Internationales DWA-Symposium
zur Wasserwirtschaft
International DWA Symposium
on Water Resources Management
3.- 7. April 2006
The DWA - German Association for Water, Wastewater and Waste - is in Germany spokesman for all
comprehensive water queries and is intensively committed to the development and distribution of a secure
and sustainable water supply . It works as a politically an ecnomically independent organisation
professionally in the fields of water management , sewage , waste and soit protection.
DWA is in Europe the association with the largest number of members within this field and therefore takes
up a special position . This is because it provides professional competence regarding standardisation,
professional training and information towards the public . Approximately 14.000 members represent the
experts and executives from communes , universities , engineering offices, authorities and enterprises.
The main emphasis of its activities is on the acquirement and update of a uniform technical set of rules and
standards -as well as the cooperation on the list of technical norms on a national and international level. In
this connection not only are the technical scientific topics involved , but also the economic and legal
interests of the environment and water pollution forms a part.
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DWA Deutsche Vereinigung fr Wasserwirtschaft, Abwasser und Abfall e. V., Hennef 2006
DWA German Association for Water, Wastewater and Waste, Hennef 2006
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1 Introduction
The first plans for restoration or enhancement of diadromous fish species were undertaken between 1975 and
1980 and new legislation on freshwater fishing and management of fish-breeding resources was passed in
1984. This led to an intense fish pass construction programme, then a few years later to the awareness that
downstream migration had to be taken into account for hydroelectric plants. The European Water Framework
Directive confirmed the increasing awareness of the importance of ecological continuity for ail species in rivers
and streams. This paper only deais with upstream migration since the downstream aspect is being dealt with
by a twin paper written by the same authors (for presentation in this saine Symposium). This paper deais with
the experience acquired, particularly over the last ten years, in other words since the Vienna Symposium on
Fish Migration and Fish bypass Channels held in September 1996 (Larinier, 1998 ; Travade et al., 1998). The
breakthroughs made are due mostly to monitoring of existing fish passes. Some points, in particular the
criteria used for designing passing facilities will only be dealt with very briefly in what follows, given that they
are very similar to or even identical to those used in Germany (DVWK, 2002 ; Larinier et al., 2002) and that
they are being covered by specific papers during this Symposium.
2 Regulations
Most of the fish pass facilities were built to apply the law of 1984. This Iaw (Environnent Code, Article
L 432-6) requires that ail obstructions in rivers or parts thereof, in the list specified by decree, must include
facilities to guarantee the passage of migratory fish. The owner of the obstruction is obliged to ensure the
operation and maintenance of these facilities. Existing obstructions are required to conform to the
provisions of this Article within five years following publication of the Ilst of migratory species by river basin
or sub-basin, as specified by the responsible Minister, without compensation.
At new obstructions, or during the relicensing of existing hydropower facilities, the authorities may require
that fish passes be built, even on rivers which are not classified in terms of the law as `migratory'. Thus fish
passes can be built for resident species on ail new or. relicensed obstructions.
In our opinion, the very important part of the regulations is that not only are operators obliged to provide the
means (by building a fish pass) but they are also under the obligation to ensure results, in other words that
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Free Passage for Aquatic Fauna in Rivers and other Water Bodies
particuiarly critical in circumstances in which the maximum velocities of the flow cornes close to the burst
speed of the fish. This is what has been observed in Denil fish passes for small fish: even though the flow
velocities are not that great, the fish find it somewhat difficult to progress becaus of the three-dimensional
flow patterns.
Until fairly recently, there was no way of measuring this turbulence. A good indicator of the level of agitation
and aeration in basins, but a very empirical method, is volumetric dissipated power (Larinier, 1983, 1990).
The use of this criterion for designing pool fish passes has now become widespread. This volumetric
dissipated power is identical to the 'unit stream power' used in fluvial geomorphology and river mechanics,
which is a good indicator of the capacity of flow to transport sediment (Yang, 1984 ; 1996). The values of
the dissipated power may vary from a few watts/m3 in the lower part of the watercourse to values of the
order of 500 watts/m3 locally in the upper trout zone.
The effect of turbulence on fish behaviour was recently investigated in particular with the development of
technology such as Acoustic Doppler Velocimetry, which can be used both in laboratories and in situ (Odeh
et al., 2000 and Hotchkiss, 2002). While it is obvious that turbulence is an important factor, no experimental
investigations have yet clearly determined the most significant parameters to be taken into account and a
fortiori the threshold values or critical values for these parameters. The turbulent kinetic energy (TKE)
seems to be the 'most suitable parameter for quantifying the extent of fluctuations to which an aquatic
organism is subjected as it natura*lly integrates the three components of instantaneous velocity.
Experiments are underway in France to characterise flow in fish passes (vertical slot and natural-like fish
passes) with -respect to turbulence.
5 Fish passes
5.1 Pool fish passes and pre-barrages
The most frequently used type of fish pass in France is the pool fish pass. The difference in level between
two successive pools, which is a function of the migrating species, is most often between 20 and 30 cm.
Such differences allow most species to pass. When the target species are smaller then the difference in
level can be reduced (to 15 cm for instance for Zingel Asper, percid [GOMES et al., 2005]). The volume of
the pools is determined from the maximum volumetric dissipated power which the fish can tolerate, of the
order of 100 to more than 200 watts/m3 depending on target species. For salmonid passes , a volumetric
dissipated power of the order of 200 watts/m3 is recommended for passes with many pools. Much greater
values may be taken for a limited number of pools (more than 300 watts/m3). For shad and cyprinid passes,
lower values are recommended (less than 150 watts/m3). In Australia (Malien Cooper, personal
communication, 2003), recommended even lower values (50-100 watts/m3) for very small species of a few
cm in length.
The length of the pools can vary from less than 1.50 m for a pass designed for a low flow discharge to more
than 5 m for a salmon pass designed for a flow discharge of more than 1 m3/s.
Vertical slot fish passes have the great advantage of operating correctly without any regulating device - by
tolerating significant variations in upstream and downstream water levels - and of allowing fish to pass from
the bottom up to the surface of the pool. Experience has shown that when a pool pass has been correctly
designed (in terms of drops, level of turbulence and flow pattern in the pools), it is net very selective and
can be crossed by most species likely to want to do se.
The main problem for some species is the significant time spent in very large pools : small species tend to
'get'lost' and to remain trapped in large recirculation eddies. A good solution is to reduce the size of pools,
if possible, or to find ways of reducing the size of these recirculation eddies.
A study of vertical slot fish passes is underway to characterise flow in terms of speed, turbulence, flow
patterns and to see which devices may be used in pools to help guide small species. It is already clear that
the introduction of rough obstacles on the bottom helps small species to pass through but this only helps
benthic species.
It is difficult to optimise the design of a fish pass by taking into account the requirements or rather the
preferences of ail species: for the large species, it would be becter to limit the number of drops by adopting
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Figure 5: Natural bypass channels on the Gave de Pau river and on a Rhne tributary
(Bras des Armniers)
The limit conditions for opration of ramps are, in our opinion, not very well defined. Tests were performed
two years ago to specify the hydraulic conditions (in terms of velocity and turbulence characteristics of
flows) depending on the arrangement of the blocks and their concentration and particularly in terms of the
two basic parameters: the specific flow discharge and the slope. An example is the statistical evolution of
velocity as well as the turbulent kinetic energy measured in areas of low velocities, which are supposed to
be rest areas, depending on the slope in a ramp made of regularly arranged rocks (Chorda et al., 2004
Gomes et al., 2005). Tests on fish behaviour are carried out at the same time in a fluvarium.
6 EeI passes
Eel migrations have only relatively recently been taken into account in France and the first fish passes
adapted for this species were only built about ten years ago. The first passes used consisted exclusively of
brushes installed on a PVC substrate, brushes with diffrent characteristics depending on the size and
stage of development of the eel. Experiments were conducted between 2000 and 2002 to test more robust
substrates which were less expensive, consisting of prefabricated moulded concrete slabs with conically
shaped blocks of different diameters and layout. The advantage of this substrate over conventional brushes
is that it can be installed for significant widths on sloping faces of weirs. Tests were conducted at an
exprimental site consisting of channels with variable slopes installed in the Arzal dams on the Vilaine and
the Tuilires dam on the Dordogne to test the effect of flow discharge, siope and the size and arrangement
of the blocks. They focused on elver and young eels of a maximum size of 30 to 40 cm (Voegtle & Larinier,
2000). The optimum substrate consisted of conical blocks with diameters of approximately 3-4 cm, laterally
spaced at intervals 2 times their diameter and disposed in quincunx.
A counting system based on the adaptation of an existing resistivity counter has been developed. It
consists of 4 counting tubes installed in parallel upstream of the fish pass at the level of the outlet trap. The
efficiency of the counting device which has been tested for a few years turned out to be significantly high
greater than 95% for small eels varying from 13 cm to more than 40 cm. The counter is capable of
discriminating between about ten diffrent eel size classes.
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180
800
150
.120
HI
90
w 400
60
I-
200
30
0.01 0.03 0.05 0.07
0
0.01 0.03 0.05 0.07
Slope
Slope
Figure 6 : Box and Whisker plots of measured mean velocity V and TKE ( measured in resting
areas where V<30 cm/s ) in a roughened ramp.
Efficiency
The legal obligation of owners to achieve a result for the free circulation of fish has Ied to the need to
specify the concept of efficiency for fish passes, and this is often difficult both to define and even more so to
demonstrate. Efficiency is expressed both in terms of percentage of the migrating population reaching the
base of an obstacle, then clearing this obstacle and delay in migration, in other words, the time that the
population or part of the population takes to pass through the obstacle. Simply counting the fish upstream
of the fish pass is only an indication of the degree of efficiency of the pass if we do not know the size of the
population downstream of the pass and likely to move upstream.
The level of efficiency to be achieved for a given site has to be defined in terms of the desired biological
objectives. It depends on the species, the number and the location of the obstacle on the migration route.
For salmon, on an obstruction located downstream from spawning areas, the whole of the migrating
population should be able to pass through.If, moreover, this watercourse is equipped with many obstacles it
will be necessary to minimise delays to migration caused by these obstacles so that the migrating fish arrive at
the spawning areas in time. If on the other hand, the fish pass is located further upstream of the watercourse,
in the middle of the spawning area, then there will be less need for efficiency.
For salmon, an efficiency of 95% to 100% can be obtained on recent well-designed fish passes with delays
of a few hours to a few days (Chanseau et al., 1999 ).
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Durchgngigkeit von Gewssern fr die aquatische Fauna
Free Passage for Aquatic Fauna in Rivers and other Water Bodies
As an example, the radio-tracking study undertaken on the Gave de Pau from 1995 to 1998 to evaluate the
passability of about thirty obstacles ta the upstream migration of fish showed that:
16 structures allowed all of the migrating fish to pass through without significant delays,
10 were more serious obstacles to migration in terms of delays or blocking part of the population,
and especially that five structures, of which several were located on the downstream part of the
migration route and of older design, were major obstacles. One of them only allowed 35% (Baigt) of the
migrating fish to pass through.
It has been estimated that only 13% of salmon reach the first spawning zones.. We may reasonably hope
that this percentage could increase to 80% over the next few years by improving the passability of
downstream obstacles, which is now being done.
On hydroelectric facilities fish passes have generally been built (unless the site precluded this) near the power
plant, whereas in the past they were most often built at some distance away, on the dam, where except for highflow periods, the only flow was the ecological one. This enabled a significant increase in efficiency.
It is difficult to obtain very high rates of efficiency on large rivers in particular due to the lack of attractiveness
of facilities related to the limited number of entrances: - experience at Golfech (Garonne) and Mauzac
(Dordogne) (with turbined flows of about 400-600 m3/s) showed that a single fish entrance and a single fish
pass on a very wide structure or plant can only have a limited efficiency. This is why a second fish pass
entrance was recently built at Mauzac at the power plant to significantly increase the efficiency. It was not
possible to get.financing for collecting galleries above the turbines for the first large structures built between
1985 and 1990 in France. This has now become possible since fish monitoring has shown that it is necessary:
on the fish pass installed in 1997 at the Carbonne hydroelectric plant (with a turbine flow of 170 m3/s), three
entrances were installed above the draft tubes of the turbines whereas at the Golfech plant (with a turbine flow
of 600 m3/s), ten years earlier, only one entrance could be installed - even though three had been initially
considered during the studies.
The efficiency of any given facility varies according to the migrating species considered. It is generally lower
for shad and lamprey than it is for salmonids: while figures of 80% or more have been achieved for
salmonids, efficiency is at best only about 50% for shad and lamprey.
Efficiency problems are due not only to a lack of attraction of fish passes (wrong location, number of
entrances and/or insufficient flow discharge), but also to a lack of maintenance of the facilities. Lack of
maintenance of facilities is a recurring problem in France, that is why the Adour-Garonne Water Agency
recently introduced a system of bonuses to incite owners to correctly maintain structures.
The obligation on owners to achieve a resuit varies according to the type of watercourse. Local authorities
are generally much more demnding for a watercourse in which there are diadromous species than for a
watercourse in which there are only riverine species. Local authorities may decide that the fish facility is not
sufficiently efficient and oblige the owners to introduce any modifications which may be necessary. The
local authority generally has to prove that the device is not functioning either through a specific study (ratiotelemetry, counting) or simply through expertise done by the Conseil Suprieur de la Pche.
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Radio tracking
The radio tracking technique turned out to be very useful for overall evaluation of the efficiency of fish
passes and the accumulated impact of different obstacles on a migration route. It has made it possible to
evaluate efficiency in terms of percentage of passage and delays to migration. Among other advantages, it
has enabled scientists to suggest improvements in the operation of fish passes based on objective
observations of the behaviour of migrating fish, which may be a determining element when negotiating with
the owner of the dam (Chanseau & Larinier, 2000).
100
80
m
o 60i..
E
0n 40
20
LU
0 _A_- -f-, - -
1 day 3 days 1 week 2 weeks 3 weeks > 1 month 1 day 3 days 1 week 2 weeks 3 weeks > 1 month
Migration delay
Migration delay
C
o
E
M
Figure 10: Fish passes efficiency and migration delays at four dam on the Gave de Pau river.
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9 Conclusion
At the current time, fish pass techniques are relatively well known, in other words we know both the
possibilities but also the limits of fish passes. As knowledge of the migratory behaviour of different.species
increases, it has become clear that it is difficult if not impossible to devise a compromise facility which
meets the requirements of all species. This is why it is better, when the dam is no longer needed, to remove
it and re-establish the longitudinal continuity of a watercourse and thus improve the quality of the habitat.
We still often underestimate or do not sufficiently take into account, in particular during the design phase,
maintenance problems for fish passes: a lot of effort is still required in France in this respect.
Another aspect is the accumulated impact of obstacles even those fitted with `efficient' fish passes. It
appears to be difficult and not very conclusive to restore diadromous species into a watercourse with too
many obstacles.
Finally, it should be remembered that progress in the design of fish passes both for upstream and downstream
migration have mostly resulted from in situ experiments and the evaluation of operation of existing structures in
relation to the behaviour of migrating species. The best way of achieving these programmes remains field
studies and a multi-disciplinary approach calling on both engineers and biologists.
10 References
Cattoen, M., Larinier M. & Thomas N., 1999. Systme et logiciels pour la surveillance des passes
poissons. Bull. Fr. Pche et Piscic., 353/354, 263-277.
Chanseau M., Croze O., Larinier M., 1999. Impact des amnagements sur la migration anadrome du
saumon atlantique (Salmo salar L.) sur le Gave de Pau (France). Bull. Fr. Pche et Piscic.,
353/354, 211-237.
Chanseau M., Larinier M., 2000. The behaviour of returning adult atlantic salmon (Salmo salar L.) in the
vicinity of a hydroelectric plant on the Pau river (France) as determined by radio telemetry. In
Proceedings of the Third Conference on Fish Telemetry in Europe, Norwich (UK), 20 - 25 juin 1999.
257-264.
Chorda J., Larinier M., Thinus Z., 2004. A flume study of steep-slope flows above large-scale roughness
elements and their application to fish passes In the fifth international symposium on Ecohydraulics.
Aquatic Habitats : Analysis & Restoration. Madrid 2004, 948 - 952.
DVWK, 2002. Fish passes - design, dimensions and monitoring. FAO, 118 p.
Gomes P., Vighetti S., Larinier M., 2004. Etude pour la conception de passes poissons adaptes
l'Apron. Rapport GHAAPPE RA05.05, 45 p.
Hotchkiss RH., 2002. Turbulence investigation and reproduction for assisting downstream migrating
juvenile salmonids. Washington State University. Department of Civil and Environmental
Engineering Albrook Hydraulics Laboratory. Report DOE/BP-00004633-1, 124 p.
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