PUBLISH
No. 08-4031
Bretta Pirie (Steven B. Killpack, Federal Public Defender, with her on brief), Salt
Lake City, Utah, for Appellant.
Diana Hagen, Assistant United States Attorney (Brett T. Tolman, United States
Attorney, with her on brief), Salt Lake City, Utah, for Appellee.
This case presents the novel issue of whether an individual can have a
reasonable expectation of privacy in a storage unit rented with a stolen identity.
During a search of a storage unit that Defendant-Appellant Eric Johnsons
girlfriend had rented in someone elses name, police discovered two firearms.
Johnson eventually entered a conditional guilty plea to one count of being a felon
in possession of firearms, in violation of 18 U.S.C. 922(g)(1). He conditioned
his plea on the right to challenge on appeal the district courts decision not to
suppress the evidence that was discovered during the search of the storage unit.
The district court had ruled that the polices warrantless search of the storage unit
did not violate Johnsons Fourth Amendment rights because Johnson had
forfeited any privacy rights he might have had in the storage unit by directing
his girlfriend to enter into the rental agreement using another persons name and
stolen identification. We agree. Therefore, exercising jurisdiction under 28
U.S.C. 1291, we affirm.
I. BACKGROUND
A. Factual Background
On March 23, 2007, at approximately 1:48 a.m., Sergeant Eric Anderson of
the West Valley Police Department was on patrol in West Valley City, Utah,
when he saw a vehicle driven by Defendant Eric Johnson make a fast turn that
required the vehicle to turn into the wrong lane. Sergeant Anderson ran the
vehicles license plate, which revealed that it was registered to Johnson and that
Johnson had two outstanding felony warrants. After pulling Johnsons vehicle
over, Sergeant Anderson identified Johnson as the driver and Brittany
Christensen, Johnsons girlfriend, as the front-seat passenger. There were also
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two individuals in the back seat of the vehicle, and the vehicle was cluttered with
tools as well as at least two knives. Johnsons girlfriend had an outstanding
felony arrest warrant, and Sergeant Anderson called for back-up to carry out the
arrests of Johnson and Christensen.
Officer McCarthy arrived and assisted Sergeant Anderson in arresting
Johnson and Christensen. During a search incident to arrest, Anderson located
drug paraphernalia in the vehicles console and searched a black purse lying on
the floor of the front passenger area. 1 Inside the purse, Anderson found a glass
pipe, typically used to smoke methamphetamine. Anderson also found the
following in the purse: some identification in the name of Christensen but other
identification in the name of Shannon Haroldsen; a Sams Club card in the name
of Shannon Haroldsen, but with Christensens photograph on it; as well as a rental
agreement in Haroldsens name for a storage unit at Extra Space Storage in West
Valley City, Utah, dated the previous day. 2 Christensen waived her Miranda
1
Johnson does not challenge the legality of the officers search of the purse.
See generally Arizona v. Gant, 129 S. Ct. 1710, 1714 (2009) (addressing search
incident to an arrest in the context of a traffic stop).
2
rights, and told Sergeant Anderson that she had obtained Haroldsens
identification from someone in the car. Later, she contradicted herself by stating
that she found the identification and rental agreement in the parking lot of a
Wal-Mart store.
Sergeant Anderson contacted Haroldsen after discovering that she had
reported a burglary of her husbands car several weeks earlier. Haroldsen
informed Sergeant Anderson that her purse, containing her checkbook, drivers
license, credit and debit cards, and a Sams Club card, were stolen in the
burglary, and that her credit cards and checks had since been used at several
establishments. After being informed that the police had found her identification
and the rental agreement in her name, she stated that she had not rented the unit
and agreed to come to the police station in the morning to consent to a search of
the storage unit. Sergeant Anderson then contacted Detective William McKnight,
the on-call property detective, and informed him concerning the possible fraud
case. Detective McKnight subsequently met with Haroldsen and asked her to sign
a consent to search form for the storage unit referenced in the rental agreement.
After signing the consent to search form, Haroldsen accompanied Detective
McKnight to the storage unit facility. Detective McKnight explained to the
manager of the storage facility, Sherry Kinsey, that the police wanted to search a
(...continued)
c) in emergency circumstances, or d) as required by law. (Id., 4.)
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storage unit that had been rented in Haroldsens name but that Haroldsen had not
actually rented the unit or agreed to have the unit rented in her name. The
manager then provided Detective McKnight with copies of documents concerning
the units rental, including the rental agreement and a receipt for one months
rent. Attached to the rental agreement, which bore Haroldsens name and
address, was a photocopy of Haroldsens drivers license. The receipt for the unit
indicated that one months rent for the storage unit had been paid for in cash.
The manager showed Detective McKnight the storage unit, which was
secured by a heavy-duty lock. Because the lock could not be cut and Haroldsen
had consented to the search, the manager of the facility gave Detective McKnight
permission to open the unit by cutting the latch. After entering the storage unit,
Detective McKnight discovered a Savage .22 caliber rifle and a Bronco 410
shotgun.
Subsequently, Johnson was interviewed at the Salt Lake County jail. After
being advised of his Miranda rights and signing a waiver form, Johnson told
Detective Mike Christenson that the storage unit was his. (II Vol. 31, 32.)
Johnson admitted that he had asked Brittany Christensen to rent the storage unit
for him and that he knew the unit was not in Christensens name. Johnson also
admitted that he possessed both of the firearms that were found in the storage unit
and that he knew they were inside the unit.
B. Procedural Background
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On May 23, 2007, Johnson was indicted on one count of being a felon in
possession of firearms, in violation of 18 U.S.C. 922(g)(1), and one count of
possessing those guns while being an illegal user of or addicted to a controlled
substance, in violation of 18 U.S.C. 922(g)(3). Johnson moved to suppress
evidence that was discovered during the search of the storage unit, and the district
court held a suppression hearing on September 12, 2007. After the district court
denied Johnsons motion to suppress in a Memorandum Decision and Order dated
November 2, 2007, Johnson entered a conditional guilty plea to the first count of
the indictment and was sentenced to thirty months imprisonment. On appeal,
Johnson renews his Fourth Amendment objections to the search of the storage
unit.
II. DISCUSSION
A. Standard of Review
When reviewing a district courts decision on suppression of evidence, we
review the district courts factual findings for clear error, viewing the evidence in
the light most favorable to those findings. United States v. Garcia, 459 F.3d
1059, 1062 (10th Cir. 2006). The district courts ultimate legal conclusion of
whether a search was reasonable under the Fourth Amendment and other
questions of law are reviewed de novo. United States v. Smith, 531 F.3d 1261,
1265 (10th Cir. 2008). Specifically relevant to this case, we review de novo a
district courts determination of whether a defendant has standing to challenge a
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search. United States v. Eckhart, 569 F.3d 1263, 1274 (10th Cir. 2009). The
burden of proof is on the defendant to demonstrate that he has a reasonable
expectation of privacy in the place searched to establish his standing. United
States v. Gordon, 168 F.3d 1222, 1226 (10th Cir. 1999).
B. Analysis
Johnson asserts that the district court erred in determining that he does not
have standing to challenge the search of the storage unit because, according to the
district court, he had neither a subjective expectation of privacy nor a reasonable
expectation of privacy in the unit. Furthermore, Johnson disputes the
governments argument that, if Johnson were to establish standing, an exception
to the warrant requirement would exist to justify the search based upon the
consent of either Haroldsen or Kinsey, the manager of the storage facility.
1. The Right to Privacy Under the Fourth Amendment
The Fourth Amendment protects the right of the people to be secure in
their persons, houses, papers, and effects, against unreasonable searches and
seizures. U.S. Const. amend. IV. Because Fourth Amendment rights are
personal, a defendant may only claim the benefits of the exclusionary rule if
[his] own Fourth Amendment rights have in fact been violated. United States v.
Jarvi, 537 F.3d 1256, 1259 (10th Cir. 2008) (quoting United States v. Salvucci,
448 U.S. 83, 85 (1980)). 3 This inquiry requires a determination of whether the
Fourth Amendment was designed to protect an interest of the defendant that was
violated by the . . . search. United States v. Erwin, 875 F.2d 268, 270 (10th Cir.
1989) (citing Rakas v. Illinois, 439 U.S. 128, 140 (1978)). Thus we turn to the
classic two-part Fourth Amendment test: (1) whether the defendant manifested a
subjective expectation of privacy in the area searched and (2) whether society is
prepared to recognize that expectation as objectively reasonable. United States
v. Allen, 235 F.3d 482, 489 (10th Cir. 2000) (internal quotation omitted); see also
United States v. Valdez Hocker, 333 F.3d 1206, 1208-09 (10th Cir. 2003). Even
assuming that Johnson established that he had a subjective expectation of privacy
in the storage unit, we conclude that he did not show that his expectation of
The district court and the parties refer to this principle as Fourth
Amendment standing. As we have previously noted this terminology is
technically a misnomer because Fourth Amendment standing is not
jurisdictional. Jarvi, 537 F.3d at 1259 n.2; Smith, 531 F.3d at 1266 n.2. Indeed,
[t]he Supreme Court has repeatedly insisted that we not use the term standing
as shorthand for a defendants capacity to challenge a search. United States v.
Higgins, 282 F.3d 1261, 1270 n.3 (10th Cir. 2002). Instead, the Supreme Court
has counseled that the question of whether a defendant can show a violation of his
own Fourth Amendment rights is more properly placed within the purview of
substantive Fourth Amendment law than within that of standing. Rakas v.
Illinois, 439 U.S. 128, 140 (1978); see also Minnesota v. Carter, 525 U.S. 83, 87
(1998) (The Minnesota courts analyzed whether respondents had a legitimate
expectation of privacy under the rubric of standing doctrine, an analysis that
this Court expressly rejected 20 years ago in Rakas.). With that said, we note
many of our cases have continued to use the standing terminology. See, e.g.,
United States v. Beckstead, 500 F.3d 1154, 1163 (10th Cir. 2007). And,
regardless of terminology, the district courts and the parties analysis involves
the correct inquiry.
8
Fourth Amendment 2.1(b), at n.82.1 (4th ed. 2004 & Supp. 2008-09) (quoting
Orin S. Kerr, Four Models of Fourth Amendment Protection, 60 Stan. L. Rev.
503, 503 (2007)). Thus, at times the Court has looked to positive law, such as
property and contract law, to determine whether a defendant could establish a
reasonable expectation of privacy. See Rakas, 439 U.S. at 143 n.12, 148
([l]egitimation of expectations of privacy by law must have a source outside of
the Fourth Amendment, either by reference to concepts of real or personal
property law or to understandings that are recognized and permitted by society;
passengers could not establish a reasonable expectation of privacy because they
asserted neither a property nor a possessory interest in the automobile [searched]
nor an interest in the property seized); see also United States v. DeLuca, 269
F.3d 1128, 1132 (10th Cir. 2001) ([W]ithout a possessory or property interest in
the vehicle searched, passengers lack standing to challenge vehicle searches.)
(internal quotation omitted); Kerr, supra, at 516-19. Other times the Court has
considered whether government conduct interfered with social customs and norms
and the everyday expectations of privacy that a reasonable person would expect
to remain hidden. See Minnesota v. Olson, 495 U.S. 91, 98 (1990) (overnight
social guest had reasonable expectation of privacy in hosts home; social customs
(...continued)
and norms made it reasonable to expect that guest could object to governments
presence at the home); see also United States v. Rhiger, 315 F.3d 1283, 1286-87
(10th Cir. 2003) (social guests have legitimate expectation of privacy in the hosts
home); Kerr, supra, at 508-12.
Ultimately, however, Professor Orin Kerr suggests that the first three
models are primarily components to be considered in applying the ultimate fourth
test. Kerr, supra, at 506. Indeed, seemingly since the advent of the reasonable
expectation of privacy test in Katz 5 scholars have emphasized that the ultimate
question of whether a privacy expectation is reasonable is a value judgment.
1 LaFave, supra, 2.1(d), at 443 (quoting Amsterdam, Perspectives on the Fourth
Amendment, 58 Minn. L. Rev. 349, 403 (1974)). It is whether, if the particular
form of surveillance practiced by the police is permitted to go unregulated by
constitutional restraints, the amount of privacy and freedom remaining to citizens
would be diminished to a compass inconsistent with the aims of a free and open
society. Id. (quoting Amsterdam, supra, at 403); see also Sherry F. Colb, What
Is a Search? Two Conceptual Flaws in Fourth Amendment Doctrine and Some
Hints of a Remedy, 55 Stan. L. Rev. 119, 124 (2002) (arguing that the reasonable
expectation of privacy test that determines which police activity is outside the
scope of the Fourth Amendment forces the courts to engage in a normative
inquiry reflecting social norms).
5
(...continued)
rental agreement using Haroldsens driver[s] license. (Dist. ct. order at 5.) On
appeal, Johnson appears to challenge this finding on the basis of his statement to
the probation officer, who prepared the presentence report, that he was not aware
Ms. Christensen had not used her own name to rent the storage unit until the
federal case arose. (Aplt. br. at 5.) Johnson, however, did not testify to this
fact at the suppression hearing. Moreover, Johnson admitted after his arrest that
he knew Christensen did not use her own name to rent the unit, and he
specifically supplemented the record before the district court with the fact that
Detective McKnight would testify that during an interview with Ms. Christensen,
she stated she had been asked by the defendant and [another individual] to forge
Ms. Haroldsons [sic] signature, so [they] could rent the storage unit. (I Vol.,
Dkt. #21 at 1.) Therefore, the district courts finding was not clearly erroneous.
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(...continued)
(i) obtains personal identifying information of another person
whether that person is alive or deceased; and
(ii) knowingly or intentionally uses, or attempts to use, that
information with fraudulent intent, including to obtain, or attempt to
obtain, credit, goods, services, employment, any other thing of value,
or medical information.
Utah Code Ann. 76-6-1102(2)(a) (emphasis added); see also State v. Chukes, 71
P.3d 624, 628 (Utah Ct. App. 2003) (Identity fraud requires unauthorized use of
the identifying personal identifying information with a view of benefitting oneself
or misleading another into a course of action. Identity fraud does not require that
the defendant in fact obtained something of value. (internal citation and
quotation omitted; emphasis added)).
We find unavailing Johnsons assertion that the use of Haroldsens identity
was not criminal because he and Christensen intended to assume[] all the
obligations of the rental agreement. The use of Haroldsens identification
occurred in Utah, and plain language of the applicable Utah criminal code, quoted
above, clearly applies to the use of Haroldsens name, address, and drivers
license in obtaining the storage unit. See Utah Code Ann. 76-6-1102(1)
(personal identifying information may include: (a) name; . . . (c) address; . . .;
(e) drivers license number . . . .).
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We note that the government contends that Johnson did not have a
legitimate property right in the storage unit because Johnson was not the occupant
listed on the rental agreement and because Haroldsen, the occupant listed on the
rental agreement, never gave him permission to use the unit.
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nevertheless voidable. Continental Ins. Co. v. Kingston, 114 P.3d 1158, 1161
n.6 (Utah Ct. App. 2005) (quoting Frailey v. McGarry, 211 P.2d 840, 845 (Utah
1949) (other quotations omitted)). That is true whether a partys manifestation
of assent is induced by either a fraudulent or a material misrepresentation by the
other party upon which the recipient is justified in relying. Peterson v.
Coca-Cola USA, 48 P.3d 941, 946 (Utah 2002) (quotation omitted; emphasis
added). Here, Christensens misrepresentation made to the storage company that
she was Haroldsen was certainly fraudulent.
And, notwithstanding Johnsons argument to the contrary, it was also
material to the rental agreement. Utah law recognizes that [t]he identity of the
parties to a contract is, as a general rule, a material part of the contract. Miller
v. Celebration Mining Co., 29 P.3d 1231, 1235 (Utah 2001). This is especially
true where, as here, a contract contemplates an ongoing relationship rather than
a single transaction. Id.
Further, the specific rental agreement at issue here required disclosure of
the identity of the renter, and the storage unit operator required proof of identity,
as evidenced by the photocopy of Christensen/Haroldsens drivers license
attached to the rental agreement. It can be presumed, then, that the owner of this
storage unit would not have rented the unit without proof of the renters identity.
The storage unit owner may have required proof of the renters identity in order
to deter illegal conduct involving the unit, to provide accountability if the
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contents being stored should turn out to be hazardous, or perhaps just to provide
an assured method of contact with the renter should that be needed. In this
regard, the terms of the contract provided that the storage units owner will give
the renter various notices to be sent to the renters last known address. (V Vol.,
Ex. 2 at 2, 17, 19.) Moreover, accurate identification of the renter might have
been material to the storage unit owner in light of the fact that the owner was
agreeing to establish an ongoing relationship involving the rental of real property
to the renter in exchange for the renters continued payment of a monthly rental
fee. Whatever the exact reason, it is clear from the terms of the rental agreement
that the owner of this storage unit deemed the true identity of the renter to be a
material condition of the rental of the storage unit.
Thus, under Utah law, the rental agreement into which Christensen, at
Johnsons behest, fraudulently entered using Haroldsens stolen identity was a
contract voidable at the storage unit owners option. At all times, then,
Christensens contractual right to the storage unit was in jeopardy of rescission.
Moreover, because Christensen, at Johnsons direction, used a real persons
identification rather than an invented alias, there was greater risk that the real
victim would turn up and demand access to premises secured under his or her
name. At all times, then, Johnsons privacy interest in this storage unit was also
in jeopardy of the real Ms. Haroldsen showing up, identifying herself and
demanding access to her storage unit. Although the probability of this happening
18
By this opinion we do not intend to create a blanket rule that society would
not recognize as objectively reasonable any privacy expectation in any property
obtained through the use of anothers identity. We recognize that this area of the
law is highly fact specific and that courts have distinguished between searches of
residential premises, searches of business premises, searches of vehicles, and
searches of other places and effects. See 6 LaFave, supra, 11.3 at 128-29.
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