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3 authors, including:
Shantanu Sarkar
D. P. Kanungo
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ORIGINAL PAPER
1 Introduction
There are various field based rock mass classification
systems proposed in literature. The properties of
S. Sarkar (&) D. P. Kanungo S. Kumar
CSIR-Central Building Research Institute, Roorkee, India
e-mail: shantanu_cbri@yahoo.co.in
D. P. Kanungo
e-mail: debi.kanungo@gmail.com
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Strength Index (GSI) of road cut slopes were determined to evaluate the rock mass which may be useful
for slope stability assessment of road cut slopes in
Himalayas. RMR and GSI values of rock masses in
which 50 road cut slopes excavated were determined
based on field studies. Slope Mass Rating (SMR)
technique was also applied to classify slopes based on
failure potential.
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for each rock mass class. Since 1997 GSI has been
continuously modified over the years. Hoek et al.
(1998) introduced a new rock mass category into the
GSI System called foliated/laminated rock mass
structure. Hoek (1999a) included a rock mass structure
to the GSI system to deal with intact or massive rock.
Later Marinos and Hoek (2000) slightly changed the
uppermost part of the GSI chart and classified the rock
mass structure into six classes.
Sonmez and Ulusay (2002) provided a quantitative
numerical basis to estimate more precise values of
GSI. This modified quantitative rock mass classification is based on the structure rating (SR) and surface
condition rating (SCR). SR is based on volumetric
joint count (Jv) and SCR is based on roughness,
weathering and infilling in joints. The relationship of
Jv and SR is given in the chart which can be used to
assign a rating for SR. The modified chart represents
five rock mass categories ranging between 5 and 100
(Fig. 1).
Cai et al. (2004) also suggested a quantitative
measure for the GSI system based on the concept of
block size which considers a prismatic block resulted
from three discontinuity sets and surface conditions.
This GSI chart has a limitation in the estimation of
block volume with different geometries and the
approach is not consistent with the last rock mass
groups of the GSI chart. On the contrary volumetric
joint count (Jv), considered in the modified GSI chart
of Sonmez and Ulusay (2002) considers both block
size and roundness of the block, and is a more suitable
parameter to define the rock mass structure (Sonmez
et al. 2004). In the present study GSI for rock slopes
were obtained using the chart proposed by Marinos
and Hoek (2000) which gives a GSI range and the
modified quantitative approach proposed by Sonmez
and Ulusay (2002) which gives a precise value.
Romana (1985) developed the Slope Mass Rating
technique for stability assessment of the rock slopes
which is primarily based on the application of
RMRbasic and the orientation of discontinuities. This
technique is suitable for preliminary assessment of
slope stability in the rocks, including the very soft or
heavily jointed rock masses. In this SMR approach
adjustment rating for joints depending on the orientation of joints in relation to the slope has been
introduced by Romana (1985). Later it was slightly
modified by Anbalagan et al. (1992) to incorporate
wedge failure along with plane and topple failures.
Fig. 1 The modified quantitative GSI System (Sonmez and Ulusay 2002)
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3 Field Studies
Field data were collected from 50 road cut slopes
along RishikeshChamoli road (NH-58) of Garhwal
Himalaya. The rock slopes were selected in such a
manner that they represent varied geological and slope
stability conditions. The data includes slope angle,
rock type, joint orientation, joint set number, joint
spacing, joint condition, joint roughness, joint alteration, rock mass structure and hydrological condition.
These data were collected to determine RMRbasic, GSI
and SMR of these slopes.
The selected slopes present a variety of rock types
having various degrees of weathering and joint
conditions. The rock types encountered in these slopes
are sand stone, greywacke, shale, limestone, slate,
quartzite, schist and gneiss. The parameters of
discontinuities of the studied slopes varied considerably. The compressive strength of rock mass showed a
large variation for different rock types. Joint spacing
and openings also show a wide range of values. The
presence or absence of filling was noted along with
type of filling. Number of joints per cubic meter was
4 Evaluation of Data
The joint data for all the five parameters such as
compressive strength, RQD, joint spacing, joint condition and hydrological condition were evaluated for
all the fifty slopes to determine RMRbasic. Hydrological condition was considered to be drained so that
the results can be compared with the GSI values. The
ratings for these parameters were assigned from the
Bieniawaski (1989) rating. RMRbasic for all the slopes
were determined by adding all the ratings. The values
of RMR obtained range from 23 to 87.
GSI for these slopes were determined following the
GSI chart given by Marinos and Hoek (2000) which is
IV
III
II
SMR
020
2140
4160
6180
81100
Description
Very bad
Bad
Normal
Good
Very good
Stability
Completely unstable
Unstable
Partially stable
Stable
Completely stable
Failures
Some blocks
None
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the bottom row. GSI ranges were obtained for all the
fifty slopes. To obtain a quantitative value of GSI the
modified quantitative approach as suggested by
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Fig. 5 Very blocky rock structure potential for wedge failure along two intersecting joint planes (Slope 46)
123
123
Slope
reference
GSI
range
Quantified
GSI
Slope
reference
GSI
range
Quantified
GSI
2035
28
26
3045
38
2035
27
27
4565
58
3
4
6585
4565
72
63
28
29
3555
3555
43
40
3045
42
30
3045
32
3755
45
31
2035
24
5575
69
32
6585
72
1530
26
33
6585
72
3045
39
34
1025
15
10
520
13
35
4565
62
11
7595
85
36
3045
32
12
4565
60
37
2035
27
13
2035
23
38
4565
60
14
3045
36
39
5575
72
15
4565
58
40
5575
72
16
4565
60
41
4565
58
17
2035
30
42
2035
27
18
4565
58
43
3755
54
19
20
3555
520
45
20
44
45
520
520
15
19
21
4565
61
46
3555
45
22
1530
27
47
1530
19
23
2035
32
48
6585
70
24
3755
45
49
1530
20
25
4565
60
50
3045
36
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J1 42=N350; J2 41=N120;
J3 51=N225 and Slope 60=N215
Analysing the stereo plots it was observed that the
maximum chance of planar failure to occur is along
the plane J3 (Fig. 8a). Hence SMR was determined for
the joint plane J3 as follows:
aj as 225 215 10; F1 0:85
bj 51; F2 1
bj bs 51 60 9; F3 50
RMR 55
Where, aSslope strike; ajjoint strike; bsslope
dip and bjjoint dip. Following Eq. 1,
SMR 55 0:85 1:0 50 12:5
The values of F1, F2 and F3 were determined from the
rating table of adjustment factor for joint orientation
(a)
J3
J1
J2
(b)
J1
J2
J3
Fig. 8 Stereo plots and photographs of slope potential for a planar failure and b wedge failure
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RMR
SMR
Slope Ref.
RMR
SMR
37
33.4
Unstable
26
55
49
Partially stable
34
33.1
Unstable
27
72
54.5
Partially stable
3
4
77
77
74.6
69.35
Stable
Stable
28
29
61
50
57.4
59.1
Partially stable
Partially stable
58
Completely unstable
30
47
Completely unstable
58
Completely unstable
31
35
Completely unstable
82
73
Stable
32
77
77
Stable
35
29.9
Unstable
33
82
75.62
Stable
55
12.5
Completely unstable
34
25
16
Completely unstable
10
24
20.4
Completely Unstable
35
74
38.3
Unstable
11
87
87
Completely Stable
36
47
40.62
Unstable
12
74
73.1
13
37
14
50
15
16
Stable
37
35
28.7
Unstable
Completely unstable
38
74
50
Partially stable
50
Partially stable
39
80
71
Stable
70
61
Stable
40
82
77.8
Stable
71
29
Unstable
41
74
69.8
Stable
17
45
10
Completely unstable
42
35
35
Unstable
18
72
12
Completely unstable
43
65
62.6
Stable
19
20
59
27
9
21
Completely unstable
Unstable
44
45
25
23
16
15.35
Completely unstable
Completely Unstable
21
72
52
Partially stable
46
61
55.9
Partially stable
22
37
33.4
Unstable
47
27
27
Unstable
23
43
23
Unstable
48
77
77
Stable
24
58
58
Partially stable
49
25
25
Unstable
25
69
18
Completely unstable
50
48
21.4
Unstable
123
49
47
45
43
41
39
37
35
33
31
29
27
Quantified GSI
Quantified
GSI
25
GSI range
GSI
range
23
21
19
17
15
13
11
9
7
5
3
1
10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95
GSI
Fig. 9 The GSI range and specific GSI values obtained for the slopes
90
85
80
75
70
65
60
55
GSI
50
45
40
35
30
25
20
15
10
5
0
0
10
15
20 25
30
35
40
45
50
55
60
65
70 75
80
85
90
95
RMR
123
RMR
75
SMR
70
65
60
55
50
45
40
35
30
25
20
15
10
5
0
1
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
85
RMR
80
SMR
75
70
65
60
55
50
45
40
35
30
25
20
15
10
5
0
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Fig. 11 Graphical representation of RMR and SMR values of the studied slopes
123
42
43
44
45
46
47
48
49
50
6 Conclusions
The present study deals with analysis of engineering
geological parameters of rock mass discontinuity of
road cut slopes in Indian Himalayas for rock mass
characterisation and slope stability assessment. Two
rock mass classification systems Rock Mass Rating
(RMR) and Geological Strength Index (GSI) were
studied in detail for rock mass characterisation.
Application of GSI, which is based on blockiness of
the rock mass and surface condition of discontinuities,
is found to be very useful to classify rock mass in the
field. This can be used to obtain a preliminary estimate
of rock mass properties based on the engineering
geological data. In common practice GSI gives a range
of values but the study has shown that it is justified to
obtain a specific GSI value using the quantified
approach suggested by Sonmez and Ulusay (2002).
The GSI values were classified into five classes
ranging from \25 to [80 for five different rock mass
structures.
RMR and GSI values obtained for 50 slopes were
compared and it is found that in Indian Himalayan
road cut slopes difference of RMR and GSI is little
more than what suggested by the earlier workers.
However, more case studies are needed to establish
such relation. It is always better to employ GSI and
RMR separately to have a better understanding of rock
mass condition. In the present study Slope Mass
Rating (SMR) was employed to a preliminary assessment of slope stability which uses RMR and discontinuity orientation data. It is inferred that for very poor
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