7, JULY 2012
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AbstractHarmonic, which is becoming more and more important day by day in the emerging power system, is one of the
most critical power quality parameters. In this paper, the estimation of signal parameters via rotational invariance technique
(ESPRIT)-based method is proposed with an accurate model
order (the number of frequency components) estimate for power
system harmonic and interharmonics detection. It is demonstrated
that, even for high noise signal, the proposed algorithm is able to
accurately estimate the number of frequency components present
in the signal. The proposed method is capable of estimating the
accurate values of frequency, amplitude, and phase angle of the
distorted current or voltage signals for a wide range of sampling
frequency and measurement noise. The robustness of the proposed
method has been tested on several simulated synthetic signals and
measured experimental signals for different nonlinear loads.
Index TermsModel order estimation, nonlinear load, parametric method, power quality, reconstruction error (RE), total
harmonics distortion (THD).
I. I NTRODUCTION
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IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT, VOL. 61, NO. 7, JULY 2012
K
(1)
k=1
where K is the model order (the number of frequency components in the signal), ak is the amplitude, k is the initial
phase angle, fk is the kth frequency component, and w(n) is
the white Gaussian noise with zero mean. Alternatively, in the
form of a complex exponential model, the same signal can be
expressed as
x(n) =
2K
(2)
k=1
RD =
i i1
i1
i = 2, 3, . . . , M
(4)
+ $+2 + + M
$ $+1
M $
(5)
JAIN AND SINGH: EMO ESPRIT FOR HARMONICS AND INTERHARMONICS ESTIMATION
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0ds ]
(8a)
S 2 = [0ds
I Ns ]
(8b)
i = S i xs
(9)
Fig. 2.
1 H
1 2 .
= H
1 1
X=
x(0)
x(1)
..
.
x(1)
x(2)
..
.
x(N M ) x(N M + 1)
..
.
...
1
X H .X
(N M )
Im(loge k )
2
k = 1, 2, . . . , 2K.
(12)
(13)
x(M 1)
x(M )
.
..
.
x(N 1)
(6)
1
1
1
1
j2f
j2f
j2f
1
2
2K
e
e
j22f1
j22f2
j22f2K
.
e
e
e
V=
..
..
..
..
.
.
.
.
j(M 1)2f1
j(M 1)2f2
j(M 1)2f2K
e
e
e
(14)
(7)
(11)
8) The frequency components are obtained from the eigenvalues of the matrix as follows:
fk =
(10)
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IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT, VOL. 61, NO. 7, JULY 2012
(16)
Fig. 3.
Laboratory setup.
Fig. 4.
close frequency components is represented by Sig-2. The modern power-electronics-based devices with sophisticated control
have very low magnitude harmonics content. One of such signals is considered as Sig-3, and the signal with a large number
of harmonics of low to very high order is taken up in Sig-4.
The RD plots of the aforementioned signals and the obtained
model order estimates, as presented in Table II, clearly indicate
the better accuracy and robustness of the proposed model order
estimation algorithm. The computational time is observed to
be in the range of 36 ms with a mean of approximately 4 ms.
The quantities in Table II are the RDI, which is twice the
number of frequency components in the signal (2K) and the
peak number (P). Peak number 1 indicates that the resulted
model order is obtained at the highest peak, peak number 2
indicates that the resulted model order is obtained at the second
highest peak, and so on. In case of Sig-3, the only incorrect
estimate is because of the insignificantly low magnitude harmonic components; however, another pair of low-magnitude
harmonics is distinguished by the proposed algorithm. There
is only a single instance of overestimation that is also at a
very high noise level. With white noise, there are rare chances
of such errors, and it can be controlled by suitably adjusting
the sensitivity factor. The values for Sig-4 corresponding to
2.4-kHz sampling frequency in Table II are blank because the
minimum sampling frequency for Sig-4 is 5.1 kHz due to the
presence of the highest frequency component of 2550 Hz in
the signal.
B. Harmonics Estimation: Synthetic Signal
A synthetic signal used in [33] is considered as the first
example for easy comparison of the methods. A fundamental
frequency component of sufficiently high magnitude is also
included in the original signal. This establishes the effectiveness of the proposed method without using a high pass filter as
JAIN AND SINGH: EMO ESPRIT FOR HARMONICS AND INTERHARMONICS ESTIMATION
Fig. 5.
Fig. 6.
al cos(2nfl Ts + l ) + w(n).
(17)
l=1,2
TABLE I
DETAILED SIGNAL PARAMETERS OF SYNTHETIC SIGNALS
USED IN CASE-A
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IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT, VOL. 61, NO. 7, JULY 2012
TABLE II
MODEL ORDER ESTIMATION AT DIFFERENT SAMPLING FREQUENCIES AND NOISE LEVELS
TABLE III
ESTIMATION RESULTS FOR A TYPICAL SIGNAL OF CASE B
TABLE IV
MAXIMUM AND MEAN RE AND COMPUTATIONAL TIME FOR CASE B
The utility supply voltage signal at the premises of a laboratory of an academic institution equipped with thousands of
computers, large-rating uninterrupted power supply units, dc
supply stations in the laboratories, and many other electronics
equipment is acquired at 32-kHz sampling rate using the data
acquisition experimental setup, as shown in Fig. 3. The sampled data of approximately 1.2 s duration were analyzed with
200-ms (6400 samples) window length and 40-ms (1280 samples) overlap using the proposed method and some of the existing techniques. The dimension of the autocorrelation matrix
is taken as 100, and sensitivity factor is equal to 2. Table VI
presents the mean and maximum REs and the computational
time over 25 blocks of data, along with standard deviations.
The proposed method has the lowest computational time among
JAIN AND SINGH: EMO ESPRIT FOR HARMONICS AND INTERHARMONICS ESTIMATION
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TABLE V
MAXIMUM AND MEAN RELATIVE ERRORS FOR CASE B
TABLE VI
MAXIMUM AND MEAN RE AND COMPUTATIONAL TIME FOR CASE C
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IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT, VOL. 61, NO. 7, JULY 2012
Fig. 11. Compact fluorescent lamp current signal (A) sampled at 3200 Hz.
Fig. 12. Desktop computer current signal (A) sampled at 3200 Hz.
Fig. 13. Current signal (A) of mixed nonlinear loads sampled at 3200 Hz.
TABLE VII
ESTIMATION RESULT AND RECONSTRUCTION ERROR FOR CASE D
other than the highest peak on the higher side of the RD plot,
along with the validation test. A couple of peaks may appear
at the end of the RD plot, and it is well taken care of by
the validation test. However, these can be separated out to
guarantee better performance.
The IEC subgrouping method overcomes the leakage effect
to some extent and partially represents the interharmonics, but
there are no means to estimate the phase angles. Its computational advantage gives some edge over others; however, when
it comes to frequency resolution, the proposed method offers
best optimal solution. The proposed method performs equally
well at high and low sampling frequencies, as far as estimation
accuracy is considered; however, computational time increases
to considerably high values, restricting its applications at high
JAIN AND SINGH: EMO ESPRIT FOR HARMONICS AND INTERHARMONICS ESTIMATION
in this paper show that the problem of line splitting and false
spikes are contained. The comparative results with similar
techniques suggest that the proposed method can be applied
to monitoring and instrumentation devices, compensation, and
mitigation purposes. Although the proposed method reduces
computational burden considerably, it is still higher compared
with the FFT-based techniques. Future study, therefore, will be
focused on the further reduction of the computational time.
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