers the teachers perceptions of the
presence of: (1) opportunities to work together to plan, teach and learn from one another, and make
decisions about curriculum; (2) motivation to both improve teaching and learning and to collaborate to do so; and (3) teachers abilities, the skills and knowledge to teach effectively. Twenty-five
items address four dimensions of TBOSC effective teaching beliefs and practices, collaboration,
community identity, and culture of community. Five items address TBRSC, the degree to which
teachers are linked to people or organizations outside the school that contribute to their effectiveness as teachers.
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Teacher Efficacy. The teacher efficacy variables (collective and self) are identified in the study as
outcomes of transformational leadership and teacher social capital. Hoy et al. (2002: 79) define
teacher collective efficacy as the perception of teachers in a school that the efforts of the faculty
as a whole will have a positive effect on student learning. Teachers with a strong sense of collective efficacy set goals that are more challenging, apply greater effort and are more persistent when
facing obstacles. As a result, the school is more likely to achieve success. TCE is measured using
the 10-item teacher efficacy belief scale-collective (Olivier, 2001).
Teacher self efficacy (TSE) can be defined as a teachers individual belief in their capabilities
to perform specific teaching tasks at a specified level of quality in a specified situation (Dellinger
et al., 2008: 752). TSE acknowledges the myriad tasks involved in the process that must be performed well in order to achieve the outcome of high levels of student performance. TSE is measured using the 10-item TSE scale developed by Schwarzer et al. (1999).
Data Analysis
Statistical Package for the Social Sciences (SPSS) was used to analyze the data. The following
quantitative analyses were performed to examine the psychometric characteristics of the study
measures, test the proposed research hypotheses and answer the research questions:
descriptive statistics for the sample (measures of central tendency and dispersion) to provide
a snapshot of teacher perceptions of leadership, social capital and teacher efficacy among
the middle and high schools in the study sample population;
a series of bivariate correlations utilizing Pearson product moment procedures to examine
correlations among the variables in the study to test the conceptual model (including the correlation between transformational leadership and teacher social capital); and
the use of analysis of variance (ANOVA) and multivariate analysis (MANOVA) to determine whether there were significant differences in leadership, teacher social capital and
efficacy beliefs between teachers in low, average and high schools.
Prior to conducting the bivariate correlations and the analyses of variance, preliminary analyses
were conducted to test assumptions. Greater detail on the data analysis is reported in Minckler
(2011).
Findings
Findings with interpretation are presented by research question for the analyses relevant to the relationships between leadership and the components of the system of teacher social capital. Findings
relevant to the relationships among other variables in the study are presented in Minckler (2011).
Research Question 1
What role does transformation leadership perform in the development of a system of teacher social
capital? To answer this research question, relationships were hypothesized between the leadership
variable and the variables forming the system of teacher social capital: preconditions/energizers,
TBOSC and TBRSC. A series of bivariate correlations assessed the relationships among the variables. The following guidelines were used to interpret the strength of correlation: small (negligible
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Table 3. Summary of correlations between multiple factor subscales of leadership and preconditions/
energizers (n 293458).
Preconditions
Instrument/subscale
SCTS-L (Leadership)
Provides vision and inspiration (4)a
Models behavior (6)
Provides individualized support (4)
Provides intellectual stimulation (3)
Fosters commitment to group goals (3)
Encourages high performance (3)
Provides contingent reward (5)
Encourages individual improvement (3)
Total leadership (31)
Opportunity
Motivation
Ability
0.552**
0.497**
0.508**
0.636**b
0.540**
0.563**
0.546**
0.599**
0.616**
0.499**
0.459**
0.406**
0.495**
0.454**
0.515**
0.480**
0.478**
0.538**
0.435**
0.447**
0.371**
0.401**
0.404**
0.460**
0.405**
0.426**
0.487**
Notes: Italics indicate the highest correlation within a group of relationships. aNumber of items in the subscale. **p < 0.01 (2tailed).
to weak), |r| 0.0 to 0.29; medium (low moderate to high moderate), |r| 0.30 to 0.69, and large,
|r| 0.70 to 1.0.
Hypothesis 1.1.
There is a statistically significant, positive relationship between (transformational) leadership
and the preconditions/energizers of teacher social capital. Table 3 presents the correlations
among the seven leadership subscales and the three preconditions/energizers subscales.
Correlations between the subscales ranged from a low moderate correlation of 0.371 (provides individualized support/ability) to a high moderate correlation of 0.636 (provides
intellectual stimulation/opportunity). Within the leadership subscales and opportunity,
correlations ranged from a moderate correlation of 0.497 (models behavior/opportunity)
to a high moderate correlation of 0.636 (provides intellectual stimulation/opportunity).
Within the leadership subscales and motivation, correlations ranged from a medium correlation of 0.406 (provides individualized support/motivation) to a moderate correlation of
0.515 (encourages high performance/motivation). Within the leadership subscales and
ability, correlations ranged from a low moderate correlation of 0.371 (provides individualized support/ability) to a moderate correlation of 0.460 (encourages high performance/
ability). Of the 28 correlations, all were positive, significant (r < 0.01) and moderate ranging from 0.371 (provides individualized support/ability) to 0.636 (provides intellectual stimulation/opportunity). The overall relationship between leadership and preconditions/
energizers was significant (r < 0.01), positive and high moderate in magnitude (r 0.646,
see Table 4). Hypothesis 1.1 has been confirmed.
Interpretation. The principal researcher hypothesized that transformational leadership works
through preconditions (opportunity, motivation and ability) to establish the environment under
which bonding and bridging social capital can thrive. In particular, school leadership certainly has
more control over opportunity than do the teachers in the school. Teachers must have the place, the
time and the imperative to form collaborative relationships. The transformational leader performs a
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Table 4. Correlations among the major study variables of total leadership,a total preconditions/energizers,a
total TBOSC,a TBRSC, TCE, and TSE (n 285458).
Total
Total
leadership preconditions
Variable
Total leadership (31)b
Total preconditions/energizers (26)
Total TBOSC (25)
TBRSC (5)
TCE (10)
0.646**
Total
TBOSC
0.570**
0.744**
TBRSC
TCE
0.265**
0.388**
0.369**
0.686**
0.656**
0.626**
0.287**
TSE
(10)
0.382**
0.432**
0.453**
0.380**
0.441**
Notes: aComposite variables formed by combining all subscale items. bNumber of items included in the variable.
**Correlation is significant at the 0.01 level (2-tailed).
crucial role in developing the structures, both physical (for example, shared scheduling time) and
cultural (for example, norms of collegiality) that create the opportunities for groups of teachers to
work together to create and use teacher social capital. The relationships between opportunity and
the leadership subscales indicated that the teachers in the study perceive opportunities for professional growth as an avenue for leaders to provide intellectual stimulation and to encourage individual improvement and high performance. This finding tends to support the concept of the
leaders influence through academic press (Hoy et al., 1998). Academic press encompasses leadership practices of academic emphasis, resource support, and principal influence. By envisioning
the school as a learning organization, creating structures that enable the necessary practices, establishing high expectations and encouraging individual improvement, the transformational leader
shapes a school culture that values and builds capacity.
School leadership can also be expected to affect teacher motivation (Griffith, 2003; Leithwood
and Jantzi, 2000; Piccolo and Colquitt, 2006; Webb, 2007). Study findings indicated a moderate
relationship between leadership and motivation, primarily influenced by the leader actions of
encouraging high performance, providing vision and inspiration, and providing intellectual stimulation. One might reasonably suspect that where high performance is not expected or encouraged,
motivation is apt to be low. The significant, moderate correlations between: (1) motivation and
providing intellectual stimulation; and (2) motivation and providing contingent reward, support the
research of others, that is, transformational leaders develop intrinsic motivation in their followers
through inspiration, individualized consideration and intellectual stimulation (Griffith, 2003;
Leithwood and Jantzi, 2000; Webb, 2007).
The relationships between ability and the eight leadership subscales were low moderate, indicating that teachers did not see their knowledge and teaching skills strongly influenced by school leadership. The weakest correlation between the subscale of provides individualized support and ability
particularly supports this interpretation. The strongest correlation, a moderate correlation between
encourages high performance and ability supports the findings of Phillips (as cited in Bower and
Powers, 2009) who posits that high expectations are a critical element of academic press.
Hypothesis 1.2.
There is a statistically significant, positive relationship between transformational leadership
and TBOSC. Table 5 presents the summary of intercorrelations between the multiple factor subscales of leadership and TBOSC. Correlations between the leadership and TBOSC
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Table 5. Summary of intercorrelations between multiple factor subscales of leadership and TBOSC;
(n 425459).
Teacher bonding social capital
Effective teaching beliefs Collaboration Community Culture of
and practices (6)
(8)
identify (7) community (4)
Instrument/subscale
Leadership
Provides vision and inspiration (4)a
Models behavior (6)
Provides individualized support (4)
Provides intellectual stimulation (3)
Fosters commitment to group goals (3)
Encourages high performance (3)
Provides contingent reward (5)
Encourages Individual Improvement (3)
Total Leadership (31)
0.446**
0.426**
0.366**
0.445**
0.432**
0.478**
0.414**
0.443**
0.498**
0.440**
0.405**
0.351**
0.453**
0.427**
0.444**
0.420**
0.452**
0.492**
0.431**
0.445**
0.405**
0.471**
0.426**
0.466**
0.419**
0.467**
0.513**
0.477**
0.497**
0.458**
0.461**
0.451**
0.490**
0.454**
0.474**
0.554**
Notes: Italics indicates highest correlation within a cluster. aNumber of items in the subscale. **p < 0.01 (2-tailed).
subscales ranged from a low moderate correlation of 0.351 (provides individualized support/collaboration) to a moderate correlation of 0.497 (models behavior/culture of community). Within the leadership subscales and the TBOSC subscale of effective teaching
beliefs and practices, correlations ranged from a low moderate correlation of 0.366 (provides
individualized support/effective teaching beliefs and practices) to a moderate correlation of
0.478 (encourages high performance/effective teaching beliefs and practices). Within the
leadership subscales and the TBOSC subscale of collaboration, correlations ranged from
a low moderate value of 0.351 (provides individualized support/collaboration) to a moderate
value of 0.453 (provides intellectual stimulation/collaboration). Within the leadership subscales and the TBOSC subscale of community identity, correlations ranged from a moderate
correlation of 0.405 (provides individualized support/community identity) to a moderate
correlation of 0.471 (provides intellectual stimulation/community identity). Within the leadership subscales and the TBOSC subscale of culture of community, correlations ranged from
a moderate value of 0.454 (provides contingent reward/culture of community) to a moderate
value of 0.497 (models behavior/culture of community). All 32 correlations were positive
and significant (r < 0.01). The overall relationship between leadership (31 items) and
TBOSC (25 items) was significant (r < 0.01), positive and moderate in magnitude (r
0.570, see Table 4). These findings have confirmed Hypothesis 1.2.
Interpretation. Study findings suggest that school leaders may have a greater impact on TBOSC by
establishing the conditions under which it can flourish than by directly influencing it. However,
organizational theory and research also indicates that school leaders influence the social structure
of the school through cultural mechanisms such as mission, vision, values and norms. Whether the
norms and values of the network of teachers support collaboration, capacity building and student
achievement is ultimately up to leadership. Leaders shape the organizational culture through consistency and alignment of words, attitude and actions. Leaders influence and modify group norms
through what they focus their attention on, how they react to crises, the behaviors they role model,
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and whom they attract to their organizations (Bass and Avolio, 1993: 113). The moderate correlation between the leadership subscale of encourages high performance and the TBOSC subscale of
effective teaching beliefs and practices mirrors the finding of a moderate correlation between the
leadership subscale of encourages high performance and ability. These findings add support to the
interpretation that leaders affect teaching capacity through the establishment of high expectations.
The moderate correlation between the leader subscale of encourages high performance and the
TBOSC subscale of collaboration indicated that the teachers in the study associate leader expectations for high performance with their collaborative efforts to improve teaching and learning. The
moderate correlations between: (1) leadership/provides intellectual stimulation and TBOSC/collaboration; and (2) leadership/provides intellectual stimulation and TBOSC/community identity suggested that teachers in the study recognize: (1) learning occurs when they are working together;
and (2) they generally identify themselves as members of a community of learners. These findings
support the concept of schools as learning organizations. Senge (1990: 3) defines learning organizations as organizations where people continually expand their capacity to create the results they
truly desire, where new and expansive patterns of thinking are nurtured, where collective aspiration is set free, and where people are continually learning to see the whole together. The findings,
in particular, support Senges (1990: 356) conceptualization of the leader as a teacher who fosters
learning for everyone.
An additional finding of the study was the high moderate correlation between leadership/models
behavior and TBOSC/culture of community. This finding reinforces the importance of the leader as
role model (Bass, 1985, 1990). Through their actions, leaders demonstrate they value community and
consider the school as community with shared vision, norms and goals.
These findings confirmed the principal researchers hypothesis: In schools where leadership
models desired behavior, provides vision and inspiration, encourages high performance and fosters
collaborative relationships focused on increasing teacher capacity and improving student achievement, TBOSC should be positively affected.
Hypothesis 1.3.
There is a statistically significant, positive relationship between transformational leadership and
TBRSC. Table 6 displays a summary of correlations between the multiple factor subscales of
leadership and the one-dimensional factor, TBRSC. Correlations between the leadership subscales and TBRSC ranged from 0.213 (small) for the provides vision and inspiration subscale
to 0.256 (also small) for the provides contingent reward subscale. All eight correlations were
positive (r < 0.01), significant and were categorized as small using the Cohen guidelines. The
overall relationship between leadership and TBRSC was significant (r < 0.01), positive and
small in magnitude (r 0.265, see Table 4). Hypothesis 1.3 has been confirmed.
Interpretation. The small correlation may indicate that teachers in the study see participation in professional organizations or professional development outside of the school as more of a self-directed
activity than a leader-directed one. The lowest correlation of the eight possible was between leader
provides contingent reward and TBRSC (0.256), suggesting the absence of both leader support and
tangible rewards for participation in these external activities.
Hypothesis 1.4.
There is a statistically significant, positive relationship between transformational leadership
and TCE. Table 6 presents the summary of the correlations between the leadership
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Table 6. Summary of correlations between multiple factor subscales of the SCTS-L with one dimension
scales of TBRSC (items on TSCS), TCE and TSE (n 307459).
Instrument/subscale
Leadership
Provides vision and inspiration (4)a
Models behavior (6)
Provides individualized support (4)
Provides intellectual stimulation (3)
Fosters commitment to group goals (3)
Encourages high performance (3)
Provides contingent reward (5)
Encourages individual improvement (3)
Total leadership (31)
TBRSC (5)
TCE (10)
TSE (10)
0.216**
0.219**
0.226**
0.241**
0.213**
0.229**
0.256**
0.231**
0.265**
0.638**
0.666**
0.577**
0.565**
0.592**
0.616**
0.548**
0.534**
0.686**
0.316**
0.314**
0.313**
0.341**
0.342**
0.382**
0.305**
0.322**
0.382**
Notes: Italics indicates highest correlation in the column. aNumber of items in the instrument or subscale. **p < 0.01
(2-tailed).
subscales and the one-dimensional factor of TCE. Correlations between the leadership
subscales and TCE ranged from a moderate 0.534 (Encourages Individual Improvement)
to a high moderate 0.666 (models behavior). All eight correlations were positive, significant (r < 0. 01) and moderate. The overall relationship between leadership and TCE was
significant (r < 0.01), positive and high moderate in magnitude (r 0.686, see Table 4).
Hypothesis 1.4 has been confirmed.
Interpretation. All correlations were moderate, confirming the principal researchers hypothesis that
in schools where transformation leadership is practiced, one could expect to find at least moderate
levels of TCE. Three subscales in particular, stand out as school leader behaviors related to TCE:
models behavior; provides vision and inspiration; and encourages high performance. These particular attributes also have a high moderate correlation to the four subscales of TBOSC. Apparently,
where leaders create a strong sense of community, establish and model high standards of performance, and inspire teachers to live up to those standards, teachers collective beliefs in their ability
to get the job done are strengthened.
Hypothesis 1.5.
There is a statistically significant, positive relationship between transformational leadership
and TSE. Table 6 presents the summary of the correlations between the Leadership subscales and the one-dimensional factor of TSE. Correlations between the leadership subscales and TSE ranged from 0.305 (provides contingent reward) to 0.382 (encourages
high performance). All eight correlations are positive, significant (r < 0.01) and moderate.
The overall relationship between leadership and TSE is significant (r < 0.01), positive and
moderate in magnitude (r 0.382, see Table 4). The hypothesis has been confirmed.
Interpretation. The relatively low moderate correlation between leadership and TSE supports the
possibility that the leader has a more indirect effect on teachers self-efficacy through the leaders
influence on collegial support. Where the leader enables and assists the teachers to establish an
efficacious collaborative process, individual teachers both provide and receive the experiences and
feedback they need to become more confident and capable in their abilities and more positive in
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their attitude about teaching. For example, Whalstrom and Louis (2008: 259) state, increasing the
visibility of classroom practice through frequent teacher observations of peers has been clearly
linked to such benefits as improved instruction, improved teacher self efficacy, and improved
teacher attitudes toward professional development. These experiences (of peer observation) can
become common practice among the teacher social network when leadership expects and encourages
planning for their occurrence, provides resources to support their occurrence, and assures a defined
process/format for the observation and the sharing of results.
The low moderate correlation between leadership and TSE is also consistent with the low moderate correlation between the leadership subscale, provides individualized support, and the precondition, ability. The teacher respondents did not appear to perceive their leadership as strongly
influencing either the teaching ability of teachers in the school or their own TSE.
Pictorial Representation of the Relationships Among the Study Variables. Figure 2 presents the bivariate
linkages among the study variables. The results displayed in Figure 2 show a pattern of relationships among the variables representing leadership, teacher social capital and outcomes. As
explained in the narrative, all relationships were determined to be statistically significant; however, the magnitudes of the correlation coefficients varied from small to large. In Figure 2, medium
correlations are italicized and large correlations are bold-faced. (Note: The positive correlations
between the major variables tend to support the viability of the model of a system of teacher social
capital.)
Research Question 2
Does transformational leadership contribute to school performance?
Hypothesis 2.1.
There is a statistically significant difference between the mean leadership score of low performing schools and high performing schools.
Multivariate and one-way analysis of variance were used to test this hypothesis. An insufficient
number of schools (N 14) precluded exploring the data using the school as the unit of analysis.
However, teachers were grouped according to the schools performance score (SPS) to look for
mean differences in the study variables (leadership, TBOSC, TBRSC, TCE, TSE and SPS) among
teachers working in low, middle and high performing schools. To organize teachers into groups,
each teacher was assigned the SPS of his or her school. SPSS (the statistical software) was permitted to determine the thresholds for the three groups based on the SPS scores for the teachers
involved in the study: Group 1, the low performing group, all teachers whose schools scored less
than or equal to (<) 104.4; Group 2, the middle performing group, all teachers whose schools
scored from 104.5 to 116.9; and Group 3, the high performing group, all teachers whose schools
scored 117.0 and above.
Multivariate Analysis of Variance. A multivariate analysis of variance was conducted to determine differences between the three SPS groups on a linear combination of leadership, preconditions,
TBOSC, TBRSC, TCE and TSE. The composite precondition variable was not used because its
inclusion caused a large inequality in group size (n of the largest group is greater than 1.5 times
the n of the smallest group) which triggered a concern for sensitivity to violations of homogeneity
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Frequency
Percentage
Cumulative percentage
153
120
123
396
38.6
30.3
31.1
100.0
38.6
68.9
100.0
Frequency
Percentage
Cumulative percentage
170
126
135
431
39.5
29.2
31.3
100.0
39.5
68.7
100.0
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Group 2 did not differ significantly from Group 3. Although the Group 1 mean differed significantly from Groups 2 and 3, the effect size was quite small.
Interpretation. Previous studies on the relationship between leadership and student achievement
have tended to show that leaders impact on teaching and learning is indirect and is mediated
through the teaching function (Griffith, 2003; Leithwood et al., 2008; Ross and Gray, 2006a).
Ross and Gray (2006a: 813) report that principals influence student achievement indirectly
by creating the organizational conditions through which improved teaching and learning will
occur. The results of the current study suggest that leaders may also have a direct, albeit small
effect on student performance.
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intellectual stimulation. Study findings support the research of others, that is, transformational leaders develop intrinsic motivation in their followers through inspiration, individualized consideration,
and by providing intellectual stimulation (Griffith, 2003; Leithwood and Jantzi, 2000; Webb, 2007).
The moderate relationships between preconditions/ability and the eight leadership subscales
suggest that teachers in this study do not see their knowledge and teaching skills strongly influenced
by school leadership. The low moderate correlation between the leadership subscale of provides individualized support and the preconditions/ability particularly supports this interpretation. This finding
and interpretation also support Hoy et al. (1998), who, as previously mentioned, conclude that leaders
influence ability more indirectly through academic press. Additionally, the significant, moderate correlation between leadership/encourages high performance and preconditions/ability tends to support
the findings of Phillips (as cited in Bower and Powers, 2009) who posits that high expectations are a
critical element of academic press.
TBOSC. The overall relationship between leadership and TBOSC is significant, positive and moderate in magnitude. The correlations among the subscales of each variable are significant, positive
and moderate.
Conclusion. Study findings suggest that school leaders have a greater impact on TBOSC by establishing the conditions under which it can flourish. However, organizational theory and research
also indicate that school leaders influence the social structure of the school through cultural
mechanisms such as mission, vision, values and norms. School leaders affect the social structure
of the school through cultural mechanisms such as mission, vision, values and norms. Whether the
norms and values of the network of teachers support collaboration, capacity building and student
achievement is ultimately up to leadership. Leaders shape the organizational culture through consistency and alignment of words, attitude and actions. Leaders influence and modify group norms
through their emphasis, actions and hiring practices (Bass and Avolio, 1994). The significant, moderate correlation between leadership/encourages high performance, and TBOSC/effective teaching
beliefs and practices mirrors the finding of a significant, moderate correlation between leadership/
encourages high performance and preconditions/ability and supports the interpretation that leaders
impact teaching capacity through the establishment of high expectations. the significant, moderate
correlation between leadership/encourages high performance and TBOSC/ Collaboration indicates
that the teachers in the study associate leader expectations for high performance with the work
teachers do together to improve teaching and learning. The significant, moderate correlations
between: (1) leadership/provides intellectual stimulation and TBOSC/collaboration; and (2) leadership/provides intellectual stimulation and TBOSC/community identity indicates that teachers in
the study recognize that: (1) their major learning occurs when they are working together; and (2)
they generally identify themselves as part of a community of learners. These findings support the
concept of schools as learning organizations, particularly, Senges (1990: 356) conceptualization
of the leader as a teacher who fosters learning for everyone.
An additional finding of the study was the significant, moderate correlation between the leadership/models behavior and TBOSC/culture of community reinforcing the importance of the leader
as role model (Bass, 1985, 1990). Through their actions, leaders demonstrate that the school is a
community with shared vision, norms and goals.
The Moderate Correlation between the Composite Measure of Leadership and the Composite Measure of
TBOSC. This finding confirms the principal researchers hypothesis: In schools where leadership
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models desired behavior, provides vision and inspiration, encourages high performance and fosters
collaborative relationships focused on increasing teacher capacity and improving student achievement, one should see respectable levels of TBOSC.
TBRSC. The correlation between the composite leadership variable (combined eight subscales) and
TBRSC was significant, positive and small.
Conclusion. The small correlation may indicate that teachers in the study see participation in professional organizations or professional development outside of the school as more of a selfdirected activity than a leader-directed one. The lowest correlation of the eight possible is between
leadership/provides contingent reward and TBRSC suggests the absence of both leader support and
tangible rewards for participating in these external activities.
Just as transformational leaders can affect TBOSC through practices such as providing vision
and inspiration, modeling desired behavior, fostering commitment to group goals and providing
opportunity, these same actions can be used to develop bridging social capital. Resources, including time, money and substitute teachers can be provided so that teachers can take advantage of
opportunities to attend offsite workshops, conferences or meetings. If school leadership has established the structures whereby teachers can share the information, materials and skills gleaned from
these opportunities, the entire teaching community can benefit.
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Conclusion. The low moderate correlation between leadership and TSE supports the possibility that
the leader has a more indirect effect on teachers self-efficacy via his/her influence on collegial
support. Where the leader enables and assists the teachers to establish an efficacious collaborative
process, individual teachers engage in the experiences and receive feedback they need to become
more confident and capable in their abilities and more positive in their attitude about teaching. If
this process does not exist, TSE is likely to be underdeveloped. For example, Whalstrom and Louis
(2008: 459) indicate that frequent teacher peer observations have been clearly linked to . . .
improved teacher self efficacy. These experiences can become common practice among the
teacher social network when leadership expects and encourages deliberate planning, a defined process, collegial relationships, and collective and individual participation.
Preconditions/energizers
According to Leithwood et al. (2008: 27), School leadership is second only to classroom teaching
as an influence on pupil learning. Additionally, researchers have determined that the leaders
impact is mediated through the teaching function (Griffith, 2003; Leithwood et al., 2008). The identification of preconditions/energizers (opportunity, motivation and ability) introduces levers that
school leaders can use to develop a school environment where teacher social capital flourishes. The
study results reinforce the importance of creating access channels so that the individual teachers
abilities or resources become accessible to the teaching community. These channels are created when
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opportunity, desire (or motivation) and imperative converge and teachers begin to collaborate to
share resources and increase the teaching capacity of the school. When these relationships are deliberate (formalized), the impact is more likely to be effective. By identifying the conditions under
which social capital forms and can be sustained, the model of a system of teacher social capital
exposes additional tools leaders can use to improve the teaching function and ultimately student
learning.
TBOSC. TBOSC and its four dimensions provide a model of teacher working relationships that
should achieve results. Guidance for leaders in reinforcing three of the dimensions is presented
here. This information is not new but reinforces the findings of others.
Culture of Community; Beliefs and Practices of Effective Teachers. Particularly through their actions,
leaders demonstrate that the school is a community with shared vision, norms and goals. By using
their influence and by establishing expectations, leaders assist teachers in identifying the beliefs
and practices of effective teaching that will achieve results of improved teacher quality and student
learning.
Collaboration. Collaboration requires a broadening of the scope of the traditional understanding of
teaching abilities. In addition to content knowledge and pedagogical skills, teachers need to be
competent collaborators. A host of skills is necessary, including communication, conflict resolution, teambuilding, team leadership and problem solving. The learning and practice of these skills
could be incorporated into a professional development and team meeting plan.
TBRSC
The small correlation between leadership and TBRSC may indicate that teachers in the study see
participation in professional organizations or professional development outside of the school as
more of a self-directed activity than a leader-directed one. If these activities can be used to increase
the teaching quality of the individual teacher, leaders need to increase the opportunity and/or motivation for teachers to participate. In order for these activities to increase the teaching capacity of
the school, leaders need to create mechanisms that assure the incorporation of new learnings into
the resource pool.
TSE
Findings of the study may support the importance of using deliberate mechanisms for increasing
TSE. The moderate correlations found in the study between: (1) teacher social capital and TSE and
(b) leadership and TSE suggest that existing training and development practices may not provide
enough of Banduras (1997) four influences: mastery experiences; vicarious experiences; social
persuasion; and positive experiences. To address Banduras postulates, school leaders can directly
affect TSE by developing processes that: (1) assure teachers receive the training and practice they
need to develop skill; (2) provide teachers with opportunities to observe other teachers who can
serve as role models; (3) use observations from leaders and peers to provide positive feedback
to help build confidence; and (4) provide mentor and peer support to help foster positive experiences that will result in reduced stress and greater job satisfaction.
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Summary
This paper has presented the results of a study exploring the relationship between leadership and
teacher social capital and other variables identified in the conceptual model of a system of teacher
social capital. The study used Leithwood et al.s (2001) measure of transformational leadership
and the newly developed TSCS (Minckler, 2011) in conjunction with measures of TCE, and TSE
to explore the relationships. Study findings indicate high-moderate, positive correlations between:
transformational leadership and (1) the environmental conditions that nurture teacher social capital, (2) TBOSC, and (3) TCE. An additional major finding is the perception of higher levels of
transformational leadership among teachers in middle performing and high performing schools
as compared to the perceptions of teachers in low performing schools.
This study provides evidence of the importance of transformational leadership in the development of teacher social capital within a school. High levels of teacher social capital should result in
positive outcomes of student achievement, teacher quality and teacher job satisfaction. The study
findings, interpretations and conclusions contribute to both school leadership and school improvement literature and should inform discussions about leadership development and the impact of
leadership on teacher working relationships.
Acknowledgement
I wish to thank Dianne F. Olivier, Assistant Professor of Educational Foundations and Leadership, University
of Louisiana at Lafayette for her encouragement and support.
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Author biography
Cheri Hoff Minckler holds undergraduate degrees in sociology and in petroleum engineering
from the University of Southwestern Louisiana (now the University of Louisiana at Lafayette) and
a masters in science education from the University of Florida. She was awarded a doctor in education degree in December 2011. She has worked in the oilfield in positions ranging from roustabout to production engineer. She taught in the public school system in Florida and has more
recently taught online courses for offshore personnel in petroleum geology, drilling and production. Dr Minckler has over 25 years of training and consulting experience, and as the president
of Production Regulatory Services, LLC, works with companies in a variety of industries in the
areas of leadership and human resource and organizational development.
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