Employees Manual
Title 1
Chapter C Appendix
CONFIDENTIALITY AND
RECORDS
APPENDIX
Iowa
Department
of
Human Services
TABLE OF CONTENTS
Page 1
Page
Acknowledgement of Notice of Privacy Rights and Practices, Form 470-3946 .............. 1
Authorization for Release of Information, Form 470-0461 or 470-0461(S).................. 2
Authorization for the Department to Release Information, Form 470-2115 ................. 4
Authorization to Obtain or Release Health Care Information, Form 470-3951 or
470-3951(S) ................................................................................................ 5
Child Records Query, Form 470-4375 ................................................................... 8
Consent to Obtain and Release Information, Form 470-0429 ................................... 10
Designation of Personal Representative, Form 470-3948 ........................................ 12
Electronic Security Information, Form 470-2078 .................................................... 13
Fees for Examining and Copying Records, Reference Card RC-0063.......................... 16
HIPAA Complaint, Form 470-3981 ....................................................................... 17
Record of Disclosure of Health Information, Form 470-4015 .................................... 18
Request for Access to Health Information, Form 470-3952 ...................................... 20
Request for List of Disclosures, Form 470-3985 ..................................................... 22
Request to Amend Health Information, Form 470-3950 .......................................... 23
Request to Change How Health Information Is Provided, Form 470-3947 .................. 24
Request to End an Authorization, Form 470-3949 .................................................. 25
Request to Restrict Use or Disclosure of Health Information, Form 470-3953 ............. 26
Page 1
Acknowledgement of Notice of
470-3946
Source
Completion
Add the clients name to the form and give it to the client or the
clients representative to sign.
If you are unable to get the client or the clients representative
to sign the form, document your efforts to obtain the
acknowledgement and the reason why the acknowledgement
was not obtained in the case record.
Distribution
File a copy in the case record and give a copy of the form to the
client or the clients representative upon request.
Data
Page 2
Authorization for Release of
470-0461 or 470-0461(S)
Source
Completion
Distribution
Send one copy to the source of information with a selfaddressed stamped envelope enclosed. Print an extra copy of
Page 1 as a control copy.
When the source of information returns the original copy,
destroy the control copy, and file the completed copy in the
case record.
Data
Page 3
Authorization for Release of
470-0461 or 470-0461(S)
Page 4
Authorization for the Department to
470-2115
Source
Completion
Distribution
Keep the original of the form in the case record. Make a copy of
the signed form for the client.
Data
Enter:
The name of person or agency that will receive the
information.
The nature of the confidential information that will be
released. Be as specific as possible.
The date the authorization expires. This should be no more
than 60 days from the date the form is signed, unless
supervisory approval is given to extend the date.
The client shall sign and date the form after the other items
have been completed.
Page 5
Authorization to Obtain or Release
470-3951 or 470-3951(S)
Source
Completion
Distribution
Page 6
Authorization to Obtain or Release
470-3951 or 470-3951(S)
Send one copy to the source of information with a selfaddressed stamped envelope enclosed. Keep one copy as a
control copy. Give the third copy to the client.
When the source of information returns the original copy,
destroy the control copy and file the completed copy in the case
record.
Data
Page 7
Authorization to Obtain or Release
470-3951 or 470-3951(S)
date.
name of recipient of information.
information disclosed.
name of the person who disclosed the information.
Page 8
Child Records Query
470-4375
Source
Completion
Distribution
Mail the original and the clients copy of the form to the current
or former clients last known mailing address with a selfaddressed stamped envelope.
Keep one copy of the form for the case file and track the form
by the due date.
Data
Page 9
Child Records Query
470-4375
The client:
Checks the response box of agree or do not agree that
the Department may share this information.
If the do not agree box is selected, the client needs to give
the reason for not agreeing and send copies of any proof to
support the reason.
Signs, dates, and returns the form with copies of any
necessary proof to the designated address.
Page 10
Consent to Obtain and Release
470-0429
Source
Completion
Distribution
File the original in the case record. Give the copy to the client
or the clients representative. Provide a photocopy to each
person or agency authorized to share information.
Data
Page 11
Consent to Obtain and Release
470-0429
Page 12
Designation of Personal Representative
470-3948
Source
Completion
Distribution
Give a copy of the form to anyone requesting it. File the form
in the case record.
Data
Page 13
Electronic Security Information
470-2078
Source
Completion
Page 14
Electronic Security Information
470-2078
If you chose mainframe access, there is a similar box to doubleclick at the bottom of the mainframe page to generate more
forms.
When you exit the form, do not save changes. If you want a
record of what you requested, print the form before closing it.
Each form contains information for only one person. To make a
request for another employee, select the Security Information
Form again from Outlook, and complete the process.
Distribution
Data
The system enters the current date. On the first page, the
supervisor must enter:
The type of action requested.
For a change request, the specific system access to be
changed.
The users classification and duties.
The counties where the user works.
The worker numbers assigned to the user at those locations.
The systems that the user needs access to.
The users CICS/NES user identification number, if already
issued.
The users e-mail user identification number, if issued.
The users name and office phone number.
The users mothers maiden name.
The users social security number and birth date.
The supervisors name and worker number.
The supervisors e-mail user-identification number.
Page 15
Electronic Security Information
470-2078
Page 16
Fees for Examining and Copying
RC-0063
Source
Completion
Distribution
Data
Page 17
HIPAA Complaint
470-3981
Source
Completion
Distribution
Data
Page 18
Record of Disclosure of Health
470-4015
Source
Completion
Page 19
Record of Disclosure of Health
470-4015
Send one copy to the Security and Privacy Office or the facility
privacy official. Keep one copy for the client file.
Data
Page 20
Request for Access to Health
470-3952
Source
Completion
Distribution
Facility workers shall give one copy to the client and send one
copy to the person acting as the facility privacy official. Field
offices shall give one copy of the form to the client and send
one copy to the Departments Security and Privacy Office.
Data
Page 21
Request for Access to Health
470-3952
Page 22
Request for List of Disclosures
470-3985
Source
Completion
Distribution
Data
Page 23
Request to Amend Health
470-3950
Source
Completion
Distribution
Data
Page 24
Request to Change How Health
470-3947
Source
Completion
Distribution
Data
Page 25
Request to End an Authorization
470-3949
Source
Completion
Distribution
Data
Page 26
Request to Restrict Use or Disclosure
470-3953
Source
Completion
Distribution
Data