USDA-ARS
Grazinglands Research Lab.
7207 W. Cheyenne St.
El Reno, OK73036
oil erosion and sedimentation are a worldwide problem, and cause serious
land degradation both on- and off-site. Quantitative erosion estimates are
needed for optimal conservation planning. A promising technique using the
fallout radionuclides 137Cs, 210Pb, and 7B as sediment tracers to retroactively estimate soil erosion and deposition rates on landscape surfaces has drawn much attention over the past 40 yr. Cesium-137 is an anthropogenic radioisotope released
from atmospheric atomic bomb tests primarily during 1950s and 1960s. Lead-210
is a naturally occurring geogenic radionuclide derived from the decay of gaseous
222Rn, a daughter in the 238U decay series. Boron-7 is a naturally occurring cosmogenic radioisotope produced by spallation of O and N atoms in the upper atmosphere. The three radionuclides are deposited to earth surfaces mainly in the form
of precipitation. To date the three tracers have been accepted and used by the erosion research community to estimate point soil redistribution rates (Zapata, 2010;
Mabit et al., 2009, 2013). The retrospective estimation of long-term mean soil redistribution for individual points on a landscape is deemed a core advantage of the
tracing technique (e.g., Brown et al., 1981; Martz and de Jong, 1991; Walling and
Soil Sci. Soc. Am. J. 79:18
doi:10.2136/sssaj2014.06.0261
Received 24 June 2014.
*Corresponding author (John.Zhang@ars.usda.gov).
Soil Science Society of America, 5585 Guilford Rd., Madison WI 53711 USA
All rights reserved. No part of this periodical may be reproduced or transmitted in any form or by
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and retrieval system, without permission in writing from the publisher. Permission for printing and for
reprinting the material contained herein has been obtained by the publisher.
Soil Science Society of America Journal
Validity of Assumptions
The central assumption of the tracing technique is that the
fallout radionuclide distribution is initially uniform in space. The
reliability and merit of the technique directly rest on the validity of
this key assumption. The spatial uniform assumption leads to the
fundamental premise that soil redistribution at any sampling point
can be directly estimated by comparing the radionuclide inventory
at the point with the mean reference inventory representing the
local fallout input as estimated in a nearby reference site experiencing neither erosion nor deposition. Specifically, a sample inventory
that is less than the mean reference inventory is indicative of soil
erosion, whereas an inventory greater than the reference mean reflects sediment deposition. If the uniformity assumption is invalid,
then this direct comparison approach is flawed.
Walling and Quine (1992) outlined the three basic assumptions for the tracing technique: (i) the local fallout 137Cs is spatially uniform, (ii) fallout 137Cs is rapidly and near-irreversibly adsorbed to soil constituents, and (iii) the subsequent redistribution
of fallout 137Cs is due to the movement of soil particles. The first
assumption is generally valid at a local scale, and is confirmed later
based on the spatial uniformity of average precipitation at small
scales. The second assumption is approximately valid. The 137Cs,
as a monovalent cation, is readily adsorbed to soil organic matter
and clay particles. There are usually three types of bonding sites
in clay for Cs+ adsorption, namely, (i) planar surfaces, (ii) edge
2
surfaces, and (iii) interlayer sites. The planar and edge sites are
negatively charged and are electrostatically attracted to Cs+ cation. This adsorption process is through ion exchange and normally
takes place in an order of minutes. Dalgleish and Foster (1996)
reported that only 2.03% of the 137Cs applied in simulated rainfall was lost in runoff solution, and the rest was adsorbed by soil
or sediment, indicating the 137Cs adsorption was rapid. However,
this type of adsorption may be reversed or desorbed from exchange
sites by more powerful competing ions such as divalent cations and
become available for plant uptake. The interlayer fixation of 137Cs,
which, being selective, physically traps Cs+ in the inner spaces
(mainly released only by weathering), is a slow process, and may
occur in the order of years. Livens et al. (1996) characterized the
rates and forms of release of 137Cs in two peat soils and reported
that on average, 63% of 137Cs was fixed in the interlayer sites and
37% adsorbed on the exchange sites. Overall, the general consensus is that the mobility of 137Cs in soils is relatively low in most
cases, as evidenced by the highest concentration occurring at or
near the surfaces in undisturbed soils after nearly five decades of
leaching by rainwater. Nevertheless, Cs+ can be somewhat mobile
in certain conditions. Fortunately, the high mobility that leads to
plant uptake and downward movement can be corrected or taken
into account in the conversion models if additional information
is available. The third assumption is most likely invalid because
redistribution of free 137Cs ions during rainfall often occurs.
When raindrops hit vegetation or residue surfaces instead of soil
surfaces, they are intercepted and redistributed. The redistribution
is generally influenced by vegetation type and cover (e.g., leaf drip
and stem flow vary with vegetation types such as trees and crops),
residue and little cover, infiltration rates, and micro-topography.
Luckily, these factors can be treated as random processes and resolved statistically by using sound statistical sampling design and
increasing sample number.
Parsons and Foster (2011) examined the key spatially uniform assumption, and pointed out that for the assumption to
hold three requirements must be met: 1. Atmospheric deposition
with precipitation is spatially uniform, 2. Transfer to soil is spatially homogenous, and 3. No redistribution of free 137Cs occurs
during the transfer processes. The first requirement is largely met
at local scales, as the long-term cumulative rainfall tends to be
relatively uniform at small scales (see next paragraph for proof ).
Since the 137Cs fallout occurred over more than 20 yr and 210Pb
fallout is continuous, it is safe to assume that cumulative inputs
of the two radionuclides from atmosphere with precipitation are
spatially homogenous at local scales (Walling and Quine, 1992).
Conversely, the second and third requirements are often violated
due to spatial differences in rainfall interception by vegetation,
vegetation type and cover, residue and litter cover, soil properties,
water infiltration rates, surface random roughness, and micro-topography. Unlike precipitation, the effects of these factors cannot
be homogenized over a long period of time, especially in undisturbed lands. This conclusion is supported by the presence of substantial spatial variations in the 137Cs inventories on the reference
sites that experienced neither erosion nor deposition (Lance et al.,
Soil Science Society of America Journal
Conversion Models
Watershed
Area
No. of
gauge
Record
Mean annual
precipitation
km2
mm
%
%
%
El Reno, OK
0.2
4
19772012
822
0.80
0.56
1.92
Riesel, TX
3.4
11
19612001
922
1.16
0.97
3.25
N. Walnut Creek, IA
51.3
15
19942010
798
3.64
2.89
12.14
Goodwater Creek, MO
72
7
19762006
952
1.47
1.14
4.43
Walnut Gulch, AZ
150
38
19551999
286
5.79
4.35
26.50
Little Washita, OK
611
34
19611985
767
3.65
3.10
13.73
Calculated as the difference between the maximum and minimum station observations divided by the mean annual precipitation.
www.soils.org/publications/sssaj
Spatial Variability
Like an elephant in the room, spatial variability of 137Cs inventory on the reference sites is often ignored in most soil redistribution studies. Sutherland (1996) surveyed the literature and
reported that only 11% of the reference sites sampled for 137Cs
expressly stated that a probability-based sampling design that allows proper estimation of spatial variability was used. Based on the
available data of 40 reference sites, he found that the median CV
on the reference sites was 19.3%, with the 95% confidence limits
between 13.0 and 23.4%. This result suggests that approximately
11 samples are needed to quantify the reference inventory with an
allowable error of 10% at the 90% confidence; however, two thirds
of the studies reviewed used insufficient number of samples to determine the reference inventory. In the absence of soil erosion on
a reference site, Owens and Walling (1996) decomposed the total
variability into four components: (i) Random spatial variability
due to small scale variations in soil, vegetation, and micro-topography; (ii) Systematic spatial variability due to large scale variations
in precipitation and more systematic changes in vegetation and soil
type; (iii) Sampling variability; and (iv) 137Cs measurement error.
They concluded that the random spatial variability predominated
over the other three sources. The systematic spatial variability can
often be ignored at a field or small watershed scale due to relative
uniformity in precipitation and vegetation, and the sampling error and measurement error are generally <10% each (Sutherland,
1991; Owens and Walling, 1996). The sampling and measuring
errors are random and are inherently included in the measured
137Cs inventories. Lettner et al. (1999) analyzed the sources of
variability and reported a total CV of 21.5%, of which 17.7% CV
was the intrinsic spatial variability, accounting for about 82% of
the total variation. Using 137Cs as an example with focus solely
on the random spatial variability as well as the sampling and measuring errors, the 137Cs inventory of Sample i on a reference site
( Airef ) can be expressed as:
ref
ref
A=
Amref + Aran
i
[1]
ref
where Amref is the mean reference inventory, and Aran
is the random error representing intrinsic spatial variation and sampling
and measuring errors with an expectation of zero.
On top of the total variability in Eq. [1] on the reference site,
there are additional sources of variability in the 137Cs inventory
on a cultivated site where soil disturbance and soil erosion occurs.
The sources of spatial variability on the cultivated or measuring site
are virtually ignored and have never been considered in estimating soil redistribution rates in the literature. Sutherland (1994)
reported that the average CV of 137Cs inventories of six transects
running along contour lines in a undisturbed slope plot was about
17.6%, whereas that of 11 transects across a slope in a gently sloped
cultivated plot was 27.2%, showing 55% increase in the cultivated
slope. He attributed the additional variability to a combination
of localized water erosion and soil depth (roughness) change created by tillage. Lance et al. (1986) reported that the average CV
of 137Cs inventories of nine transects running along contour lines
in a undisturbed slope plot was about 17.5%, whereas that of 17
transects across a slope in an adjacent cultivated plot was 32.9%,
showing tillage disturbance and localized soil erosion could considerably increase total variance. Mathematically 137Cs inventory
sam
at Sampling Point j ( A j ) can be estimated by superposing the
two additional variability sources to those of the reference site:
ref
sam
sam
sam
[2]
where Aran is the random error that results from soil depth
change such as uneven tillage displacement and partially represents the effects of surface random and directional roughness
including tillage furrows and ridges on 137Cs inventories at parsam
ticular sampling points, and Asys is a systematic component
representing a mean inventory loss by localized soil erosion in
an eroding area or a mean inventory gain by sedimentation in
a depositional area over several decades. Equation [2] assumes
ref
the sampling and measuring errors, which are included in Ai
, are the same for both reference and redistribution sites, and
sam
thus are not included in the random component of Aran . The
sam
expectation of Aran is expected to vanish based on the law of
mass conservation, for example, the 137Cs surplus in a ridge must
equal the deficit in the corresponding furrow. The expectation of
the systematic component is the true quantity reflective of and
resulting from soil erosion or sedimentation. Combining Eq. [1]
and [2], we get:
sam
ref
ref
sam
sam
[3]
Equation [3] clearly demonstrates that the true soil loss or sedimentation rates or even the relative magnitudes cannot be estimated by directly comparing the 137Cs inventory at a sampling
point with the mean reference inventory (left side of the equation) as is widely used in literature, simply because the two ranref
sam
dom components of Aran and Aran contribute to the difference
and are not a result of the actual erosion or sedimentation. This
inference is in accord with the comment made by Basher et al.
Soil Science Society of America Journal
ref
sam
E( A j ) Am =
E( Asys )
[4]
where E stands for expectation. Equation [4] shows that the true
long-term mean changes in 137Cs inventory caused by erosion
or sedimentation can be quantitatively estimated by comparing
the mean inventory of a sampling area and the mean reference
inventory. The true inventory change can then be translated to
true mean soil redistribution rate using conversion models for a
representative area or a slope position. Clearly, the technique can
only be used to estimate soil redistribution rates for a representative area or landform unit but not for individual points.
To overcome the limitation of spatial variability, a repeated
sampling approach was used by a few researchers (de Jong and
Kachanoski, 1988; Lobb and Kachanoski, 1999; Tiessen et al.,
2009; Li et al., 2011). In the second sampling two subsamples
were taken 20 cm away from the original point on each side and
composited to represent the point. The first measurement at the
point serves as the reference level for the second measurement for
the same point to minimize spatial variation, and the changes in
137Cs inventory was used to estimate soil redistribution rates for
the point. As a result, the spatiotemporal variability in 137Cs inventory is fully represented, and thus, in theory, this approach should
be more reliable than the traditional approach that compares reference mean with a point inventory (i.e., Eq. [3]). However, Li et al.
(2011) reported much greater random errors for point estimates
of soil redistribution rates using the repeated measure approach
than the traditional approach because random spatial variations
of 137Cs inventories existed between the two samplings at each
sampling point. For meaningful interpretation, these authors suggested that It is beneficial, or sometimes, necessary to group the
sampling points into relatively uniform units to calculate mean
soil redistribution rates for each unit. Such suggestion strongly
supports the finding of this review that the 137Cs technique cannot be used to produce true estimates of soil redistribution rates at
particular points due to contributions of the random spatial variability as well as the sampling and measuring errors to the 137Cs
inventory, as demonstrated in Eq. [1]-[4].
Statistical Treatment of
Spatial Variability
eral researchers have characterized the spatial variability on reference sites (Sutherland, 1991; Wallbrink et al., 1994; Sutherland,
1996; Owens and Walling, 1996), and suggested taking the spatial variability of the reference inventory into account when estimating soil redistribution rates for each sampling point. Usually
the 95% confidence interval (CI) for the mean constructed with
the standard error of the mean reference inventory was used to
statistically classify the sampling point as an erosion or deposition point (Wallbrink et al., 1994; Owens and Walling, 1996;
Bernard et al., 1998; Sutherland, 1998; Loughran et al., 2002;
Porto et al., 2009; Martinez et al., 2009). A location is characterized as an erosion (or deposition) point only if the 137Cs inventory at the point is less than (or great than) the confidence
limits. The location is considered neither erosion nor deposition
if 137Cs at the point is within the limits. This statistical treatment
of 137Cs variability of the reference site is a major improvement
over the direct comparison of 137Cs inventories between a sampling point and the reference mean. Unfortunately, such statistical good practice has seldom, if ever, been adhered to as stated
by Parsons and Foster (2011). Nevertheless, this good practice
has serious limitations or is even conceptually flawed. First, it automatically assumes that spatial variability on both reference and
measuring sites are equal and simply apply variance on the reference site to the measuring site. This is not true in most cases as
variability on a measuring site tends to be greater due to localized
erosion or tillage disturbance as demonstrated by Sutherland
(1994) and Lance et al. (1986). Second, the 95% CI for the mean
as constructed with standard error can only be directly applied to
the sample mean rather than an individual sample observation.
For individual observations, the 95% tolerance interval constructed with standard deviation (=standard error times square
root of sample size n) should be used instead (Kirchner, 2013).
The 95% tolerance interval for 137Cs inventories of individual
samples is much wider than the 95% confidence interval for the
mean inventory of replicated samples, and therefore have greater
threshold values for claiming as a site of erosion or deposition.
Third, even though the 95% tolerance interval is correctly used
in the statistical test, it can only classify the sampling point as an
erosion or deposition site with a 95% probability in a qualitative sense. That is, it can provide a correct yes or no answer to
the question whether erosion or deposition has occurred at the
point. The test result must be viewed as qualitative, simply because the seemingly statistically sound soil redistribution rate estimated with 137Cs inventories in Eq. [2] includes the contribution of one random error that is not a result of soil redistribution.
As indicated in Eq. [4], the true soil redistribution rate can only
be quantitatively estimated using the mean inventory for a representative area or landform unit, provided that approximation
errors from other assumptions and 137Cs conversion models are
acceptable. For quantitative estimation of soil redistribution, sufficient independent samples are necessitated for a uniform landform unit or slope position to obtain reliable estimates of mean
and variance of 137Cs inventories. The statistical test methods
proposed by Kirchner (2013) for replicated samples from both
5
the mean 137Cs inventory, because partial spatial variability is included in the subsamples. But the true 137Cs inventory for a representative area can only be estimated with a sufficient number of independent samples. With the true 137Cs inventory, the true mean
soil redistribution rate for the area can then be calculated using
conversion models at any given level of confidence. Given the nonlinear nature of the conversion models, the use of the true 137Cs
inventory in the models are highly recommended. However, there
is no information about the effects of sampling area on sample
number in literature, including the cases of composited samples.
This information is badly needed for better sampling design and
more accurate erosion estimation with the traditional measuring
techniques. In addition, the use of a new technology of in situ g
detectors would substantially advance the 137Cs methods for erosion estimation if acceptable measurement accuracy is achieved.
The relatively large view field (scan area) should reduce the sample
variability. Moreover, the ability of the detector to map 137Cs at a
high spatial resolution would improve the reliability and accuracy
of areal mean soil redistribution rates.
Nevertheless, in light of the inability of the 137Cs technique
in measuring point soil redistribution rates, it is also desirable to
combine independent samples for each landform unit or slope position to rapidly estimate the overall mean of the soil redistribution
rates for each unit with minimal 137Cs measurement cost. Schuller
et al. (2003) reported that the mean soil redistribution rates estimated by bulking the independent samples taken along contour
lines agreed well with those from grid sampling in different slope
positions. The shortcoming of bulking independent samples is the
loss of opportunities for testing statistical differences of 137Cs inventories and for using geostatistical tools such as Kriging to improve areal mean estimation of soil erosion for each unit.
CONCLUSIONS
www.soils.org/publications/sssaj
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