4.1 Introduction
In order to simulate the active properties of the device and in order to model accurate
distributions of photon and carrier densities the photon and carrier interactions are
estimated using the carrier-rate equations and this chapter is dedicated to discuss this
active rate equation and its derivation due to its importance in describing the mode
amplification and absorption.
The optical amplifier and the laser are closely related. Through this chapter Amplifiers
and Lasers are investigated, population inversion and density of states available for
radiation are discussed too. The amplifier is discussed here before lasers. Optical
amplifiers differs from Lasers that they don't have reflection of light preventing self
oscillation while lasers enhance the reflection to create oscillation. All other basic
principles are common to both devices, since the FD-BPM describes propagation through
passive waveguides, so further modifications must be made to support an active device
such as the MMI-BLD. The first step in doing so is to include the effects of gain in a
unidirectional propagating wave, thats why the amplifier is discussed first.
54
To do this, gain is calculated and applied at each point of the grid in the computational
area. To accurately calculate gain it is first necessary to calculate carrier density. This is
done using the carrier rate equations at steady state which will be derived in this chapter.
Optical amplifiers are used for reduced light power, gets amplified by a power
amplifier before it is transmitted, also if received weak at the receiver an amplifier is
needed too. One of the most important applications of the optical amplifier is in repeater
stations. Repeater design is greatly simplified by using an optical amplifier. Else the input
light to the repeater is first detected and converted into an electrical signal. The electrical
signal is reshaped into a well-defined pulse shape, and the timing of the pulse is
readjusted, this new electrical pulse is used to regenerate the light power to send to the
next repeater station. In the repeater station, reshaping, retiming, and regeneration, this is
known as the 3Rs, these three steps can be replaced by an optical amplifier, achieving
simplicity and reliability.
55
E3
Pumping
E2
Stimulated emissions
Spontaneous
emission
E1
56
Almost immediately, downward transitions are initiated between the closely spaced E3
levels, as well as from E 3 to the nearby level E 2 . Because of the narrow spacing, the
transitions between the E 3 levels will cause phonons and non radiative transitions to
occur extremely fast over lifetimes of femto seconds to nanoseconds.
By examining Fig.4.1, there is a large energy gap between E 2 and E1 , meaning
photons will be emitted in case of energy transition which causes the fluorescent glow. In
amplifiers the downward transition from E 2 to E1 occurs over a lifetime 2 of
milliseconds to hours. When the transition from E 2 to E1 occurs spontaneously, a photon
of energy h 21 is released. This process is called spontaneous emission. Spontaneously
emitted photons travel in different directions and have different phases which make them
incoherent. Light can also be transmitted by stimulated emission; the pump light causes
the population of atoms in level E 3 to increase. This population increase in E3 is quickly
transferred to that of E 2 is a meta-stable state, causing increase population in E 2 . If the
material is illuminated by light of frequency 21 during this increase in population in E 2 ,
a significant increase in the light is emitted at 21 proportional to the illuminated light.
Photons with frequency 21 induce downward transitions from E 2 to E1 . For each
induced downward transition, a photon of energy 21 is released. Furthermore, both
photons are identical in frequency and in phase and direction giving a coherent
illumination. Stimulated emission is the basis for lasers and optical amplifiers. In an
optical amplifier, the photons capable of causing stimulated emission applied by the input
light make one trip through the material. The power of the signal light is amplified by the
stimulated emission while traveling through the amplifier. The probabilities of emission
and absorption between energy levels E1 and E 2 are equal.
57
emission dominates and if there is light input at suitable wavelength stimulated light is
emitted in proportional to the input and the population inversion is the proportionality
constant. Pump light builds up a population inversion between E1 and E 2 and kept
conceived by the fast decay from E 3 and slow decay to E1 . If there is no signal light at
frequency 21 , then the emission is mainly spontaneous emission. The probability of
spontaneous emission is
21
(4-1)
58
ki
i
a
(4-2)
This means that the wavenumber should be equal to multiples of half the wavelength.
k 0,
,2
,..., K m
km
2na
c
a
(4-3)
Substituting by k
2n
, where n is the refractive index of the medium.
c
a
Fig.4.2 The 1-D cavity consists of two opposite mirrors
Finally reaching the formula for density of modes
1d
1 dN 2n
59
(4-4)
Following the same previous analysis we can get formula for Two-Dimensional cavity,
having more degree of freedom consequently will increase the possible number of modes,
which will be clear from the relation
2D
2n 2
c2
(4-5)
3D
8n 3 2
c3
(4-6)
E E * P( E )dE
(4-7)
P( E )
e E KT
E KT
(4-8)
dE
60
h
e
h KT
(4-9)
photon population for each mode, finally Planck reached final relation for energy density,
by multiplying the mode density derived before by the average energy per mode.
h
8 2
3
h KT
c e
1
(4-10)
This expression showed more realistic values than wrongly estimated relation of
Rayleigh relation
8 2
* KT , Fig.4.3.
c3
-15
Energy density
1.8
x 10
1.6
Rayleigh assumption
1.4
Planck assumption
1.2
1
0.8
0.6
0.4
0.2
0 -7
10
-6
-5
10
10
-4
10
Frequency
Fig.4.3 Planck and Rayleigh assumptions for energy density dependence on frequency
61
dN 1
B12 N 1
dt
(4-11)
The subscript of the constant B12 stands for the transition constant from level 1 to level 2.
And due to stimulated emission which is responsible for the amplification process
dN 2
B21 N 2
dt
(4-12)
Spontaneous emission is known by its totally random occurrence, it couples also into any
mode and in any direction and given by the rate of change of N 2
dN 2
A21 N 2
dt
(4-13)
62
dN 1
dN
2 N 2 A21 N 2 B21 N 1 B21
dt
dt
At equilibrium
(4-14)
dN
0 (population is not changing)
dt
N2
B12
N 1 A21 B21
(4-15)
There are different quantum states that can respond to the same energy, the degeneracy
parameters g1 and g 2 to account to this degeneracy number of states to energy state
N2 g2
exp h KT
N1 g1
(4-16)
A21 8h 3
B21
c3
(4-17)
t spon
(4-18)
63
1
(reciprocal of the rate of change). Then consequently B21
A21
21 is emitted. Each emission lasts only for a finite time. This finiteness of the duration
of emission broadens the power spectrum of the light. Its amplitude attenuates with
E (t ) E 0 exp
)t
2
cos(2 0 t )
(4-19)
The spectral distribution is obtained from the Fourier transform for equation (4-19) and
then spectrum near 0 is considered and the light intensity is normalized, this can be
done by defining Lorentz lineshape function for homogeneous broadening as for the case
of semiconductors [21].
g ( )
2
( 2) [2 ( 0 )]2
(4-20)
64
dN
h .
dt
Substituting in (4-14) gives, where in the spontaneous emission term the 2 polarization
are taken into consideration by the term
I B21
1
.
2
g I
1
I
g ( ) N 2 zh B21 2 g ( ) N 1 Zh A21 g ( ) N 2 z
2
c
g1 c
(4-21)
After some simple mathematical manipulation and using of equation the of (4-17)
g
A212
I dI
[
g ( )( N 2 2 N 1 )]I 0 ( ) I
2
z dz
g1
8n
(4-22)
I ( z ) I (0) exp 0 z
(4-23)
65
dN 2
N
I
R2 2
( N 2 N1 )
dt
2 h
(4-24)
dN 1
N
N
I
R1 1 2
( N 2 N1 )
dt
1 21 h
(4-25)
(4-26)
N 2 (I )
I sat
R2 2
1 ( I I sat )
(4-27)
(4-28)
When I reaches the value of the parameter I sat the gain will be half its value Fig.4.4.
Back to the change with position, the degree of saturation will depend on position;
equation (4-22) can be expressed as
0
dI
I
dz 1 I I sat
(4-29)
66
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0 -2
10
-1
10
10
10
I I sat
I
I sat
By integrating and solving (4-29) one can get this transcendental equation, where
I ( L)
,
I (0)
ln(G )
I0
(G 1) 0 L
I sat
(4-30)
67
(a)
-3
OutputOutput
Powerpower
(W)
10
10 0
-4
1010 1
-4 4
1010
-3 3
1010
(b)
68
-22
1010
10
X10
Output power
10
X2000
-1
10
-2
X5000
10
-3
10
-8
10
-6
10
-4
-2
10
10
10
10
Input power
(c)
Fig4.5 Optical amplifier response, (a) Optisystem 7.0 layout for semiconductor
amplifier, (b) Optisystem 7.0 output results for light power output versus input power
(c) Output results for similar configured model by Matlab simulations
4.3.6 Lasers
The word laser is Light wave Amplification by Stimulated Emission of Radiation.
Lasers are optical oscillators, in a laser; photons capable of causing stimulated emission
make multiple passes through a laser cavity, inducing the release of photons of identical
energy with each pass. A coherent beam of collimated light with a narrow frequency
bandwidth is created. It is simply an optical amplifier with positive feedback.
69
E g h E g E c E
(4-31)
This represents the range of emitted photon energies; this spread of the energy band,
makes the gain of the semiconductor material is spread over a wide range.
The emission in semiconductor is described as a recombination between an electron
and a hole to emit a photon, during this, conservation of energy and momentum must be
satisfied, this happens between electrons near minimum of conduction band and holes
near maximum of valence band. We will discuss the direct band gap materials which are
mainly compound materials. The emitted photon wavelength depends on the band gap
energy and this is dependent on the relative composition of the compound, so it can be
adjusted within the limited range of band gap energies as discussed before in chapter-3.
But still there is a limitation for this property because the materials selected to make the
layers should have lattice matching between them to decrease losses due to dislocations.
Gallium arsenide lasers doped with aluminum Al x Ga 1 x AS cover the wavelength range
from 0.85 to 0.78 m with increasing x . If the laser is doped with indium and
phosphorus instead of aluminum In 1- x Ga x As y P1- y it will cover the range from 0.9 to
1.67 m , depending on the participation weight of each material which is described by
the values of x and y.
70
With the proper adjusting of x and y, it can be designed to emit at 1.55 m matching to
the lowest loss range of glass optical fibers, through conservation of energy
E 2 E1 h
(4-32)
k1 k photon k 2
(4-33)
By substitution of value of quantum values of the atom in (4-33) it's found out that
(k )dk
k2
(4-34)
dk
So the density of states in a semiconductor can be calculated using the relation between
the energy and the momentum in the band by
( E )dE
1
2
2m 3 2
)
E dE
2
(4-44)
From the equation its clear that the density of states is proportional to
E , the density
of states is used to find the number of electrons or holes with certain energy, by
integrating over the energy range whether in the valance or conduction band respectively.
Instead of Boltzmann distribution used before, semiconductors obeys Fermi Dirac
statistics for occupation probability.
f (E)
e
E E f
kT
(4-45)
1
71
That specifies the probability that the energy level E in the conduction band will be
occupied by an electron or hole in the conduction or valence band respectively.
In order to achieve inversion in the junction, holes and electrons should occupy same
volume; this can be obtained by applying forward bias on the junction, eVb Fc Fv .
Consider the energy level E c is the bottom of the conduction band and E v is the energy
level of the top of the valence band. In an intrinsic material, not biased at T 0 K all
valence states are filled by electrons. For n-doped or p-doped semiconductor the
distribution of electrons increase or decrease in the valence and conduction bands differs
accordingly. If p-type and n-type semiconductors are joined, this will be a non
equilibrium state, and applying a bias voltage electrons in the valence band absorb light
and move to the conduction band, where they occupy the lower states of the conduction
band. Given n as the density of electrons in the energy levels between E 2 and dE 2 [21]
n( E 2 )dE 2 c ( E 2 ) f c ( E 2 )dE 2
(4-46)
(4-47)
Similar to Equation (4-48) for absorption and (4-49) for stimulated emission one can
deduce the rate of change of photon density,
dS
B (hvS )n( E1 ) p( E 2 )dE1 dE 2
dt
(4-48)
dS
B (hvS )n( E 2 ) p ( E1 )dE1 dE 2
dt
(4-49)
It can be noticed that energy density of the light that is stimulating the transition is the
product hvS , using previous two equations an expression for the energy density increase
is deduced
hv
dS
dt
Knowing that S
(4-50)
I
, it can an expression for stimulated emission rate
hvc
I
dI
hvB(hvS )(n( E 2 ) p( E1 ) n( E1 ) p( E 2 ))dE1 dE 2
dz stim c
(4-51)
(4-52)
(4-53)
73
dI
gI h
dz
(4-54)
Substituting with value of density of electrons and holes and their probability from
equations (4-46, 47) leads to a condition, that for a positive gain E 2 E1 Fc Fv where
hv E 2 E1 therefore E g hv eVb .
The re-plot of the peak values of the gain curves which are given in the next chapter, as a
function of the carrier density N, it will be observed a quite linear relation with N N 0 so
that it is justifiable to write
g (N N0 )
(4-55)
As a fact the lower and upper limits of hv are E g and Fc Fv . And when the bias
current Vb is increased, the gain shifts toward a larger value of hv , and as well as, the
value of the maximum is increased.
Solving (
dI
gI h ) gives P P0 e gz , when h 0 (ignore spontaneous emission)
dz
Sv ( N N 0 )
dt
ed
(4-56)
74
,where
dN
J
Rate of induced electrons, while
is the number of electrons injected,
dt
ed
dn
N
dN
(4-57)
Fig.4.6 shows field spatial distribution at the output port, at the minimum and
maximum values of the obtained refractive index.
The effects of the refractive index shift do not significantly change the MMI properties,
so it wasnt considered in our model.
75
-10
1.2
x 10
n=3.210
1
0.8
0.6
0.4
n=3.197
0.2
50
100
150
200
250
300
x-direction
Fig.4.6 The output field intensity within the MMI under extreme cases of refractive index
due to the Carrier induced refractive index effect, x-direction is given in x steps
76
U RG
(4-58)
Rb b Bb b n 2
(4-59)
Rdl Bdl n
(4-60)
Other recombination channels are available, especially for direct semiconductors and the
high injection case. Auger recombination is when the energy of the recombination is
transferred to another electron in the conduction band, which then looses its extra energy
by transferring it to the phonons of the lattice; giving no light radiation, this is an
important recombination process that must be taken into consideration which reduces the
quantum giving of radiation production Fig.4.7.
RA BAn3
(4-61)
77
4.7.1The Homo-junction
When n- and p-type layers are joined, electrons which are majority carriers in the n-type
layer start diffusing into the p-type layer as minority carriers, equally, holes in the p-type
layer start diffusing into the n-type layer. Redistribution of the carriers occurs, and
consequently, a potential difference is formed between p- and n-type layers. Forming
potential difference Vd between the two layers; which is called the diffusion potential.
78
Optical output
Electrode
Heterojunction
Injection electrons
Holes
At equilibrium, the movement of the electrons and holes stops. When a forward bias is
applied, the steps of the energy levels are decreased. Electrons in the n-type layer start
flowing into the p layer, and the holes in the opposite direction. As the flow of electrons
penetrates into the p region, the electrons have a chance to recombine with holes and to
emit light by what so called "spontaneous emission". This happens with the limited
diffusion length of both carriers into their opposite regions.
79
When a forward bias is applied to the junction, the electrons hardly penetrate into the ptype layer because of the barrier, but holes are able to penetrate the n-type layer. Hence,
the recombination takes place only in the n-type layer in a region within the diffusion
length for this junction. The available region of recombination is reduced to roughly half,
compared to the homo-junction, and the carrier concentration can be doubled for the
same injection current.
Ga x In1 x As y P1 y , where x and y are the molar fraction of the atoms are used. A
configuration that is often used for the double hetero-structure is to use Ga x In1 x As y P1 y
as the center layer, with p-doped (InP) on one side, and n-doped (InP) on the other side.
In the case of the double hetero-junction formed by Ga x In1 x As y P1 y , the energy bandgap
is changed by the molar fractions x and y . An increase in the energy bandgap leads to
an increase in x and y results in a decrease in the refractive index of the layer.
The diagrams Fig.4.8 is the energy band after the junction is formed and a forward bias is
applied.
80
81