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Math 425

Fall 2005

Greens Theorem, Cauchys Theorem, Cauchys Formula


These notes supplement the discussion of real line integrals and Greens Theorem presented
in 1.6 of our text, and they discuss applications to Cauchys Theorem and Cauchys Formula
(2.3).
1. Real line integrals. Our standing hypotheses are that : [a, b] R2 is a piecewise
smooth curve in R2 , and both u and v are real-valued functions defined on an open subset
of R2 that contains ([a, b]). Well suppose further that u and v have continuous first partial
derivatives on this open set.
Lets write x(t) = Re (t) and y(t) = Im (t), so is described by the (real) parametric
equations:
x = x(t), y = y(t), t [a, b].
Example 1. The unit circle, which weve been describing by the complex equation (t) =
eit , t [0, 2] is, equivalently described by real parametric equations
x = Re eit = cos t, y = Im eit = sin t, t [0, 2].
Z b
Z
def
[u(x(t), y(t))x0 (t) + v(x(t), y(t))y 0 (t)] dt.
u dx + v dy =
Definition.
t=a

In other words, just as with complex line integrals, you just substitute the parameterization
of the curve into the symbols in the left-hand integral to define an ordinary Riemann integral
on the right.

Example 2.R Let be the quarter of the unit circle in the first quadrant, from 1 to (1 + i)/ 2.
Compute y dx + x dy.
Solution. Parameterize , say by
x = cos t, y = sin t,
Thus dx = sin t dt and dy = cos t dt, so
Z
Z
def
y dx + x dy =

0 t /4.

/4

( sin2 t + cos2 t) dt

t=0

/4

cos 2t dt =
t=0

[sin sin 0]
2
2

1
2
1

1
/4
sin 2t|0
2

Physical interpretation. Recall from Calculus III that if F = ui + vj is a force field defined
on , and we write dR = dxi + dyj, then F dR can be though of as the work done in by
the force field in pushing a particle over through a displacement dR, and
Z
Z
u dx + v dy = F dR

is then the work done by F in pushing a particle over all of .


2. Real vs. Complex line integrals. The complex line integrals we studied in 1.6 can
be expressed in terms of the real ones discussed above. Heres how:
Suppose is a piecewise smooth curve in C and f is a complex-valued function that is
continuous on an open set that contains . Suppose further that f has continuous first
partial derivatives on this open set.
Write f = u + iv where u = Re f and v = Im f , so both u and v are real-valued functions
that are continuous and have continuous first partials on some open set containing . Now
proceeding formally (meaning: without trying to make sense out of what were doing), we
have: z = x + iy, so dz = dx + idy, hence
f (z) dz = (u + iv)(dx + idy) = u dx v dy + i(v dx + u dy)
so
(1)

Z
f (z) dz =

Z
u dx v dy + i

(u + iv)(dx + idy) =

v dx + u dy

Proof of (1). has a complex parameterization z = (t) = x(t) + iy(t), t [a, b], for
which the corresponding real parameterization is
x = x(t), y = y(t),

t [a, b].

Now just sort through definitions:


Z
Z b
def
f (z) dz =
f ((t)) 0 (t) dt

t=a

[u(x(t), y(t)) + iv(x(t), y(t))][x0 (t) + iy 0 (t)] dt

=
a

Z
=

[u(x(t), y(t))x0 (t) v(x(t), y(t))y 0 (t)] dt

Z
+i

[v(x(t), y(t))x0 (t) + u(x(t), y(t))y 0 (t)] dt

a
def

Z
u dx v dy + i

v dx + u dy.

3. Greens Theorem. Heres the version you


learned in Calc III:
Suppose is a domain in R2 whose positively oriented boundary1 is a finite collection of pairwise disjoint2 piecewise continuous simple closed
curves. Suppose P and Q are continuous functions defined on a larger open set, which contains
both and , and suppose P and Q have continuous first partial derivatives on this larger open
set. Then:

ZZ 
Z
Q P
(2) P dx + Q dy =

dx dy
x
y

Amusing application. Suppose and are as in the statement of Greens Theorem. Set
P (x, y) 0 and Q(x, y) = x. Then according to Greens Theorem:
Z
ZZ
x dy =
1 dx dy = area of .

Exercise 1. Find some other formulas for the area of . For example, set Q 0 and
P (x, y) = y. Can you find one where neither P nor Q is 0?
Serious application. Suppose and are as in the statement of Greens Theorem:
a bounded domain in the plane and its positively oriented boundary (a finite union of
simple, pairwise disjoint, piecewise continuous closed curves). Suppose f is a complex-valued
function that is analytic on an open set that contains both and .
Then
Z
f (z) dz = 0.

Proof. Well use the real Greens Theorem stated above. For this write f in real and
imaginary parts, f = u + iv, and use the result of 2 on each of the curves that makes up
the boundary of . The result is:
Z
Z
Z
f (z) dz = u dx v dy +i v dx + u dy .

|
{z
} |
{z
}
I

By Greens Theorem,

ZZ 
v u
I=
+
dx dy
x y

II

ZZ 
and II =

u v

x y


dx dy.

Since f is analytic on , both integrands on the right sides of these equations vanish identically on , hence the integrals are zero. This completes the proof.

Example 3. Suppose is the unit circle and p a complex number of modulus > 1.
Z
dz
Then:
= 0.
zp
Proof. Apply the result above with f (z) = 1/(z p), = {z : |z| < 1}, = . Then f is
analytic on a disc slightly bigger than the unit disc that doesnt contain the point p, say in
the disc of radius (1 + |p|)/2, so the hypotheses of the above result are satisfied, hence so is
the conclusion.

4. The Cauchy Integral Theorem. Suppose D is a plane domain and f a complex-valued
function that is analytic on D (with f 0 continuous
Z on D). Suppose is a simple closed curve
in D whose inside3 lies entirely in D. Then:

f (z) dz = 0.

Proof. Apply the serious application of Greens Theorem to the special case = the inside
of , = , taking the open set containing and to be D.

The Cauchy Integral Formula Suppose f is analytic on a domain D (with f 0 continuous
on D), and is a simple, closed, piecewise smooth curve whose whose inside also lies in D.
Then for every point p inside of :
Z
f (z)
1
dz.
f (p) =
2i z p
Proof. Fix p lying inside , and let be any
positive number small enough so that the disc
def
 = {z : |z p| < } lies entirely inside of .4
Let be the positively oriented boundary of .
Let be the domain that lies between and .
Note that the positively oriented boundary of is , and that the function
def

g(z) =

f (z)
zp

( D\{p})

is analytic on D\{p}. Now apply the serious application of Greens Theorem proved in
the last section to g, with D\{p} playing the role of the open set containing and . The
result is:
Z
Z
Z
Z
0 = g(z) dz =
g(z) dz = g(z) dz
g(z) dz,

Recall the Jordan Curve Theorem (pp. 56-57): If is a simple closed curve in the plane, then the
complement of consists of two disjoint open sets, one of which, called the outside of , is unbounded, while
the other, called the inside of , is bounded.

so

Z
g(z) dz =

g(z) dz,

that is:

(3)

f (z)
dz =
zp

f (z)
dz
zp

Lets reduce the right-hand side of (3) to an integral over the real interval [0, 2] by the
complex parameterization z = (t) = p + eit , 0 t 2. Then dz = ieit dt and
z p = eit , so
Z 2
Z
Z 2
f (z)
f (p + eit )
it
(4)
dz =
f (p + eit ) dt
ie dt = i
it
z

p
e

0
0
Being differentiable on , f is continuous there. In particular, f (p + eit ) f (p) as 0,
hence
Z 2
Z 2
it
(5)
f (p) dt = 2f (p)
f (p + e ) dt
0

0
5

as 0.

Now on both sides of (3), take the limit as 0. The left-hand side does not depend on ,
and on the right we use (4) and (5). The result is:
Z
f (z)
dz = 2i f (p)
zp
as promised.

Example 4. Let be any simple closed curve in the plane, oriented positively, and p a point
not on . Then:
Z

2i if p is inside of

1
dz =

zp

if p is outside of

Proof. The result for p inside is just Cauchys


formula for f 1, while for p outside of the
function f (z)/(z p) is an analytic function (of z)
on an open set containing both and its inside
region. Thus the integral is zero by the Cauchy
Theorem.

5

Here weve interchanged the limit, as 0, with the integral. This requires a separate argument, which
well skip.

Example 5. Suppose is the unit circle, oriented counter-clockwise (i.e., positively). Then
applying Cauchys formula with f (z) = sin z, we get

2
sin z
dz = sin =
,
4
2
z /4
while if we take f (z) = ez , then
Z

ez
dz = e1/2
z 1/2

Example 6. Find all the possible values of


Z

1
dz
z(z 1)

as ranges over all simple, closed, piecewise smooth curves that do not pass through either
of the points 0 or 1.
Solution. There are only four possibilities:
(a) Both 0 and 1 lie outside . Then the integrand is analytic in an open set containing
and its inside, hence the integral is zero, by Cauchys Theorem.
(b) 0 lies inside and 1 lies outside. Then Cauchys formula can be applied, with f (z) =
1/(z 1), whereupon the integral is 2if (0) = 2i.
(c) 1 lies inside and 0 lies outside. This time apply Cauchys theorem with f (z) = 1/z.
Thus the integral is 2if (1) = 2i.
(d) Both 0 and 1 lie inside . Then a partial fraction expansion (which could have been
used for parts (a)(c) also) shows:

Z
Z 
Z
Z
1
1
1
1
1
dz =
dz =
+
dz +
dz
z z1

z
z1
z(z 1)
= 2i + 2i

(by Example 4)

= 0.
Z

1
dz, and
z(z 1)(z 2)
ranges through all simple, closed, piecewise smooth curves missing all of the points 0, 1, or
2.

Exercise 2. Same as Example 6, except now the integral is:

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