CONSTRUCCION DE TUNEL DE 200 METROS

MATRIZ DE RIESGO:
Propietario: super intendente de planta
Ultima Actualizacion:05-02-2015
Escenario

rea Impactada

Probabilidad

Probabilidad

Consecuencia

Consecuencia

19

Extreme

estudio del suelo, sealizacion

para el transito de las
maquinas

10

Medium

Salud & Seguridad

Procedimientos de trabajo
(manual de calidad, BPM).

22

Extreme

espacios con sistemas de

ventilacion

10

Medium

Fatiga, neurosis,
depresin,perturbacion del
sueo y descanso.

Salud & Seguridad

Procedimientos de trabajo
(manual de calidad, BPM).

Low

proteccion
auditiva,mantenimiento de
maquinaria cada ao

Low

fracturas, aplastamiento y
cortes

Salud & Seguridad

Procedimientos de trabajo
(manual de calidad, BPM).

Low

capacitacion al equipo de
trabajo

Low

Falta de sealizacion, piso

aceitoso, equipo de proteccion
en mal estado, cansancio.

Salud & Seguridad

Procedimientos de trabajo
(manual de calidad, BPM).

14

High

armar un buen equipo del area

de mantenimiento

Medium

falta zonas de transito,falta de desmayos, muerte, golpes,

limpieza y orden
discapacidad temporal.

Salud & Seguridad

Procedimientos de trabajo
(manual de calidad, BPM).

19

Extreme

sealizacion por todas las

areas

10

Medium

fijacion inadecuada de la
manguera de
hormigonado,ropa inadecuada

Salud & Seguridad

Procedimientos de trabajo
(manual de calidad, BPM).

Low

capacitacion del equipo de

proteccion

Low

cables de alimentacion en
masl estado,realizacion de
tareas cerca de zonas de
quemaduras, discapacidad
combustible,falta de
temporal
extintor,sobrecargas de pustos
de conexin

Salud & Seguridad

Procedimientos de trabajo
(manual de calidad, BPM).

Low

inspeccion en las areas

electricas

Low

Salud & Seguridad

Procedimientos de trabajo
(manual de calidad, BPM).

14

High

Respetar la sealizacion de los

vehiculos

Medium

Terreno inestable,exceso de
llenado de material en el
transporte,circulacion de
maquinas al borde de la
excavacion

muerte,axficia
temporal,aplastamiento

inhalacion de aire impuro

falta de protectores
respiratorios,falta de
limpieza,falta de
ventilacion,falta de control de
gases en el tunel

desmayos, muerte,
discapacidad temporal.

ruido excesivo

falta de protectores
auditivos,falta de
mantenimiento de maquinaria

atrapamiento entre las dovelas

falta de mantenimiento y
coordinacion

desprendimeinto de cargas
transportadas

golpes y cortes por objetos

10

Revestimiento

explocion e incendio de motores

atropellos por desplazamiento de

trenes

Categoria del Riesgo Mayor Area Impactada

desprendimeinto de rocas

caidas a distinto nivel

Cumplimiento Legal

Security

Procedimientos de trabajo
(manual de calidad, BPM).

Consecuencia Potencial

Sostenimiento

Relaciones Comunitarias

Salud & Seguridad

falta de iluminacion en zonas

de transito, ropa sin
refelctantes

Riesgo Objetivo - 2014

Controles Futuros

Causa Potencial

Perforacion o
excavacion

Operacional

tareas

Controles Actuales

Descripcion del evento

AREA

Medio Ambiental

DEPARTAME
NTO

Salud & Seguridad

Financiera

# Riesgo

Riesgo Actual - 2013

Nivel de Riesgo

Nivel de Riesgo

Monitoreo & Medicin

Propietario del
Riesgo

Propietarios
de los
controles
Futuros

Fecha de
Cumplimient
o

No. de
accion

Fecha de la ultima
revision

Descripsion
de la ultima
revision

Status

100%

NEWMONT CONSEQUENCE TABLE / TABLA DE CONSECUENCIA

Level

Health & Safety

First Aid Injury; Nuisance value:

Minor reversible health effects
Insignificant (e.g. minor irritations, nuisance
noise

2
Minor

Medical Treatment Injury;

Restricted Work Injury: Minor
reversible health effects requiring
treatment (e.g. high altitude
sickness, sunburns)

Environmental
No or very low
environmental impact.

Community
Isolated complaint.
No media enquiry.

Impact confined to small

area.
Low environmental
impact.

Small numbers of
sporadic complaints.

Rapid cleanup by site staff Local media enquiries.

and/or contractors.

Single Lost Time Injury:

Moderated reversible health
effects; Agents w ith good
w arning properties (e.g. sulfur
dioxide, ammonia)

Moderate environmental
impact.
Cleanup by site staff
and/or contractors.
Impact confined w ithin
lease boundary.

4
Major

Multiple Lost Time Injuries;

Admission to intensive care unit
or equivalent: Serious, chronic,
irreversible health effects
resulting in long term
impairments or shortened lif e.

Major environmental
impact.
Considerable cleanup
effort required using site
and external resources.
Impact may extend
beyond the lease
boundary.

5
Fatality(s) or permanent
disability; Immediate irreversible
Catastrophic health effects resulting in
permanent disability or death.

Severe environmental
impact.

Serious rate of
complaints, repeated
complaints from the
same area (clustering).
Increased local media
interest

Security
Infractions: Violations of
internal policies and
procedures. No personal
injury of property damage.

Financial
> $1,000

Loss equivalent to 6 hours of Minor Criminal Offenses.

production interruption.
Example: Trespassing, Theft
under $5000.00, Minor
Metal tooth on loader bucket Property Damage, etc.
comes loose w hile feeding
crusher. Crusher plugged
and tooth has to be cut out of
crusher.

Technical/legal compliance
issue w hich may attract a
low level administrative
response from regulator.

> $10,000

Loss equivalent to 12 hours

of production interruption.

Breach of regulation w ith

possible prosecution and
penalties.

Appreciable property
damage. Theft over
$10,000.00 value. Low
The pressure oxidation vessel intensity civil unrest
develops a small leak in the
brick liner.

Incident requires reporting

in routine reports (e.g.
monthly).
> $100,000

Continuing occurrences of
minor breaches.
Incident requires immediate
(w ithin 48 hours)
notification.

Increasing rate of
complaints, repeated
complaints from the
same area (clustering).

Loss equivalent to 3-7 days of Signif icant property damage

production interruption.
resulting in operational shut
dow n. Significant Criminal
A critical piece of
offenses committed against
environmental control
persons.
Increased local/ national equipment for gas cleaning at
media interest.
the roaster facility fails and
High intensity civil unrest.
requires replacement.
High level fraud or
embezzlement
Ground fall at the open pit
closes of access road and
buries equipment.

High level of concern or

interest from local
community.
Local species destruction
and likely long recovery
National and/or
period.
international media
interest.
Extensive cleanup
involving external
resources.

Legal Compliance
Minor technical/legal
compliance issue unlikely
to attract a regulatory
response.

Routine w ear and tear of

screen panels at crusher
requires change out.

Impact contained to area

currently impacted by
operations.

Moderate

Operational
Loss equivalent to 1 hour of
production interruption.

Major breach of regulation

resulting in investigation by
regulator.

> $1,000,000

Prosecution, penalties or
other action likely.

Loss equivalent to more than Major criminal offenses.

a w eek of production
Multiple fatalities. Forced
interruption.
evacuation of all personnel.

Serious breach of
regulation resulting in
investigation by regulator.

Pressure oxidation vessel

fails and depressurizes.

Operation suspended,
licenses revoked.

>$10,000,000

Ground fall at an
underground heading causes
loss of entire heading.

327888943.xls

NEWMONT LIKELIHOOD TABLE / TABLA DE PROBABILIDAD

Nivel

Descripcin

Criterios (leelos como y/o)

Certeza

El evento ocurrir
El evento ocurre diariamente

Muy Probable

Se espera que el evento ocurra

El evento ocurre semanal/ mensualmente

Posible

El evento se d bajo la ocurrencia de algunas circunstancias

El evento ocurre anualmente

Poco Probable

El evento ha ocurrido en otro lugar

El evento ocurre cada 10 aos

Raro

Level

El evento podra darse bajo la ocurrencia de circunstancias

excepcionales
El evento rara vez ocurre en la industria

Description

Criteria (read as either/or)

327888943.xls

Consequence
Likelihood

Insignificant

Minor

Moderate

Major

Catastrophic

5
Certain

11

16

20

23

25

4
Likely

12

17

21

24

3
Possible

13

18

22

2
Unlikely

14

19

1
Rare

10

15

Risk Level

Extreme

Priority

Actions to Minimize Risk

Actions to Maximize
Opportunity

Detailed research and

planning required; determine
whether activity or task should
be stopped pending further
investigation

Detailed research and

planning required; high payoff
potential; pursue opportunity
aggressively
327888943.xls

NEWMONT CONTROL RANKING GUIDE

Risk Control Score = Control Effectiveness Score x Control Rating Code
Control Types
DESIGN CHANGE
PASSIVE CONTROL
ACTIVE CONTROL
WARNING DEVICE
PROCEDURE

Engineering type controls that potentially eliminate the hazard.

Controls that are in place that do not require human intervention.
Controls that are in place that require humans to activate them.
Alarms or monitoring that indicate a hazardous situation.
Documented SOP's that control the hazardous situation.

Control Rating Code

Design Change (5)
Passive Control (4)
Active Control (3)
Warning Device (2)
Procedure (1)

Pre-event (2)
10
8
6
4
2

Control Effectiveness Score

Effectiveness
Score

Post-event (1)
5
4
3
2
1

Guide

Very Poor

Not used, not known of, not reliable, not readily available, waste of time
using.

Poor

Used occasionally, doesn't work all the time, known by only small
percentage on site, would use if available.

Good

Control known of, works majority of time, normal expectation that control
is available, used regularly.

Very Good

Control known by 80% of personnel, reliable and used frequently,

available for large percentage of situations, tested occasionally.

Excellent

Best practice, difficult to improve, well supported by all personnel, works

every time, backups available, not subject to being overridden, tested
independently frequently.

Risk Control Score Adequacy Requirement

Pre-Event

Post-Event

Total

Catastrophic Consequence

100+

40+

140+

Major Consequence

60+

23+

83+