Brazil
Aviation Law 2015
Published: 28/01/2015
1
General
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1.1
Please list and briefly describe the principal legislation and regulatory bodies which apply to
Law n. 7.565 of 19 December 1986, known as the Brazilian Aeronautical Code (CBAer).
Law n. 11.182 of 27 September 2005 created ANAC Agncia Nacional de Aviao Civil (the
Brazilian Civil Aviation Agency) and further regulated the Brazilian Aeronautical Code.
Law n. 12.462 of 5 August 2011 created SAC Secretaria de Aviao Civil da Presidncia da
Repblica (the Civil Aviation Secretariat).
Law n. 6.009 of 26 December 1973 on the exploitation and use of airports and other air
navigation facilities.
Decree n. 21.713 of 27 August 1946 ratified the Convention on International Civil Aviation
Chicago Convention 1944.
Decree n. 5.910 of 27 September 2006 ratified the Convention for the Unification of Certain
Rules for International Carriage by Air Montreal Convention 1999.
Decree n. 8.008 of 15 May 2013 ratified the Convention on International Interest in Mobile
Equipment and its Protocol Cape Town Convention.
Decree n. 7.554 of 15 August 2011 created the National Commission of Airport Authorities
CONAERO.
Decree n. 7.168 of 5 May 2010 regulates the National Programme of Civil Aviation Security
against Acts of Illicit Interference PNAVSEC.
Decree n. 6.780 of 18 February 2009 approved the Brazilian Civil Aviation National Policy
PNAC.
Ordinance (Portaria) n. 536/GC5 issued by the DAC Department of Civil Aviation (DAC latter
replaced by ANAC), dated as of 18 August 1999 (Ordinance n 536).
Brazilian Civil Aviation Agency ANAC (ANAC is the Brazilian aircraft certification authority; it
regulates safety matters relating to civil aircraft and their components, personnel, licensing,
operations and aerodromes.).
National Commission of Airport Authorities CONAERO (which regulates the powers of the
Brazilian Airport Authorities).
Ministry of Defence.
1.2
What are the steps which air carriers need to take in order to obtain an operating licence?
Article 181 of the CBAer provides that the right to operate air services in Brazil will only be granted to
Brazilian entities meeting the following requisites:
at least 4/5 of the voting capital shall be held by Brazilians (such requirement shall survive
capital increases); and
Once authorisation is granted, it will become effective upon the publication of the relevant ordinance
and upon the registration of the incorporation documents of the company at the relevant Trade Board.
Such authorisation will be valid for a period of one (1) year, and can be renewed upon the written
request of the company.
Concession for Air Transport Services
After the issuance of the authorisation and after the company has registered its aircraft at the RAB and
obtained the ETA, the concession may be requested by the air carrier. Once the concession is granted, it
shall only become effective upon (i) the publication of the relevant act, and (ii) the execution of the
relevant agreement (the Concession Agreement). The concession act shall establish the rights and
obligations of the company, as well as its object, the basic plan of its routes, the term of the concession
and general conditions.
1.3
What are the principal pieces of legislation in Brazil which govern air safety, and who
Is air safety regulated separately for commercial, cargo and private carriers?
No. International general principles of air safety control and management are applicable to all carriers in
Brazil, however, specific safety rules might apply to certain categories of aircraft and operations.
1.5
Are air charters regulated separately for commercial, cargo and private carriers?
Yes. Domestic and international air charters, defined under Brazilian law as non-regular air transport
services, are regulated separately in Brazil. International charter flights for the transport of passengers
are regulated by Civil Aviation Instruction (IAC) n. 1402, of 20 December 1993, and international cargo
charter flights are regulated by IAC n. 1401 of the same date. Domestic passenger charter flights are
regulated by IAC n. 1227, of 10 August 2001, and IAC n. 1224, of 30 April 2000.
A particular set of requirements must be met by an air carrier in order to obtain a charter operation
authorisation. Such requirements are provided for in the rules mentioned above.
1.6
As regards international air carriers operating in Brazil, are there any particular limitations to
be aware of, in particular when compared with 'domestic' or local operators? By way of example only,
restrictions and taxes which apply to international but not domestic carriers.
Generally, international and domestic carriers have equal treatment under Brazilian law. However,
pursuant to constitutional provisions, foreign air carriers operations are subject to special requirements
set forth by international treaties and/or agreements. Currently, in order to operate in Brazil, a foreign
air carrier must comply with (i) the Operative Specifications issued by ANAC in accordance with RBAC
n. 129, and (ii) the Standards and Recommended Practices from the Chicago Convention, Part I Annex 6.
1.7
Do the airports impose requirements on carriers flying to and from the airports in Brazil?
Yes. There are certain requirements in connection with operational aspects, such as: measures to
manage/balance the air traffic flux; rules for HOTRAN (authority for operation of route) and airport
slots; security and safety programmes; and liaison with certain authorities (e.g. Customs, Federal Police,
Sanitary and Environmental Authorities, among others). All international flights operated by foreign
carriers shall initiate from and finish at international airports.
1.9
What legislative and/or regulatory regime applies to air accidents? For example, are there any
particular rules, regulations, systems and procedures in place which need to be adhered to?
The Aeronautical Command is in charge of the investigation, through its Centre of Investigation and
Prevention of Aeronautical Accidents (CENIPA), of any accidents which have taken place in Brazil.
The following legislative and/or regulatory regime applies to air accidents:
Chicago Convention.
CBAer.
Federal Decree n. 87.249 of 7 June 1982, which regulates the Brazilian System of Investigation
and Prevention of Aeronautical Accidents (SIPAER).
ANAC Resolution n. 240 of 26 June 2012, which enacts the Aeronautical Accidents Prevention
Programme together with the Civil Aviation Instruction (IAC) n. 013-1001 of 16 June 2003.
IAC n. 200-1001 of 5 August 2005, which sets forth the Assistance Plan for Victims of
Aeronautical Accidents and Support for their Relatives, and some internal rules of the former
Aeronautical Ministry (recently merged into the Brazilian Defence Ministry) which also apply to
aviation accident investigation.
1.10
Have there been any recent cases of note in Brazil involving air operators and/or airports?
Unfortunately, Brazil has experienced significant air accidents, such as GOLs accident in 2006 in the
north of the state of Mato Grosso, the TAM accident in 2007 in So Paulo and the Air France accident in
2009, which took place in international waters during a flight which originated from Rio de Janeiro.
Recently, a Congress Commission was set up to assess the issues surrounding those accidents and to
propose solutions to prevent further accidents in Brazil. As a result, a new bill that requires that any air
carrier flying within, to or from Brazil shall have a department dedicated to the prevention of accidents,
among other provisions, has been proposed and is currently under review by Congress.
A recent case with national repercussion was the accident of the Brazilian presidential candidate
Eduardo Campos on 13 August 2014. The private aircraft (Cessna Citation) in which he was traveling
crashed into a residential area in the city of Santos, about 35 miles south of So Paulo city.
2
Aircraft Trading, Finance and Leasing
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2.1
Yes, the registration of title before the RAB constitutes proof of ownership of the aircraft, as per articles
72(II), 115(IV) and 116(V) of the CBAer. Transfer of an aircrafts ownership may be carried out through
private or public deeds duly registered before the RAB. In order to be enforceable against third parties,
it is advisable to register the transaction documents before the relevant Registry of Titles and Deeds
(RTD).
2.2
Is there a register of aircraft mortgages and charges? Broadly speaking, what are the rules
Are there any particular regulatory requirements which a lessor or a financier needs to be
Yes. They should be aware of the sole paragraph of Article 124 of the CBAer, which provides that the
owner of an aircraft shall be considered as its operator in the event that the owners name is not
registered before the RAB; thus being liable as the operator.
2.4
Is Brazil a signatory to the main international conventions (Montreal, Geneva and Cape Town)?
Brazil is a signatory to, has acceded to and has ratified the following relevant international conventions
related to the aviation sector:
Warsaw 1929 with regard to the unification of certain rules relating to international carriage by
air, enacted in Brazil through Federal Decree n. 20.704 of 24 November 1931.
Chicago 1944 with regard to international civil aviation, enacted in Brazil through Federal
Decree n. 21.713 of 27 August 1946.
Geneva 1948 with regard to international recognition of rights in aircraft, enacted in Brazil
through Federal Decree n. 33.648 of 25 August 1953.
Rome 1952 with regard to damage caused by foreign aircraft to third parties on the surface,
enacted in Brazil through Federal Decree n. 52.019 of 20 May 1963.
Guadalajara 1961 with regard to the unification of certain rules relating to international
carriage by air performed by a person other than the contracting carrier, enacted in Brazil through
Federal Decree n. 60.967 of 11 July 1967.
Tokyo 1963 with regard to offences and certain other acts committed on board an aircraft,
enacted in Brazil through Federal Decree n. 66.520 of 4 May 1970.
Montreal 1999 with regard to the unification of certain rules for international carriage by air,
enacted in Brazil through Federal Decree n. 5.910, of 27 September 2006.
Cape Town Convention and its Protocol, enacted in Brazil through Federal Decree n. 8.008 of
16 May 2013 and regulated by ANAC through Resolution n 309.
2.5
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3.1
What rights of detention are available in relation to aircraft and unpaid debts?
The following legal remedies are available by means of a court order: (i) seizure (arresto); and (ii)
attachment (penhora).
Through the seizure (arresto) (Articles 813-821 of the Brazilian Code of Civil Procedure) the creditor
aims to block the debtors asset to guarantee payment of a certain undisputable debt.
The attachment (Article 155 of the CBAer and Articles 659-670 of the Brazilian Code of Civil
Procedure) is a judicial order to secure the asset in guaranty for the payment of a court award.
3.2
reacquire possession of the aircraft or enforce any of its rights under the lease/finance agreement?
A judicial intervention will always be required to allow a lessor or financier to repossess the aircraft
upon the occurrence of an event of default. A lessor and financier might bring a search and seizure
action (ao de busca e apreenso) or a repossession action (ao de reintegrao de posse), as the case may
be, in accordance with the type of contract and/or guarantee available, in order to seek repossession of
the aircraft or a collection action (ao de cobrana, indenizao e/ou declaratria) in order to seek
compensation or indemnity for a breach of contract.
Brazil has recently sanctioned the Cape Town Convention and its Protocol, which provides that a lessor
or financier is entitled to request the aircraft deregistration and promotes its due exportation in case of
a breach of an agreement. Resolution n 309 provides for the filing of the IDERAs issued as of 15 May
2013 with RAB, which can only be cancelled by the debtor with the consent of the creditor after
registration with the RAB. It should be noted, however, that the application and enforcement of these
proceedings have not been sought before Brazilian courts yet and therefore it is not possible to predict
how the courts will rule in such regard, in view of a constitutional provision that determines that no one
can be deprived of his or her assets without the due process of law.
3.3
Which courts are appropriate for aviation disputes? Does this depend on the value of the
dispute? For example, is there a distinction in Brazil regarding the courts in which civil and criminal
cases are brought?
Civil courts and arbitral tribunals are appropriate for aviation disputes, the latter depending on
contractual provisions or the agreement of both parties.
A Brazilian court would have jurisdiction over an action brought by a lessor to obtain possession of the
aircraft if:
(a) the lessee is domiciled in Brazil;
(b) the obligation must be fulfilled in Brazil; or
What type of remedies are available from the courts or arbitral tribunals in Brazil, both on an i)
Are there any rights of appeal to the courts from the decision of a court or arbitral tribunal, and,
4.1
How does Brazil approach and regulate joint ventures between airline competitors?
Pursuant to Law n. 12.529 of 30 November 2011, any concentration act between competitors must be
submitted to the Brazilian antitrust agency, Conselho Administrativo de Defesa Econmica (CADE), for
approval prior to closing, provided that one of the economic groups involved in the transaction
registered gross revenues of R$400 million or higher in the last fiscal year in Brazil and at least one other
group involved in the transaction registered gross revenues of R$30 million or higher in the last fiscal
year in Brazil. An economic group includes all companies under common control and any other
companies in which 20 per cent or more of the voting stock or equity is held. However, regardless of any
revenue thresholds, ANAC shall previously approve any consortiums, pooling, consolidation or merger
of services, or interests between air carriers.
4.2
How do the competition authorities in Brazil determine the "relevant market" for the purposes
Does Brazil have a notification system whereby parties to an agreement can obtain regulatory
How does Brazil approach mergers, acquisition mergers and full function joint ventures?
As explained in question 4.1 above, Law n. 12.529 of 30 November 2011 provides for control of
transactions constituting a concentration act.
As to air carriers, all companies resulting from mergers and joint ventures shall comply with the
limitation of foreign-held ownership in the companys voting capital.
Mergers of foreign airlines are subject to CADE and ANACs approval in order to operate in Brazil.
4.5
Please give an outline of the procedure, including time frames for clearance and details of any
costs of notifications.
As mentioned in question 4.1 above, any concentration act that meets certain thresholds as defined by
Law n. 12.529 of 30 November 2011 shall be submitted to CADE for approval prior to closing. A fee of
approximately US$20,000 is due at the time of filing. CADE has a term of 240 days, extendable for
another 90 days, to issue a decision. The timeframe for such proceedings may vary according to the
complexity of the transaction. Simple transactions fall into the fast track proceedings created by CADE
s Resolution n. 2, of 31 May 2012, whilst more complex transactions might be approved by default,
should CADE fail to issue a decision within the maximum period of 330 days.
4.6
Are there any sector-specific rules which govern the aviation sector in relation to financial
support for air operators and airports, including (without limitation) state aid?
There is a tax benefit programme in Brazil to foster the aviation industry by granting tax waivers, as per
the following legislation:
a) Federal Law n. 12.249 dated as of 11 June 2010;
b) Federal Decree n. 7.451 dated as of 11 March 2011; and
c) Normative Ruling n. 1.186 dated as of 29 August 2011.
With regard to airports, the Brazilian government created the Airport Support Federal Programme
(Programa Federal de Auxlio a Aeroportos PROFAA) in 1992 to improve airports facilities. The National
Civil Aviation Fund (Fundo Nacional de Aviao Civil FNAC) provides financing to the Airport Support
Programme.
4.7
Are state subsidies available in respect of particular routes? What criteria apply to obtaining
these subsidies?
On 28 July 2014 the Provisional Measure No. 652 (Provisional Measure) created a federal programme
for the development of the local aviation through the granting of subsidies. The Provisional Measure,
which still depends on further regulation, provides the following subsidies: (i) airport tax immunity for
certain flights flying to or from small or medium sized airports; (ii) reduction/immunity on additional
airport tax; and (iii) payment of part of certain domestic flights costs according aircraft type, number
passengers and flight distance among others.
4.8
What are the main regulatory instruments governing the acquisition, retention and use of
passenger data, and what rights do passengers have in respect of their data which is held by airlines?
The main regulatory rule governing the acquisition, retention and use of passenger data is ANACs
Resolution n. 255 of 13 November 2012, which refers to the obligation of air operators, excluding air
taxi operators, to collect and transfer passenger data to the Brazilian authorities, using the Advance
Passenger Information (API) and the Passenger Name Record (PNR), which also includes crew data.
This regulation proposes to avoid and repress acts of illicit interference and expedite clearance of
passengers before customs, immigration, sanitary and agriculture authorities. Consumer rights are
covered under the Brazilian Consumer Code and Article 5, XII of the Brazilian Federal Constitution
1988, which provide the status of fundamental guarantee to the protection (against unauthorised
transmission) of personal data.
4.9
In the event of a data loss by a carrier, what obligations are there on the airline which has lost
What are the mechanisms available for the protection of intellectual property (e.g.
Federal Law n. 9.279 of 14 May 1996, which regulates the legal framework for trademarks,
patents, utility models, industrial designs, and technology transfer.
Federal Law n. 9.610 of 19 February 1998, which regulates the protection accorded to
copyrights and related rights.
The Brazilian legislation follows the intellectual property protection standards established in the
international treaty of Trade Related Aspects of Intellectual Property Rights (TRIPS), incorporated into
the Brazilian legal system through Federal Decree n. 1.355 of 30 December 1994.
The Brazilian Industrial Property Institute (INPI) is the government agency in charge of issuing,
reviewing and enforcing the industrial property rules.
4.11
Yes. Articles 730-756 of the Brazilian Civil Code and ANACs Resolution n. 141 of 9 March 2010 refer
to the general conditions of air carriage applicable to flight delays/cancellation and boarding denial,
which are:
upon request by the passenger, the carrier must provide a written declaration explaining the
reason for denying the passengers boarding; and/or
the carrier must provide alternatives to the passenger, such as relocation to another flight,
carriage, or by other means of transportation and reimbursement.
The carrier must also provide certain assistance to the passenger according to the length of the denied
boarding: over one hour communication (phone calls, internet, etc.); over two hours adequate meal;
and over four hours adequate accommodation and transfer).
Please note that the provision of such assistance does not prevent the passenger from claiming eventual
material and moral damages against the carrier in respect of the denied boarding.
The state small claims court and civil court have jurisdiction over claims on this subject matter.
4.12
What powers do the relevant authorities have in relation to the late arrival and departure of
flights?
According to article 289 of the CBAer, ANAC may impose the following sanctions: (i) fine; (ii) suspension
or loss of certificates, concessions or permits; (iii) detention, interdiction, or aircraft or cargo
apprehension; and (iv) intervention on operating or authorised companies.
With regard to late arrivals and/or departures, ANAC might impose fines on the air carriers, which will
also be liable towards the passenger pursuant to Article 302, III, U and P of the CBAer, as well as
ANACs Resolution n. 141, of 9 March 2010.
4.13
Are the airport authorities governed by particular legislation? If so, what obligations, broadly
To what extent does general consumer protection legislation apply to the relationship between
The Brazilian Consumer Protection Code (CDC), enacted by Federal Law n. 8.078, of 11 September
1990, applies to any consumer relationship and imposes a strict liability to the service or product
provider, which might include the air carrier and/or airport operator, as the case may be. Air carriers
may seek reimbursement for any amounts disbursed to the passenger due to damages caused by the
airport operator.
4.15
The following global distribution suppliers currently operate in Brazil: (i) Amadeus; (ii) Sabre Travel
Network; (iii) Travel Technology Interactive; (iv) MySky; (v) Travelport, and (vi) Navitaire.
4.16
There are no specific ownership requirements regarding the operation of GDS companies in Brazil.
4.17
Is vertical integration permitted between air operators and airports (and, if so, under what
conditions)?
Vertical integration between air operators and airports is not allowed in Brazil. However, airport
administration can outsource services rendered at airports, which are supervised by INFRAERO.