a r t i c l e
i n f o
Article history:
Received 14 January 2016
Received in revised form 5 July 2016
Accepted 14 August 2016
Keywords:
Iterative tuning
dc voltage controller
Photovoltaic (PV)
Particle swarm optimization
a b s t r a c t
This paper proposes the application of fictitious reference iterative tuning (FRIT) method to optimize the
gains of dc voltage controller of grid connected photo-voltaic (PV) system. It may be difficult to achieve
good control of dc voltage using conventional PI controller having only one-degree-of-freedom (1-DOF)
due to the trade-off between overshoot (in step response) and disturbance response. In this paper, the
optimal control of dc voltage is proposed with improved disturbance response by implementing 2-DOF
PI controller structure. FRIT method has been programmed in MATLAB based upon the particle swarm
optimization (PSO) algorithm. The fundamental idea related to FRIT method is the extraction of input
and output data, reference model setting and range of controller gains. The performance of dc voltage
control for the optimized 2-DOF PI controller is also compared with the fuzzy logic controller (FLC)
response.
2016 Elsevier Ltd. All rights reserved.
1. Introduction
The use of renewable energy sources have been motivated to
use as distributed energy source for the generation of environmental friendly energy. In the distributed energy source, photovoltaic
(PV), wind, biomass, tidal and geothermal are getting attention in
the last decades. The technological advancement and research
leads to the more feasible and cheaper production of renewable
energy but still it is costlier in comparison to conventional sources
of energy [1,2]. The PV system is extensively popular due to wide
range of power application and received much attention as distributed generating (DG) source in grid connected mode to cater
energy demand problem with inherent propoerty of energy storage
[37]. The PV power generating system as a DG in grid connected
mode having better control operation to operate at maximum
power point (MPP) which will help to evacuate maximum generated power and controlled by grid following power export control
technique [26]. The power electronics interface is essential for
interfacing of PV system as a DG to grid and it can be implemented
using direct/indirect current controlled pulse width modulated
(PWM) voltage source inverters (VSI) [211]. VSI as a power electronics interface supports to implement the grid interfacing and
power conversion [12].
Corresponding author.
E-mail address: ravi1989tripathi@gmail.com (R.N. Tripathi).
http://dx.doi.org/10.1016/j.ijepes.2016.08.006
0142-0615/ 2016 Elsevier Ltd. All rights reserved.
88
R.N. Tripathi, T. Hanamoto / Electrical Power and Energy Systems 85 (2017) 8796
data. FRIT is also used only one-shot experimental data for the
optimal controller gain tuning. So, these tuning methods helps to
achieve the optimal controller gains without any requirement of
system/plant model information based upon the one-shot closed
loop experimental data. The basic difference between VRFT and
FRIT is that in case of the VRFT minimization of function emphasizes on the input while FRIT emphasizes on the output. So, the
FRIT method may be more advantageous and establishing better
understanding in practical sense. FRIT method implementation
and approach is better for 1-DOF as well as 2-DOF controller in
comparison to VRFT [2933].
FRIT method was modified, studied and analyzed for different
application and optimal performances in [2835]. It can be implemented as both online and offline system for controller tuning. The
FRIT method deals with the disadvantage that it may results in
local minimum for PI/PID controller tuning due to the non-linear
and non-convex problem consideration. So, the FRIT method
should be combined with an optimization technique to mitigate
the local minimum solution for non-linear and non-convex optimization problems.
The DOF based control with optimal tuning methods of controller gains was widely applied and implemented specially in
motor control application and process industry. Sometime, numerical examples are considered to show the effectiveness of DOF controllers and tuning method. This is the first time that the optimal
tuning method and DOF based controller is used for dc voltage control. In this paper, the application of 2-DOF controller is proposed
for the dc voltage regulation of VSI. The data driven tuning method
FRIT is used for optimal tuning of dc voltage controller of grid connected PV system. FRIT is implemented based upon the particle
swarm optimization (PSO) algorithm to prevent the problem of
local minimum solution. The proposed 2-DOF PI control configuration is implemented to mitigate the overshoot in the response of
conventional PI control as well as to achieve the fast transient
response using optimal controller gains. FRIT is used as off-line
tuning method and tune the controller gains by minimizing performance index error function based upon the fictitious reference signal. The performance of the proposed controller is investigated for
step response as wells as under varied ir-radiance as system
response affected due to change in ir-radiance and transient
response.
The paper is organized as follows. In Section 2, the DOF based
controller configuration and design is considered. In Section 3
the optimization problem of FRIT method is considered and implementation in combination with PSO is explained with step by step
procedure considered for 2-DOF PI controller. In Section 4 FLC is
considered and membership function for dc voltage control is
shown. In Section 5 the control algorithm of dc voltage control
with VSI is considered. In Section 6 the performance of controllers
have been discussed and analyzed considering disturbance in reference dc voltage. In Section 7 concluding remarks have been given
for the paper.
2. dc voltage PI controller
The conventional PI control structure in Fig. 1 consists of controller and plant/system transfer function block where, P(s): PI controller (kp + ki/s) and G(s): transfer function of the plant/system.
The 1-DOF PI controller may not achieve very satisfactory response
considering multi-objective view point of the system control and
therefore 2-DOF controller have natural advantage over conventional PI controller [21]. In this paper, the 2-DOF PI control has
been instrumented first time for dc voltage control.
The number of independent closed loops in control structure
decides the DOF of the system control and considered as
Mr1 s
GsPs
1 GsPs
Md1 s
Gs
1 GsPs
The transfer function shown in Eqs. (1) and (2) is having only
one tuning element as Ps for optimal system performance. As it
includes only one tuning element it can-not be tuned independently. The closed loop transfer function of 2-DOF FB control structure in Fig. 2 from reference input r to controlled output y and from
disturbance d to y are given respectively as
Mr2 s
GsPsHs
1 GsHsPs 1
Md2 s
Gs
1 GsPs Hs
Here, the transfer function shown in Eqs. (3) and (4) having two
tuning element as Ps and Hs. It helps to achieve the optimal performance for the system with feedback compensating terms.
R.N. Tripathi, T. Hanamoto / Electrical Power and Energy Systems 85 (2017) 8796
89
Ms
1
ess
Ts 1n
13
where, T is time constant and s is dead time. In this paper, the reference model setting T = 0.0005, s 0 is been used and n = 2. The
controlled output y0 generated using initial parameters is compared
with the output generated using fictitious reference signal and reference model to obtain the optimized controller parameters so that
closed loop response of the system should follow the presumed
ideal response of reference model. The optimization function based
on the initial data set can be defined as
~e y0 Ms~r
I
~e2
14
15
~r k Ps; k1 u0 y0
~
~ek; kfb y0 y
~
) ek; kfb y0 Ms~r k; kfb
e0 y0
e0 is the error in between r and y0 for the initial response and data
obtained using initial controller gains k0 . The data set (u0 ; y0 ) is
obtained using k0 .
3.1.2. For 2-DOF PI controller
The fictitious reference signal computation can be modified for
2-DOF FB controller in Fig. 2. The reference signal for 2-DOF FB
control configuration can be computed by using transfer function
from r to y in Eq. (3) as
7
1
y0
eIk; kfb
2
~ek; kfb
Ps; k kp
19
11
12
18
10
kint
s
17
where,
k kp ; kint
16
90
R.N. Tripathi, T. Hanamoto / Electrical Power and Energy Systems 85 (2017) 8796
FRIT method. The PSO based FRIT (PSO-FRIT) is proposed for the
computation of optimized controller parameters of 2-DOF PI configuration used for dc voltage control. So, an objective function is
required as an optimization problem to achieve optimized controller gains. The optimization method is based upon the behavior
of particle to imitate the potential solution of neighboring particle
which is related to the neighborhood best/local best and its own
achieved solution which is related to the person best solution.
3.3.1. Generalized PSO
PSO method search the possible potential solutions as a swarm
of particles which move in virtual space. So, it is a stochastic
approach and swarm population based search method considering
the behavior of bird flocks. The position and velocity vector is associated with each particle and updated at each iteration. So, the
position of a particle is dependent upon the personal best (pbest )
and neighborhood best which leads to the global best (g best ). Therefore, the particle velocity can be modified as follows
20
considering range constraint for gains based upon the earlier experience of trial and error method.
ki 0 kp;i 0; kint;i 0
a1
ki
ki qia1
22
The controller gain parameter update in Eq. (22) is adjusted for 2DOF PI controller gains (kp ; kint and kpfb ) as
for PI P
29
30
31
qimax P qi P qimin
32
The pbest and gbest of the particle i and swarm population is also
initialized.
Step 2: The one-shot data (input u0 , output y0 ) is collected using
initial parameters k0 obtained by trial and error method.
The fictitious reference signal generated using the u0 and
y0 will be adjusted and updated for each particle. So, the
performance index is also adjusted related to the reference
signal and error signal for each particle. The updated equation for reference, error and performance are
~r ki Ps; ki 1 u0 y0
33
~eki y0 Ms~rki
34
eIki
21
3.3.2. PSO-FRIT
The general PSO method can be modified for the FRIT method
implementation. The position of particle is defined as the controller gain parameter and update of the velocity represents the
perturbation in controller gains. So, the position update of each
particle in Eq. (21) is modified for controller parameter as follows
28
kimax P ki P kimin
for PI
2
~eki
35
36
37
eIki
2
~eki ; kfbi
38
39
pbesti 6 lbesti
40
lbesti pbesti
41
klocalbest ki
42
then
a1
23
a1
24
and
25
Step 3: The global best position is updated based upon the personal best of each particle. if
a1
kp;i kp;i qp;i
a1
kp;int kp;int qp;int
a1
a1
kpfb;int kpfb;int qpfb;int
k k1 k2 k3 . . . kj
26
j 1; 2; 3; . . . ; N
27
pbesti 6 g besti
43
g besti pbesti
44
kglobalbest ki
45
then
and
46
R.N. Tripathi, T. Hanamoto / Electrical Power and Energy Systems 85 (2017) 8796
The iteration is repeated until the good fitness value is not achieved
considering the constraint of number of iterations as
a amax
47
91
EK V dc K V dc K
48
CE Ek EK 1
49
5. Control algorithm
The grid interfaced PV system in Fig. 6 consists of LCL filter
and isolation transformer. The power control strategy in Fig. 7 is
implemented based upon the generation of in-phase and
quadrature templates responsible for frequency synchronization
and generation of reference current for active and reactive
power.
5.1. dc link control
The dc voltage of grid connected PV system is regulated by processing error through dedicated controller. The error is defined by
mathematical equation as
EK V dc K V dc K
50
V dc K
where
and measured voltage V dc K of dc link The output
quantity after the PI control is current as current control method
have been used which is considered in terms of losses. So, the active
power component of current required to compensate the losses and
regulate the dc link voltage to the reference level and can be computation as:
(a) The dedicated 1-DOF PI controller regulates the dc bus voltage to desired reference level & provides the active power
component of current for dc link (id;dc ) to compensate losses.
The value of output current quantity after the PI controller
needed compensate the losses can be computed as
id;dc K id;dc K 1 K pd v de K v de K 1
K id v de K
Table 1
Controller gains.
E/CE
NM
NS
ZE
PS
PM
NM
NM
NM
NM
NS
ZE
NS
NM
NS
NS
ZE
PS
ZE
NM
NS
ZE
PS
PM
PS
NS
ZE
PS
PM
PM
PM
ZE
PS
PM
PM
PM
51
92
R.N. Tripathi, T. Hanamoto / Electrical Power and Energy Systems 85 (2017) 8796
52
kp ; kint and kpfb are proportional, integral gain and proportional gain
of the PI-P controller. Id;dc K and Id;dc K 1 are the loss component
of current at Kth and K 1th sampling.
5.2. Reference current generation
Unit templates are generated based upon their phase orientation in reference to the grid voltage. The in-phase templates are
generated as [4]
usa
V sa
;
Vt
usb
V sb
;
Vt
usc
V sc
Vt
53
where usa ; usb and usc are the in-phase templates of phase a, b and c
respectively. V t is amplitude of three phase point of common coupling (PCC) voltage and calculated as
V PCC;t
12
2 2
v sa v 2sb v 2sc
3
54
iLp
2 pL
3 Vt
55
iLp ip id;dc
56
57
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R.N. Tripathi, T. Hanamoto / Electrical Power and Energy Systems 85 (2017) 8796
Fig. 10. Transient response of dc voltage controller for grid coupling of PV system
and perturbation in reference dc voltage.
Fig. 9. Performance of optimized dc voltage controller.
Table 3
2-DOF controller gains.
Table 2
1-DOF controller gains.
1-DOF PI (trial and error)
1-DOF PI (optmized)
K p 0:3, K i 8
K p 0:77957, K i 29:1989
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R.N. Tripathi, T. Hanamoto / Electrical Power and Energy Systems 85 (2017) 8796
Fig. 13. Grid current response for 1-DOF PI controller in respect to dc voltage regulation.
Fig. 14. Grid current response for 2-DOF PI controller in respect to dc voltage regulation.
Fig. 15. Grid current response for optimized 2-DOF PI controller in respect to dc voltage regulation.
R.N. Tripathi, T. Hanamoto / Electrical Power and Energy Systems 85 (2017) 8796
Table 4
Parameter of electrical utility grid system.
Line impedance (Z g )
Grid voltage (V g )
LCL filter
dc link voltage (V dc )
dc link capacitance (C d )
Base impedance (Z b )
Frequency (f)
Switching frequency (f s )
Rs 0:05 ohm, Ls 1 mH
V LL 415 V
Li 1:4 mH, Lg 1:4 mH, C f 5 lF, Rd 20 ohm
V dc 800 V
C d 1500 lF
Z b 17:22
f = 50 Hz
f s 10 kHz
95
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Ravi Nath Tripathi received his B.Tech (Electrical and Electronics) degree in
2011 from Graphic Era Institute of Technology (GEIT), India and M.Tech (Power
Systems) degree in 2013 from Delhi Technological University (formerly Delhi
College of Engineering), Delhi, India. He is currently working as doctoral student
at the Hanamoto Laboratory, LSSE, Kyushu Institute of Technology, Japan. His
current research is design, modeling and optimization of grid connected PV
system.
Tsuyoshi Hanamoto was born in 1961. He received an M.S degree from Kyushu
Institute of Technology, Japan, in 1986 and then joined Kobe Works of Kobe Steel,
Ltd. In 1990, he joined the Center for Cooperative Research of Kyushu Institute of
Technology. From 1997 to 2000 he was with Department of Electrical Engineering
and since April 2000, he has been with the Graduate School of Life Science and
Systems Engineering, Kyushu Institute of Technology, where he is presently a
Professor. His research interests include motor control and power electronics.