doi: 10.1111/ics.12180
Keywords: formulation/stability, liposomes, microemulsion gel, multiple emulsion, sebum content, skin barrier, skin hydration, skin physiology/structure,
transepidermal water loss
Synopsis
OBJECTIVE: In this study, the influence of three cosmetically relevant, priorly characterized vehicles on skin hydration, sebum content and transepidermal water loss was investigated. The chosen
vehicles included a liposomal pre-formulation, a multiple W/O/W
emulsion and a microemulsion gel. The in vivo effects of these vehicles were demonstrated and compared among them.
METHODS: The stability of the prepared vehicles was determined
visually, microscopically, rheologically by pH measurements and
particle size. Interactions with skin were assessed by non-invasive
biophysical techniques using the Corneometer, Aqua Flux and
Sebumeter, measuring skin hydration, TEWL and skin sebum content, respectively.
RESULTS: All vehicles remained stable over an observation period
of 6 weeks. The multiple emulsion increased sebum content and
skin hydration. In case of the liposomes, each monitored parameter
remained almost constant. In contrast, the microemulsion gel lowered skin hydration and increased TEWL values, but even 1 week
after termination of the treatment TEWL decreased almost close to
control levels.
CONCLUSION: All produced vehicles were proven to remain physically stable over the duration of this study. The used multiple
emulsion showed very skin-friendly properties by increasing sebum
and skin hydration. Likewise, the liposomal pre-formulation exhibited no negative effects. On the contrary, the investigated microemulsion gel seemed to have skin dehydrating and TEWL
increasing features. However, the multiple emulsion as well as liposomes was identified to be well-tolerated vehicles for skin which
might qualify them for the use in cosmetic formulations.
sume
Re
OBJECTIF: Dans cette etude, linfluence de trois vehicules
cosmetiquement pertinents, prealablement caracterises, sur lhydratation de la peau, le contenu de sebum et la perte insensible en eau a
ete etudiee. Les vehicules choisis sont notamment une pre-formulation liposomale, une emulsion multiple W/O/W et un gel de
Correspondence: Claudia Valenta, Department of Pharmaceutical Technology and Biopharmaceutics, University of Vienna, Althanstrasse 14,
1090 Vienna, Austria.
Tel.: +43 1 427755410; fax: +43 1 42779554; e-mail: claudia.valenta@
univie.ac.at
181
D. Mahrhauser et al.
Distilled water
DPPC
IPM
Easynov
S-1670
Isopropanol
Lipoid S75
Carbopol 940
TRIS
Liposomes
W/O/W
ME gel
92.5
7.5
76
20
1.5
2.5
19.42
19.42
30
30
1
0.16
DPPC liposomes
DPPC Liposomes were prepared by a modified film hydration
method [6]. Briefly, a DPPC film was formed and hydrated with bidistilled water. After 2 h of agitation in a water bath heated up to
60C, the produced cloudy suspension was sonicated with a Bandelin Sonoplus HD 70 ultrasound device (Berlin, Germany) with an
operating frequency of 20 kHz and a power output of 70 W for
15 min resulting in an opalescent liposomal pre-formulation.
Microemulsion gel
From our previous studies, we chose a microemulsion consisting of
lecithin, isopropyl alcohol, isopropylmyristate and water. To have
an optimal applicable cosmetic vehicle, we increased the viscosity
by adding a polymer. The components and half of the intended
water were mixed in the ratio stated in Table I. The other half was
used for preparing a carbomer gel concentrate. Subsequently, the
carbomer gel concentrate was thoroughly incorporated into the
microemulsion and stirred with 750 rpm over night until a
viscous, transparent microemulsion gel resulted. The production
process was consistently carried out at room temperature.
Characterization and stability analysis of the used systems
182
D. Mahrhauser et al.
Skin hydration measurements were performed with a Corneometer CM 825 (Courage+Khazaka electronic GmbH, Cologne, Germany) which was mounted on the combination device Derma Unit
SSC 3 (Courage+Khazaka electronic GmbH). The determination is
based on the changes in electrical capacitance [8]. An increased
water content of the SC increases its relative permittivity. The
device can therefore estimate the SC water content in arbitrary
units. In each testing area, two measurements were performed on
the volar forearm. We ensured that the measurements were not
made consecutively on the same position to exclude the occurrence
of occlusive effects that would imply higher hydration values.
pH measurement
Sebum measurements
The amount of sebum on the skin was measured with the integrated Sebumeter of the combinated device Derma Unit SSC 3
(Courage+Khazaka electronic GmbH). To this end, the probe was
pressed onto the skin, according to the manufacturer, for 30 s. A
thin plastic strip within the device absorbed the sebum on the skin.
By measuring the variation of light transmission of the strip, the
quantity of lipids was determined and directly given in lg cm2. In
each testing area, two measurements were performed.
Study design
Twenty-one randomly chosen, healthy Caucasians of both sexes,
aged between 19 and 35 years who signed an informed consent,
participated in the study. They were randomly divided into three
groups using one of the three prepared vehicles, namely DPPC liposomes, a W/O/W multiple emulsion or a microemulsion gel. An
amount of 0.2 mL of the respective vehicle was applied once daily
on a defined area of about 40 cm2 on the non-dominant forearm
by the participants. Before the measurements, the volunteers were
acclimatized to ambient conditions (22 2C and 30 5% r.h.)
for 20 min. For the measurement of the skin parameters, the areas
Table II Stability parameters of the prepared formulations. All measurements were carried out in triplicate, depicted values are means SD. Viscosity was
determined at a shear rate of 10 s1
W/O/W
pH
Week 0
Week 6
g (mPa.s)
Week 0
Week 6
Size (nm)
Week 0
Week 6
6.04 0.02
5.99 0.06
14.76 5.73
8.58 1.81
440 0.04
530 0.08
Span
ME gel
1.34 0.43
1.31 0.34
4.50 0.01*
4.84 0.02*
3.99 0.01
3.96 0.04
1500 0.1
1380 0.09
2.96 0.00
2.76 0.00
n.m.
n.m.
Liposomes
PDI
0.274 0.02
0.255 0.02
77.04 4.71
76.96 3.69
183
D. Mahrhauser et al.
Statistical analysis
Statistical data were analyzed using the software program GraphPadPrism3. Normal distribution of measurements was assessed
visually by plotting observations as well as by applying QQ plots.
Destabilization of vehicles and effects of vehicles on physiological
skin parameters were tested for statistical significance using Students t-tests. Paired t-tests were carried out in case of repeated
measurements on same subjects. Unpaired t-tests with Welch correction in case of unequal variances were applied when comparing
measurements between subjects. Mean effects of vehicles on physiological skin parameters and corresponding standard errors are presented graphically. A probability of P < 0.05 was considered
statistically significant.
Results and discussion
The prerequisite for a study that investigates different physiological
parameters in vivo is the defined physicochemical characterization
of the employed vehicles. Therefore, the three vehicles were analyzed visually, microscopically, rheologically, by pH and in case of
liposomes and the W/O/W emulsion also by particle size.
As clearly seen in Table II, all three vehicles showed an almost
constant viscosity at a shear rate of 10 s1. However, the viscosity
of the W/O/W emulsion and of the microemulsion gel decreased
after the observation period of 6 weeks, whereas for liposomes, no
change in viscosity values was detected. Decreasing viscosity in
W/O/W emulsions which indicate small water diffusion from the
inner aqueous phase to the outer continuous phase was also
described by Jiao et al. [9]. Besides, the visually and microscopically
pictures did not imply any phase separations or unbalanced distribution.
Additionally, pH measurements were carried out to detect destabilization of the systems induced by chemical degradation [7]. The pH
values of the multiple emulsions and of liposomes showed no statistically significant difference (P = 0.3 and P = 0.27 respectively) over
the period of 6 weeks. In case of the microemulsion gel, an significant increase in pH from 4.50 to 4.84 was observed after 6 weeks
(P = 0.001), which could indicate a beginning destabilization induced by
oxidation or hydrolysis of the employed ingredients (Table II). However,
the measured pH values of the preparations were in an acceptable range
for topical use [10].
Although the particle sizes could not be measured in the microemulsion gel, as the dilution of the microemulsion would have
modified the inner structure of the system, the particle sizes of the
W/O/W emulsion and liposomes were almost stable over the observation period of 6 weeks (Table II). Moreover, a narrow size distribution of the W/O/W emulsion and liposomes was confirmed by
span and PDI values, respectively.
After confirmation of the satisfying physicochemical stability of
the three vehicles, their influence on the physiological skin parameters such as sebum, skin hydration and TEWL was investigated. With
the exception of one unforeseeable skin reaction of one participant
from the microemulsion gel group, no other side effects occurred during the study period. This participant dropped out in the later process
of the study. Another participant from the liposomes group was
excluded from the analysis due to non-reliable compliance.
184
In Fig. 1, the sebum contents after application of the pre-formulations are compared. Due to the very small number of sebaceous
glands in the forearm, the sebum values of the untreated areas
were negligible [8]. It can be clearly seen that the W/O/W and the
microemulsion gel exhibited the highest influence 2 h as well as
6 h from application. The liposomes had a slight influence which
can be due to the lower lipid amount (one-third of the lipid amount
than in the other vehicles) or due to their considerable absorption.
Moreover, it is remarkable that the positive impact of the W/O/W
emulsion 6 h from application was more pronounced in week 25
indicating a high cumulative effect (Table III).
However, no implication of sebum production and lipid increase
induced by the lipids of the vehicles can be made, because the
Sebumeter only measured the lipid content on the surface of the
skin. Hence, it is more likely that the measured increase in sebum
content mentioned above was caused by the lipids of the vehicles
[8]. Nevertheless, a relationship between the increased sebum values and skin hydration caused by the multiple emulsion can be
observed that was possibly the result of occlusive effects of the
incorporated oily component such as IPM [3, 11, 12]. In contrast,
increased sebum values found after application of the microemulsion gel were not associated with enhanced skin hydration
although the microemulsion gel had approximately the same content of lipid. In case of the microemulsion gel, either the high
sebum amount can originate from the oily component (IPM) incorporated into the microemulsion gel or this effect might be attributed to the high amount of surfactant and isopropanol. It is known
35
W/O/W
30
ME Gel
Sebum [g cm2]
designated testing area of the volar forearms. One week after the
last application, the TEWL was measured again to determine the
sustainability of the effects.
25
Liposomes
20
15
10
5
0
6h
2h
week 1
2h
6h
week 25
2 hours
6 hours
XWOW1
[lg cm2]
XWOW25
[lg cm2]
XWOW1XWOW25
[lg cm2]
Pvalue
20.21
2.36
22.14
3.57
1.93 2.09
1.21 1.59
0.39
0.47
Depicted values are means and mean differences SE. P-values were
obtained by paired t-tests (n = 7).
D. Mahrhauser et al.
week 1
30
2h
where Ti and Ui are the mean values of the treated and untreated
forearm at timepoint i. Accordingly, T0 and U0 are the mean values
of the treated or untreated forearm before the treatment at the
beginning of the study. Therefore, T0 and U0 served as reference
values.
As shown in Fig. 2, the multiple emulsion yielded a higher
change in skin hydration than the other examined preparations.
(a)
TEWL [g m2 h1]
that surfactants such as lecithin and alcohol are capable of dissolving lipids. As a consequence, the extracted skin surface lipids may
induce increased sebum values. Moreover, it has been reported that
the absence of the lipids, which are complementing factors for skin
moisture, was accompanied by a significant decrease in skin hydration that could also be observed in this study in case of the microemulsion gel [5].
Skin hydration can be influenced by proper vehicles, such as
moisturizing or oleaginous vehicles, by active ingredients incorporated into the formulation or via physical occlusion [13]. In Fig. 2,
the effects of the vehicles on skin hydration are compared. To
emphasize and to compare the influence of the applied vehicles, we
established following equation:
Ti T0
Skin hydration
=
1 i 2 fweek 1; week 2 5g 1
Ui U0
2h
20
16
6h
20
10
(b) 24
Treated 2 h
Untreated 2 h
Treated 6 h
Untreated 6 h
TEWL [g m2 h1]
10
20
W/O/W
30
ME Gel
40
Liposomes
50
Figure 2 Influence of the applied multiple emulsion, liposomes and microemulsion gel on skin hydration 2 and 6 h from application (means SE,
n 6). The calculated amounts from week 2 to 5 are presented averaged
and termed as week 25. Skin hydration was calculated as shown in
eqn (1).
Week 1
2h
6h
Week 25
2h
6h
XWOW [%]
18.9
XWOW-XLipos
16.26 4.66
XWOW [%]
10.54
XWOW-XLipos
11.12 4.89
XWOW [%]
19.32
XWOW-XLipos
20.51 4.48
XWOW [%]
12.78
XWOW-XLipos
15.69 3.53
XLipos [%]
2.64
P-value
0.0051
XLipos [%]
0.58
P-value
0.0527
XLipos [%]
1.19
P-value
0.0008
XLipos [%]
2.91
P-value
0.0010
P-value
0.057
20
16
12
8
week 0
(c) 24
TEWL [g m2 h1]
Treated 2 h
Untreated 2 h
Treated 6 h
Untreated 6 h
12
week 25
6h
24
20
16
12
P-value
0.0239
8
week 0 week 1 week 2 week 3 week 4 week 5 week 6
P-value
P < 0.0001
P-value
P < 0.0001
Depicted values are means and differences between means SE. P-values
were obtained by unpaired t-tests (n 6).
Figure 3 TEWL values estimated 2 and 6 h after application of the vehicles. TEWL was measured on both forearms 1 week before beginning of the
treatment (week 0) and weekly during the study. To demonstrate the sustainability of the vehicle effects, TEWL was also investigated 1 week after
the last application (week 6). The dashed line from weeks 5 to 6 represents
the period without treatment. (a) TEWL before, during and after treatment
with the multiple emulsion. (b) TEWL before, during and after treatment
with liposomes. (c) TEWL before, during and after treatment with the microemulsion gel.
185
D. Mahrhauser et al.
References
1. Patravale, V.B. and Mandawgade, S.D. Novel
cosmetic delivery systems: an application
update. Int. J. Cosmet. Sci. 30, 1933 (2008).
2. Schmidts, T., Dobler, D., Schlupp, P.,
Nissing, C., Garn, H. and Runkel, F. Development of multiple W/O/W emulsions as
dermal carrier system for oligonucleotides:
effect of additives on emulsion stability. Int.
J. Pharm. 398, 107113 (2010).
3. Heinrich, K., Heinrich, U. and Tronnier, H.
Influence of different cosmetic formulations
on the human skin barrier. Skin Pharmacol.
Physiol. 27, 141147 (2014).
4. Plessis, J.d., Stefaniak, A., Eloff, F. et al. International guidelines for the in vivo assessment of skin properties in non-clinical
settings: part 2. Transepidermal water loss
and skin hydration. Skin Res. Technol. 19,
265278 (2013).
5. Sator, P.-G., Schmidt, J.B. and Honigsmann,
H. Comparison of epidermal hydration and
skin surface lipids in healthy individuals
186
6.
7.
8.
9.