Koumantakis, PhD1
Julie Winstanley, PhD2
Jacqueline A. Oldham, PhD1
Study Design: Repeated measures design of active spinal position sense in individuals with and
without low back pain (LBP).
Objectives: Reproducibility and validity evaluation of thoracolumbar proprioception measurement.
Background: Proprioception studies in peripheral joints and the spine suggest that there may be
proprioception deficits due to injury, pain, or degeneration. Kinesthetic retraining may be useful in
rehabilitation of patients with LBP, but appropriate measures are required to objectively quantify
spinal proprioception.
Methods and Measures: Active-target reproduction in the sagittal, horizontal, and coronal planes
was assessed (3 separate occasions for 18 asymptomatic volunteers and 2 occasions for 62
patients with LBP). Repositioning accuracy was expressed as absolute errors (AE) and variable
errors (VE). Reliability was analyzed with intraclass correlation coefficient (ICC) and precision with
standard error of measurement (SEM) and calculation of the smallest detectable difference (SDD)
index. Repeated measures ANOVA and correlations were used for within-group comparisons and
discriminant analysis for between-group comparisons.
Results: Reproducibility was better for the asymptomatic group, with AE for flexion and rotation
being the most reliable (ICC = 0.760.80, SEM = 0.911.34). SDDs were high for all tests,
suggesting limited clinical applicability. Reproducibility for the same tests was poor-moderate
(ICC = 0.310.64, SEM = 0.453.90) for the patient group. AE for right-side rotation could
discriminate between subject groups with 83.3% specificity but only 54.8% sensitivity.
Conclusions: Proprioception testing, with the methods employed, did not demonstrate good
measurement properties in a sample of patients with recurrent LBP. Neither could it sufficiently
discriminate between individuals with and without LBP. Possible reasons for these findings are
discussed. J Orthop Sports Phys Ther 2002;32:327335.
Centre for Rehabilitation Science, University of Manchester, Central Manchester Healthcare Trust,
Manchester, UK.
2
Rehabilitation Studies Unit, University of Sydney, Royal Rehabilitation Centre, Ryde, NSW, Australia.
Ethical permission for the recruitment of asymptomatic volunteers and patients was granted by the Central
Manchester Ethical Committee.
This study was supported by a grant from the State Scholarships Foundation (IKY) of Greece.
Please send correspondence to George A. Koumantakis, Centre for Rehabilitation Science, University of
Manchester, Central Manchester Healthcare Trust, Oxford Road, Manchester, M13 9WL UK. E-mail:
gak4@otenet.gr
Journal of Orthopaedic & Sports Physical Therapy
327
REPORT
roprioception is a term
frequently used in rehabilitation and has been
defined as the afferent
neural information
originating from joints, muscles,
tendons, and associated deep tissue mechanoreceptors.24 These
inputs are processed at 3 different
motor control centers of the
central nervous system (CNS)
spinal, lower brain (brainstem,
cerebellum), and cortical levels13,14,17,24,41resulting in the
appropriate neuromuscular output
for the seamless and accurate execution of movement. Proprioceptive information is processed at a
subconscious level by the first 2
CNS centers and consciously at
the cerebral cortex.24
A variety of methods assessing
the conscious component of
proprioception have been described. These involve appreciation of joint position either during
passive movement of a body segment by an external device34 or
during active movement initiated
by the individual. Several investigators have argued that it may be
more functionally relevant to assess proprioception deficits actively
during the performance of normal self-paced movements.5,14,16,46
RESEARCH
Thoracolumbar Proprioception in
Individuals With and Without Low Back
Pain: Intratester Reliability, Clinical
Applicability, and Validity
Any proprioception deficits present in midrange active movements are more likely to represent abnormal or insufficient afferent information emanating
from muscle receptors, as they provide the majority
of proprioceptive information regarding position and
movement of peripheral joints under these conditions.7,13,14 Altered muscular activation due to damage in nearby ligaments and facet capsules cannot be
discounted, but these structures are thought to provide a much larger afferent input towards end range
joint positions.13
Poor proprioception has been hypothesized to be
a significant contributing factor for chronic low back
pain (LBP). A few studies of patients with LBP have
identified significant proprioception and motor control deficits as being associated with the number of
past lumbar spine injuries,34 the presence of chronic
pain,16 mechanical pain,4 and muscle fatigue.35,44,47 Other studies, however, have failed to
establish such differences between individuals with
and without LBP,23,30 and have been unable to provide any definitive answers as to whether proprioceptive deficits existed in individuals with LBP or
whether the tests used were not sensitive enough.
These results reflect a lack of consensus regarding
the effects of spinal pathology on proprioception;
however, further research in the area is recommended to identify the best discriminative test for
back proprioception.23
Gill and Callaghan16 used the lumbar motion
monitor (LMM) electrogoniometer to assess differences in proprioception of the thoracolumbar spine
complex in the sagittal plane between asymptomatic
subjects and individuals with LBP. They showed that
there were small differences between the groups and
that the group with LBP demonstrated poorer
proprioception than the asymptomatic group. However, from the review of the literature in the area of
low back proprioception and the relatively few repeated measures studies presented in Table 1, a
number of important questions regarding intratester
reliability, clinical applicability, and validity were
raised. These questions need to be addressed before
the contribution of proprioceptive deficit to LBP can
be understood. The aims of the study therefore were
twofold: (1) to establish the degree of between-day
reliability of thoracolumbar position sense testing
with the LMM in asymptomatic subjects and those
with recurrent LBP and (2) to compare the accuracy
of position sense between the 2 groups.
sample of 18 asymptomatic subjects and 62 consecutive patients with LBP, subsequently recruited for the
purposes of a randomized controlled trial, took part
in the study after informed consent had been obtained. The rights of the participants were protected
at all times. The anthropometric characteristics of all
participants are detailed in Table 2. All subjects apart
from one patient were right-hand dominant.
Asymptomatic participants were required not to
have any previous history of LBP and no other trunk
or lower-limb pathology, deformity, or conditions that
may affect motor control. Patients were recruited if
they had recurrent mechanical nonspecific LBP9 (at
least 2 episodes of LBP within the past year) with
pain duration of less than half the days in the past
year,48 were still working, and had no previous neurological condition. Patients were tested after the
acute stage of their current episode (greater than 6
weeks after onset) if their symptoms persisted. Before
testing, patients were asked to fill in the Short Form
McGill Pain Questionnaire (SFMPQ),29 a visual analog scale (VAS) of average pain intensity over the
past week,20 the Roland-Morris Disability Questionnaire (RMDQ),40 and to report their symptoms duration (current episode and first onset) (Table 3).
METHODS
Procedure
Subjects
All participants were required to perform 5 distinct movements up to certain target angles, first
identified with eyes open. After practicing each task
with visual feedback, they were then blindfolded and
instructed to identify again as accurately as possible
Apparatus
A triaxial spinal electrogoniometer, a lumbar motion monitor (LMM) (Chattecx, Chattanooga, Ltd.,
USA), was used for angular measurement and subject
feedback. The device had a mass of 1 kg and was
attached to the body by harnesses at the thorax and
pelvis. It is designed to concurrently measure range
of motion (ROM), velocity, and acceleration of the
thoracolumbar spine as a unit in 3-dimensional (3D)
space relative to the pelvis. The LMM has been validated against video-based motion analysis and has
been shown to be more accurate than video-based
analysis when placed in multiple configurations on a
3D-calibration frame (0.96 accuracy in the sagittal,
1.71 in the frontal, and 0.50 in the transverse
planes).27 Also, the reproducibility of the LMM for
in vivo ROM measurement in the 3 primary planes is
suitably high (ICC = 0.820.96) for use in research
and clinical settings.15 The LMM was attached onto
the subjects according to previous specifications.16
Care was taken that both harnesses were appropriately secured on the subjects to avoid any movement
between the device and the subjects skin.
TABLE 1. Survey of the literature on between-day measurement of active low back proprioception.
Authors
Assessment Method
Results
Maffey-Ward et al
Fastrak
AE
Flexion: AE = 2.6
Rotation: AE = 1.31.6
Side-flexion:
AE = 0.60.8
No significant differences
between days
LMM
AE
10 subjects (5 with
chronic LBP and 5
without LBP)
test-retest (12 wk apart)
Flexion (standing):
AE = 5.486.53
Flexion (4-point
kneeling):
AE = 6.137.01
ICC (standing): 0.85
ICC (4-point kneeling):
0.86
Flexion:
AE = 1.675.27
Side-flexion:
AE = 0.403.70
Between-day (upright):
ICC = 0.110.78
Between-day (halfway):
ICC = 0.340.90
Brumagne et al5
Piezoresistive
electrogoniometer
AE
Pelvic tilt:
AE = 1.731.81
ICC: 0.51
SEM: 0.5
Brumagne et al6
Piezoresistive
electrogoniometer and
3D Video Analysis
AE
Pelvic tilt
(electrogoniometer):
AE = 1.851.99
Pelvic tilt (3D video
analysis):
AE = 1.691.93
ICC (electrogoniometer):
0.72
ICC (3D video analysis):
0.64
Pearsons r = 0.840.97
Lam et al23
Fastrak
AE
Flexion:
AE = 2.252.32
Rotation:
AE = 1.251.31
Side-flexion:
AE = 0.810.85
No significant difference
between days
AE = absolute error; ICC = intraclass correlation coefficient; LBP = low back pain; LMM = lumbar motion monitor.
RESEARCH
TABLE 2. Anthropometric characteristics (mean SD) of all participants with and without low back pain (LBP).
Subjects Without LBP
Variables
Women
(n = 10)
Men
(n = 8)
Total
(n = 18)
Women
(n = 32)
Men
(n = 30)
Total
(n = 62)
Age (y)
Height (cm)
Body Mass (kg)
Body Mass Index (kg/m2)
23.6 4.2
165.8 7.9
65.8 7.9
24.0 3.1
25.7 3.6
176.6 8.1
74.7 9.1
24.0 2.7
24.6 4.0*
170.6 9.5
69.8 9.4*
24.0 2.8*
39.8 10.9
165.9 6.1
74.4 13.8
26.9 4.4
35.8 9.9
177.5 6.7
81.4 11.1
25.8 2.7
38.2 10.7
171.6 8.6
77.8 12.8
26.4 3.7
329
REPORT
26
Mean SD (range)
53.6 50.6 (2240)
15.9 5.8 (628)
34.7 23.7 (089)
10.1 5.0 (022)
out regard to direction, between the subjects responses and the target. It is regarded as a measure
of overall accuracy in performance, encompassing
constant error (bias), and variable error. The AE index has been used as a primary outcome measure in
spinal proprioception assessment and was calculated
to provide direct comparison with other studies. The
VE represents the variability of the subjects performance around their mean response, thus being sensitive to inconsistency in response. VE is the average
deviation between the subjects score on each trial
and their own average score. VE is not dependent on
whether or not subjects were close to the set target.42
RESULTS
Demographic data
Between-group comparisons (Table 2) indicated
that the patients with LBP were significantly heavier
and older than the control group, with a much
greater age range. However, further analysis did not
indicate any significant associations between any of
the proprioception error indices with age or gender
for either group (r = 0.070.21, P 0.09), therefore
each groups position sense data were pooled together for all further analyses.
REPORT
RESEARCH
Statistical Analysis
posite trends were recorded for flexion AE. The reliability coefficients were 0.69 and 0.41 for those 2
variables, respectively (Table 5). No differences between the right and left sides for rotation (P = 0.13
0.78) and side flexion (P = 0.600.97) tests were
identified.
In subjects without LBP, AE for flexion and rotation had the highest ICC (0.760.80). In this same
group, ICC ranged from 0.20 to 0.69 for all other
parameters. SEM was large (0.451.34) for all pa-
TABLE 4. Means SD for both error indices on all testing occasions and repeated measures ANOVA P values for significant between-day
differences.
Group
Error
Day 1
Day 2
Day 3
3.24 2.22
1.43 1.19
7.08 5.34
2.29 1.59
2.80 1.70
1.65 1.04
0.16
0.67
0.03*
0.62
2.05 1.68
0.76 0.46
0.22
0.014*
0.52
0.18
1.91 1.47
0.89 0.67
0.16
0.98
0.73
0.55
1.78 1.19
0.72 0.42
0.21
0.08
0.42
0.25
1.98 1.04
1.05 0.84
0.60
0.24
0.62
0.86
20 Flexion
Control
Patients
Absolute
Variable
Absolute
Variable
3.67 1.82
1.69 1.02
5.46 3.54
2.18 1.55
15 Right Rotation
Control
Patients
Absolute
Variable
Absolute
Variable
2.46 2.00
1.16 0.45
3.43 2.24
1.19 0.73
1.80 1.11
0.98 0.58
3.66 2.60
1.05 0.54
15 Left Rotation
Control
Patients
Absolute
Variable
Absolute
Variable
2.44 1.45
0.90 0.63
3.36 2.47
1.15 0.64
1.96 1.26
0.93 0.46
3.39 2.39
1.08 0.89
15 Right-Side Flexion
Control
Patients
Absolute
Variable
Absolute
Variable
2.33 1.44
0.96 0.47
2.58 1.56
1.05 0.61
2.44 1.05
1.07 0.63
2.38 1.42
0.93 0.61
15 Left-Side Flexion
Control
Patients
Absolute
Variable
Absolute
Variable
2.26 1.37
0.77 0.50
2.48 1.84
0.89 0.62
2.37 1.55
0.81 0.50
2.31 1.74
0.88 0.60
*Significant at P 0.05.
TABLE 5. Reliability-clinical applicability results for various error indices based on the 3 separate testing occasions for individuals without
LBP and on 2 separate occasions for the patients with LBP.
Control
20 flexion
15 right rotation
15 left rotation
15 right-side flexion
15 left-side flexion
Patients
Error
ICC3,3
(95% CI)
SEM ()
SDD (%)
ICC3,3
(95% CI)
SEM ()
SDD (%)
Absolute
Variable
Absolute
Variable
Absolute
Variable
Absolute
Variable
Absolute
Variable
0.76 (0.470.90)
0.45 (0.000.78)
0.76 (0.480.90)
0.69 (0.330.88)
0.80 (0.570.92)
0.20 (0.000.68)
0.22 (0.000.68)
0.47 (0.000.78)
0.48 (0.000.79)
0.54 (0.000.81)
1.34
0.96
1.13
0.37
0.91
0.56
1.18
0.45
1.17
0.53
114.2
169.8
147.0
103.4
119.0
164.8
151.0
130.4
145.4
170.4
0.41 (0.020.64)
0.53 (0.220.72)
0.58 (0.290.75)
0.33 (0.000.60)
0.51 (0.170.71)
0.37 (0.000.63)
0.42 (0.040.65)
0.31 (0.000.58)
0.24 (0.000.54)
0.64 (0.400.78)
3.90
1.25
1.98
0.58
1.96
0.69
1.28
0.55
1.68
0.45
171.7
157.6
160.8
142.8
164.6
106.2
141.7
151.5
193.3
134.8
ICC = intraclass correlation coefficient; CI = confidence interval; SEM = standard error of measurement; SDD = smallest detectable difference; LBP =
low back pain.
332
degrees
Mean (SD)
GROUP
2
DISCUSSION
18 62
Flex VE
18 62
18 62
L Rot AE
R Rot AE
18 62
18 62
R SBend AE
L Rot VE
18 62
18 62
L Sbend AE
R Sbend VE
L Sbend VE
Error index
REPORT
18 62
RESEARCH
LBP
0
N=
Diagnostic Validity
Non-LBP
asymptomatic volunteers from a previous study performed with the exact methodology.26
The general conclusion that can be drawn from
these concurrent findings is that patient identification on the basis of proprioception and motor control tests has low accuracy. Large normative databases
of more reliable proprioceptive testing methods will
need to be established in the future to identify appropriate cut-off scores of repositioning errors,
which, if exceeded, would suggest impaired
proprioceptive performance.
Alternatively, the presence of pain in the lumbar
spine may have a facilitatory effect in proprioception
acuity through at least 2 mechanisms. It has been
shown that chemical products of inflammation in the
facet joints8 or intramuscular injection of bradykinin
to the paraspinals36 increases the excitatory state of
the fusimotor system innervating the muscle spindles
and possibly providing better proprioceptive awareness. Also, certain psychological states like fear can
lead to increased fusimotor drive, a phenomenon
described as fusimotor set.37 In chronic LBP, the
presence of increased paraspinal electromyographic
activity in full forward flexion (loss of the flexionrelaxation phenomenon21,49) or even during the
swing phase of walking,3 might be related to these
excitatory mechanisms.
The LMM goniometer spans the area between the
T7 and S1 vertebrae, and therefore, testing
proprioception with this instrument could be criticized as not being selective enough of the lumbar
spine. However, it could also be argued that analyzing repositioning accuracy of an area as a whole, covering several vertebrae, can readily identify spinal
proprioception deficits. Results from a recent sagittal
plane movement analysis with videofluoroscopy in
asymptomatic subjects and patients with L4-level
spondylolisthesis suggested that several patients had a
generalized movement pattern classified as being abnormal.31 This may signify a departure from the normal neuromuscular programming, as has been hypothesized to happen due to injury,33,32 with a
probable effect on proprioception acuity of patients
with LBP.
This study assessed proprioception acuity with 1
methodological approach (an active movement reproduction task), as opposed to other methods using
passive movement reproduction.34 As performance
under 1 of those testing conditions has not been
shown to predict performance in another,34 findings
from this study are limited in that respect.
CONCLUSION
The reliability of the measurements obtained using
an active thoracolumbar position sense protocol was
established as low in a group of patients with subacute LBP. More than one method of results analysis
and presentation provided a better understanding of
334
ACKNOWLEDGEMENTS
The authors thank Mr. MJ Callaghan and Mr. P
Doherty for helpful comments in the design of the
study, Mr. PJ Watson for reviewing the manuscript,
and the Royal Liverpool Hospital (UK) for loan of
the equipment used in this study.
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RESEARCH