SECURITIES REGULATION CODE

(Part II)
CHAPTER I TITLE AND DEFINITIONS
SECTION 2 DECLARATION OF STATE POLICY
SECTION 3.8 INSIDER
SECTION 3.15 UNDERWRITER
CHAPTER IV REGULATION OF PRE-NEED PLANS (ALREADY
TRANSFERRED TO INSURANCE COMMISSION UNDER R.A. 9829 OR PRENEED CODE OF THE PHILIPPINES)
CHAPTER VI PROTECTION OF SHAREHOLDER INTERESTS
SECTION 19 TENDER OFFERS
Cemco Holdings vs. National Life Insurance, GR 171815, Aug. 7, 2007;
Osmea vs. SSS, GR 165272, Sept. 13, 2007;
SECTION 20 PROXY SOLICITATIONS
SECTION 23 TRANSACTIONS OF DIRECTORS, OFFICERS AND
PRINCIPAL STOKCHOLDERS
CHAPTER VII PROHIBITION ON FRAUD, MANIPULATION AND INSIDER
TRADING
SECTION 24 MANIPULATION OF SECURITY PRICES; DEVICES AND
PRACTICES
SECTION 26 FRAUDULENT TRANSACTIONS
SECTION 27 INSIDERS DUTY TO DISCLOSE WHEN TRADING
SEC vs. Interport Resources Corp., GR 135808, Oct. 6, 2008
CHAPTER IX EXCHANGE AND OTHER SECURITIES TRADING MARKETS
SECTION 38 INDEPENDENT DIRECTORS
CHAPTER XII MARGIN AND CREDIT
SECTION 48 MARGIN REQUIREMENTS
CHAPTER XIII GENERAL PROVISIONS
SECTION 61 CIVIL LIABILITY ON ACCOUNT OF INSIDER TRADING
SECTION 64 CEASE AND DESIST ORDER
SEC vs. Performance Foreign Exchange, GR 154131, July 20, 2006;