Managing Editor
Editorial Board
The titles published in this series are listed at the end 0/ this volume.
ALAN J. BISHOP
Department of Education,
University of Cambridge
MATHEMA TICAL
ENCUL TURA TION
A Cultural Perspective on Mathematics
Education
ISBN-13: 978-0-7923-1270-3
DOl: 10.1007/978-94-009-2657-8
I.
Title.
87-32329
e-ISBN-13: 978-94-009-2657-8
03-0397-300 Is
Third prinlig 1997
TABLE OF CONTENTS
xi
PREFACE
ACKNOWLEDGEMENTS
xiii
The conflict
My task
Preliminary thoughts on Mathematics education and
culture
1.4. Technique-oriented curriculum
1.5. Impersonal learning
1.6. Text teaching
1.7. False assumptions
1.8. Mathematical education, a social process
1.9. What is mathematical about a mathematical education?
1.10. Overview
1.1.
1.2.
1.3.
3
7
9
10
12
13
16
18
20
20
22
23
28
34
38
42
48
55
59
60
2.1.
2.2.
2.3.
2.4.
2.5.
2.6.
3.1.
3.2.
3.3.
3.4.
3.5.
3.6.
3.7.
60
62
65
69
72
75
77
vi
TABLE OF CONTENTS
CHAPTER 4/ Mathematical
4.1.
4.2.
4.3.
4.4.
CHAPTER 5/ Mathematical
5.1.
5.2.
5.3.
5.4.
5.5.
5.6.
5.7.
5.8.
CHAPTER 6/ Mathematical
6.1.
6.2.
82
82
84
87
89
92
92
95
95
95
96
96
97
98
99
100
100
101
102
102
103
103
108
110
111
112
113
114
116
117
117
119
120
124
124
124
125
128
T ABLE OF CONTENTS
6.3.
6.4.
CHAPTER
7.I.
7.2.
7.3.
7.4.
7.5.
vii
128
130
131
132
135
135
135
139
142
147
151
151
154
157
159
160
160
161
164
164
165
166
167
168
168
169
170
171
172
173
175
176
176
178
viii
TABLE OF CONTENTS
NOTES
180
BIBLIOGRAPHY
184
INDEX OF NAMES
192
APPENDIX
195
To Jenny
with grateful thanks for her patience and support
PREFACE
xii
PREFACE
Such a broad conception is bound to have many implications for mathematics education and so in the second half of the book I elaborate on the most
significant of these, which concern the mathematics curriculum, the teaching
process and teacher preparation. The notion of 'mathematical enculturation'
is the integrating construct which runs throughout the book, which is why it is
the title of the book. It is a formulation whose exploration drew me into some
unexpected analyses, and these have had some quite unforeseen consequences. I hope that the reader enjoys engaging with the story of this
exploration as much as the author enjoyed making the voyage.
But talking of the reader, who did I have in mind whilst writing the book?
The short answer would be: anyone else who is interested in the two problem
areas described earlier. The longer answer is that the book requires not a lot
of specialist mathematical knowledge, some knowledge of education issues,
rather more of a willingness to criticise traditional practice, and a lot of
sympathy for the process of creative problem solving applied to the field of
mathematics education. Those requirements exclude no specific group of
people, to my knowledge.
Cambridge, Spring, 1988.
ALAN
J. BISHOP
ACKNOWLEDGEMENTS
This book, like all results of human endeavour, is essentially a social product.
I have written it, but many people have contributed to it in various ways.
I must first acknowledge the debt lowe to three educators who stimulated
my developing interest in the cultural aspect of mathematics education. The
first was Adam Curle whom I met when I was a young graduate student at
Harvard. Adam's course in Comparative Education was an eye-opener for
me and changed my educational vision completely. The next was John Reeves
who, through his work for the British Council, enabled me to dabble my toes
in the cross-cultural water, first in Iran and then in Uganda. Thirdly, Glen
Lean who gave me a total immersion experience in Papua New Guinea, from
which I have never completely recovered (I am pleased to say). I know that I
have often bored colleagues and friends alike with my "When I was in Papua
New Guinea" stories, and there are those among my critics who feel that that
experience has blinkered my vision.
I therefore also must acknowledge all those who have criticised my ideas
from time to time. The balance between the friendliness of collegial endeavour and the challenge of critical appraisal is difficult to achieve but is crucial
if one is not to become either just another friend, or a lone wolf crying in the
wilderhess. That balance is one of the achievements I value in the BACOMET group, to whose members lowe another large debt.
Then there are my students who, over many years, have acted, often
unwittingly, as a sounding board for my developing ideas. Like all teachers
everywhere lowe my students a debt of gratitude. I have been fortunate to
teach some excellent people, and two of them have been particularly stimulating, Lloyd Dawe and Norma Presmeg. I am pleased to see that neither of
them appears to have suffered unduly from the experience of working with
me.
Four individuals who are impossible to categorise, have also pushed and
pulled my thoughts - Ken Clements, whose Australian directness is good for
my sanity; Jeremy Kilpatrick, whose cultural awareness keeps me from
straying too far into the margins of academic life; Heinrich Bauersfeld, whose
vision and angUlarity always makes me see another view; and Hans Freudenthal
whose authority acts as an inspiration when writing appears pointless.
I would like to thank Oxford University Press for permission to quote from
Morris Kline's Mathematics in Western Culture, Cambridge University Press
for permission to reprint a diagram from B. Bolt's Mathematical Activities, D.
Kerslake for permission to quote from Language Teaching and Learning No.
6, the Association of Teachers of Mathematics for permission to quote from
xiii
xiv
ACKNOWLEDGEMENTS
CHAPTER 1
Picture the situation. Two of today's modern teenagers, wearing just the
'right' clothes, with their hairstyle a La mode, are discussing cars with their
friends. They know the latest models, they are aware of the subtle differences
in manufacture, in engine sizes, fuel capacity, performance figures, and they
appreciate the style, and the shape, and the dimensions of the interior. They
are surrounded by gadgets and engineered equipment of all kinds. Their
imagination is fired by images of human achievements and products, the
Space Age, the Media, the Computer Games, the Personal Stereo.
At the same time they are worried. The news is full of disasters and wars.
They hear about the international arms industry, the plight of starving people
in the poorest regions of the world, the exploitation and greed of multinational corporations. And they don't know whether they will have a job indeed they don't know if they even want a job.
They are excited, inspired, worried, frustrated, and clearly confused.
Education should help, and mathematics education in particular might be
expected to help because mathematics, it is said, is at the root of modern
technological society. Certainly mathematics is felt to be one of the most
important subjects in the school curriculum by educators, parents and society
at large - second only to the national language. Anyone who wants to get on
today needs to study mathematics (and preferably computing too, nowadays);
that is the 'received wisdom' for many parents in many countries of the world.
So millions of children all over the world grapple with the complexities of
computations, equations, triangles and fractions, while millions of teachers
grapple with the complexities of instilling mathematical understanding in
their young charges.
But what results from all this effort? Certainly some children succeed; that
is, they learn how to do the mathematical techniques, get the right answers,
use the right methods, and pass the examinations. Many of these get jobs in
industry, banking, commerce, multi-national corporations, the civil service
and the armed forces. Some get jobs in universities, a very few of them doing
research in mathematics; some of them bec<?me teachers and some of those
become teachers of mathematics. Most of the 'successful' ones never question
their mathematical knowledge or their mathematics education - after all,
there's no need if you are successful. As Keddie (1971) says as a result of her
research "It would be the failure of high-ability pupils to question what they
are taught in schools that contributes in large measure to their educational
achievement" (p. 156).
1
CHAPTER I
The situation is rather different, though, for the majority of young people
who don't succeed. Mathematics is still felt to be important, but it's also
difficult - impossibly so for many - mysterious, meaningless and boring. It is
not 'about' anything, and it creates feelings of fear, feelings of lack of
confidence and, indeed, feelings of hatred. For some it even creates feelings
of oppression and of being dominated by someone, they know not whom.
Probably mathematics itself would not be questioned by these people but
certainly their so-called mathematics education would be questioned, criticised and maligned. They blame the teachers for never understanding them,
they blame the mathematics curriculum for all its irrelevant and mindnumbing exercises, and of course they blame The Education System which
cheated them. It was The System which made them feel that mathematics
was, and is, important to study, and it was The System which failed them. The
System created the need but failed to satisfy the need.
This, then, is the conflict which stimulated this book.
On the one hand we have a rapidly changing technological environment,
increasingly dependent on mathematical knowledge and understanding, which
creates satisfactions for some people in the world but worries for many
others. We have an increasingly complex social system to enable us to handle
our increasingly complex environment, and we have now to live within a
computer-oriented and calculator-familiar society. It seems clear that the
needs for a strong mathematics education are more important than they have
ever been, although it is also clear that the needs are changing as the
technology is changing.
On the other hand, study after study shows us not only how much mathematical misunderstanding occurs as a result of our teaching, but also how
limited that understanding is even if it is 'correct'. We learn constantly of
individuals rejecting mathematics, fearing it, disliking it and, if they continue
to study it (which many don't), resorting to rote and instrumental methods to
cope with the examination-oriented demands. If mathematics education is
about helping people to relate better to their environment, then it is clearly
failing in this task.
This conflict is bad enough to contemplate as I have described it, but it is
actually much worse than this. What I have described is what I can see, and
know, of the situation in a Western-European country where the conditions
for living, working and education are reasonably favourable. How much
worse is it in countries where survival is more important a goal than living,
where work can seem like a dreamed-of luxury to many or where education is
seen as a way out of a desperate poverty-spiral? What possible relevance can
there be for the niceties of mathematical patterns, the routines of column
arithmetic and the purity of geometric shapes? And why should the syllabuses
and curricula of more-technological societies be taken as the appropriate
models for those in less-technological societies, particularly when they are
even inappropriate, and failing, in the former situation?
1.2. MY TASK
The relationships between education and anthropology have not been developed to any great extent, although as might be expected, where anthropologists have studied so-called 'primitive' cultures, the emerging ideas have
fuelled debates about the problems of formal education in relation to those
cultures.
CHAPTER I
However, the idea of 'culture' has certainly been a powerful stimulant for
educational thinking in general and many writers, philosophers and sociologists have recognised this power. As a result, the nuances and 'levels' of
culture developed as educational images have been, and are, many. Its very
richness and power could bring about its own demise through over-use and
over-stretching: Is culture about a people? Is it about a heritage? Is it about a
set of values? Does it concern the family, the village, the country or the
region? Could it be about the classroom, the school or the system? And what
can any of these considerations offer us here? Indeed a book has been written
solely for the purpose of providing "a critical review of concepts and definitions" of culture (Kroeber and Kluckhohn, 1952) and this offers many fertile
avenues for exploration in the field of education.
Perhaps a good, encompassing start is offered to us by Tylor's (1871)
definition: "Culture, or civilisation, taken in its wide ethnographic sense, is
that complex whole which includes knowledge, belief, art, morals, law,
customs, and any other capabilities and habits acquired by man as a member
of society" (p. 1). However the context of formal education means that
certain particular aspects of culture are likely to be of more particular interest
to me in this book, and one writer offers a useful entree into the issues.
Entwistle (1977) has developed an analysis of culture from an educational
perspective and he makes first of all the important distinction between the
'descriptive' and the 'normative' approach to culture. The first of these
approaches attempts merely to describe and document whereas the second
applies a set of values to the totality so described. This then, particularly for
consideration of educational issues, offers various 'versions' of culture, judged to
be worthy of inclusion in some educational enterprise. Table I shows his
scheme of analysis.
Whereas Cl includes the total way of life of a people, C2 is a conception
"with reference only to the totality of artefacts which constitute the arts,
sciences and philosophy". C3 is a further restriction while C4 could be
TABLE I
Concepts of culture
Descriptive
CI
C2
C3
C4
Normative
Cln
C2n
C3n
C4n
CHAPTER I
CHAPTER I
The second area of concern is what I call impersonal learning, whereby the
task for the learner is conceived of as being independent of the person of the
learner. That is, what is considered important is that the learner learns the
mathematics, not that the learner strives for some personal meanings from
mathematical education. I am not criticising teachers here, because the whole
system of mathematics education perpetuates this idea. Syllabuses, examinations, textbooks., teacher training and research are all dominated by the
emphasis on subject knowledge and technique performance.
There is of course a strong connection here with the previous point. A
technique curriculum of right answers offers no scope for personal interpretation and invention. The rules must be learnt, the procedures accepted and the
skills practised. It doesn't matter what sort of person the learner is, the
mathematical result is the same. It doesn't matter ultimately if you are a
visualiser or someone who prefers analysing the logic of the situation, because
(a + b) (a - b) will still equal a2 - b 2 It doesn't matter what the learner brings
to the situation, as long as they take away the same thing. That is the message
received.
So, in that situation there is no need for discussion, no need for 'views' and
'opinions' and therefore no real need to provide opportunity for talk. Questions from the teacher demand certain answers (already known by the
teacher), problems in the textbook demand certain kinds of solution (already
shown in the text). Given this problem: "Show how you would measure the
height of a building using a barometer" an answer such as "Lower the
barometer to the bottom using a piece of string and measure the length of the
string" is not acceptable. It is not playing the 'game' according to the 'rules'.
Anyone who has been taught 'properly' would surely be expected to know the
kind of answer which would be acceptable!3
Of course, this is the aspect which many learners really like: "You know
where you are with mathematics". There is a security associated with right
answers and correct procedures that appeals to many learners, be they
children or adults. Moreover, this is one of the strengths of mathematics
itself; the theorem of Pythagoras is true throughout the world. A mathematical truth is geographically and personally independent, and can be verified by
anyone (in theory).
But I would argue that learning these mathematical truths does nOL
constitute an adequate mathematics education. Just because mathematical
truths hold everywhere, and for everyone, that is no reason for saying that
10
CHAPTER I
mathematics education should look the same everywhere, and for everyone. Even if mathematical truths are universal, that does not mean that
mathematics education should ignore the individuality of the learner, nor
the social and cultural context of education. A mathematical education
needs to do more than merely inform learners of these truths.
There is of course an 'agreed' aspect of mathematics learning - that is, the
shared meanings we have of mathematical truths. But there is an (arguably)
equally important personal side to those meanings as well. Meaning is about
the connections we make between ideas, and only some of those connections
will be the agreed, shared, 'official', mathematical connections and meanings.
Others will be personal connections, of imagery and metaphor, of examples
from home or of other experiences, of significant events from learning other
subjects, or associations with other people. We all construct personal meanings for ourselves, which give significance to our lives.
Impersonal mathematics learning totally ignores these connections and the
personal meanings, and by doing so, depersonalises the learning process. 'No
persona). meanings' means that no 'persons' are actually in these mathematics
classrooms; what you have is a teacher of mathematics and several learners of
mathematics. The task of that teacher is therefore to communicate 'the
mathematics' as effectively and as efficiently as possible, so that the learners
can learn 'the mathematics'. 'The mathematics' is an impersonal object to be
transmitted in a one-way communication. The teacher's personal views and
meanings are irrelevant and will only 'get in the way', while the learners are
all supposed to learn the same things; they exist not as people but as a
generalised 'learner'. They are rarely allowed to be people, to express
personal feelings, personal intuitions, personal meanings and personal interpretations.
Impersonal learning is surely, at root, non-educational.
1.6. TEXT TEACHING
The third major area of concern follows on from the last - from impersonal
learning to impersonal teaching, characterised for me by 'text teaching'.
Many mathematics classrooms of the world bear witness to the subordination
of teacher-teaching to textbook teaching and teachers who shun such texts are
rare indeed. In some educational systems there is one textbook and it is
mandatory to use it. It is the 'bible' - school mathematics enshrined. In other
systems the teachers can choose from a recommended set while in even more
open systems the teachers are free to exploit what resources they like. But
most educational systems of the world expect their teachers to use some
textbook or other.
But whose are these books? Who writes them and for whom, and why?
Does the author know the learners who will use them or the teachers who will
teach from them? Will the author accept the responsibility for the children's
11
failure to learn? Does the author accept the credit if the learner succeeds?
That the textbook controls is well-known (that is why there are many systems
in the world which are based on only one book). That it controls both teacher
and taught is also well-known by anyone who has taught with a textbook or
who has learned with a textbook. So where lie the responsibility and the
accountability which should accompany this control? The teacher is usually
held accountable, of course. But if the teaching is being controlled by the
textbook then should the teacher be the one held accountable?
If teachers are to be held accountable, as I believe they should, then they
must not at the same time be controlled by the textbook. They must be helped
and supported with materials and activities over which they have control, in
order that they can help their learners to be successful, because only the
teacher can know the learners, and only the teacher can judge their success or
failure in understanding.
The control by the textbook therefore effectively prevents the teachers
from knowing their learners and thereby prevents them from helping their
learners effectively. The 'teacher-proof' textbook was devised to be used by
unskilled teachers, so that one can imagine how a detailed and carefully
worked-out textbook could actually de-skill a teacher, and not only be less
effective in the short term but also be thoroughly debilitating to teachers in
the long term.
At the other extreme, some children are taught their mathematics even
more impersonally than that - they use so-called "individualised materials".
The designers of these materials cannot assume anything about the teacher or
even that there is a teacher there. At least a textbook author can produce a
teachers' text to accompany it. But the 'beauty' of individualised materials, it
is said, is that you don't need a real teacher to be there. Some of these
materials are now appearing on microcomputer screens - the electronic
individualised material- the 'high-tech' ultimate extension of text teaching. It
may be individualised but it can never be personalised. The only person who
can possibly personalise the teaching is the teacher - if she is given a chance.
But the more the text, or the machine, intervenes, the less chance the teacher
has to personalise the teaching.
We should therefore have systems which do not rely on the textbook, and
we should educate the teacher not to be dependent on the textbook. We need
to enable the teacher to control the materials, not vice versa, and we need to
demonstrate that the responsibility for the teaching lies with the teacher not
with the text. 4
What a teacher really needs is not a text, but activities and resources to heIp
the learners develop. What the learner really needs is not a text, but an
involving, warm, sympathetic, and intellectually challenging learning environment. Neither of the partners in the pedagogical process needs a text. So
why should texts be so dominant?
12
CHAPTER I
1.7. FALSE ASSUMPTIONS
learning and text teaching. These have all evolved to meet conditions which
have existed and they are all based on certain assumptions. They are dominant practices - all three can be found in all countries of the world - because
of these assumptions. But these assumptions now need questioning and, in
the context of a mathematical education, I believe that they are all false
assumptions.
The technique curriculum is essentially based on the assumption that a
'top-down' approach to mathematics education is optimal. This means that
one plans one's' school curriculum on the basis of the need to produce
competent top-level mathematicians and ultimately mathematics researchers.
Everyone else drops out at different levels when the mathematics becomes
too difficult, or too meaningless, or too irrelevant for them personally. It is a
'drop-out' approach therefore as well as being one which does not have
education as its goal. Of course it is necessary to provide for different interests
and expertise within the education system, but a general curriculum based on
the needs of the expert is non-educational.
How can mathematical culture be revealed to children without it being seen
as 'top-down' knowledge?
Impersonal learning, as I said earlier, is based on the assumption that the
view of the universality of mathematics implies a universality of mathematics
education. It is also closely connected to the 'top-down' approach, firstly,
because it makes no distinction between what different learners bring with
them to the classroom, and secondly, because it portrays the idea of mathematical knowledge as being handed down 'from on high'. In that sense it
assumes that because the mathematical store of knowledge is essentially
dehumanised knowledge, that must also characterise mathematics education.
It is not that the teacher does not recognise the humanity and personal
interests of the individual learners, but that mathematics ~ducation doesn't
recognise it.
How can individual learners retain their individuality in a 'cultural' approach?
Text teaching is also sustained in the 'top-down' approach to mathematics
education since the textbook in effect embodies and objectifies the 'top-down'
curriculum. But there is another aspect to this as well. The top-down curriculum is designed to develop mathematical experts and, by the same token, the
texts themselves are the product of the experts - not necessarily the same
ones, of course, although that has happened and continues to happen.
Nevertheless, texts are produced by people who think they know better than
the teachers what is best for their learners. There is an arrogant assumption of
expertise which text writers have towards the teacher (and of course towards
13
the learner) which necessarily puts the teacher in a subordinate position, and
which therefore ultimately deskills and deprofessionalises the teacher.
How can materials be made available to teachers without their being
accorded the 'expert' status?
The other assumption on which text teaching is based concerns impersonality - the teacher's job is demonstrated to be that of teaching mathematics,
not teaching people. A text, with its carefully worked progressions and
sequences, makes assumptions about the 'generalised' learner - which as I
said earlier is not a real person. A teacher, constrained by the text, cannot
therefore teach people and can only attempt to teach mathematics. Moreover, the mathematics which is taught is presented as if it is value-free.
Because it is dehumanised, depersonalised and (of course) decontextualised,
it has been felt necessary to remove all references to values and other cultural
associations in order presumably for the mathematics to retain its 'purity'.
What has mathematics as a culture to do with people?
A corollary of this assumption is that mathematics teaching needs to
become 'systematised'. This assumption is derived from business and industrial organisations, with the teacher being the educational version of 'The
Organisation Man'. So we can find a strong feeling of hierarchy (experts!
teachers), mechanisms of organisation (planned curricula, controlled textbooks, prescribed aids, sequenced testing) and an overriding criterion of
'efficiency'. The teacher is then thought of as merely one type of 'instructional
delivery system' and no doubt, an inefficient one at that!5 Such an assumption
puts a premium on efficient management and organisation, and devalues
teachers' personal qualities, individual initiatives and abilities. Moreover it
ignores the fact that education is essentially an interpersonal process and so it
seeks to depersonalise and dehumanise. The more the 'system' strives for
efficiency, then, the more it will try to control, and ultimately the less it will
educate.
Far from being an educational philosophy, the 'systematised' assumption
makes us focus on production, i.e. to seek efficiently produced 'products',
with quality control being the safeguard, and with textbook teaching being a
key part of the system's mechanism. But how can a society organise a
mathematical education for its children without falling into the 'system' trap?
14
CHAPTER 1
15
High School Algebra 1 course in USA will differ markedly from the integrated
mathematics taught to 13 year olds in England, and they are both different
from the mathematical diet in a Belgium Gymnasium course for 13 year olds.
At the pedagogical level the social influences on the child's mathematical
education are much more easily identified with particular, and known people
- the teacher and the rest of the classroom group. Within the constraints set
by society and by the institution, the teacher and the group mould, in
interaction, the values which the individual child will receive concerning
mathematics. Through activities, with reinforcement and negotiation, the
child becomes enculturated into ways of thinking, behaving, feeling and
valuing. Arguably the classroom participants are the most significant shapers
of values, but we must never lose sight of the constraints set by society, the
within-institutional influences and of course the cultural values carried by
mathematics itself. A 'mathematics classroom' is already defined in such a
way that only certain kinds of activities are possible and therefore certain
kinds of values are developed.
Perhaps it seems rather strange, or at least unnecessary, to have a social
'level' called individual but I feel it is most important to recognise that when
viewing mathematics education as a social process it is the individual who
negotiates, integrates, and makes sense of, the different value messages
existing. The child does not arrive in school as an empty vessel, nor does the
child offer nothing to the educational enterprise.
The child, as the individual learner and meaning maker, brings a personal
dimension to the enterprise - from their family, from their history, from their
home 'culture'. No two learners are alike and therefore even if the value
messages being transmitted can be considered the 'same', the message received will certainly be different because the receivers are different. The
receiver contributes the conceptual context which gives meaning to the
message, so that any communication is differentially affected by the personality of the individual.
More than this, the individual contributes values to the educational process
and, as part of the classroom group, helps to influence the shaping process at
the pedagogical level. The child continually brings influences from outside the
institution, from outside formal education, into the formal education process,
and thereby influences this formal education process. The child is no mere
receiver of education and no mere sponge for values - the child has a critical
role to play in the social dynamic of mathematics education.
A child then, in a particular classroom group, with a particular teacher, in a
particular school, in a particular society, participates in a very particular
educational experience. And if the subject matter is mathematics, the child
participates in a very particular kind of mathematical educational experience.
Nevertheless it is also a mathematical experience and that experience
therefore has a cultural basis. Mathematics is not a product of one society
alone, and mathematics in school is not a 'societal' subject in the say that
16
CHAPTER 1
That perhaps seems rather a strange question until one remembers the point
raised earlier about choice of mathematical culture. Perhaps the question
should be narrowed to "what should the mathematical basis of a mathematical education look like"? Clearly one can't include everything mathematical
or even everything mathematically simple, for the young learners. So how
should we choose and, more importantly for this introductory chapter, what
kind of conceptual framework gives us a good structural basis for choosing?
Let me first of all reject not just the 'totality of mathematics' idea but also a
'chronological' framework. There is clearly a value in books such as Kline's,
or Wilder's, but the chronology of mathematical culture doesn't have any
necessary claim to offering the ideational scaffolding for mathematical education for a particular time and place. What is necessary is a scheme which
relates mathematics education to its societal environment, and mathematics
as a cultural phenomenon offers us a way to do this.
White (1959) gives us a promising start in his book The Evolution of Culture
in which he argues, as others do, that "the functions of culture are to relate
man to his environment on the one hand, and to relate man to man, on the
other" (p. 8). White, though, goes further, and divides the components of
culture into four categories:
- composed of beliefs, dependent on symbols,
philosophies; .
sociological - the customs, institutions, rules and patterns of
interpersonal behaviour;
sentimental - attitudes, feelings concerning people, behaviour;
technological - manufacture and use of tools and implements.
ideological
17
18
CHAPTER 1
morphology" (p. 1). The implementation systems are of three kinds, according to Bruner:
- amplifiers of human motor capacities
- amplifiers of sensory capacities
- amplifiers of human ratiocinative capacities
The crucial human development in his third category relates to symbols.
Humans are unique among animals in their ability and desire to create
symbols and symbol systems. The greatest of these, and the forerunner of
others was speech, but of more significance to us here is written language, and
of course, mathematical symbolisation. Mathematics is an example of an
"amplifier of human ratiocinative capacities" par excellence and as a cultural
phenomenon, it has an important 'technological' component, to use White's
terminology. Mathematics is essentially a 'symbolic technology'.
Bruner talks about it this way: "By an amplifying tool is meant a technological feature, be it soft or hard (in the language of computers) that permits
control by the individual of resources, prestige and deference within the
culture. An example of a middle-class cultural amplifier that operates to
increase the thought processes of those who employ it is the discipline loosely
referred to as 'mathematics'. To employ mathematical techniques requires
the cultivation of certain skills of reasoning, even certain styles of deploying
one's thought processes. If one were able to cultivate the strategies and styles
relevant to the employment of mathematics then that range of technology is
open to one's use. If one does not cultivate mathematical skills, the result is
'functional incompetence', and inability to use this kind of technique" (Cole
and Bruner, 1971, p. 872). However White's schema also offers us an
opportunity to explore the ideology, sentiment and sociology driven by this
symbolic technology. It is with the help of this schema therefore that I shall
try in Chapter 3 to focus on the values inherent in a mathematical education.
1.10. OVERVIEW
19
In Chapter 3 I shall examine the non-technological components of Mathematical culture, which will suggest some ideas about the values in a Mathematical education - the ideological, sentimental and sociological components
of our Mathematical culture.
In Chapter 4 I begin the more detailed analysis of Mathematical education
from the cultural perspective. I call the chapter 'Mathematical Culture and
the Child', which results in the notion that Mathematical Enculturation, as it
is termed, is both 'object' and 'process'. Chapter 5 therefore deals with the
'objectifying' - namely the Mathematical curriculum - while Chapter 6
focusses on the enculturation process as it can and should happen in classrooms.
In the final chapter the attention necessarily moves towards those responsible for the whole Mathematical enculturation process, whom I have called the
Mathematical Enculturators. This group includes not just teachers but
teacher educators too, and others, and the focus of the chapter is on the
teacher education necessary to enable Mathematical Enculturation to become
a reality.
CHAPTER 2
In 1967 a book was published which stimulated a great deal of research and
development. TheNew Mathematics and an Old Culture (Gay and Cole,
1967) reported research undertaken in Liberia by an American team of
researchers who were intrigued about the difficulties experienced by the
young Kpelle pupils in handling the concepts and processes demanded by 'the
new mathematics' in their 'Westernised' schools. The motive grew to try to
understand more about the indigenous mathematics of the Kpelle - and to
this end the researchers devised many experiments and ran many interviews
to find out about the Kpelle's use of classifications, numbers, operations,
geometry, measurements, spatial language and logic.
The book makes fascinating reading and it shows convincingly, why the
Kpelle children found it so difficult to cope with 'Western' mathematics.
Among the statements indicating the kinds of problems faced by the Kpelle
are the following:
- the linguistic potential for classification does not guarantee that the process
will occur (p. 39)
- there are few occasions for counting beyond approximately 30 or 40 (p. 42)
- all arithmetic activity is tied to concrete situations (p. 50)
- the Kpelle name only those geometric shapes in common use in their
culture (p. 61)
- units of measure are, in general, not parts of an interrelated system but are
specific to the objects measured (p. 75)
- the Kpelle have in their language a negative, several conjunctive expressions, disjunctive expressions (both inclusive and exclusive) and several
expressions for implication. They can only express equivalence in a complicated way (p. 83).
A host of fascinating questions are provoked by such a list, particularly for
a skilled mathematics teacher who enjoys the challenge of a pedagogical
problem or two - how could one create meaningful learning experiences for
counting beyond 40? How could one 'move' a Kpelle child from the particularity of the measures used to a more generalised system? How could one best
develop the specialist language necessary to handle equivalence? etc.
At this level the questions are all about techniques for teaching - they are
all 'how to' questions - given a learning 'problem' how could one best solve
it? In a sense they are technical questions, based on the assumption that it is
20
ENVIRONMENTAL ACTIVITIES
21
necessary and important to solve those problems. But at the level of culture
that assumption is itself worth questioning, as indeed are other assumptions
concerning both the 'stance' of the researchers towards their subjects, and
also the peculiarities of the cultural traditions of the researchers themselves.
As I said at the start of the chapter, that book stimulated a great deal of
research and development. We have seen studies of a similar nature undertaken with other people and cultures, such as in Papua New Guinea (Lancy,
1983 and Lean, 1986), with Aboriginal Australians (Harris, 1980) and with
the Amerindians, the indigeneous people of the Americas (see, for example,
Closs, 1986 and Pinxten, 1983). We now have several studies on specific
geometric aspects, on numbers, and on language complexities and growth,
and an increasing awareness of t~e value of anthropological data, and of the
many comparative and cross-cultural studies, has developed a wealth of
inter-cultural information. It is clear that much of this analytical research is
provoked by a genuine fascination for, and curiosity about, contrasts - for
example, what mathematics educator could not be intrigued by the task of
collating information on over 500 different counting systems in Papua New
Guinea as Lean (1986) is doing? Where do you start, what do you assume?
Perhaps you should first ask yourself how many different counting systems
you know yourself?
However we can begin to learn something else and perhaps something
more general from studies like these - we can learn about mathematics as a
cultural phenomenon from these contrasts. As George Kelly (1955) argues,
we grow cognitively by handling contrasts. Contrasts not only give us differences but they also make us recognise similarities, because two phenomena
must be similar in some way ill order for their differences to be recognised.
So what is interesting to me here about cultural studies like these is what
they tell us about the similarities between cultural groups, in terms of
mathematical activities and ideas. They tell us something of the cultural
phenomenon called mathematics, and they enable us to understand more
about the roots of mathematical thinking.
At first sight, for example, a study like Gay and Cole's seems to offer more
about differences than about similarities. The Kpelle culture seems to be one
in which mathematical thinking is almost non-existent, and the Kpelle live in a
society which seems relatively unaffected by mathematical ideas. Gay and
Cole themselves were from America - a culture that is strongly influenced by
mathematical thinking - and therefore we find in that book implications about
their culture. The language used in the book is also that of a culture which
sees itself as dominant: for instance constructions like 'not', 'few', 'tried to',
'only', in the quotations earlier all imply an unfavourable connotation. It is
clearly a book written by foreigners coming from a culture which sees itself to
be superior to the Kpelle culture in some way.
Nevertheless, by careful probing, and by ignoring the implied dominance of
the researchers' stance, we can find not just information about what the
22
CHAPTER 2
Kpelle can't do but about what they can do. We can begin to learn about the
strengths of Kpelle culture. By doing this with all such studies we can begin to
control the culturo-centrism which anyone suffers from when viewing other
cultures. Indeed we can start to see mathematical similarities between 'us'
and 'them'. We can begin to recognise the possibility that all cultures engage
in mathematical activity.
2.2. THE SEARCH FOR MATHEMATICAL SIMILARITIES
My first draft of this chapter covered what I considered to be the four key
areas of mathematics - number, measurement, geometry and language/logic.
I soon realised, and my critics confirmed, that I should have included more
aspects, but my problem was how to describe and label them. Also 'topics'
like these turned out not to be the best way to approach the similarities I was
after. Imagine, as a ridiculously extreme example, that one had chosen to
explore the spread of occurrence of an idea such as 'simultaneous linear
equations'. The idea has in fact appeared in two or three cultural groups, but
it is clearly not universal, nor would one necessarily expect it to be. It is also
dependent on many other ideas and is a product of a certain kind of algebraic
development. So not only is that topic a poor first approximation to a
candidate for cross-cultural analysis, it also fails to show why an approach
which examines topics is inappropriate. Mathematical ideas are essentially
products of various processes, and we could hypothesise that the character of
those products may well differ from one culture to another.
For example it is now well established that all human groups communicate,
and also that all cultures develop language. But there exist in the world many
different kinds of language, some of which can be written while some cannot.
Written languages are undoubtedly further along the evolutionary line than
are spoken languages but we can clearly understand that language is a product
developing from the need for, and the activity of, communicating. We also
have well-established journals like Anthropological Linguistics. But this state
of knowledge hasn't always existed - it has taken years of painstaking
research to establish.
I am therefore provoked to ask the parallel question "Do all cultures
develop mathematics?" and my search must then be for the activities and
processes which lead to the development of mathematics. What, in short, are
the mathematical activities equivalent to that of "communicating" which
developed language?l
I have chosen to present six activities for consideration in this chapter. I
don't believe that particular number is important, but what concerned me
more in making the choice was the way in which they conceptualised and
defined the field. The two most obvious candidates were counting and
measuring. Both are concerned with ideas relating to number but which are
ENVIRONMENTAL ACTIVITIES
23
rather different kinds of ideas. The discrete aspect of counting is its very
significant feature and contrasts markedly with the continuity of the phenomena onto which one imposes measure systems. It is not just the concept
that is different; the whole societal context for developing these two sets of
ideas seemed significantly different and therefore worth separating.
Spatial structuring has also been highly significant in developing mathematical ideas, and again I have chosen to separate out two very different types
of structuring which give rise to different kinds of geometric ideas. I call these
activities locating, where the emphasis is on the topographical and cartographical features of the environment, and designing, which concerns the conceptualisations of objects and artefacts, and which leads to the fundamental
idea of 'shape'.
Culture, though, doesn't just link us to our physical environment, as White
reminds us, and therefore we need to define some activities which are more
concerned with relating us to each other - linking us as individuals with our
social environment. The two which I shall argue are mathematically very
important for that purpose are playing and explaining. Playing is concerned
with social procedures and rules of performance, and also stimulates the "as
if" feature of imagined and hypothetical behaviour. Explaining is the final
activity to be described and is there to point to the various cognitive aspects of
enquiring into, and of conceptualising, the environment and of sharing those
conceptualisations.
All these activities are motivated by, and in their turn help to motivate,
some environmental need. All of them stimulate, and are stimulated by,
various cognitive processes, and I shall argue that all of them are significant,
both separately and in interaction, for the development of mathematical ideas
in any culture. Moreover all of them involve special kinds of language and
representation. They all help to develop the symbolic technology which we
call 'mathematics'.
Let us then examine each of these activities in detail, firstly to test the
conjecture that they represent a similarity between cultures, then to see what
other ideas they relate to, and finally to explore the differences which develop
as the environment changes. In particular we will need to analyse the effects
of acting in what is now an increasingly complex technologically-oriented
environment.
2.3. COUNTING
24
CHAPTER 2
ENVIRONMENTAL ACTIVITIES
25
showing that in contrast with the English, and relatively primitive, distinction
between singular and plural, Anindilyakwa classified into four categories:
Singular - one
Dual- two
Trial - three
Plural - four or more
Moreover "subject, verb and object all repeat the details of number"
(Stokes, 1976, p. 3). This level of detail is complemented in other Australian
languages by rich constructions for describing intra-family relationships, once
again in contrast with the relatively primitive English terms (e.g. where a
mother's brother and a father's brother have the same 'name' - uncle). This
same 'grammatical number' phenomenon is also present in virtually all Papua
New Guinea languages (Lean, personal communication).
Another aspect of interest is that some card games played by the Aboriginals (e.g. kuns) require a sophisticated knowledge about number combinations. It appears therefore that where there is less environmental need for
large numbers or even for the 'infinite', there may be more use made of small
finite numbers as well as of 'combinatorical' thinking about numbers. As
Denny (1986) says when discussing the Inuit and the Ojibway, two predominantly hunting groups: "In the case of counting, enumeration serves as a way
of apprehending objects which cannot be perceptually or conceptually identified. Such conditions rarely arise for hunters, since their relatively unchanging environment and small number of man-made artifacts will normally allow
things to be perceived and conceptualised as individual objects. Therefore,
occasions for counting are few and mostly restricted to lower numbers." (pp.
178-9).
One of the most extensive surveys of counting systems was carried out in
Papua New Guinea, and first reported in Lancy (1978), and also in Lancy
(1983). Drawing on the various resources of the two Universities there, he
was able to analyse 225 counting systems into the following four types:
Type
I - a body parts tally system with the number of body parts varying
from 12 to 68;
Type II - a tally system using counters, like sticks. The base number is
usually between 2 and 5;
Type III - mixed bases of 5 and 20 using compound number names like
"two hands and a foot" to mean 15;
Type IV - base 10 system with several discrete, rather than compound
number names.
This work is being continued by Glen Lean at the University of Technology,
26
CHAPTER 2
and the number of counting systems he has now documented is over 500. 2
Studies like these surely convince us, if we needed convincing of it, that
there are not just two systems of numbers - 'civilised' and 'primitive' - as used
to be the conventional wisdom, but a rich variety of systems, varying in line
with the environmental need, both physical and social. Lancy, for example,
refers to Type IV and Type II systems being used in different circumstances
by the same people, and of course this exists in other cultures as well. In
English, for example, we can find combinations of ideas with many 'quantifiers' such as 'each', 'some', 'all', 'none', 'every', 'many', 'few', which all refer
to events. We can still find specialised number-words, mostly for two, such as
'pair', "couple', 'twin', 'duet', 'brace', etc. and we can then begin to understand different stages of counting development, of using number-words as
qualifiers, e.g. 'a brace of pheasant' which is surely more specialised than 'two
pheasants'. Both of these forms precede the use of 'two' as a noun or indeed
as an object of concern in itself. We are all thoroughly familiar with the
practice of using all kinds of number 'systems' in our daily lives.
Menninger's classic work Number Words and Number Symbols supports
our thinking in this field, providing us with a wealth of data and analysis which
leaves us in no doubt of the universality of counting and of number ideas.
Data from every continent now exist and just as we can appreciate the
universality of 'communicating' and of 'language' so too can we see this for
'counting' and for 'numbers'. We can also see that with the growth in sizes of
numbers in the community and with the growing complexity of societies,
more and more complex number systems have evolved. It is clearly no
accident that nomadic Aboriginal groups have developed a system for handling their small numbers in a subtle way nor that, for example, the development of a large society such as China's necessitated much growth in number
recording and calculating methods (see for example, Ronan, 1981). We can
understand the development of statistical recording in the same light, of
course.
Moreover as the development of systems of numbers has grown so the
methods of symbolising and documenting numbers have had to become more
sophisticated. Numbers are recorded in many different ways in different
societies, for example with notches being cut, strokes made with chalk,
hieroglyphs, burnt marks on wood, abacuses, beads, and perhaps most
intriguing of all, knots in string. The best example of this last method of
symbolisation is the quipu, a knot system used by the Incas, and well
documented by the Aschers (1981). The Incas had no written language
system, but with such a highly developed society as theirs, there was a clear
need for very careful and systematic accounting and recording. The quipu was
the method used and some idea of the sophistication of this method is very
well conveyed by the Aschers' book. 3
Another aspect of interest picked out by Lancy (1938) focusses on the need
ENVIRONMENTAL ACTIVITIES
27
for accuracy. He states: "our ethnographic studies suggest that there is some
interinformant and situational variation in the use of counting. Apparently
not one of the Papua New Guinea counting systems has the sort of rigid
characteristics associated in our minds with number and counting" (p. 103).
Counting, which is so closely related to trade, wealth, employment, property,
and status in a society, is therefore strongly related to the social values in that
group, and accuracy is part of that relationship. I am reminded of a pupil who
wrote 0.7 x 0.7 = 4.9 and who, when shown the correct answer of 0.49,
remarked "It's almost right". It certainly is, but our so-called 'advanced'
culture is not interested in 'almost' except in very particular and precisely
defined (sic) situations! We shall see more of this issue in the section on
"measuring" later.
Gay and Cole bring another aspect to our attention, namely what can be
counted in Kpelle culture, and they sensitise us to their taboos associated with
number, and to the magical or mysterious attributes given to certain numbers
by a people. For the Kpelle it is not safe to count certain things - for example,
"it is not proper to count chickens or other domestic animals aloud, for it is
believed that some harm will befall them" (p. 41). Zaslavsky (1973) confirms
the widespread concern across Africa about the dangers of counting. She also
hints at a very interesting symbolic development: taboos are not just quaint or
exotic ideas, they may well have contributed to the actual development of
number use by provoking the development of indirect ways of counting. If
one is not permitted to count objects or people directly then one can use
sticks or pebbles to represent the objects, and then count those. 4
We may tend to consider some of these ideas of taboos as being faintly
amusing of course, until we remember the superstitions many people have in
so-called 'modern' societies about the number thirteen or the number seven.
Also we know the possible 'dangers' accruing to the demands by officers of
our governments who wish to know exactly how much we earned in a year, or
exactly how big our, house is! Numerical information is potentially very
powerful information and although 'formally' we may have no fear of counting, nor any actual taboos about numbers, it can still be a source of some
anxiety. It depends on the social institutions and on the importance of
number in our societies. Numerology and the mystical fascination with
numbers has been an important feature of many societies and, linking as it
does with astrology, religion, prediction and beliefs, it helps us perhaps to
understand more about the explanatory power of mathematics through numbers. We should not treat ideas like these lightly if we are trying to understand
mathematics as cultural product. 5
In summary then, counting, which we may perhaps have thought to be an
important but relatively simple activity, is shown by this cultural perspective
to involve many aspects, with subtle variations in the type of language and
representational forms used to communicate the products of counting. It is an
28
CHAPTER 2
I choose to place this activity next, not to satisfy any 'mathematical' ordering
principle but because it seemed necessary to demonstrate the significance of
the spatial environment for the development of mathematical ideas early on
in the search for universals. It could even be that the demands of navigating
on land on sea, of 'knowing' one's home area well, and of searching for food
are so basic that a case could well be made for putting this activity before that
of counting. Whatever one feels about that argument, there can be no
doubting the universality of this activity.
As might be expected all societies have developed relatively more- and
less-sophisticated ways to code and symbolise their spatial environment. In
particular different societies in very different geographical locations find different
aspects to be of significance. For example, in some of the Papua New Guinea
languages in the Highlands area, which are very mountainous, there are words
for different degrees of steepness of slopes, but no easy ways to describe the idea
of 'horizontal'. The Islanders don't have that difficulty of course.
Surprisingly, in cultural studies of mathematical ideas, locating has received relatively less attention than counting, and as a result it is less well
documented. Nevertheless we can find important and interesting data, not
only to substantiate the claim of 'universality' but also to indicate the significance of locating for mathematical development. This time of course the ideas
relate predominantly to geometrical notions, although, as we shall see in the
section on 'designing, this activity only provides us with some of the geometrical notions which exist in all cultures. It provides us with the kinds of ideas
characterised by Freudenthal (1984) as Topographical.
A study which looks in detail at a particular culture's way of conceptualising space and which gives us a foundation for this section is Pinxten's work
with the Navajos of Northern America (Pinxten, van Dooren and Harvey,
1983). This comprehensive study attempts to set out the Navajo philosophy
and phenomenology of space, and provides us with some fascinating notions.
Pinxten uses this study to illustrate an 'analytical tool' which he has
developed for studying spatial ideas in different cultural contexts, called the
Universal Frame of Reference (UFOR). It is a thesaurus of spatial notions
and provides a checklist with which any culture's spatial concepts can be
elaborated. It refers to three 'levels' of space:
- physical space, or object space
- sociogeographical space,
- cosmological space.
ENVIRONMENTAL ACTIVITIES
29
The second of these levels seems to be the most relevant for our analysis here,
and we can see from the following list of entries just how significant the spatial
world is from the prespective of mathematical ideas, not just in terms of
obvious geometric notions, but also through ideas of direction, order, finiteness, etc. which relate strongly to our imagery of numbers and counting.
202
203
204
205
206
207
208
209
211
213
214
215
216
217
218
219
220
221
222
223
224
225
226
227
228
229
230
231
232
233
240
241
242
243
244
245
Coordinate systems
Multidimensionally extended (metric)
Geometric notions
Geometrically linear, straight
Geometrically pointing, panillel, being
an angle
Geoso: surface, volume in
sociogeographical space
Map, scale
Resting; moving
Being (on) a path; orienting
Navigating
Having a direction in movement
Global characteristics of
sociogeographic space
Absolute/relative
Finite/infinite
Bounded/unbounded
Continuous/discontinuous
Homogenous/heterogeneous
(The categories for the other two spatial levels of UFOR are similar to these.)
Pinxten argues for the universality of spatial referents this way: "All
cultures have their specific ways of representing the world. Yet, all of them
refer to the same sun, moon or earth 'out there' and all do this by means of
the same basic 'tools' to gather knowledge and understanding, that is, by
manipulating matter with the hands, by looking at the world through identical
eyes, by moving around a uniformly structural body in an identical way (e.g.
walking forwards and backwards, turning in a horizontal plane), and so on"
(p. 45). Having established his similarities Pinxten then identifies for us some
important differences between what he calls 'Western' space and Navajo
space:
1. Although there are basic notions in Navajo space (he calls them move-
30
CHAPTER 2
ENVIRONMENTAL ACTIVITIES
31
Fig. 1
Interestingly they also developed maps made of stone and wood to symbolise
and represent their knowledge. These are not merely scaled down islands, for
example, but also involve representing the swells and wave patterns in
specially coded ways.
Navigation has clearly been a powerful influence on the development of
spatial recording systems in all continents, requiring as it does the ability to
document information about a situation which may be invisible to the observer at the time. This may happen, for example, when wishing to travel long
distances by land, or when out of sight of the land when travelling by sea, or
when instructing young navigators. It is therefore no surprise to learn how
significant the sun, the wind and the stars were to early navigators everywhere
and still are to those today who do not use technological aids. The study of the
32
CHAPTER 2
heavens was not just provoked by their wonder and beauty, there was also a
highly practical significance to this work.
The sun has of course been of particular importance for locating, both
informally and formally. I recall being very surprised, and feeling very
disoriented, when in the Southern Hemisphere I discovered that the shadows
'went the other way'. More formally, though, the positions of sunrise and
sunset have always had a mystical significance for humans. Christian churches
are oriented towards the 'East' i.e. in the direction of sunrise, as a legacy from
former 'Pagan' traditions - indeed there are often more accurate orientations
than just 'eastwards'. Churches named after Saints were often built to face
sunrise on the Saint's day in the year in which they were begun. The pyramids
in Egypt, however, were oriented according to the points of the compass, as
are many other ancient buildings. The old city of Peking was in fact oriented
to magnetic North/South. Furthermore, although there has long been controversy over the meaning of monuments, stone circles and menhirs, such as
Stonehenge, the field of astro-archeology still has many proponents. 6
In Chinese culture the study of geomancy was very sophisticated and was
considered to be a highly significant form of knowledge. Ronan (1986), with
Needham, defines it as being "the art of adapting residences of the living and
tombs for the dead so as to co-operate and harmonise with the local currents
of the cosmic breath" (p. 6). He also says, a few sentences later, "The history
of the magnetic compass is only understandable in the context of this system
of ideas, for this is the matrix in which it was generated". He gives a
remarkably detailed account of a geomantic compass, containing some 24
concentric rings surrounding the compass needle, each of these rings containing particular sets of information such as compass points, star directions and
astrological determinants.
The impact of the magnetic compass on locating processes was vast of
course, but the relationship with geomancy, which connects once again with
prediction, divination and religion is important. Indeed the whole historical
development of technological aids for 'locating' could make a fascinating
mathematical chapter on its own. The knotted string of the Kamal, the Jacob
Staff, the astrolabe, the compass, sun-dials and all the surveyor's equipment,
contain within them the bases of many of the geometric ideas with which we
are familiar. A different kind of dimension, however, is offered to us by the
geomancers' compass, which reveals the intricacy with which physical and
'cosmic' phenomena have been and continue to be intertwined. It reminds us
that we must take care not to evaluate ideas solely from the perspective of our
'scientific' tradition. Yet even from that perspective Ronan and Needham say
"although geomancy itself was always a pseudo-science, it was nevertheless
the true mother of our knowledge of terrestial magnetism, just as astrology
was of astronomy and alchemy of chemistry" (p. 36).
Anthropological writings inform us about the orientation and locating
phenomena on all continents and as well as noting the similarities, we can
ENVIRONMENTAL ACTIVITIES
33
certainly recognise differences between cultures as a result of different environmental and cultural pressures. For example, those of us who live in
complex and largely urban societies do seem to have a desire for precise
location, which is manifested in a set of prepositions, e.g. in, on, behind,
under. We use these together with a variety of systems for spatial location
(compass directions, angles, distances, coordinates, city blocks, etc.). However, for the Kpelle, their location names "function as dependent nouns" for example I would say "in the house" where the Kpelle translation would be
"the underneath part of the house". Gay and Cole conclude that "these terms
form a useful flexible body of function words of definite geometrical significance" (p. 60) and we can see that as with the language of counting, the
language of locating has variety too. Gay and Cole's "dependent nouns" are
rather like the specialised number names mentioned a few pages ago, which
were developed in accordance with a particular need demanded by certain
kinds of physical and social environment.
Littlejohn (1963) too reports on the rich spatial meanings understood by
the Temne people of Sierra Leone. Among other things he says this:
For us the cardinal points are co-ordinates for establishing location. The Temne never use them
this way, though should the necessity arise they will use one of them to indicate the general
direction in which a place lies. Their cardinal points contain meanings which qualify activities and
events in various ways .... East and West are not only opposite directions in the operation of
intellect but existential contraries with the East the life-sustaining direction, West the destructive
one .... Since East is "where you take direction from" the word for North is that for 'Ieff and
the word for South is that for 'right'. (pp. 9-10).
34
CHAPTER 2
Measuring is the third 'universal' and significant activity for the development
of mathematical ideas, and is concerned with comparing, with ordering, and
with quantifying qualities which are of value and importance. All cultures
recognise the importance of certain things but once again, all cultures do not
value the same things to the same extent. Much depends on the local
environment and the needs which it provokes.
Typically it is the immediate local environment which furnishes the qualities to be measured as well as the units of measurement. For example, the
human b(')dy was probably the first measuring device to have been exploited
by all cultures. We have the ell (six hands' breadths or 24 fingers), the cubit,
the digit (or finger width), the foot, the handspan, the pace and the fathom
(distance that the two arms can fathom), all of which are convenient measures
of length. These or their counterparts exist in most societies.
However, we must be very careful when looking cross-culturally not to be
blinkered by our own measurement systems. For instance several studies have
shown that in some cultures not only do similar independent units to ours not
exist, the particular quality of interest to us may not be quantified at all. For
example, in Papua New Guinea, Jones (1974) collected data from several
informants about spatial quantities and measures including statements like
these:
"The local unit of distance is a day's travel
which is not very precise."
"It could be said (that two gardens are equal in
area) but it would always be debated."
(Comparing volume of rock with volume of water)
"This kind of comparison doesn't exist, there
being no reason for it".
Harris' similar survey among the Aboriginal groups also located plenty of
evidence like those above:
"No word for volume: no local units (p. 56).
There were others, though, which were equally revealing of other skills or
needs:
ENVIRONMENTAL ACTIVITIES
35
36
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of order (first, second, third, etc.) and the 'objectification' of the quality (e.g.
from 'heavy' to 'heaviest' to 'weight'). The 'adjectival' words predate the
nouns.
Regarding the development of units, and systems of units, there is a clear
progression, with the main idea being that of the stronger the environmental
and social need the more detailed, systematic and accurate the measure.
Littlejohn (1963) reporting on the spatial ideas of the Temne, says about
distances:
Ordinary Temne space is neither arithmetically measured nor geometrically analysed. The main
unit for denoting medium-long distances is angurula, which means both 'the interval between any
two villages' and 'waste-land'. As villages are not evenly spaced this is not so much a measure
applied to space as a meaning proffered by the physiognomy of Temne landscape as they have
appropriated it. For longer distances estimates are used like 'a day's journey' and, for shorter
distances, the earshot. Approaching a village one places one's distance from it by the noises one
hears, particularly that of rice being pounded, then that of human voices. For short lengths the
main unit is anfatim, which is the outstreched arms of any adult man. (p. 4).
Gay and Cole refer to the unit called 'Kopi', a cup, much used for
measuring rice, and it was clear from their study how skilled the Kpelle were
in using this measure. For example, in comparison with the American
researchers they were much better at estimating how many cupfuls of rice
were in a certain container. They also give examples to show how units can
combine - one informant said that a bucket contains 24 cups of rice and the
tin (another 'standard') contains 44 cups of rice - very close to the actual
arithmetical measures. Rice for the Kpelle is a very important commodity,
hence the internal coherence and the complexity of measures associated with
it.
Harris also presents data relating to a system of measurement based on
local artifacts (local here meaning "immediately available" rather than belonging to the indigenous culture). She quotes one informant talking about
measuring weights:
" 'fruits' (the name for the unit!)
When mining - large fruit tins (5 lb) used by individuals.
14 fruits = 1 bag
18 fruits = 1 x 44 gall drum of mineral" (p. 53).
Zaslavsky refers us once again to body-measures used for length (the
Ganda of Uganda refer to the mukono, the same as cubit, the distance from
the elbow to the tip of the outstretched middle finger), but also to a basket
holding about ten pounds, a package of coffee beans, and a bundle of sweet
potatoes, all 'standard' measures to the local people, but with that element of
inaccuracy which allows for commercial negotiation! She quotes the old
Ethiopian proverb "Measure ten times, tear the cloth once".
Zaslavsky also documents the wide variety of items used as currency in
ENVIRONMENTAL ACTIVITIES
37
Africa (in the index to her book there is no reference to 'Money' it simply says
"see Currency"). Under 'currency' she lists:
beads
brass rod
cloth
coins
guns and alcohol
hoes
iron bars
ivory discs
livestock
manillas
rupees
salt
other
See also Cowrie shell currency; Gold
Convenience and rarity value combine to provide the measures of 'economic value' which we call currency. One item not mentioned on her list is
'people' although judging by the barbaric way they were treated in the
slave-trade perhaps they were rarely thought of as 'people'. No doubt the
slave owners conceptualised them in the same category as cattle. In any event
they were also, however distasteful it seems to us today, merely treated as
currency - a measure of economic worth.
Clearly measuring is deeply embedded in economic and commercial life.
As well as involving numerical features therefore it undoubtedly has a strong
social aspect, as we have already seen.
Gay and Cole document another nice illustration whereby "the cup the
trader uses to buy rice has the bottom rounded out by long and careful
pounding, but the cup he uses to to sell rice does not have the rounded
bottom. This is the source of his profit" (p. 64). Leach (1973) makes a crucial
observation on this aspect of measuring as follows "It is a peculiarity of
scientific society that an ideal scale should be one which is unambiguous and
exact; under other conditions people have preferred scales which were easy to
use. Where the criterion of a good scale is its convenience, too much precision
may even be a nuisance" (p. 139).
So accuracy is not necessarily to be valued highly, it depends on the
purpose of measuring - for those of us living in a more mathematically
oriented culture the need of science to have greater and greater accuracy in
measurement seems to have filtered out into the general culture. The danger
for us is that we overgeneralise this need to measure accurately - as Eshiwani
(1979) comments "It is one of the weaknesses of people brought up in a
mathematical/scientific tradition that they tend to suppose that which they
cannot easily quantify or measure to be insignificant. Nothing could of course
be further from the truth" (p. 35).
We take accurate measurement in our society so much for granted that
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"inaccuracies" and "inconsistencies" will worry us. It is left to anthropologists to point out our enculturation which makes us see other approaches as
different or even as "wrong". Biersack (1978) working with the Paiela - a
Highland people in Papua New Guinea - describes the way they understand
spatial phenomena and she concludes "it means that size (for them) would be
like value (for us) not absolute or gauged by objective measures but relative,
dependent upon the subjective factors of evaluation and scale of comparison" .
Perhaps, in fact, our views have become distorted. Perhaps it is the
development of more and more accurate measures which have somehow
enlarged the value we place on qualities. Consider time as an example. The
Kpelle have words for 'day', 'week', 'month' and 'year', though as Gay and
Cole explain "All show the character of the time rather than the passage of a
definite amount of time. [The adjectival aspect again? AJB] The day is the
time of light, when the sun is up .... The week is the time leading up to a
market day" (p. 71). There is no interrelated system of units, but rather the
time words relate to events or social phenomena of significance. Zaslavsky
supports this view within African society generally and also reports the
presence of variously measured weeks - "the market economy is linked to a
calendrical week of three, four, five, six, seven or eight days" (p. 64). There is
clearly not felt the need for the kind of accuracy of measure offered by today's
sophisticated digital watches - but then one can ask, do the wearers of these
watches actually require that degree of accuracy? The market economy is
linked to another kind of time-scale - a more natural, living world time-scale,
where other values have to be taken into account.
When I asked my Papua New Guinea informant about the areas of the
gardens in his village, I drew two rectangles (Figure 2) and asked him, if these
were gardens, which he would prefer to own? "It depends on many things" he
said "the soil, the shade, whether it drains well ... " It was clear that my
so-called mathematical education had made me look only at the relationship
between the numerical sizes of the two gardens. For him, the size of the
garden was in many ways its least important feature.
2.6. DESIGNING
In the first chapter I referred to the idea of technology and its role in shaping
the environment. It is important therefore to describe a widespread activity
which epitomises this idea, and I have chosen to call it 'designing'. Where the
'locating' activities refer to positioning oneself and other objects within the
spatial environment, the activities of designing concern the 'manufactured'
objects, artifacts and technology which all cultures create for their home life,
for trade, for adornment, for warfare, for games and for religious purposes.
In addition designing can apply to the spatial environment itself, for example
to houses, villages, gardens, fields, roads, and even towns.
ENVIRONMENTAL ACTIVITIES
39
Fig. 2
40
CHAPTER 2
another. What is designed depends on the perceived need, e.g. for farming,
protection or adornment, and also on the available material. So carving, both
utilitarion and ornamental, occurs in regions where wood or stone are
plentiful, whilst weaving and plaiting require wool, fibre, grasses, reeds etc.
Nevertheless, houses have certain similarities the world over, be they igloos,
mud huts, grass on wood, or bricked and tiled. Amongst other things, they
are usually either circular or rectangular, sometimes square. Spoons usually
consist of a circular hollowed-out part and a straight handle, pots are usually
circular, spears are straight.
The designing of objects offers the possibility of imagined form, shape and
pattern in the environment. This is not to say of course that form, shape and
pattern don't occur in the natural environment but that it is when shapes are
drawn, made, and designed that the form itself becomes the focus of attention. Consider the representation of nature rather than the design of implements. For example, whether we are discussing cave paintings of animals,
wood carvings of humans, or Eskimo rock carvings of sea mammals, it is clear
that the designer has chosen to emphasise some features and to ignore others.
The idea of form or shape is developed by designing, and by representing.
The variety and sheer number of designed forms is overwhelming even with
relatively 'natural' and rural societies. It has often been remarked that it is
through being a tool-maker that man has developed in ways that no other
animal has (see Bruner, 1964). It was this thought that led White to argue that
it is man's technological development which has "driven" the social, philosophic and sentimental aspects of culture. The idea has been taken further by
Oswalt (1976) who had developed the notion of "techno-units" by which one
can compare cultures and societies in terms of the variety and number of
"subsistants" (tools, weapons, etc.) that they have designed, While not
wanting to go too far down Oswalt's particular research route, it is extremely
interesting to me that he is implicitly focussing on the designing of objects
rather than merely the making of them. Oswalt coins the words "mental
template" to describe what I have been referring to as the form, the shape
and the structure. For example, Oswalt says: "The idea of blade as a
structural entity is far more important than the particular material used to
produce the blade" and "Thus, structure or form, not material or production
technique, assumes the greatest importance in attempting to make broadscale
comparisons of technology on a cross-cultural basis" (p. 37).
This 'mental template' is somehow represented by the designed object, and
in an interesting wayan object serves as the representation of the design by
which other objects can be constructed. In particular we know that imitation
and copying are the major ways in which designed forms are preserved. Man
has of course developed other ways to represent designs, notably by drawing
in the sand, or by constructing models, or later by drawing on paper and on
electronic screens. All of these developments have been created by the need
to consider aspects of the designed form without having actually to make the
ENVIRONMENTAL ACTIVITIES
41
42
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justice. Like other books referred to, the data and ideas presented by
Critchlow leave us in no doubt that mathematical thinking was and is a
widespread phenomenon.
A cultural introduction to geometrical thinking through the activity of
designing and the idea of shape, would not however be complete without
reference to the significance of the spiral. While tools and technology have
fuelled much geometrical thinking from a practical perspective, and ornaments and decorations have appealed to our artistic nature, there is another
dimension altogether which is suggested by the spiral.
One of the simplest forms of designing gives us this profound shape. An
easy way to make a clay pot is to form the clay into a thin roll and then coil it
around and around until you can build up the sides into as big a pot as you
wish. The gaps can be filled, the sides smoothed, and the opening finished
with whatever decoration one wishes. The coil pot also has its straw analogue,
the coil mat which again can grow into the coil basket. The technology is
relatively simple, but the basic shape itself is not.
In a beautifully illustrated book, The Mystic Spiral, Jill Purce (1974) shows
us how mathematical thinking can relate to the sense of man's place in the
infinity of space and time. The spiral, seen in so many natural guises, is a
shape which has existence in the 'here and now' but which has no beginning
and no end. It becomes infinitely small one way and infinitely large in
another. As Purce says "It denotes eternity, since it may go on for ever. But
because we necessarily conceive infinity in our own, and therefore finite,
terms, we are forced to limit the limitless. It is only by imposing limits that we
can make infinity accessible to US."8
Through the chosen illustrations, Purce shows us how significant the spiral
has been, and continues to be, to many cultures all over the world. She links it
with labyrinths and mazes, with vortex spheres, with dances (whirling Dervishes), with mythology and religion, with the natural and the supernatural,
with mandalas and other contemplative diagrams, with astronomy and with
calendars. The coiled clay pots and coiled straw mats give us a practical
connection as we have seen, but in our cultural reflection on mathematical
activity the significance of the spiral is more mystical than practical. It
reminds us, if we needed reminding, that mathematical thinking is concerned
essentially with imagination and not with manufacture, and that our imagination is fed by feelings and beliefs, just as much as it is by figures and objects.
2.7. PLAYING
ENVIRONMENTAL ACTIVITIES
43
umentation of games, and playing, around the world. One is forced then to
realise just how significant 'play' has been in the development of culture.
All cultures play and what is more important, they take their play very
seriously! By that I mean that it is essential not to treat playas a relatively
unimportant aspect of cultural life. For example, Norbeck (1977), in the
'Johan Huizinga' address to the first annual meeting of the Association for the
Anthropological Study of Play quotes from Huizinga's classic work 'Homo
Ludens' (1949): "The spirit of playful competition is, as a social impulse,
older than culture itself and pervades all life like a cultural ferment ... "
(p. 173). Huizinga, according to Norbeck, also characterises play with terms
like these:
-
voluntary, free
not a task, not ordinary, not real
essentially unserious in its goals although often seriously executed
outside the immediate satisfactions itself, but an integral part of life and a
necessity
repetitive
closely linked with beauty in many ways but not identical with it
creates order and is order; has rules, rhythms and harmony
often related to wit and humour but is not synonymous with them
has elements of tension, uncertainty, chanciness
outside the antitheses of wisdom and folly, truth and falsehood, good and
evil, vice and virtue, has no moral function
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detailed description of Aboriginal games which he discovered in his Queensland area. He grouped them under seven headings:
Imaginative games
Realistic games
Imitative games
Discriminative games
Disputative games
Propulsive games
Exultative games
ENVIRONMENTAL ACTIVITIES
45
As with 'designing', the quality of the form developed in play can become
valued for its own sake. Because, as Huizinga pointed out, play is essentially
unserious in its goals, its performance becomes its own reward. So string
figures and other play-forms become of interest in themselves, and the roots
of artistic and aesthetic appreciation can again be seen. The play-form may be
musical, as in Roth's 'exultative' games or story-like as in 'imaginative'
games. The pleasures of aesthetic appreciation must surely account for the
popularity and longevity of many games and play activities in all cultural
groups.
Once the play-form itself becomes the focus, and a 'game' develops, then
the rules, procedures, tasks and criteria become formalised and ritualised.
They are also products of 'playing'. Games are often valued by mathematicians because of their rule-governed behaviour which it is said, is like
mathematics itself. I think that it is not too difficult to imagine how the
rule-governed criteria of mathematics have developed from the pleasures and
satisfactions of rule-governed behaviour in games. Within what Huizinga
delightfully calls the "Magic Circle" of the game, rule-bound behaviour is the
prime concern. And there is no doubt that people everywhere, adults and
children, enjoy participating in the rule-bound behaviour of games, perhaps
because they are, unlike reality, social settings where the players all know the
rules and all agree to play by those rules. Perhaps we all secretly wish for
more consistency in our social reality?
Two other game situations which, like string games, are amazingly widespread are board games and gambling games, both of which have a great deal
46
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of interest for us here. Zaslavsky documents what she calls the "world's oldest
game", the board game called, variously, mancala, wari, oware, soro, omweso, ayo, adi and hundreds of other names across Africa. This is played with
a number of hollows in which seeds or pebbles are distributed according to
various rules, the aim being to capture all the opponent's seeds or pebbles.
The numbers of holes, rows, and seeds all vary but the spirit of the game is the
same everywhere. It can be played as a chance game alone but it can also be
played with strategy and cunning, with lightning calculations being made by
the players. (Like kuns, the Aboriginal card game, the numbers are not
infinite but it is their combinations which are critically important.) As one of
the oldest 'board' games in existence its modelled imagery of grain, treasure,
capturing the opponent's wealth, etc. help us see the practical and social roots
of this hypothetical operating, and as the game developed in importance, so
the move from mere chance and ritual to strategy, anticipation and guile can
easily be imagined. Board games abound in the world and, like mancala and
its variants, and like chess and its variants, they can all be traced back to some
modelling of reality. That modelling is critical in mathematical development.
Chess also provides us with an interesting link to another idea, that of
prediction. Once again in doing the research for this book I was very
surprised by the evidence I came across. Ronan (1986), working with Needham's texts on China, has written a chapter called 'Magnetism and Electricity'
which describes much of the data concerning the inventions connected with
lodestones, the naturally occurring magnetic rocks. After sections dealing
with aspects of geomancy, to which I have already referred in the section on
'locating', we come to one called 'The Magnet, Divination and Chess'. Chess
has many connections with prediction and with divination, and apparently in
the ancient Chinese dynasties, before chess travelled to India and became the
'army' game which we know today, the pieces were often thrown onto the
board whence the diviners interpreted their positions, and predicted various
future events. In one particular form the chess pieces were made with
lodestones in them and they mutually interacted with each other.
Chess then, originated not as the battle game of strategy and tactics, but as
a diviners' aid, with a concern for prediction and with foretelling the future.
Other connections are hinted at by Ronan and Needham:
We cannot here embark on a history of all Chinese games and divination techniques but it is clear
that from the earliest periods throwing things lent itself to divination as well as to games. One of
the earliest was the 'pitch pot' game, where arrows were thrown into a pot. ... It would only
need markings or numbers on the arrows to have an object which by compression would become
a dice, and by extension and unfolding would give rise to dominoes on the one hand, and playing
cards on the other (p. 55).
Chance and gambling games, as we know, have their attractions worldwide, and gambling is not only concerned with gaining wealth. It still has a
great deal to do with predicting the future and has widespread conceptual
links with astrology, one of the oldest applied scientific ventures. Of course I
ENVIRONMENTAL ACTIVITIES
47
am not trying to suggest that the person busily engaged in losing money on a
gambling machine is developing mathematical understanding. Indeed one
measure of an adequate mathematical understanding might be the reluctance
to engage in such a 'fruitless' quest! Gambling however is another culturally
widespread form of play for whatever reasons and is usually, though not
always, an exclusively adult pursuit. The modelling of life's 'ups and downs' is
clear in the game of chance, as is the idea of risk-taking. As in all games, this
risk-taking is in a protected and rule-bound micro-world which to some extent
can protect the players, and we see again how 'playing the game' enables the
players to practise skills of prediction, guessing, estimation, conjecture and
wit away from the harsh realities of living. To lose in real life is not worth
contemplating and is "not worth the gamble", but a game can always be
played again, and who knows what might happen next time?
One other aspect of playing is worth considering here, and that is the value
for mathematical development of what we might call 'solitaire' games, that is
games which one plays alone. Although I haven't restricted the discussion so
far, this section could have been read up to now as if playing was entirely a
social phenomenon, requiring two or more people. That was not the intention
but, to make the point, let us consider specifically the 'solitaire' situation. We
can see that many string games would come into this category as could some
board games and some gambling games.
A good example of this aspect is the Magic Square - a pattern of numbers
which obeys certain rules. These are not only very ancient but also very
widespread - the one in the figure below (Figure 3) having appeared in
Chinese, Hebrew, Arabic and Indian manuscripts.
The pleasures and satisfactions of playing with numbers this way can easily
be seen to be the driving force for interesting mathematical developments.
Similarly, 'playing' with shapes, with measures, and with locations, in order
to see what structures enable the ideas to fit together satisfactorily bears all
the hall marks of investigative mathematical activity.9
It was generally surprising to me to learn how relatively little writing
existed about the relevance for education of games and playing, from a
Fig. 3
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The sixth and final 'universal' activity I call 'explaining', and it is this activity
which lifts human cognition above the level of that associated with merely
experiencing the environment. It focusses attention on the actual abstractions
and formalisations themselves which derive from the other activities, and
where these are related to answering the relatively simple questions of "How
many?", "Where?", "How much?", "What?" and "How to?", explaining is
concerned with answering the complex question of "Why?".
Explaining is the activity of exposing relationships between phenomena
and the "quest for explanatory theory" as Horton (1967) describes it "is
basically the quest for unity underlying apparent diversity; for simplicity
underlying apparent complexity; for order underlying apparent disorder; for
regularity underlying apparent anomaly" (p. 209). Or as Bateson (1972)
would have it, the search is for "the pattern that connects".
The most significant explanatory relationship concerns similarity. It is the
security of things familiar which probably makes us seek 'sameness' or
similarity, and language is of course a fundamental 'similarity representation'.
'Bird', 'stone', 'happy', 'run', are words which represent classes of similar
phenomena and explaining is in that sense as universal as language.
It may seem that merely attaching a label to something is hardly worth
calling explaining but a few non-mathematical examples may help - "a
professional footballer is an entertainer", "a teacher is a policeman", "religion is the opium of the masses". All of these sentences establish connections
between different phenomena thus explaining aspects of those phenomena.
Admittedly the explanations are brief, non-elaborated, and rely heavily on
the reader's experiences, or on the ability to imagine experiences. (You may
never have taken opium but you know what is meant, and the explanation is
no less meaningful for lack of direct experience!) So, at an elementary level of
explaining, the nouns, adjectives, verbs and adverbs of languages, and
sentences which link these, help us in our quest for "unity underlying
apparent diversity".
But although classifying is a universal activity, the classifications obtained
are not. The diversity of languages brings a diversity of classifications. For a
start, word structures differ - for example, Harris (1980) cites verbs in
ENVIRONMENTAL ACTIVITIES
49
Warlpiri (an Aboriginal language) which indicate the direction of the action
in relation to the speaker:
parukami
parukamirni
parukamirra
parakamimpa
- running
running towards the speaker
running away from the speaker
running across the speaker
Fig. 4
50
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meat
arm-band
Fig. 5
ENVIRONMENTAL ACTIVITIES
51
different. Of course, stories are used by cultures for more reasons than
explaining. They have powerful social functions, they form the historical
'glue' of a culture and, particularly for oral cultures, they represent the
accumulation of a culture's wisdom and knowledge. They become 'folk-tales',
and are well documented in the anthropological literature (see for example,
Vansina, 1985).
Story-telling can also be a fun, game-like situation, and stories in that
context are often exaggerated, or even bizarre, and give an opportunity for
the tellers and the listeners to engage in fantasy-building. Stories can be
moralistic, and have a 'message', and the tellers of these stories can become
revered and even specially privileged as the 'wise men', the 'elders', the
'judges', the 'philosophers'.
The time-scale can of course also be much longer and the story becomes the
history. "Once upon a time ... " grows into "In the beginning was the
word ... ". The events of long ago become shrouded in mystery, and the
growth of mysticism, of myth, of legend, and of religious belief can be found
everywhere. Stories can also be predictive and, for example, dreaminterpretation can be developed as a highly sophisticated form of explaining.
The dream-interpreter can be a very significant person in a culture, particularly because these interpretations are intended to be predictive as well.
The 'story', then, is a universal phenomenon, and from the point of view of
developing mathematical ideas, one interesting aspect is the ability of the
language to connect discourse in rich and varied ways. In research terms,
much attention has focussed on the 'logical connectives' in a language which
allow propositions to be combined, or opposed, extended, restricted, exemplified, elaborated, etc.
The Indo-European languages have rich sets of these logical connectives
and in English, the definitive work was done by Gardner (1977). He managed
to produce 1000 test items for testing the understanding of some 800 different
connectives. Strevens (1972) also shows that there are many other kinds of
logico-grammatical words in the English language, as in Table II.
Clearly, in terms of richness of expression the English language, like others
of the Indo-European group seems almost obsessed with logic, with forming
complex propositions and with linking chains of these. Moreover as Bridgman
(1958) says "It begins to look as though formal logic as we know it, is an
attribute of the group of Indo-European languages with certain grammatical
features" .
However, care must be taken here. As with the taxonomies discussed
earlier, there is no reason to assume that all languages will share this
relationship with formal logic, and so the key phrase, in Bridgman's statement, is "as we know it". It is the case that other languages, from other
language groups, will have their own grammatical features with their own
logics "as they know them".
For example, Gay and Cole looked at the Kpelle language from the
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TABLE II
Some classes of logico-grammatical items
Note:
ENVIRONMENTAL ACTIVITIES
53
The situation in what Vansina (1985) calls 'oral societies', like that of the
Kpelle, is that they "tend to have a simpler notion of historical causality, one
which negates gradual change altogether. They tend to view institutions and
techniques as unitary phenomena that came into existence fully fledged as
they are at present .... So history becomes a sequence of greater or lesser
culture heroes" (p. 131). Despite the rather perjorative nature of those
statements it is easy to understand that in such an oral culture, people are
clearly highly significant as authorities.
For the fundamental Muslims the Qur'an is the ultimate reference source
for explanation. As Rahman (1981) explains: "The source of mathematical
studies, as of other sciences, in Islam is the concept of Tawhid - Oneness of
God. God is One; hence the number one in the series of numbers is the most
direct and most intelligible symbol of the Source. And the series of numbers
themselves is a ladder by which man ascends from the world of multiplicity to
the One" (p. 79).
In trying to look for explanations of stone circles and other Neolithic
artefacts, Critchlow (1979) turned to Ancient Shamanism as the root source.
As he says "Shamanism has been described as a surviving form of an archaic
religion. It has been studied as far afield as Siberia, North and South
America, Indonesia and the Pacific Islands .... However difficult analysis
and understanding of the techniques of shamanistic ecstasy are, and were, for
Western observers, what does stand out as strictly determined is the fundamental structure of their cosmology: particularly in the number of 'heavens'
which are given as seven or nine according to perspective and circumstance"
(p. 51). He then goes on to explore the significance of these numbers and that
cosmology for understanding more about Neolithic stone circles.
For the ancient Chinese a different explanatory source prevailed. Ronan
(1981) tell us "there was no belief in the idea of a creator deity, and hence of a
supreme law-giver; this, combined with the conviction that the whole universe was an organic, self-sufficient system, led to the concept of an allembracing Order in which there was no room for Law, and hence few
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And later:
A correlation between truth and rank seems to occur in some stratified societies: the higher the
rank of the speaker the truer what he says, even if he speaks about the past (p. 130).
ENVIRONMENTAL ACTIVITIES
55
My aim in the last six sections has been two-fold: firstly, to explore, with the
help of the available cross-cultural evidence, the hypothesis that these six
activities are 'universal', and secondly, to argue that they are, and were, the
significant activities for the development of mathematical aspects of culture.
I should at this point caution the reader about the word 'universal'. I first
came upon this idea in a paper by Murdoch (1945) called 'The Common
Denominator of Cultures' - a good title for a mathematics educator interested
in anthropology! In this paper, Murdoch lists various 'cultural universals' of
which the following could be of interest to us:
calendar
cosmology
decorative art
dream interpret ration
education
ethics
games
gestures
inheritance rules
joking
kin terminology
language
law
numerals
tool-making
trade
A list like this does support some of my reasoning in the preceding sections,
of course, but it does nothing to establish whether such activities are indeed
universal. The problem is of course that one can only infer from the available
evidence.
Also I hope that 'plausibility' is a reasonable criterion to use here, so that I
can argue that it is at least plausible that these six activities are universal. It is
however conceivable that there may exist a remote society somewhere which
does not have these elements in its culture. Indeed Denny (1986) argues that
hunters like the Ojibway and the Inuit have no need for mathematical
thought. However that does not devalue the idea that these activities are
widespread and significant features of culture, for our purposes. Perhaps a
safer label would in any case be 'culturo-centric universals' i.e. universals
from our culturo-centric position, since we are describing the phenomena as
'counting' etc. This then makes it plain that one can never establish the
universality of phenomena, one is merely choosing to describe a highly
extensive set of similarities in a certain way. Within this context of meaning,
to be understood, I shall then continue to use the word 'universal' to
characterise the six activities which I have just described. II
If they are universal, and if I have argued successfully that they are
significant activities for the development of mathematical aspects of culture,
then the corollary must be that all cultures develop mathematics - that
mathematics is a pan-cultural phenomenon.
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ENVIRONMENTAL ACTIVITIES
57
Culture contact therefore has its negative connotations in that some cultures can virtually eliminate others - some cultures can, and have, become
dominant oyer others. The details of this process are not for us to analyse
here, although clearly the three 'weapons' above are involved, together with a
fourth, 'warfare', which has certainly resulted in much cultural elimination in
human history.
It would however be wrong to consider culture contact as a wholly negative
phenomenon. Whatever the process consists of, culture contact has also
stimulated cultural growth. From the particular perspective of this book, the
growth of Mathematics (as the internationalised discipline we know) is the
result of developments both within cultures and between cultures. Mathematics (with a capital 'M' as I shall now denote it) is certainly not the product of
one culture, nor is the result of the activities of one cultural group. It has a
truly multi-cultural past which writers such as Kline and Wilder and others
have tried to document. Mathematics. is therefore not just a subset of all the
mathematics which different cultures have developed, it is a particular line of
knowledge development which has been cultivated by certain cultural groups
until it has reached the particular form which we know today.
The symbolisations and concepts of Mathematics have developed and
grown in certain particular ways, but the six activities are still discernible.
Counting, locating, measuring, and designing have been, and still are, the
bases of science, engineering, manufacturing industry, trade, agriculture,
war, etc. The numbers and number system have become more complex infinitely large, infinitely small, infinitely divisible, systems of numbers, new
'numbers' like vectors and matrices, operations with all of these, with analyses of all possible numerical systems and algebraic systems. Locating has
given us much of our geometry - lines and angles, axes, coordinates, rectangular and polar, graphs, graph theory, etc.
Measuring has always been at the heart of science's use of mathematics more and more accuracy, extremely large phenomena, extremely small,
developments of measure systems and measure theories, approximation,
estimation, probabilistic and statistical means for handling large numbers,
etc. Designing is still at the heart of technological development - not just
geometric shapes, but designing everything from traffic flows to space shuttles
and computer systems. Most of the environment in technically advanced
societies is now designed and manufactured. Even the natural environment
like woodlands and lakes is becoming subject to more and more design
demands.
The other two activities have been, and continue to be, no less important.
Playing is indeed a most serious business, with games not only modelling
reality for experimental purposes but also for educational purposes. Much of
modern life has been analysed by game theorists and the idea of the 'game' is
fundamental in understanding social intercourse. Playing can still also be fun,
of course!)
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ENVIRONMENTAL ACTIVITIES
59
I have presented the case that six key 'universal' activities are the foundations
for the development of mathematics in culture. I have also demonstrated that
it is the case that all cultures have necessarily developed their own symbolic
technology of mathematics in response to the 'demands' of the environment
as experienced through these activities. As a result however of certain
within-cultural developments, and also of different cultures interacting and
conflicting, so a particular and traceable line of development has emerged.
This has produced Mathematics, as we know the internationalised discipline
today, a very powerful version of mathematics in culture. The main thrust in
the growth of this Mathematics has come from the increasingly technologically-centred environment, by which I mean that most of us now live in
societies which are more and more designed, and which are increasingly
dependent on technological development. We could indeed think of modern
industrialised society as being based on a Mathematico-technological culture.
What is also becoming apparent therefore is that Mathematics, as well as
being a certain kind of symbolic technology, is also the bearer of, and the
product of, certain values. If we only seek to understand Mathematics as a
particular symbolic technology we will only understand a small part of it perhaps indeed, for education and for our future, the least important part.
Let us then turn to an analysis of the values of Mathematics to see what
implications they have for us in mathematics education.
CHAPTER 3
David Lancy (1983) in his major cross-cultural study in Papua New Guinea
gives us a helpful introduction to the analysis of the values of Mathematical
culture. He developed a stage theory to account for the differences he found
in his research and compared his stages with those of Piaget. He first of all
came to the conclusion that, regarding cognitive development culturally, it is
not individuals who achieve concrete operational or formal operational
stages, but rather it is societies which make such transitions (p. 169). Moreover he preferred a more general stage model from that proposed by Piaget,
as follows:
61
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find the three complementary pairs aesthetically satisfying as well as conceptually complete: they are for me the three dimensions of values.
My objective then, in the following sections, is to offer what I feel are the
principal values associated with Mathematics, relying on historical and cultural documentation for my arguments. Unlike the last chapter I will not be
claiming that these values are in any way 'universal' nor that they are
associated with mathematics as it exists in any culture. At present we just do
not have the evidence nor the documentation to be able to substantiate that
claim. The only universality I have assumed is that of White's cultural
components, which the following values are intended to reflect within Mathematical culture. At this stage, too, I will leave open the question of the
educational significance of these values, although I shall of course take up that
question later.
3.2. IDEOLOGY - RATIONALISM
The first and most obvious set of values associated with Mathematics I have
grouped under the label of 'rationalism', and clearly this is an ideological
component of culture, to use White's term. We have already seen, in the
section on 'explaining', how rich the language of logic is - the many logical
connectives, the variety of logical forms. Rationalism, logic and reason have a
very well elaborated vocabulary.
Rationalism is at the heart of Mathematics. If one had to choose a single
value which has guaranteed the power and authority of Mathematics (and the
ideal of Mathematicians) it is rationalism. Since the time of the Egyptian and
Hellenistic civilisations where the power of reason was becoming established,
it has become a primary ethic. Rationalism, with its focus on deductive
reasoning as the only true way of achieving explanations and conclusions,
challenged and eventually superceded trial-and-error pragmatism, rules of
pratice, traditional wisdom, inductive reasoning and analogistic reasoning.
That was the time when Mathematics began to be different from Science.
Both were, and are, concerned with explaining but where Science uses
empirical validation as the test of its explanations, Mathematics became
concerned with 'internal' criteria of logic, completeness and consistency.
It is rationalism which has continued to develop the core of Mathematics, it
was rationalism which provided Descartes with his guiding light, it was rationalism which fostered the new geometries and algebras in the 19th century,
and it was r,ltionalism which provoked G6del's theorem. Rationalism,
as opposed to tradition, religious dogma, personal status or experience, is the
guiding principle for Mathematical development. Moreover, now that computers are coming more and more into our environment, the ideology is
extending even further. Weizenbaum (1976) says in support of this thesis:
"the introduction of computers into our highly technological society has ...
63
merely reinforced and amplified those antecedent pressures that have driven
man to an ever more highly rationalistic view of his society" (p. 11).
As Kline (1972) says "In its broadest aspect mathematics is a spirit, the
spirit of rationality. It is this spirit that challenges, stimulates, invigorates, and
drives human minds to exercise themselves to the fullest. It is this spirit that
seeks to influence decisively the physical, moral, and social life of man, that
seeks to answer the problems posed by our very existence, that strives to
understand and control nature, and that exerts itself to explore and establish the deepest and utmost implications of knowledge already obtained"
pp. (26-27).
It is not just Mathematicians who feel this ideology - it has spread to the
host cultures also. There are strong feelings for more rational and reasoned
processes in social institutions, as Lancy has already shown. Arguments are
acceptable and tolerated of course, but lack of logic in an argument is not.
One often hears complaints about people who are "illogical", and one of the
greatest weapons for a critic is to find inconsistency in someone's argument.
The institutionalising within society of debates, disputations, arguments,
criticism, litigations, moots and discussions of all kinds, legitimises and
upholds the widespread belief in rationalism. Despite the fact that logic is
only about deductive reasoning, i.e. about connections between ideas, and is
not about the bases of those ideas, the concern has increasingly been with the
logic and with reasoning. It is acceptable, we feel, for two people to differ in
their interpretations of situations but we are extremely concerned if they
differ in their interpretations of what makes an argument logical. This is true
whether one is talking of mathematical proof or of everyday argument.
One generally understood emotion concerns the desire to 'rationalise'
inconsistency, disagreement and incongruity. This verb incidentally seems to
have developed some negative connotations in the present century though it
is difficult to see clearly why this should be. Perhaps it is related to the idea of
the "loss of certainty" regarding knowledge, or perhaps to the dislike of some
politician's misuse of deductive reasoning! Be that as it may, there is still a
strong feeling that in a system of any sort which is supposed to abide by the
canons of logic, there is no place for inconsistency. We can easily understand
Gay and Cole's discomfort as they described the Kpelle student's acceptance
of seemingly conflicting statements in the previous chapter on p. 53. The
inconsistencies which Gay and Cole clearly felt didn't bother the Kpelle
student, so there was no need for him to rationalise them, unless one counts
the deference to different authorities as the rationalisation.
So when we criticise a line of reasoning, when we disprove a hypothesis,
when we find a counter-example, when we pursue a line of reasoning 'to its
logical conclusion' and find that it is in contradiction to something already
known to be true, and when we reconcile an argument, we are guided by, and
are also upholding, the values of rationalism. To rationalise is to seek to forge
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a logical connection between two ideas which may hitherto have been either
unconnected or connected by incongruity.
Another aspect of particular importance to us in education is the fact that it
is not the tangible world of material objects that is logical, it is not people or
things that are rational, it is Mathematical explanations which are rational and
logical. Rationalism refers directly only to arguments, inferences, stories, and
explanations - rationalism is only transferred to people and objects through
the 'explanation' of those concrete phenomena. Somebody behaves logically,
to us, only if we can find a logical explanation for their behaviour.
It is therefore the separation of 'object' and idea which allows rationalism
to flourish. It was the Pythagoreans and the Platonists who secured the
significance of the object/idea distinction which led to the focus on abstractions as being the 'material' of descriptions and explanations. We already saw
in the previous chapter how the activities of 'designing', 'playing' and 'explaining' offer the possibilities and potential of abstraction to a culture, but it
was only in certain societal circumstances that this idea was developed fully. It
required a leisured class, with a drive to explain their origins, such as existed
in the early Greek civilisations. The philosophers, with slaves to do all their
menial work, were well placed to see the value of separating thought from
concrete reality!
There was, and still is, also an aesthetic dimension to rationalism. There is
a beauty of completeness and wholeness about logical argument, where the
'loose ends are tied up', where 'fuzziness' and imprecision are replaced by
clarity and certainty, where greyness and shadowy half-truths are illuminated
by the bright light of reason. We search for consistency and cohesion, and we
react to inconsistency in reasoning as if it were a challenge to our sensibilities.
The Pythagoreans' love of beauty and symmetry guided their analyses of
figurate numbers and of planetary motions, and we have inherited their
aesthetic valuation in Mathematical explanation. It is no accident that we
often use the phrase "an elegant proof'.
So explanations are about abstractions, and these are the life-blood of
Mathematics, as in proof, the pure form of Mathematical explanation. As
well as valuing logic therefore, we must also accept the power of abstracting
and of operating with ideas. To use another word, 'theorising' is also what is
being valued here. In other aspects of our culture the actual objects themselves are valued, as I pointed out in the previous chapter, but in Mathematics
it is a particular way of theorising about phenomena that is being valued.
Therein lies its applicative power. Kline points to the importance of
abstraction when he says "The insignificance of Roman achievements in the
fields of mathematics, science, philosophy, and many of the arts is the best
answer to those 'practical' people who condemn abstract thought that is not
motivated by utilitarianism. Certainly one lesson to draw from the history of
the Romans is that people who scorn the highly theoretical work of mathematicians and scientists and decry its usefulness are ignorant of the manner in
which practical and important developments have arisen" (p. 109).
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things is unimaginable. And here, the mind in quest of explanatory analogies turns naturally to
people and their relation (p. 224).
67
matical ideas by proofs, extensions, examples, counter-examples, generalisations and abstractions helps to give them an objective meaning and thus
enables them to be dealt with as if they were objects. The language of "if",
"suppose" and the conditional tense also forces an imagined reality onto the
conscious level and thereby enables it to be manipulated as if it were an
objective reality. Thus, as well as encouraging children to develop their
ability to abstract, we need also to encourage thpm in the ways of concretising
and objectivising abstract ideas.
The most important vehicle for this is of course our rich repertoire of
symbols. One way in which Mathematics differs from other forms of theorising is by its use of symbolic representation, rather than semantic representation, and it is the whole network of conventionalised and explicitly defined
symbols which gives to the Mathematician, and to all of us, the concretised,
yet clearly hypothetical, reality to explore and analyse.
Wilder (1978) supports this line of reasoning with an analogy:
The function of the special symbolism in mathematics can be compared to the function served by
habit in our daily activities. We need not think through the processes of tying our shoes, for
instance; we have developed a habit that does it for us. Similar.ly, solving a quadratic equation
takes no thought once the formula embodying the solution has been memorized; we have
developed a symbolic 'habit' to do it for us (p. 165).
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i.e. with these four bases, any objects could be described. Certainly the four
bases of geometry have survived in our collective cultural store of knowledge
far longer than has that other fourness, earth, air, fire and water, offered by
Plato a little later in history.
Much as we might be tempted to characterise as rather 'primitive' this
atomistic approach to nature, we can now perhaps begin to understand the
intuitive basis for axiomatic argument. Rationalism emphasises the logic of
reasoning but objectism gave Mathematics the intuitive basis for the search
for the 'atoms' of argument. What, after all, are axioms if they are not the
elementary particles of reasoning from which complex propositions, theorems
and proofs are constructed? The imagery is inescapable.
Another set of values associated with objectism emerged as technological
development accelerated. As I showed in the section on 'designing' in the
previous chapter the possibilities for abstracting design from natural materials
are many, and as the designing of tools, implements and simple mechanical
devices grew, so these ideas fed the imagination of the thinkers. This imagination, already enculturated with ideas of atomism and rationalism, began
looking for explanations of natural phenomena in technological imagery.
Loci, simply created by man-made devices, informed the understanding of
planetary motion. Indeed cosmology, linked as it so emotionally was with
profound ideas about deities, about the origin of the universe and about
man's role in that universe, was a very fertile soil for the development of
Mathematics as a powerful force in culture. Kepler's theory of planetary
motion was a perfect example of this, and the latt:r development of 'planetaria' was also no mere accident.
In general, materialism developed a picture of reality as some kind of
complex mechanism, with nature being composed of objects moving in ways
akin to machinery. The technology of the day always feeds the imagination of
all, including mathematicians, whose ideas are acceptable to the wider culture
when they accord with the accepted perceptions of reality. The history of the
development of Mathematics is the story of the confrontation of new ideas,
rationally derived, with the current 'world-view', and that world-view has
now become increasingly dominated by artificial (i.e. non-natural) objects.
For example, it should come as no surprise to us to learn of earlier images of
the brain which were like complex, cog-filled machines, since that was the
technology of the day. Neither should it surprise us nowadays to find computer analogies being used in current cognitive research, and of course
developments in surgery techniques encourage us to imagine the human body
as a machine - to be serviced regularly, well-oiled, kept moving, fed with
appropriate energy and fitted with replacement parts when pieces wear out. It
is a perfectly logical extension of the objectism of our world-view, and it has,
as we know, brought its benefits and also its drawbacks.
Mathematics as well as being affected by this world-view has also contributed to it, particularly through its use within the physical sciences. Mathe-
69
Rationalism and objectism are then the two complementary ideologies which
have been developed in Mathematics and now I wish to turn to what White
calls the 'sentimental component'. This perhaps rather misleading term is
concerned essentially with feelings and attitudes, and it is possible once again
to identify two highly significant and complementary sentiments which have
driven, and indeed have also been reinforced by, Mathematical culture. The
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first of these I call 'control', which relates closely to the previou,s ideology of
objectism, and 'progress'.
As we saw in the last section, materialism has been a powerful source of
analogy, but it is also easy to detect strong feelings for control and security.
The quest for knowledge, and explanations of natural phenomena, is associated with a desire to predict, and the ability to predict is indeed powerful
knowledge. Knowledge is about control, in that sense. To know that the
planets will behave in certain ways is also to know that they will not behave in
other ways - in particular, it is to know that they will not behave unpredictably, or randomly. To know that is to gain a sort of security within our
ever-changing world. Bacon and Descartes typified this spirit in the early
Renaissance period, although it had of course appeared much earlier.
The gradual rise of materialism to its position of stature in the eighteenth
century gives testimony to the growing security offered by Mathematical
knowledge. Not only was there developing the understanding that Mathematics can explain any aspect of the natural or man-made environment, but
there was also the growing desire to do this. As a result, Schaaf (1963) says,
"The spirit of the nineteenth and twentieth centuries, is typified by man's
increasing mastery over his physical environment" (p. 15).
Today we can easily recognise just how significant the 'control' value is
within the general culture, because when a natural disaster occurs - a flood, a
drought or an earthquake perhaps - there is not just a feeling of compassion
for the victims. There is also a genuine concern that such things might have
been prevented, or at least that they might have been predicted, and protective measures taken. There is a measure of annoyance, regret, and even guilt
attached to our inability to control some of the forces of nature.
The development of science through Mathematics shows us the well-known
progression from description, through explanation to prediction, and as
science with its applications has grown in respectability, and acceptability, so
the pace of scientific research has increased. In all fields the thrust is towards
control of environment, or matter, and the tools are of course Mathematical.!
With reference to Horton's point which I mentioned earlier, it is interesting
to see how we are now attempting to explain and control our (unknowable?)
social environment through the development of social science. The procedure
is to try to understand human and social phenomena in Mathematical terms,
in order to find rationally acceptable explanations of those phenomena and to
help us handle social 'problems'. To do that however, we must first objectivise them, and that is where the ideas can conflict with the perceived reality.
Can we really treat people, their behaviours and feelings, and their relationships with others as 'objects'? Nevertheless that is what is being attempted
and we do not yet really know the consequences of the attempt. What we can
see, though, is that Mathematics, through science, is again being used to
further our control over the environment, in this case the social environment,
and the idea of Mathematics as a tool for gaining that control is once again
being strongly reinforced.
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derived from Mathematics. It was the Greeks who first sought a Mathematical
interpretation of the whole universe, and it was they who first postulated the
Mathematical design of nature. Since that time, as I pointed out in the
previous chapter, designing has had a great deal to do with environmental
control, and Mathematical designing offers an infinitely generalisable tool, a
powerful symbolic technology for creating environmental control and therefore a kind of security in our ever-changing world.
3.5. SENTIMENT - PROGRESS
There is, however, a second strong feeling and attitude surrounding Mathematics and I choose the label of 'progress' for this, the complementary
partner to 'control'. Progress represents a more dynamic feeling than the
previous one: control, with its overtones of security, has a more static set of
associations.
So we have here the feelings of growth, of development, of progress, and of
change, and the first point of importance about this value is that the unknown
can become known. Mathematics developed because it proved itself. With
the early offering of rational and material explanations, which could be
checked against empirical evidence, came the exciting feeling that it is
possible to understand more, that one need not forever be ignorant about
certain phenomena. Mathematics offered the first real opportunity for the
cumulative growth of knowledge. As we saw for the atomists earlier, the
logical growth of Mathematical knowledge was the aim. It is only sustained of
course by virtue of the security and control gained by previous generations
and by the fact that the knowledge which they generated can be checked and
verified by later generations. But growth is achieved and is therefore felt to be
continually achievable.
Once again the learner of Mathematics can understand this feeling. Having
developed, say, an algorithm for solving a certain problem it is extremely
revealing to know then that other problems are therefore solvable. This
realisation soon develops the idea that one can indeed tackle 'unknown'
problems to try to find ways to solve them. It is the abstractions of Mathematics that enable this generalisation from one 'known' problem to another
'potentially solvable' problem, to be made.
Another way this value can be seen is when control and security are
challenged. This can be a personal, or indeed collective, challenge. In the
elementary school adding and multiplying always made things bigger, while
subtracting and dividing made things smaller. Then, perhaps in the secondary
school, one meets 'nasty' things like fractions, and negative numbers which
don't behave themselves at all! Not only can you multiply certain numbers
together and get a result smaller than either, but you can also take something
away and get an answer bigger than you started with! What you then learn is
that, because this is Mathematics, all this seeming chaos will be organised,
73
structured, and thus explained, in such a way that the knowledge will once
again offer security. That is Mathematical progress experienced personally.
Collectively, of course, Mathematicians have also gone through this kind of
challenge often, be it when the possibility of different geometries became a
reality, for example, or when Godel's theorem became known. But, if
Mathematics can't assimilate the new ideas it has to change its collective
'schema' by accommodation. Even so these accommodations are slow to filter
into the general culture - most people are still very satisfied by the feelings of
control and predictability offered by Mathematical ideas, even if Mathematicians know that progress has taught us that these ideas are just as open to
change as are any other ideas.
One characteristic associated with progress is that of alternativism - the
recognition and valuing of alternatives. This is such a fundamental point that
it is often overlooked, particularly in the cross-cultural literature. Horton
(1967) is one writer who does recognise it, however: "in traditional cultures
there is no developed awareness of alternatives to the established body of
theoretical tenets; whereas in scientifically oriented cultures, such an awareness is highly developed" (p. 230).
Fasheh (1982) does too: "the main objective of teaching mathematics in
developing countries, is (to teach students) to doubt, to inquire, to discover,
to see alternatives, and, most important of all, to construct new perspectives
and convictions" (p. 3) sentiments with which many in more developed
countries would also concur. Nowadays, in Mathematics, this spirit is very
strong - definitions, procedures, algorithms, axioms, proofs, are all capable
of rich variation, and the exploration of alternatives is a powerful source of
new research. In 'Western' society generally the spirit of alternativism seems
to be alive and well, with alternative economies developing, alternative
religions being studied and alternative lifestyles being pursued.
However, another perspective on Mathematical progress is offered by our
increasingly technologically oriented society. Technology, and the artificial
environment, not only gives us control and security but it also encourages the
pursuit of progress through further technological developments. The presence now of the ubiquitous computer has of course spurred on this process
even faster. Alternatives can be explored quickly via simulations, possibilities
evaluated, imagined lines of development compared and 'progress', far from
being a dramatic and impressive concept, is taken for granted, just as
'alternativism' is starting to be.
Lancy (1983), amongst others, sounds an important note of caution about
this situation. With reference to his stage theory with which I began this
chapter, he says: "If culture takes over the cognitive processes that nature
provides after Stage I and shapes them to its own ends during Stage II, the
processes that are engendered in Stage III have the potential to supercede the
culture that bred them and begin to take over as steering mechanisms as in
Huxley'S Brave New World" (p. 209). Change, for example, can come to be
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valued for its own sake. Progress can be seen as its own reward and the quest
for Mathematically-inspired technological solutions to the human predicament carries with it an implicit (and therefore, unexamined) goal of 'improvement'.
One of the dangers of the desire for 'progress' and change is that this
necessarily creates dissatisfactions and concerns about the extent of 'control'
and security which one has over the environment. The very richness of
available alternatives creates its own insecurity! Horton, from the perspective
of the anthropologist says:
Like the quest for purity of motive, however, the faith in progress is a double-edged weapon. For
the lingering insecurity which is one of the roots of this faith leads all too often to an excessive
fixation of hopes and desires on an imagined utopian future. People cling to such a future in the
same way that men in pre-scientific cultures cling to the past. In doing so, they inevitably lose
much of the traditionalists ability to enjoy and glorify the moment he lives in (p. 255).
75
technological world-view has its dangers as well as its benefits, once again.
We are at a highly significant phase of our culture's development, in that
these values of control and progress are really being put to the test. Only in
this generation has it become technologically possible to completely destroy
the world and all its cultures. Do we now have the faith we once had in this
technologically-defined control and progress?
In relation to the specific area of this book, namely a certain kind of
cultural knowledge, I wonder whether these values still have the emotional
power to offer us an appropriate balance? Or could it be that as our faith in
technological solutions becomes undermined, so other 'sentimental' values
become more significant? Education, generally has a responsibility to face
these challenges.
3.6. SOCIOLOGY - OPENNESS
Let us now examine the values associated with White's sociological component. For us these concern relationships between people, and within social
institutions, in relation to Mathematical knowledge, and we can again detect
two complementary sets of values. The first of these I call 'openness', and
concerns the fact that Mathematical truths, propositions and ideas generally,
are open to examination by all. The second I call 'mystery', related to where
Mathematical ideas come from and who generates them.
First of all, as I have said earlier, Mathematics is clearly felt not to be that
part of our culture where opinions rule. Opinions are held by certain people,
whereas Mathematics deal with 'facts', like Pythagoras's theorem, which can
be verified again and again, in whatever school (or planet) one likes, and it
will hold true. It was one of the triumphs of the Greeks that they developed
the skills of articulation and demonstration in Mathematics. It was not
enough for them just to believe something to be true, one had to be able to
show that it was true, so that it could be openly verified. The processes of
articulation and demonstration became a focus of concern, and the idea of
'proof' was born. Mathematical principles, then, are truths, as we like to
think of them, namely open and secure knowledge. They don't go out of date,
they don 't d~pend on one's political party, they don't vary from country to
country, they are universal and they are 'pure' knowledge.
Of course it is important for this 'purity' that Mathematics is not about
concrete, tangible objects, as I said e~rlier. It is about abstractions which
concern those tangible objects. Drawn triangles may suffer from all sorts of
defects but the abstract triangle offers 'truths' about which one can feel
secure, and which anyone can verify over and over again not by drawing,
although that can help, but by proof. Moreover it is important for Mathematicians to depersonalise their inventions. Davies and Hersh say about the Ideal
Mathematician: "His writing follows an unbreakable convention: to conceal
any sign that the author or the intended reader is a human being. It gives the
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impression that, from the stated definitions, the desired results follow infallibly by a purely mechanical procedure. In fact, no computing machine has
ever been built that could accept his definitions as inputs."
The most important corollary of this idea for us is that Mathematical
knowledge is open to everybody and anybody to 'own'. You can convince
yourself that any Mathematical principle is true, nobody has to persuade you
- "the facts speak for themselves". Provided that you perform the correct
procedures, and keep to the rules, logic will do the rest. It is the logic of the
Mathematics itself that will persuade you that the conclusions are true. That is
why a good teacher 'will insist on the learner demonstrating and explaining
why a Mathematical truth is so, rather than merely accepting a reason such as
"It looks as if it is true". 4
How powerful that kind of knowledge can appear to be when placed next to
'other-people's' knowledge and authoritative opinion. It is difficult to imagine
a more individual 'charter' for cultural knowledge, except if we are so used to
it that we take it for granted. One is not a prisoner to tyrannical control, not
forever at the mercy of gods who must be appeased, nor is one bound to
certain people in authority. With rationalism as an ideology and progress as
the goal, individuals are liberated to question, to create alternatives and to
seek rational solutions to their life's problems.
Mathematical knowledge, being open and dehumanised, thus reinforces
and stimulates feelings of democracy and liberation within our societies and
our social institutions. Jeremy Bentham (1748-1832) was a leading thinker in
this direction, as Kline documents "he boldly carried the banner of reason
into realms of thought previously ruled by authoritarian traditionalism, and
he sought a rationalistic approach to a system of ethics which served the
common man" (p. 370). John Locke was another political theorist who
pursued the logical basis for the existence of governments, and Kline shows us
convincingly just how strongly Thomas Jefferson's Declaration of Independence was influenced by the writings of Locke, to the extent that it actually
quotes some of Locke's phrases. It is no coincidence that these connections
are made. In the Age of Reason, Mathematics was the epitome of all that
could be rationalised, and ethics, human nature, government and economics
were obvious candidates for the application of Mathematical values.
Once again, though, it is the articulation and demonstration in the form of
a declaration which is of prime significance. Mathematics requires, invites and
encourages the value of openness and also makes (in this case) 'independence' an object by formalising it in a declaration. Similar reasons exist for
the production of the constitutions, agendas, manifestos, chapters and other
formal documents of democratic institutions. Formalising means giving something a form, be it a theorem, principle, algorithm or proof, in order that it
will not remain implicit and hidden, and perhaps therefore, not acceptable.
Formalising makes the idea explicit, makes it an object even, open to
criticism and objective analysis, and thereby shareable. This is clearly the
counterpart of 'objectism' as described earlier.
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Perhaps one should say 'potentially shareable' above: firstly because one
needs to know the conventions of the symbols and of the logic being used, and
secondly because exposing arguments and propositions .doesn't necessarily
make the ideas or the conclusions appealing, which is also emotionally
necessary for sharing. In fact the opposite sentiment is often aroused. Frequently the exposition of principles and the opening up of arguments for
critical examination and analysis only points up deficiencies, weaknesses and
errors. As Fasheh points out: "Teaching people to question, to doubt, to
argue, to experiment, and to be critical, and teaching that increases the
awareness of students, constitute in my opinion, the real threat to existing and
established institutions, beliefs and authorities everywhere and of every kind"
(p.7).
So the view that Mathematics espouses, of an open and indeed a democratic perspective on knowledge, whilst being a very acceptable sentiment
from the individual's perspective, can create problems in a social context if
one is thereby either challenging the views of those in authority, for example,
or if one is thereby exposing traditional wisdoms to the harsh criticism of
rational analysis.
What needs to happen, it seems, is that just as rationalism helped societies
to progress to where they are today so it can be used as the guardian of
development in the future, particularly when allied with alternativism. What
is necessary, Habermas would argue, is that the ethic rationalism should
permeate throughout societal and institutional structures, thereby helping to
replace 'domination' as the primary motive. As he says: "The irrationality of
domination, which today has become a collective peril to life, could be
mastered only by the development of a political decision-making process tied
to the principle of general discussion free from domination. Our only hope for
the rationalisation of the power structure lies in conditions that favour
political power for thought developing through dialogue".
However, as many people have found throughout history, and others are
still finding today in many countries in all parts of the world, it is not always
socially acceptable to be logical, precise, critical and argumentative. However
attractive the rational, progressive, and open world-view may be as a charter
for an individual's life-style, there is much more to the reality of social
intercourse. Emotion, social mores, history, vested interests, politics, interpersonal attractions and repulsions, have powers of their own which rationalism and openness may not be able to challenge even within avowedly
democratic societies. Nevertheless, the educational imperative is clearly there
to demonstrate, and critically evaluate, the value of openness as represented
by Mathematical knowledge.
3.7. SOCIOLOGY - MYSTERY
The final significant value associated with Mathematics I have labelled 'mystery', because one of the paradoxes of Mathematics is that even though
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association with others who shared their distaste of 'lesser mortals'! Ever
since the early Greeks began to give us not only Mathematics but also
Mathematicians, the cultivation of exclusivity seems to have been a concern.
'Abstraction' was necessary for the cultivation of Mathematics and the
Greeks were in a good position to do that - it also served to keep the
Mathematicians abstract, remote, and exclusive. There were strong similarities to the spirit of monasteries. Plato talked of 'philosopher-kings' as well, of
course, and Mathematics was to form a very large part of their training, as he
felt it should for anyone preparing to govern.
The later Pythagoreans also fused the Mathematical and the mystical and
were even more concerned with preserving their exclusiveness. Their members had to take a pledge of secrecy and were bound to the brotherhood for
life. Thomas Aquinas, much later on, worked closely with the Church and
according to Kline "undertook to provide a firm logical structure for theology
and to combine Catholic doctrine and Aristotelian philosophy in one rational
system". This "earned for his work the title of the 'spiritual Euclid' "
(p. 119).
Up to the sixteenth century, the Mathematician was not only an exclusive
being, but had also associated with other exclusive beings, mostly philosophers and religious leaders of all kinds. Exclusive by nature, and by association, the Mathematicians were indeed a formidable force in the later
developments which culminated in the Mathematising of all of nature. "God
the Mathematician" was no mere explanation - as a Mathematician yourself,
you were an associate of God!
Of course the events in the last two centuries have certainly continued the
tradition of the Mathematician's exclusivity and mysteriousness. Davis and
Hersh offer us the perfect picture of what they call the 'Ideal Mathematician'
and his exclusivity: "The ideal mathematician's work is intelligible only to a
small group of specialists, numbering a few dozen or at most a few hundred.
This group has existed only for a few decades, and there is every possibility
that it may become extinct in another few decades" (p. 34). "He is labelled by
his field, by how much he publishes, and especially by whose work he uses,
and by whose taste he follows in his choice of problems" (p. 35). "He studies
objects whose existence is unsuspected by all except a handful of his fellows.
Indeed, if one who is not an initiate asks him what he studies, he is incapable
of showing or telling what it is. It is necessary to go through an arduous
apprenticeship of several years to understand the theory to which he is
devoted. Only then would one's mind be prepared to receive his explanation
of what he is studying" (p. 35).
Moreover in the latter part of this present century we have to consider the
computer's role, and we can clearly see how the feeling of mystery is
developing with the increasing presence and influence of this technology.
Although its availability has also increased with miniaturisation, so that many
more people are now computer users, its speed, flexibility of use, and
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power-to-size ratio gives it a 'magic-box' aura. It is also difficult to understand, impossible to repair, and hard to modify unless one is 'an expert'. One
cannot properly use it unless and until one has learnt to communicate with it,
and the popular notion of 'the electronic brain' is a strongly held image. In
some way the computer seems not really to be understood as technology,
since looking at the actual hardware tells one nothing - it is therefore literally
as unknowable as another human being's brain. Despite a century or two of
research the functioning of the human brain is in itself a total mystery to most
people, so it is no surprise that an electronic brain is just as mysterious, if not
more so.
Mathematicians are now of course working with computers, and thus their
influence is certainly affecting the development of Mathematics itself. We can
for example find a movement from dialectical Mathematics to algorithmic
Mathematics, clearly brought about by the presence of the computer and by
developments in numerical analysis. So, in place of Philosopher-Kings and
Gods, Mathematicians now associate with the computer - perhaps the new
symbol of power, and certainly the new symbol of mystery. Mathematics, at
its research 'cutting' edge, thereby continues to foster feelings of mystery and
exclusivity.
The same aspect is familiar to all of us, since mystery in Mathematics is
related to the fact that one is dealing with abstractions. The more abstract the
ideas become, the less contextualised they will be and therefore the less
meaningful also. There seem to be few problems for anybody in understanding counting numbers, different geometric shapes and the other mathematical
ideas generated by the environmental activities of Chapter 2. But as soon as
one moves into different kinds of numbers, particularly irrationals and imaginary numbers (as their names suggest), or infinities, abstract algebras and
non-Euclidean geometries, one can have difficulties. This is where the environmentally-based and culturally-shaped intuitions of 'natural' perception
start to be of little value, and despite the fact that one can be trained to treat
these abstract entities as if they were objects (viz., the ideology of objectism)
they nevertheless have little meaning to most people. Even to Mathematicians they have presented many problems throughout history. 5
The word 'meaning' is of course not well defined here, but I am using it in
the sense that an idea is meaningful to someone to the extent that it makes
connections with other ideas known by that person. An idea such as 'symmetry' will probably make many connections with other Mathematical ideas
and with 'phenomena' which illustrate aspects of symmetry, in geometric
shapes, in numbers, in games, in words and letters, in people, in physical
properties, in human relationships, etc. For most people 'symmetry' is a very
rich concept. But a few steps down the Mathematical road one might meet
'groups, rings and fields' and although the actual words may conjure up
individual images, and perhaps even a fascinating composite image, these
'objects' will necessarily have less meaning. They may of course develop more
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meaning within Mathematics, as more Mathematical connections are generated, and one can always retrace the abstracting steps to get back to, for
example, symmetry.
Professional Mathematicians who work with completely abstract phenomena as if they were objects will argue that these objects do have plenty of
meaning for them, and indeed their research is about establishing more
meanings about them. But that has not always been so and, for most people,
such abstract entities as groups, rings and fields are literally abstract and are
therefore essentially meaningless. Whether they will remain so is of course an
open question. It wasn't too many centuries ago that European Mathematicians overcame their prejudices and accepted the importance of negative
numbers, which had been developed by the Hindus many centuries previously
in order to help with their book-keeping procedures in business. Nowadays of
course negative numbers are familiar to most of us.
However, as Mathematics has grown, by the thrust and penetration of
rationalism and by its ability to objectivise both nature and other abstractions, so the real meaning of Mathematical objects has become more problematic. The mystery of Mathematics has grown, along with its power and
influence. 6
The irony, of course, is that it was, and still is, the power of Mathematically-based explanations of phenomena which pulled people away from other
kinds of explanation - magic, witchcraft, supernatural forces, gods, authorit(!.rian history or legend. So has one kind of mystery merely been substituted for
another? The short answer is 'yes', and indeed numerology and the general
fascination with number lore, geomancy and astrology certainly did much to
create a wide interest in Mathematical ideas. However a rather longer answer
must take account of the nature and tautology of 'explanation'.
As I said in Chapter 2, 'explaining' concerns making connections between
ideas - that is all - however profound these explanations might be. The
connections between phenomena are something else. If, as is often reported,
Newton, along with the other mathematicians of his era, believed that God
had designed the world according to Mathematical principles, this cannot be
dismissed as mere sophisticated idolatry. The status of this explanation is that
the idea of 'God the Mathematician' was a perfectly sensible connection
linking the idea of 'God' with the idea of the all-embracing Mathematical
explanations of natural phenomena. The problem begins if one thinks that
one has connected a real 'God' with real natural phenomena. There is nothing
wrong with believing that connection, don't misunderstand me. My point is
that an explanation is not a connection between real entities. And the biggest
mystery is "What is real?" which is destined to remain forever a mystery!
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mathematics under White's categories, if only the data existed in any substantial form. It is only comparatively recently that we have been gaining access to
anthropological data from around the world about such things as counting
and measuring, and it would require much more data to begin to discuss
values in any serious way. Moreover it is arguable whether a 'foreigner' like
me would be able to, or indeed should, attempt to discuss such deeply felt
aspects of other people's culture as their values. I may already have gone too
far in Chapters 2 and 3, and have shown myself to be guilty of the usual
offence of simplifying others' cultures in order to clarify points about my own.
If this is the case, then I apologise to people from those cultures.
We do have some suggestions about other values, of course, and I have
hinted at what some of these might be in comparison with those I have
described in detail. It is therefore not just the individual sets of values which
are significant, but also their interaction, and particularly their respective
balance within society. I have referred to the values of Mathematics as being
complementary pairs precisely in order that one can reflect on the aspects of
interaction and balance.
I do this not just to enable historical analysis to progress, though it is very
tempting to do that in the case of Mathematical development through the
different societies. I must leave that to others. My concern is rather that in
discussing education in relation to Mathematics, it is critical to consider
balances and interactions between values within society. Education, as an
intentional pursuit, must be concerned with choices. Mathematics education
is no different and the choices must therefore concern not just the various
symbolisations and conceptualisations of Mathematics, but the values also.
For example, in the first chapter of this book I characterised present
Mathematics teaching in practice in a certain way. It should be clear now that
behind that characterisation lies a certain balance of values.
That balance, in relation to ideology, seems to me to lean more towards
objectism than towards rationalism, in relation to the sentiment it leans more
towards control than towards progress, and in relation to the sociology it
leans more towards mystery than towards openness. Mathematics, as it is
perceived and presented through education in many countries today, is I
suggest characterisable as objective fact, supporting a feeling of control over
our environment through science and technology, but which remains largely a
mystery. Moreover, as I said earlier, the values are principally unknown they are developed unconsciously, implicitly and uncritically. In that sense
then, Mathematics teaching is reduced to being merely Mathematics training
- a pointless exercise if one is never going on to use the Mathematics.
As a result it is misunderstood by the vast majority of people. To try to
persuade the 'person in the street' that Mathematics is invented, not discovered, that hundreds of different counting system exist, that you can never
draw a triangle whose angle sum is precisely 180 or that we can never know
whether anything we prove is true, are formidable challenges indeed. But in
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First of all we must become a little clearer about the people 'in' this culture.
As I said in Chapter 1 the people/ideas distinction in cultural discussions is a
complicated one, and it is particularly so for us here. Whereas anthropologists
usually define the group of people first, and then proceed to describe and
analyse specific aspects of their culture, rather as Wilder (1973) has done, I
have chosen to reverse the normal process in order not to be exclusive about
which people are, or can be, associated with the Mathematical culture. Also
what seemed to me important above all else was to clarify what the culture
was concerned with, first of all.
The danger with this approach, of course, is that the people then become
defined solely in terms of their culture - a potentially dehumanising approach.
It is also a greater problem from an educational perspective in that it would
become all too easy to consider children as generic, unenculturated learners. I
clearly must attend to this ideas/people issue, hence the title of this chapter.
It is important early on to be clear about what being associated with this
Mathematical culture is not determined by. In my view it is not restricted by
nationality, geography, race or creed. What sometimes is labelled as a part of
'Western' culture is understood in many areas of the world although it would
be the case that many more people feel sympathy with the Mathematical
culture in 'Western' industrialised societies than in other regions of the world.
Nevertheless it would be thoroughly wrong to call Mathematical culture
'Western' - that would give it certain other ideological overtones, and also it
would fail to give due recognition to the historical facts concerning the roles
of many nations and peoples in developing Mathematical culture, particularly
countries not now generally considered to be 'Western', e.g. predominantly
Muslim countries and India.
As I said in the first chapter the people in a cultural group are those for
whom the values of that culture act as a social 'glue', binding them together.
Kelly (1955) puts it this way: "Persons belong to the same cultural group not
merely because they behave alike nor because they expect the same thing of
others, but especially because they continue to construe their experience in
the same way" (p. 94). Similarly, anyone who shares in, adopts the values and
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People would not be involved, at that time, in any formal or technical way
with Mathematical culture. To put it another way, some people may never be
involved with explaining phenomena Mathematically, and even those who are
won't be all the time, or won't in all their social interactions. Nevertheless
cultural involvement at this level is still significant even though it is largely
unconscious. It would be part of the implicit, taken-for-granted assumption
about shared values in society.
Cultural involvement at this level feeds off, and feeds into, the next level of
culture, the formal level, but itself has no independent cultural status. Nevertheless, because we all function at this level with our culture it is important to
recognise it, and to know how this level differs from the next. In 'ordinary
conversation' at the informal level, for example, words like 'always', 'never',
'equals' will be used, but will not usually have the precise meanings which
they have in Mathematics, and the short-cut arithmetical techniques of street
traders, for example, will derive from current technology or symbolism, but
have no power of generalisability beyond the specific context. 3
2. At the formal level, the use of the symbolisations and conceptualisations
would be deliberate, conscious and explicit and the values would be assumed
and supported. Many people operate at this level with their work, including
such disparate groups as engineers, architects, designers, economists and
map-makers. They are users of the Mathematical culture in their work as well
as contributors to it by their constant and conscious validation of it. Others
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who interact with them might well be more critical of their uses of particular
concepts and arguments in particular situations, e.g. those concerned with
economic predictions, environmental conflicts, and moral arguments of control and progress, especially if the Mathematical values are confronting other
societal values. Perhaps it is worth distinguishing between two sub-levels
here:
(a) the level where the Mathematical values are assumed and accepted
without question, and
(b) the level where other aspects of the situation impinge on these values and
make people question the validity of a purely Mathematical interpretation of the situation.
The distinction could be, for example, between a situation where a choice of
Mathematical approaches exists and is debated, and one where whether to
use Mathematical techniques at all is debated. The nuclear disarmament issue
is a good example, where many other values besides Mathematical will
influence debates and decisions.
Activity at this formal level therefore once again feeds off, and feeds into,
the next level, the technical, though the time-scale is rather different from
that at the formal/informal interface. That is, at the formal level, the Mathematics in use will probably be from former eras of technical activity, whereas
informal activity will be much closer (in time) to the ideas and techniques of
the formal level. But the formal level is the level at which ideas generated at
the technical level interact with other disciplines, other perspectives, other
values, and other technologies. The formal level of Mathematical culture is
the validating level of the culture.
3. At the technical level the whole symbolic system of Mathematics itself is
being developed and criticised - though this time not from outside the
Mathematical culture as in 2b above but criticised from within the culture.
This is not to say that questions of cultural interfaces and dominance would
not be debated, but here they would tend to be considered in the abstract, as
theoretical issues, as philosophical problems, rather than as affecting practical
problems and real situations, where a single action must be decided on. This is
the level at which researchers work on Mathematical problems - the level at
which is generated the multitude of specialist Mathematical concepts and
techniques which it is assumed represent a growth of knowledge. (This is not
to devalue this activity but merely to repeat the idea that at this level, the
'growth of knowledge' is felt to be self-justifying.)
It is often assumed, wrongly in my view, that this level is the dominant
level, because it is the generator of Mathematical knowledge. This is for
example the 'level' and the group which Wilder (1973) considers to be the
'bearers' of the Mathematical culture, namely the 'Mathematicians' who he
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says are "the possessors of the cultural element known as mathematics" (p.
26). I would challenge the idea of this group being the dominant group
because of the 'validating' role I mentioned played by those operating mainly
at the formal level.
I would go further than that however. The significance of considering
Davies' levels of Mathematical culture, I claim, is that it makes us realise that
everyone operating at all three levels (technical, formal, informal) is contributing to the culture's store of knowledge, values and development by using
the symbolisations of Mathematics, by behaving in relation to certain ideologies and by expressing feelings and sentiments which are culturally specific.
Even Wilder recognises the importance of other people besides mathematicians in the development of Mathematics. He talks of the "needs of the host
culture" and says "By 'host culture' is meant the culture of which the
mathematics forms a sub-culture" (p. 201).
Mathematical culture,as with any kind of culture, is a living thing, known
in action and recognised in process. As we saw in the section on 'Openness',
Mathematical culture should not be 'possessed' exclusively by anyone subgroup of people. 4 However it is also clear now that it is the formal level of
Mathematical culture which is of prime significance to us in education. Both
the 'technical' and the 'informal' feed into it and influence it, but it also
sustains the others. It is the formal culture of Mathematics which is at the core
of our society's valuing of Mathematics, and it is that to which we must refer
in our consideration of Mathematics education from a cultural perspective.
4.3. THE CHILD IN RELATION TO THE CULTURAL GROUP
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process engaging those living the culture with those born into it, which results
in ideas, norms and values which are similar from one generation to the next
but which inevitably must be different in some way due to the re-creation role
of the next generation. 6
4.4. MATHEMATICAL ENCULTURATION
In terms of the group levels described earlier it is now clear that all adults
sharing the symbolic ideas and values of Mathematical culture will playa role
in informal enculturation - by discourse, by example, by cooperative working, by social interactions, etc. This will be done predominantly by the family
and by the community, who may also be members of the culture who can
operate at the formal or the technical levels.
Enculturation at the formal level, however, seems to be more of my specific
concern in this book. Where education is aimed at the formal level, it can help
to explain and understand various aspects of informal Mathematical culture,
whereas an induction into these informal aspects won't educate about the
formal culture of Mathematics. The establishment of formal enculturation
enables the process to take place at the appropriate level- namely, the formal
- where enculturation can be intentional and explicit, at least for a short,
formative period in every child's life.
For all intents and purposes, formal enculturation has of course been taken
over by the schools, although it need not stop there. For 'formal enculturation' therefore I could substitute the words 'formal education'. Once again
though, my general argument is that formal Mathematics education is at
present not the enculturating experience that it should be, because of the
criticisms to which I referred in the first chapter. So, I shall retain, as far as I
can, the term 'formal enculturation', to express, and to help me analyse what
I feel formal 'education' in Mathematics should constitute.
Formal Mathematical Enculturation has as its goal the induction of children
into the symbolisations, conceptualisations and values of Mathematical culture. It clearly involves both 'process' and 'object', and we shall therefore
need to examine both, with the other in mind. It cannot be just processoriented because of the culture's frame of knowledge, but nor should it just
attend to that knowledge, since education is more than mere transmission.
Enculturation, equally, has a responsibility to both child and culture,
respecting the individuality and personality of children as well as the characteristics of the culture. To ignore the first would lead to indoctrination, while
to ignore the second would lead to anarchy. Mathematical enculturation
needs to be conceptualised as a social interactive process carried out within a
certain knowledge frame but with the goal of recreating and redefining that
frame.
There is of course, likely to be considerable interaction between informal
and formal enculturation. Increasingly, for example, in industrialised
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societies, informal enculturation is being taken over from the family and the
community by mass media. Also the various complex and important social
institutions in these societies, like political groups, clubs, community groups
and local Government institutions, playa strong role in informal enculturation through their workings, the values they exhibit and the publicity they
enjoy.
Whilst there will be broad areas of agreement between formal and informal
encuituration, we can also understand how the process of formal enculturation can indeed be undermined by the activities of others. To take two
examples of interest to us in Mathematics education, consider the persuasion
tactics used by some TV advertisements in contrast with the emphasis in
Mathematics education on proof, logic, the valid use of evidence, and the use
rather than abuse of statistics. Which criteria is the child to believe? Also
commercial products like calculators and microcomputers which have 'invaded' the informal Mathematical education of our children conflicted initially with some of the influences thought by the formal Mathematics educators
to be far more important for children's Mathematical development. That
conflict has now largely been resolved, of course.
The technical level of Mathematical culture presents us with a rather
different enculturation issue. The 'research' community, if I can use that term
for the group which operates at the technical level, exercises strong controls
over membership and over the behaviour of its members. This sub-group
demands a training that is not necessarily supplied by the formal enculturation process and it therefore supplies that training itself. However, the fact
that this group's special training (e.g. research activities of various kinds)
builds on the foundation offered by the formal enculturation process, means
that it too has an interest in its content and practice. So of course, do other
specialist groups in society who offer specific training to their entrants coming
from formal education (e.g. industrial and business organisations). But the
Mathematical research community appears to have a far greater voice than
these other groups, perhaps because, as Layton (1978) suggests, "their power
in relation to the definition of the subject is great".
However, I find that the cultural perspective offers a slightly different
interpretation. As Mathematical culture has developed in recent years it
seems that the range of Mathematical application in society has broadened,
and therefore many more people are now engaged in the growth and development of Mathematical culture. As technology has advanced, so more research
is driven by industrial, technological and societal requirements. As the
computer industry has developed, so other influences on the definition of
Mathematical cultural knowledge have increased. The knowledge-store of
Mathematical culture is no longer constituted entirely by the products of the
pure Mathematical research community.
This community is therefore likely to become less powerful than it once was
in helping to shape the formal enculturation process. Was indeed the peak of
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In the nineteen-fifties and 'sixties a new phenomenon appeared in Mathematics education - the Mathematics curriculum project. This was an experimental 'vehicle' for deliberately changing the curriculum, and the phenomenon is
a well-known aspect of general educational activity nowadays. The curriculum project injected a very deliberate, interventionist, and indeed revolutionary idea into the education process. Educational change was no longer
something that just seemed to happen, or which was subject to unknown
external forces. It could be imagined, planned, experimented with and, if
successful on a 'pilot scale', deliberately put into operation on a large scale.
Before the days of the curriculum projects, the prime organising construct
for the Mathematics curriculum was the syllabus, which nowadays would
probably be called the 'examination syllabus'. This was, and still is in some
places, a listing of topics expected to be covered in the course of teaching.
Usually the lists were arranged either chronologically or logically (i.e. structured Mathematically in some way) and typical entries would be:
Multiplication of directed numbers
Mean, median and mode
The equation of a straight line.
These topics were not only in the printed syllabuses, they were often also
the chapter headings of the textbooks, or the section headings in those
chapters. They were, in addition, the topics for the lessons taught and
teachers would say, and still do say, "Today we are going to do 'the equation
of the straight line'." This syllabus approach was an excellent embodiment of
the atomism value of Mathematical culture - one taught small pieces of the
syllabus one after the other, and gradually they were built up into larger
pieces.
I have described the syllabus in these terms not to be critical, but to point
out the difficulty of representing the Mathematics curriculum. Even now we
can ask: how and in what form does the curriculum exist? How do we know
it? Is it the content of the text-books? Is it the content of the lessons? Or the
examinations? Is it the way the lessons are taught? How should one describe
the mathematics curriculum? In particular how can I best describe a curriculum which objectifies Mathematical culture, but which recognises the interactive nature of the enculturation process?
An important study by Howson, Keitel and Kilpatrick (1981) analysed the
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5.2.1. Representativeness
First, of course, it should adequately represent the Mathematical culture.
That is, it must not just be concerned with the symbolic technology of
Mathematics, but must also attend explicitly and formally to values of the
Mathematical culture. It was, you will recall, my intention in Chapter 1 to get
clearer about the values of Mathematical culture precisely because they are
usually ignored in explicit formulations of curriculum content. There is little
overt reference to them in any of Howson, Keitel or Kilpatricks' analysis,
except in the 'integrated-teaching' approach.
Of course, as I said earlier, the fact that there has been no explicit
Mathematics education in relation to these values does not mean that no
values have been taught. The 'technique' curriculum which I characterised
and criticised in Chapter 1 develops a values balance which has in my view
over-emphasised objectism, control and mystery. The fact that proof is in
danger of disappearing from many Mathematics curricula indicates the lack of
attention to 'rationalism'. The general shortage of creative, innovative and
inventive possibilities in the Mathematics curriculum tells us that 'progress' is
relatively undervalued, and the meaninglessness and lack of comprehension
experienced by learners everywhere demonstrate that 'openness' is not a
significant value in current Mathematics curricula.
What then do I mean by 'adequately represent'? Clearly I must argue for
explicit attention to all the values described earlier but also I must reflect my
feelings that a redress of the balances must be undertaken. I therefore will
present a Mathematics curriculum structure which allows rationalism to be
stressed more than objectism, where progress can be emphasised more than
control and where openness can be more significant than mystery. Moreover
in formulating more detailed aspects of the Mathematics curriculum, these
emphases must be given special considerations in my opinion.
5.2.2. Formality
Second, it is important to reiterate the view that his curriculum should
objectify the formal level of the culture of Mathematics, showing the connections with the informal level and also offering an introduction to the technical
level. It should, for example, reflect the connections between Mathematics
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5.2.3. Accessibility
A third crucial principle to be adhered to is that an enculturation curriculum
should be accessible to all children. As I pointed out in the first chapter, the
'top-down' approach to content does very obviously disadvantage the vast
majority of children who either do not wish, or who are unable to go on to
further Mathematical study. Education may sadly be a process that fails in
practice for particular pupils but there is no logic behind planning an enculturating curriculum which is designed to fail them. Enculturation must be for all
- Mathematical education should be for all. Of course there will be a need to
create opportunities for individual children to pursue some ideas further than
other children according to their interests and backgrounds, but such provision does not negate the principle.
The other key idea in this principle is that the curriculum content must not
be beyond the intellectual capabilities of the children, nor must the material
examples, situations, and phenomena-to-be-explained, be exclusive to any
one group in society. The moral imperative is there, as it is in the 'formative'
approach, to find ways to reach all children. I am conscious of the difficulties
that this principle could cause for teachers of children with special needs,
especially those who are handicapped. But I still feel that the principle is an
important one even in those situations.
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97
non derives its power, as we have seen, from being a rich source of explanations, and that feature must shape the significant understandings to emerge
from the enculturation curriculum. It is not a 'technique' curriculum, as was
described in Chapter 1 although clearly the power to explain will be conveyed
only by the activity of explaining which will necessarily involve 'doing' various
Mathematical activities to a certain extent. The problem is that at present the
aims of most Mathematics curricula are entirely concerned with 'doing' and
little to do with explaining.
The corollary of this is that the power of explanation will only be conveyed
if the phenomena-to-be-explained are accessible to all children, are 'known'
by them, and as yet are unexplained. The environment, both physical (natural
and man-made) and social, is the source of such phenomena, and I share the
concerns of the 'integrated-teaching' approach in this. Thus the Mathematics
curriculum needs in some way to be based in the child's environment and in
the child's society. This implies moreover that in different countries and in
different societies one would expect to find different Mathematics curricula,
reflecting the differences in environmental and societal needs. There is no
reason, even with a cultural approach to the Mathematics curriculum, to
expect a universally applicable curriculum. Equally, one could expect that
any two children might well have experienced rather different curricula as a
result of their own choices and personalities. Because children differ we have
to be able to create curricula structures which allow individuality to be
experienced.
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and 'explanation' is the power of the symbolic technology of the culture, then
undue complexity in that technology will fail to explain, fail to convince and,
therefore ultimately, it will fail to enculturate. Moreover I would argue that
even the future Mathematician (perhaps indeed particularly the future Mathematician) needs a good enculturating grounding in the subject.
These then in summary are the five principles which I feel characterise the
enculturation curriculum, or the 'cultural' approach to the Mathematics
curriculum:
- it should represent the Mathematical culture, in terms of both symbolic
technology and values,
- it should objectify the formal level of that culture,
- it should be accessible to all children,
- it should emphasise Mathematics as explanation,
- it should be relatively broad and elementary rather than narrow and
demanding in its conception.
5.3. THE THREE COMPONENTS OF THE ENCULTURATION CURRICULUM
How, then, can I structure the knowledge frame of the enculturation curriculum? Clearly, having begun with those five general principles which the
cultural approach should follow, there is now no sense in prescribing long lists
of topics to be covered. It is, however, necessary to move to some finer level
of detail in order both to exemplify such an approach for the reader, and also
to structure the analysis further. Moreover, I do not want to suggest that the
cultural approach to the Mathematics curriculum is entirely process-oriented.
This is where this approach differs markedly from both the 'formative' and
the 'integrated-teaching' approaches. There are significant symbolisations,
conceptualisations and values which have been developed and I believe that it
is important to represent these in the curriculum. The contents of Chapters 2
and 3 do need to be specifically represented in some way in this curriculum.
I have therefore chosen, as a first level of structuring, three different
components which I shall argue are essential in an enculturation curriculum.
They offer a knowledge framework which will enable a curriculum to meet all
the principles described above. They cannot be defined in any mutually
exclusive way, and there will inevitably (and desirably) be overlap and
interactions between the three components. As 'labels' and descriptions of
the components I offer the following:
- The Symbolic Component - covering the significant explanatory conceptualisations in the symbolic technology of Mathematics, which allow principally the values of 'rationalism' and 'objectism' to be explicitly explored.
- The Societal Component - exemplifying society'S manifold uses of Mathematical explanations, and the principal values of 'control' and 'progress'
which have developed with these uses.
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101
102
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THE CURRICULUM
103
and, historically, had a great deal to do with the development of games like
chess. Puzzles, paradoxes, and other 'mental' games also playa strong role in
developing Mathematical thinking. Solitaire games and activities such as
'Magic Squares' have also a long history of connection with Mathematical
development, as we saw in Chapter 2.
As we move towards these 'meta' concerns, with their perspective on other
Mathematical concepts, so it perhaps becomes clearer why I am using these
concepts as organising constructs for the activities of the curriculum, rather
than as 'facts' to be defined, taught and applied.
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THE CURRICULUM
105
Drlwing
pins
..
..
Fig. 6
Cars are designed to be manoeuvered in congested spaces.
Interestingly the mechanism to bring this about is the same trapezium linkage used in the
rocking horse design. Make up a model from card and pin to a drawing board as shown here.
Move CD to the left and observe that as the wheels A and B turn to the right they cease to be
parallel.
The lengths of AB and DC depend on the wheel base of the car. Investigate. The actual
mechanism is not so easy to observe on a car but take a look at a farm tractor next time you see
one. (p. 37)
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Fig. 7
great interest in this activity and although we must take care not just to be
focussing on the 'quality' per se, which is the scientist's interest, many of the
science education projects have interesting activities for our use as well. 7
Designing activities focus learners' attention on shapes, and indeed both
natural and man-made objects can be a rich source for matching and comparison tasks. Similarities, congruences and transformations reveal and 'explain'
many aspects of our environment. Bender and Schreiber (1980) illustrate this
perfectly by showing what can be done with the theme of 'the truncated cone'
in the man-made environment: see Figure 7.
With natural objects, interesting comparisons can be made of various
crystal shapes and structures, revealing intriguing aspects of 3D tesselations,
as well as leaves, birds, skeletons of mammals etc. Shells and flowers reveal
patterns and structures all of which concern constrained growth. Much beauty
accrues to such shapes as it does to 'perfectly' proportioned rectangles,
platonic solids and architectural design. The aesthetic side of Mathematical
activity is revealed through designing, as has happened throughout our
history.
Playing activities are easily understood whether they involve drawn games
such as noughts and crosses (tic-tac-toe), board games such as draughts
(checkers) or chess, or movement games like 'hop-scotch'. Indeed one way to
categorise games and playing activities generally is in terms of the medium
used, and as we saw in Chapter 2, string games offer a universality not found
with paper and pencil. Folk dancing often reveals interesting structural
regularities as do number games and puzzles, such as magic squares.
Chance and prediction were key ideas in developing the notion of serious
play, and predicting outcomes in relatively more or less structured situations
is an important Mathematical activity. The successes, or otherwise, in predicting events can be well explored through astrological charts, bingo games
(housey-housey), fruit machines and the like. Predicting generalisations can
107
THE CURRICULUM
Ford OrIon
1.3 litre
1.4 litre
Model L
GL Ghia
1.6 litre
L GL Ghia
1.6 litre
(fuel-injected)
Ghia
1.6 diesel
GL
Fig. 8
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THE CURRICULUM
109
ests, and books like the following contain ideas for useful activities:
R. Walford Games in Geography, E. Raisz General Cartography.
If 'games' does exist as a school subject, then it is usually only the physical,
and sporting, variety. This then should give us in Mathematics Education an
opportunity to encompass certain aspects of the 'games' subject, should we
wish to! Certainly there is plenty of material available on playing and plenty
of games activities and books which we can exploit. As an example I can cite
Falkener's Games Ancient and Oriental and How to Play Them.
Furthermore a book such as Ling's Mathematics Across the Curriculum
makes no apology for overlaps between Mathematics and other school
subjects and indicates well just how useful for Mathematics Education are the
connections with other areas.
By such a focus on the concepts of Mathematics through activities and by
reflecting on these activities we should be able to develop a good understanding in children of the values of rationalism and objectism. These are the
complementary ideologies behind Mathematical ideas, and a conceptual
curriculum is a good vehicle for exposing them fully. As is widely recognised,
for example, the present curricular focus on techniques means that proof has
all but disappeared from the Mathematics Education of most children.
Mathematics without proof is, in my opinion, no Mathematics at all, essentially because it cannot thereby reflect the 'rationalism' value adequately.
Another reason therefore why I have focussed on concepts developed
through activities is because this approach emphasises the meanings and
explanations offered by Mathematics, and de-emphasises the manipulative
skills and techniques which dominate our Mathematics curricula at present.
With the advent of calculators, tabular data of all kinds, and now with
microcomputers as well, we have no more reason to focus merely on manipulative techniques - they are in any case of little importance to the majority of
the adult population. If specific skills are needed for specific jobs then it is a
relatively easy matter to graft some specialised skill training onto a general
Mathematical conceptual foundation. As I argued in the first chapter, learning a collection of skills and techniques does not constitute an education.
This de-emphasis on techniques makes it possible also to approach concepts which might otherwise not be accessible to some children. For example,
as I said earlier, it may surprise some readers to see that I have included the
'concepts' of Limit, Infinitely divisible, Combinatorics, Ellipse, Vector, Proof,
Algorithm, Function, Matrices. My reasoning is first of all that these are
important ideas to know about, and secondly that I am not seeking competence at Mathematically manipulating and developing these ideas. The concept of Limit for example, is rationally powerful and widely explanatory, and
as we have seen, it is not necessary to go into the details of the Calculus to
appreciate and understand situations where the idea of Limit occurs. Likewise, to appreciate the idea of, and mode of generating, an Ellipse, does not
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In actual fact, I believe that if only the conceptual approach above were
adopted in more curricula Mathematics would be better understood than it
seems to be at present. However, I don't believe that that component alone
would constitute a good enculturation experience. Even assuming that the
conceptual curriculum is thoroughly developed through rich environmentally
based activities, it would not of itself generate a critical awareness of the
development of the values of Mathematics within society.
In particular I -believe that in order to develop this awareness, with
understanding, one needs to reflect on Mathematics as used by societies in the
past, as used by present society and as could be used by society in the future.
This societal component represents the full historical dimension of Mathematical development.
One principle which is appropriate for this component of the curriculum is
that of 'exemplification,' rather than 'coverage', which was important in the
previous component. There I argued for the importance of including activities
to develop all of those concepts. Here, it is necessary to adopt an exemplifying and paradigmatic approach to the historical and future development of
knowledge. We cannot offer our children a systematic course on the History
of Mathematics, for example, but we can, by a judicious choice of paradigmatic situations, make the Mathematics/society interface more overt, more
critically analysable and therefore better understood.
In my view, the most appropriate way to enable the children to become
suitably involved with these paradigmatic situations is through the use of
projects. I understand a project to be a piece of personal research undertaken
by the learner, using reference materials, and written up in the form of a
report. It will take a substantial amount of time, say one or two weeks, be
done individually or by small groups, be supervised by the teacher and will
differ in emphasis depending on the learner's interest and capabilities.
Project teaching is a very important mode of teaching, as witnessed by its
use in all higher degree work, and reported in dissertations, theses, books and
papers of all kinds. There is, in a sense, nothing really new about using
project-work in education, associated as it was with the ideas of John Dewey
THE CURRICULUM
111
in the 1920s in America, but for some reason projects do not seem to be used
in any extensive way in present-day Mathematics education. 8 That seems to
me a great omission as they have so much to offer in a genuine Mathematical
education. In particular, three aspects of projects stand out as being of
particular value to us in considering this societal component.
1. First, a project allows for personal involvement to whatever depth is
wanted in a particular situation, and it therefore offers an individualising
and personal ising aspect of teaching so often missing from the usual
Mathematics curriculum.
2. Second, a project encourages the use of a variety of resource materials
which stimulate thinking about the importance of the Mathematical approach to interpreting and explaining reality. Just to come into contact
with the many books, films and video material available can enable
Mathematical ideas and values to be connected with other aspects of the
school curriculum.
3. Third, involvement with projects encourages activity at a reflective level.
Through researching and documenting a societal situation and by the
teacher's encouragement to analyse the relationship between the Mathematical ideas and the particular situation the learner can begin the process
of critical analysis which is so necessary if the values which Mathematics
offers to society are not merely to be just taken for granted.
Here then are some suggestions of possible topics for projects which I
would consider significant in this societal component.
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Perspective in painting
Numerology and the fascination of numbers
Codes and code-breaking
The golden ratio in architecture
Techniques of weighing
Musical harmonics and patterns
The changing relationship between Art and Mathematics
Automata and the spread of mathematical values
Astro-archaeological sites and their significance.
Another possibility for projects concerns the biographies of significant
Mathematicians. There are many sources for data about such people and it is
important to note that as well as a predominance of well established sources
like, for example, Men of Mathematics by E.T. Bell, we can now find other
examples like, Women Mathematicians by Dubreil-lacotin and Maths Equals
by Perl, The Muslim Contribution to Mathematics by AI-Daffa and Blacks in
Science: ancient and modem by van Sertima, which all help to destroy an earlier
myth that Mathematics was entirely the creation of white, Western males.
The field of History of Mathematics and Science is a very fertile one to
explore and we must find an opportunity in our Mathematics curricula to refer
learners to their cultural heritage. 9
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113
114
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115
116
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5.6.1.
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117
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some possible conjecture begins to emerge, and you begin to feel that it is
true! Take, for example, this well known situation involving the summation of
odd numbers:
1+3 ~ 4
1+3+5= 9
1 + 3 + 5 + 7 = 16
Those numbers on the right are very recognisable, and the amazing conjecture can be generated that 'the sum of the first n odd numbers is equal to n 2 '.
It seems to be true but you don't know yet if you'll find a counter example.
You recall that square numbers can be represented as squares:
and suddenly you can see how the conjecture must be true (Figure 9) .
Fig. 9
1+3
22
1+ 3+ 5
= 32
You have found the link" the connection, the representation which indicates to everybody how it is that 'the sum of the first n odd numbers' relates to
'square numbers', You have 'opened' the knowledge.
Of course, that reasoning does not yet give a result which can fully qualify
as a proof, in the strictest Mathematical sense, but it is proving. it does make
the appropriate connection overt and explicit. And, moreover, you did it.
You made the connection.
But wasn't the connection there all along? Isn't it just a 'built-in' property
of the numbers themselves? But how did 'odd' numbers or 'square numbers'
arise - are they just another property of the numbers themselves or did
someone invent those categories? What about sequences of odd numbers not
starting with one? What about adding even numbers? And what would
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119
happen if you moved into different bases, or used a different symbol system?
Would you get the same result?
By this means the investigation progresses and the mysterious nature of
Mathematical activity begins to be revealed. Every professional Mathematician knows, and lives with, this balance of openness and mystery, and
investigations can help convey to pupils the mixed emotions of the fascination
of working within Mathematics. 12
One final point to make is about the report of the 'experiment'. This aspect
is of paramount importance in the enculturation process because of its role in
developing an understanding of the 'openness' value. The reported investigation needs to mak.e clear to any reader the situation investigated, the process
adopted and the results and conclusions found. Pupils will learn about the
precision and logicality of a Mathematical presentation as well as the fact that
this form of 'demonstration' of results never follows the sequence of activities
which produced the results!
Nor should this 'report' writing be thought of as an irrelevant or value-free
exercise. Several journals will now accept pupils' reports, and it is now
becoming recognised that classrom investigations can enable children to make
interesting contributions to general mathematical knowledge. More importantly children will begin to learn that openness is a necessary value in the
development of critical analysis. By contrasting arguments, reasons, explanations and proofs, children will learn the criteria of rational criticism. Rather
than remaining a within-Mathematics and introverted activity, investigating
will become generalisable to the whole of society and to any form of knowledge.
5.7. BALANCE IN THIS CURRICULUM
Those then are the three separate, yet overlapping and interacting, components of my enculturation curriculum, and my thesis in this chapter is that
these three components are not only necessary but also sufficient for creating
a curriculum capable of offering a Mathematical Enculturation for all children. As well as educating them, this curriculum will also preserve and
stimulate the Mathematical culture through their education. The historical
and developmental aspects, as offered in the societal and cultural components, will ensure the preservation of the cultural heritage of Mathematics.
The attention to environmental activities, to the societal uses in the present
and hypothetical future, and to the creative aspects of investigation, should
do much to stimulate Mathematical development in future generations. This
curriculum may also serve to reduce ultimately what Kline (1980) calls "the
isolation of Mathematics". As he says: "Mathematics is a marvellous invention but the marvel lies in the human mind's capacity to construct understandable models of complex and seemingly inscrutable natural phenomena and
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thereby give man some enlightenment and power" (p. 305). If I could
substitute the word 'environmental' for 'natural' I would subscribe wholeheartedly to that sentiment.
Two more issues need attention, before we move to consider the interpersonal enculturation process in the classroom in the next chapter. First what
balance between the three components should be sought? I have in general
tried to avoid detailed prescription in this book because of the societal
variations, both national and local, which abound, and because of the inevitable imprecision of description and overlaps between ideas. However, from
the enculturation perspective it would seem to be valuable to make the
'paradigmatic and exemplary' components at least as significant as the 'coverage' of the activity based component. I can see no value in having a curriculum which in its detail, is completely mandatory and compulsory. It is
necessary to offer teachers curricular opportunities to personalise the child's
learning, and to particularise the Mathematical activities in relation to learners' differing interests and backgrounds.
However, by the same token, I cannot accept that an enculturation curriculum should be entirely open to personal choice. A mandatory element must
surely be a strong part of an enculturation experience. Therefore my balance
between the three components should equalise the mandatory 'core', and the
paradigmatic options, in order that they have the chance to complement each
other.
This balance should also be reflected in any assessment procedure needing
to be adopted during the 'course' or at the end of it. This matter however, is
definitely one where the education/society interface is significant. From the
perspective of enculturation, assessment is unnecessary since enculturation is
not something you pass or fail, nor is it something you are better at than
someone else! The only assessment which can appropriately be made is of the
enculturation process itself. Thus judging by what little the average person
seems to understand about Mathematics nowadays, the Mathematics education offered at present is failing dismally as enculturation. The Mathematically enculturated person is a rare breed.
5.8. PROGRESS THROUGH THIS CURRICULUM
The second issue not yet touched on relates to the idea of progression through
this enculturation curriculum. Clearly any curriculum needs sequencing in
some way, so what criteria should govern the sequencing of an enculturation
curriculum?
Firstly the increasing complexity of the young child's environment should
be a major criterion. As a child grows from total dependence on the home
context, through an ever-widening and ever-more complex environment of
school and community, to the position of independent adult in the country
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121
122
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18~------------~-----r--------------~
Fig. 10
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123
CHAPTER 6
THE PROCESS
125
As I argued atthe start of this book, I feel that it is necessary to move away
from the impersonal, instrumental and mechanistic ideas which dominate at
present (e.g. methods, instruction, textbooks), where Mathematics teaching
focusses on the efficient transmission of specified content from the teacher to
the learner. The choice of the 'enculturation' description was made not only
to focus more attention on values but also to move away from a 'transmission'
image of education. Enculturation isn't done by one person to another,
culture isn't a 'thing' which is transmitted from one person to another, nor is
the learner merely a passive recipient of culture from the enculturator.
Enculturation is an interpersonal process and therefore it is an interactive
process between people. Mathematical Enculturation is no different in that
respect from any other type of enculturation.
However, I believe we face a peculiar but very real obstacle in the field of
Mathematics education in relation to this issue. As I elaborated in Chapter 3,
one of the values associated with Mathematics concerns 'objectism', and the
mechanistic view of the world, and indeed our Mathematical culture could be
said to promote a Mathematico-technological world-view. We therefore, as a
result of our own Mathematical education, have a tendency to view any
phenomenon in this light. In particular we tend to apply this 'world- view' to
our own field, i.e. we try to describe and interpret the teachingllearning
process in Mathematics in mechanistic terms. The examples in the first
chapter illustrate this world-view perfectly. It can be argued of course that
this view has indeed brought its rewards - it has enabled many more people in
the world to know and to use Mathematical skills. That I am not denying.
What does concern me is the current failure of Mathematics teaching,
described in Chapter 1, and the continuing dominance and hegemony of the
Mathematico-technological world-view, in the present rapidly changing economic, social and political context of our 'global village'.
Learners and their teachers are human organisms and are not mechanisms.
Interactions, such as teaching and learning, can clearly be interpreted mechanistically, but the issue I wish to face here is, should they? Would it not be
more desirable to strive for descriptions, representations and interpretations
which do justice to the organismic nature of teachers and learners? Might we
not reflect better the essentially humanistic qualities of interpersonal interaction by trying to use organismic rather than mechanistic interpretations of
process? And might we not be encouraged to pursue humanist rather than
objectist goals by so doing?
The first task, then, as I see it, in describing the Mathematical enculturation
process is to begin to move away from mechanistic interpretations of process.
In these terms therefore I should already re-analyse the notion of 'shaping'
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which I suggested above, lest I run into the trap of implying mere mechanistic
'moulding' , of one person producing a shaped product in another. Shaping in
an interpersonal context should rather be understood as a joint enterprise
between the learner and teacher. At first sight it may appear that the teacher
is the one who does the shaping, but recall what is being shaped. It is no~ a
lump of clay nor is it a piece of material. Concepts, meanings, processes and
values are what are being shaped, and these belong to the learner. They are
developed by the learner, constructed by the learner, owned by the learner,
and therefore of course, shaped by the learner. Moreover they are shaped in
response to certain messages received not just from the teacher but from the
whole environment, both physical and social. The learner is a creative and
adaptive organism, as the following exchange illustrates:
K.H. is the teacher, and Martin is a bright secondary-school pupil.
K.H.
Some lad
K.H.
Louise
Martin
K.H.
Martin
K.H.
Martin
K.H.
Somebody
K.H.
THE PROCESS
127
On the social environment's part there is the kind of activity which pressurises, encourages, restricts or frees - without that interaction, no shaping can
take place.
Enculturation, in these terms, is a certain kind of dynamic relationship
between the constructing, idea-providing, adaptive learner, and the pressurising, encouraging, restricting or freeing social environment, in which the
teacher plays a significant role. But I have described the social environment in
this general way because the teacher is not the only person in the learner's
social environment. In the particular situation of the Mathematics classroom,
there are the other people - the fellow-learners, the peers. They all play their
interactive role in helping other learners shape their ideas.
So the learner's role is to construct ideas, and the social (and physical)
environment's initial role is to allow ideas to be constructed. Furthermore the
environment must promote negotiation, while the learner must respond to
that kind of feedback and become more involved. These are the essential
features of learning in general and of the enculturation relationship in
particular.
Let us now narrow our focus a little and analyse more of the features of
interest to us as Mathematics educators. In particular three features of the
enculturation relationship seem to contain specific points to be discussed and
clarified. The first concerns the asymmetrical nature of the enculturation
relationship, which is what gives the process its dynamism. I call this aspect
asymmetrical because it describes the imbalance between teacher and learner's influence. It also reinforces the fact that it is the learners' ideas which are
intended to be shaped not the teacher's although, as we shall see, the
essentially negotiating characteristic of the process means that the teacher's
ideas cannot be unchanging - the teacher is also an adaptive organism.
The second, which I call the intentional aspect, is concerned with achieving
the particular goals of Mathematical Enculturation - the way of knowing, as I
have called it. What are the qualities and criteria which are to be striven for?
How do these direct the teacher's choices and decisions during the process?
To what ends are the learners adapting their ideas?
The third aspect of the enculturation relationship concerns its ideational
quality - the fact that we are concerned with Mathematical ideas. This fact
focusses our attention on the communicability and sharing of Mathematical
ideas, and requires us to examine the tension between individual and shared
meanings. Mathematics is, like any cultural knowledge, socially constructed
and we need to create ways of incorporating the social construction of
knowledge into the enculturation process.
These three foci will help us to clarify the nature of the Mathematical
Enculturation process and will offer us principles which should guide the
development of this process.
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6.2. AN ASYMMETRICAL PROCESS
THE PROCESS
129
In June I had felt that I knew what the end point would be, this time I was unsure.
The pupils responded - You can build things with them.
- 'Things'
David picked up this word, he seemed to be struggling to see the connection in the pupil's
mind with the question.
- Houses
SILENCE - David seemed to be trying to make a decision, he was using the silence for
himself. How should he respond to the pupil. He repeated the question,
You are trying to describe a cube.
A pupil responded.
You can only see three sides at a time.
Sides picks up David.
And so the relatively powerless pupils can only wait and see what else will
be revealed by this 'non-discovery' kind of teaching.
Lopez-Real (1985) also shows how teaching can be so organised by a
teacher as to convince the learner of the teacher's power.
"M:
p's:
M:
p's:
M:
p's:
M:
pI:
M:
p2:
Right, the one I want to do is 387 divided by 2. Don't do anything yet, just layout the
wood that you need. How many have we got?
3
How many tens?
8
And how many units?
7
7. Would you try to put your hundreds into two equal sets.
You can't. You've got one over.
Right. You've got 1 hundred in one set. 1 hundred in the other set. What's going to
happen to that?
Change it.
Richard, are both sets the same? Are you sure? Are you absolutely sure? Exactly?
There's that other one.
Ah, there was one left over wasn't there? And that one you can't do anything with.
Tell me, what could you do with that one so that you could finish?
Cut it in half.
You could cut it in half couldn't you? So rather than say 193 remainder 1, you could
say ....
193 and a half.
193 112. That's right.
The context of the open question 'What could you do with that one?' suggests this has
previously been discussed and is thus, in effect, still a closed question. This is emphasised a
little later with another calculation:
pI:
I got 74 remainder 1.
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What is not discussed at any stage in this incident is the question of context. That is, when is it
appropriate to give 112 in an answer and when is it more reasonable to say 'remainder 1'.
(Lopez-Real, 1985, pp. 45-46.)
Nor were many other aspects discussed - for example, any reasons for the
problem, the pupils' guessed answers, or their strategies of solution. What
pupils learn from these kinds of exchanges is not just their teacher's mediated
view of Mathematics, but also the idea that their teacher somehow 'owns' the
Mathematical power. Mathematics will continue to be a mystery for them.
The warning is there, and we shall return to it in a moment, that the teacher
must use her Mathematical knowledge shrewdly in the enculturation process,
if values like 'openness' and 'rationalism' are to be properly fostered.
Both formal and sapiential power potentially exist for every Mathematics
teacher but only when they are demonstrated in the classroom context will
they achieve any real influence. Therefore it is necessary to consider achieved
power, being that which is negotiated between teacher and learners in the
classroom situation. Achieved power must be earned as any teacher knows
when she begins with a new class. It represents what of the potential formal
and sapiential power available to a Mathematics teacher is actually achieved
as a "pattern of influence" in the Mathematics classroom. It is dependent on
what kind of influence the teacher wishes to achieve and what kind the
learners will accede to. It is the product of the 'didactical contract' (Brousseau, 1981) which is negotiated between teacher and learner. It relates to the
patterns of authority in the school and in the wider societal context. What
would be acceptable teacher influence in one society might not be in another,
and therefore for the Mathematical enculturation process, the extent of
influence actually achieved by Mathematics teachers could vary significantly.
The enculturation process is always mediated by the particular societal
situation.
Is there then no particular kind of influence which should prevail if the
Mathematical enculturation process is to be successful? Whilst not perhaps
being able to answer that question directly, there are nevertheless some
important principles which follow on from the analyses so far.
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131
been given, as an enculturator, for all the learners in one's care. That moral
responsibility of the teacher is clear.
Regrettably the research evidence on teachers' role-stereotyping of children, and on pupils' attitudes, does suggest that this moral responsibility is
not as strongly accepted as it should be. The failures, in Chapter 1, can in
some aspects be understood as the results of abuses of their power by
teachers. One of Hoyles' (1982) interviewees describes this kind of abuse this
way:
Interview 5
P:
I:
P:
I:
P:
I:
P:
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to motivate the learners" (as it is called in the mechanistic teaching literature). The aim of motivation strategies is the achievement of a constructive
and collaborative engagement. The teacher's task, though, is not "how to
motivate" but how to create, initiate and sustain the activities and the
environment which will engage the learners in meaningful Mathematical
endeavours.
.
Hoyles (1982) again shows us how significant this aspect can be for the
child:
P:
I:
P:
I:
P:
I:
P:
I:
P:
I:
P:
I:
Yes, once, in the second year (and) we had this teacher, she was a really good teacher,
maths it was, and I've never been any good at maths. She never pushed you or nothing
but let me get on with it at my own pace.
What do you mean exactly when you say she never pushed you?
Well, she was nice. I had tried and she realised it and didn't keep picking on me. I used
to really try hard in her lessons and just get on with it. As soon as she left it changed and
I went off and went back to my usual way.
Hang on a minute and !.!t's hear more about this good time. Supposing I was to make
this film of your story. What was happening? I can't quite see it?
During this term with this teacher I was just working away. She took time over every
person ... not just 'this is what you have to do and now go ahead and do it'. She
explained it over and over to me. She really cared if I could do it.
She cared, you say?
Yes, well I thought she did. She didn't just rattle on with lots more maths up there in
the front and leave me all behind.
Can you tell me how you felt during her lessons? What did you feel inside?
Well really good, it was really nice to be there.
What exactly does that mean, I'm not sure? What sort of expression must I have if I was
sitting in your place in that class, do you think? What sort of things might I say about it
all to the others?
I suppose really I just felt I was getting somewhere for a change. I'm not much good at
maths but I was plodding along well and, well, getting stuck into it. It just made a
difference that she knew where I was and I was keeping up; struggling along. It didn't
seem such a hopeless task as usual.
That was really interesting, thank you. It is nice to hear about when you were getting on
well.
THE PROCESS
133
who use their influence in this way. Buxton (1981) gives us an excellent
example of this emotional dimension. The following exchange is between
himself (Laurie) and an adult, who is perhaps more able to articulate these
emotions than a worried child:
Sarah:
Laurie:
Sarah:
Laurie:
Sarah:
Laurie:
Sarah:
I'm annoyed now because you're not going to tell me. You're going to go through
all the bloody . . .
What do you mean I'm not going to tell you?
You're keeping a knowledge to yourself until it suits you. That's the feeling I get
when you don't tell me what it is. You're presented with a problem. This bod
knows the answer, whoever he bloody is, and he's not going to tell you till he's
good and ready.
So if I tell you the answer is A + 3?
Then I can work. Then I can work and see. But you see, it's like any child, you see,
we've got to go through all the bloody rigmarole and then they are going to tell you
when it suits them.
The intention is to get you to see it.
I know. I know what the intention is and I'm telling you what the emotional feeling
is. And I think with children ... sod the explanation. Just tell me what it is. Don't
play games with me.
(I'm not sure now whether she knows that she has been told the answer - she obviously did
earlier.)
Moreover we should note that this reaction was to a teacher who was trying
to be helpful!
Clearly, the aim of the enculturation process of developing in each child 'a
way of knowing' demands that the teacher use her sapiential power to expose
ideas and values. But how can this be achieved without imposition and
without engendering those kinds of feelings.
Given the principles already stated, the teacher should perhaps first adopt
the general stance of the 'facilitative collaborator'. Farnham has a good
example of this (the teacher is OF) in the course of a group discussion:
DF:
Nicky:
Robin:
DF:
Robin:
David:
DF:
Robin:
David:
The words from the teacher help to focus the discussion and sharpen up the
contrasts that are being pursued. They also help the learners to develop their
cooperative abilities. Additionally, unlike many teachers' questions, the
answers are not already known beforehand.
The direction though, and the security, comes from the Mathematical
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leadership offered by the teacher. That is, the teacher can now think of herself
as the Mathematical leader of the classroom group. The particular merit of
this view is that one can only be an effective leader if one is part of the group
one is trying to lead. This then emphasises the community of the group, and
requires the teacher to empathise, and identify herself, with the other members of the classroom group.
Yates (1978) reports another example of this kind of facilitative leadership
which develops a constructive learning environment:
In Brownoaks the School Mathematics Project Books are there. The words are there and
their ambiguities are recognised. The teacher acknowledges some of them:
- Be careful of the negative in the question where it says: not more than.
The pupils query others:
- What does a journey mean, there or there and back?
- Has to transport nine hundred parcels.
A pupil maintains that this latter statement need not necessarily mean more than, it might
mean exactly. Colin agrees.
It is all so different.
The atmosphere is different, Colin is relaxed, the pupils are relaxed. Colin does not mind
admitting when he is unsure, it does not make him feel insecure. The pupils accept their
teacher in this way. A mutual respect exists between teacher and pupils.
The teacher's knowledge can also be used to lead the learner (supportively)
into the difficult areas of experience, where accommodation, that most
painful aspect of learning, needs to happen:
How about if I did one like this?
6.23 x 0.48
What do you think the answer to this would be?
Urn. About twelve. Yes.
How did you get that?
It's about half of a whole number. Halfs into six equals twelve.
In this case the answer is twelve. You've divided, but the answer is bigger. What if you
multiply? Can you make the answer smaller? No it won't work out smaller.
Do you want to work it out? (hands him a calculator).
(laughs).
What's happened?
It's got smaller. It's 2.2904:
How do you explain that then?
I don't know. I thought maybe if you . .. Oh, is it one of those funny numbers? But
multiplication still makes it bigger.
(Pimm, 1987)
The teacher's influential role then is to lead the learners into the worthwhile Mathematical experiences. But this is still not enough, for, as I asked
earlier, how can the Mathematical leader avoid becoming THE Mathematical
authority? The danger is clear and the problem is also plain - the more one
emphasises (for all the best reasons) the interpersonal nature of Mathematical
education, the greater the risk that the teacher is perceived as being the
Mathematical authority figure in the classroom.
THE PROCESS
135
Perhaps the only honest way for the teacher to unravel this knot for the
learners is by encouraging reflection on the Mathematical experiences which
they have engaged in. At present there is little reflection in classrooms about
Mathematical activity, so that even when genuine inductive discovery experiences are offered, for example, they operate within the narrow perspective of
the particular Mathematical topic being taught, rather than being considered
within the wider framework of Mathematical knowledge generally. Were the
teacher to bring to the overt attention of the learners the goals of Mathematical enculturation, and the fact that Mathematics is a kind of knowledge, this
would do much to create a collaborative engagement by the learners.
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can influence the components of the curriculum offered in the last chapter,
and in particular, how they help to emphasise the societal and cultural aspects
of a Mathematical education.
With regard to the process, then, the intentionality will first be experienced
by the learner in terms of the kinds of activities offered by the teacher. The
'image' of the Mathematics will be conveyed to the learners by the activities in
which they engage. An unremitting diet of technique and performance
activities cannot help but create an image of a subject which is solely
concerned with performance of techniques. A reflective, explanatory image
will therefore only be conveyed if activities of a reflective or explanatory
nature are also used. There is a process of 'narrowing down', from the
universe of possible activities, to those considered desirable for mathematics
enculturation, for Mathematics enculturation, for these children in this social
context, at this level of maturity and experience, and situated in this sequence
of activities. Already the first few stages of that process may well have been
established by the government, or the State, or the School and 'objectified' in
a curriculum before the teachers' decisions come into effect, but hopefully
there will be some room for manoevre for the teacher. 1
Ideally, in my view, the teacher is in the best position to judge the
micro-curricular situation and to decide on which particular activities will next
be appropriate for her children. As was suggested in Chapter 5 it is more
appropriate for the classroom teacher to make the micro-curricular decisions
and adaptations within a macro-curricular framework offered by others. The
teacher as an adaptive person needs to be able to respond creatively and
purposefully to the dynamic classroom environment created by herself and
the learners in her care. A framework and structure is necessary but it should
not be so restrictive as to prevent the teacher operating adaptively.
The teacher then should have responsibility for 'selecting the particular
Mathematical activities to be offered to the learners, and she must therefore
pay due regard to, and give due emphasis to, the different kinds of activities
called for in the three components of the Mathematics curriculum. The
over-arching principles are that all children should engage with these components, that as many as possible of the concepts in the Symbolic component
should be experienced, and that paradigmatic choices should be made within
the Societal and the Cultural components. The purpose of this enculturation
curriculum is to offer cohesive breadth of experience to the learner, which
means establishing connections between ideas (to develop cohesion) while
also emphasising the unique values of the different ideas (to develop breadth
of understanding).
Regardless therefore of the particular ideas to be developed through any
one activity, there need always to be provided opportunities for reflection
about that activity in order to allow for the connections to be made between
the ideas from one activity and those from another. This is important not just
to emphasise connectedness and cohesion, but because this is something
THE PROCESS
137
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CHAPTER 6
One O/it's a symboVone 0 is a symbol isn't it/it's like having a different god
from God you know
It's not
It is/it's a symbol ...
What do you mean
It's like having a glo/d
It is ten it's a number not a god
I know it's not/it's just explaining it/isn't it
Yeah it must be
So ten is ten
I know
One is a number as well isn't it
All the numbers are symbols (p. 25)
THE PROCESS
139
(T is the teacher)
I t could reach the top and fall off. (The students are releasing cars down the track.)
It fell off there at one o'clock.
So if it's going to fall, it'll fall off around there, will it?
It might fall off anywhere in the top half.
No, between there and there.
... see where you can and where you can't get it to fall off.
About 2 and 3 ...
. . . again, around 3 o'clock.
If it doesn't fall off between 9 and 12 o'clock it won't fall off before 3 o'clock. If it's got
enough ...
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Fig. 11
... if there's enough energy to reach this point at the top then it won't fall off.
How fast must it be going at the top? You're saying if it just reaches the top with
enough energy? . . .
If it has enough potential energy to get to the top, surely that's it.
It needs to have enough KE (Kinetic Energy) here to do it.
Take it up the track to about the same height, so it starts at the same height as the top.
You lose energy from friction.
A bit higher to account for friction ... It comes off at about the top.
But it fell off.
That's friction.
But you allowed for friction.
Hm, not enough.
Can you say where it left the track?
About there. Couldn't really tell. If it comes off at that point? Can it corne off here?
If it comes off it's not going to just fall down. It's not going to reach there and drop.
Why?
Because urn, if it's in free fall then ... if it reached the top, it's not going to have
velocity that way (tangentially) and fall in a parabola. If there's no gravity acting it's
got to move that way, because there's gravity it'll fall in a parabola.
Yes, it can still have velocity ... that way.
(Williams, 1986, p. 59)
And so the discussion continues and the ideas of speed, friction, energy etc.
get analysed logically and rationally. Toys, particularly mechanical ones, do
lend themselves to interesting experiments with real phenomena.
In the next illustration of a concept-environment the teacher (T) is helping
the group of young children share their ideas about 'angle'.
THE PROCESS
T
C
C
C
T
L
C
T
C
T
P
C
T
C
C
T
C
C
C
C
T
C
T
C
C
C
T
C
C
C
C
T
C
C
T
C
T
C
C
C
C
T
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141
The teacher has created here an environment in which the children feel free to express the
ideas, and as a result the teacher had discovered a great deal about what the children know
about angles - right and wrong.
(Harvey, 1982, p. 69)
The next piece from a transcript illustrates the point that it is not just words
which help us to explain our environment, we also have figural concepts in
Mathematics - in this case, the graph. The teacher is M.
142
M:
pI:
M:
pI:
M:
p2:
M:
p2:
pI:
M:
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What did you think about which leg would be strongest?
What, what d'you mean?
With right-handed people which leg did you think would be the strongest?
The right.
Can you find out if that's true? In most cases? In every case? In some cases?
It isn't. Mr. L. ...
Yes, that's one. Can you look at all the results together?
And then see which one ... is the most. How may times it is and how many times it
isn't.
All we have to do is count it and if ... As long as ... We can do the same for the
left-handed.
Well, see if you can write about what you think. Write it at the top of your graph. As
long as somebody reading it can understand what you're talking about.
(Lopez-Real, 1985, p. 47)
Those three extracts show us some of the critical ingredients in the conceptenvironment: environmentally-related activity, conceptual clarification, reflection and logical analysis, Mathematics as explanation. The learners contribute most to the activity while the teacher leads, supports and encourages
the shaping.
THE PROCESS
143
That is, for "Society in the past", the significance relates to particular
situations which were important in the history of Mathematical development.
For "Society at present" the aim is to enable the learners to become more
aware of the societal context in which they live, and how Mathematically
controlled it has become. For "Society in the future" the hypothetical nature
of Mathematical reasoning can come to the fore together with considerations
of the kinds of society one might wish to work towards, and the strengths and
limitations offered by Mathematics in achieving that society.
The first problem facing the teacher, in creating' this environment, lies in
making satisfactory connections between the level of Mathematical conceptual knowledge possessed by the learners and the simplicity/complexity of the
societal/contextual situations to be explored. These problems are of course
greater with the historical project because one has little control over the level
of Mathematics involved. With the present and futture societies, on the other
hand, the level of situation can often be chosen to be appropriate to the
learners' level of conceptual knowledge.
But a prime aspect of the 'project' is that the learner should exercise as
much choice as is feasible over the topic to be pursued. In trying to personalise the learning through the project environment the teacher should try to
keep this point in mind. There is nothing more frustrating for learners than to
be forced to explore in great depth a topic which holds little interest for them.
It would be foolish to do this for a Ph.D student, and it is just as foolish to try
to do this for a young learner in school. It will be completely counterproductive.
One teacher describes her approach this way (ATM, 1987):
I have given the class a choice of problems. They have chosen their problem and are working with
friends in groups of 2 or 3, they have two weeks of maths lessons and homework. I have some
idea of what I would like to be happening. I would like them to be working actively and
independently, occasionally getting enthusiastic and generating ideas which surprise me and go
beyond the original plans. I do not want them bored and fed-up and continually saying "What do
I do now, Miss?"
WHAT DO I DO FOR THE NEXT TWO WEEKS??
I can say YES if what the students suggest is not actually illegal or likely to immediately lose me
my job!
"There's not enough room - can we use the corridor?"
"Can we borrow some plasticene from the art department?"
"We need to survey all the other fourth year classes."
I can PROVIDE MATERIALS - a curiously important part of the role. A willingness to find
very large, long or oddly patterned paper seems to convince the children that you really do want
them to follow their own ideas.
I can LISTEN to what they've done so far and what they plan (it will make working easier than
trying to follow what they have written down).
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I can try to devise TACTICS for dealing with a group that has become disheartened. They could
review what they have done so far - perhaps they need a reflective period writing up what they
have done. Do I need to suggest ideas myself or will they come up with something next lesson?
I can encourage groups to talk to each other and SHARE IDEAS that seem appropriate.
I can TALK ABOUT MATHEMATICS. (p. 51)
THE PROCESS
145
The 'facts' that the day has 24 hours, that the week has seven days, that the
year has 365 days, that the world is 'round' and revolves round the sun, that
our counting system is base 10, that there are 360 in a complete revolution,
are likely to be so obvious that they are not worth discussing. But the fact that
they were invented and argued about in society for centuries adds a very
different dimension to Mathematical Knowledge.
Similarly with 'old-fashioned' and slightly unusual ideas like astrology,
numerology and geomancy, a teacher can develop the connections between
Mathematical concepts and the ideas of prediction, supernatural control, and
mystery. Reading your 'star-predictions' in the daily newspaper may be a
source of amusement for many young people nowadays, but astrology and
numerology once held great importance for people centuries ago, and did
much to popularise Mathematical values.
Over and above these aspects, it would be important for the teacher to help
the child become aware that historical research is developing all the time (see
for example, Damerow, 1986, and Critchlow, 1979) as are the interpretations
of what we know. For example, van Sertima (1986) points out that a predominantly white, and European, version of Mathematical and scientific history
has obscured, and devalued, the contributions of black Africa to that history.
Thus, as well as referring learners to the historical literature as their source of
information, the teacher can also develop the idea that that literature was of
course, written by people, in a social and cultural context.
For 'society at present' the sources of information are not historical, but the
same point can be made. Whatever documents are used, they were written by
someone with a certain purpose in mind, and for a certain 'audience'. They
should not be taken as representing 'the truth'.
However the more significant purpose in exploring projects concerning
'society at present' is to enable the learner to understand more about how
society is 'controlled' by Mathematics. The technological environment offers
many ideas for such projects, as we saw in the last chapter, and from the
wheel to the computer, the societal implications can easily be identified and
analysed. Topics such as 'building design', 'map-making' and 'gears and
pulleys' are good examples of projects where different aspects of Mathematics
can be shown to have significant effects on the environment all over the
world.
More challenging, from the values perspective, can be topics like 'life
insurance', 'packaged holidays' and 'computer dating', where aspects of our
life-styles and interpersonal relationships can become highly controlled. At
one level it is necessary for children to have some understanding of how these
areas of societal activity function, but it is more important for the teacher to
cultivate the awareness of how, for example, numbers, measures and patterns
influence all our lives and of how values like logical consistency, predictability
and control are institutionalised in our society's very fabric. A project-
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environment for this area should be trying to help the learner to put Mathematics into a societal perspective.
This can become of even greater significance with the project-environment
for topics concerning 'society in the future'. As I said in the relevant section in
the last chapter, projects of this nature enable a teacher to develop in the
pupils an awareness of the power, and also the limitations of Mathematical
explanations. Some topics like those proposed e.g. 'improving traffic flow at
intersections' already appear in Mathematical curricula usually under a heading of 'Mathematical modelling'. The aim of such work is usually to improve
the application of Mathematical ideas within society - as one author says
"This book is about learning to use Mathematics" (Burkhardt, 1981). The
aim is dearly to both demonstrate the power of Mathematics in society, and
also by doing that, to increase that power. There is rarely any consideration of
whether the power of Mathematics should be increased, or whether it is
already too powerful. Such a learning environment will take for granted the
assumption that Mathematical power must increase.
By contrast, the project-environment which I have in mind will treat
Mathematical power and control as problematic. This is not to suggest that
the teacher should always adopt a negative stance towards any Mathematical
application but that the value of a Mathematical explanation, interpretation,
or 'solution' of a problem situation always needs to be judged by nonMathematical criteria. The criteria may be ethical, moral, social, or cultural
but they cannot by definition be Mathematical.
That is why I have deliberately included project topics like 'The length of
the school day', 'Are the Olympics too big?' and 'The costs of peace', in order
to promote the idea that criteria which are non-Mathematical should necessarily enter into the project-environment. The same motives apply here as
they did with the society-at-present projects, with one additional motive. Not
only will the teacher be helping the learner to understand, and to enquire,
about the environment and society generally, but also the awareness of choice
and decision about future life and society can be developed. The learner can
see that the power of Mathematical ideas carries with it values which may, or
may not, conflict with other values which have an equal, or more significant,
claim on our decisions at any time.
A thorough course of Mathematical modelling may be a very good Mathematical training, but it can never be a good basis for a Mathematical education. It is only by getting outside Mathematics itself and by critically
reflecting on its concepts, ideas, explanations and values and on their role
within society generally that we can begin to offer learners a genuine Mathematical education.
Creating a critically aware and sensitive project-environment is a challenging task for any teacher, but it is essential that Mathematics Educators
recognise the need to face that challenge. As Skovsmose (1985) puts it: "It is
necessary to increase the interaction between Mathematical Education and
THE PROCESS
147
Of course, not all investigations need involve all of these aspects, except
perhaps the last, for once again it is the reflective engagement with these
creative endeavours which will help the learners appreciate the values and
mysteries of Mathematical activity. 3
Like the project-environment, the teacher should aim at the personal level
of teaching, for the reader will recall once again that this Cultural component
is not concerned with coverage, but with exemplification. Therefore choice
will enter in strongly at the phase of selecting appropriate investigation topics
as well as during the investigation itself. This does not mean that learners
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S
(teacher)
D (pupil)
S:
D:
S:
D:
S:
See if you can name all the shapes. I think you're going to have to invent a name for
some of them.
This one looks like a kite, sort of.
Sort of? Why do you say that?
Doesn't have a sharp bottom.
So it's a sort of kite but doesn't have a sharp bottom.
It's sharpless.
Sharpless. Do you know what the opposite of sharp is?
149
THE PROCESS
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Why then?
Well I want to see how it turns out if you do it properly ... They are not following the
rules and I can if I concentrate.
We'll take the hint and leave him. I return about 20 minutes later.
T:
150
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T:
J:
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T:
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J:
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J:
CHAPTER 6
Here, (he uncovers it), it makes a square. Can I take it home please?
Yes. Are you happy with the square shape?
Yes.
Did you add the same number of little squares every time?
No. (he thinks this is a silly question obviously from the look he gives me.)
Well how many little squares did you add each time?
I don't know now.
Shall we try it again and count?
If you like ... just use two colours, red and orange - I've got more of those ... see?
OK Jon.
You'll do it as well then?
Yes, how many do we add first time?
Four to the first one.
We discuss each of the first four rounds, then Jonathan, who is very sparing with his efforts,
has a suggestion.
J:
T:
J:
(Jonathan seems to believe that the discovery of facts and answers to problems are purely a
source of joy to the teacher, who should be kept happy.)
We continue and get quite an interesting pattern. Jonathan finds that all the numbers of
squares added are 1 or multiples of 3 - and I am able to show him on a calculator that they are
powers of 3. (We find each number is 3 times the last.) Jonathan explains to me that is not 'all
the answers to a 3-times table' and I suggest they are in fact 'powers' of 3 and show him what I
mean on a calculator. He accepts this. I believe he will use this knowledge at some future time
when perhaps the concept will become clearer.
We are interrupted by an incident that I must sort out and I now leave Jonathan looking at
th.e long line of numbers we have made.
Returning, Jonathan tells me, 'Look Mrs. Bates, a number goes twice, then a new one,
then that number once, then the new one twice .. .' and he points out the pattern 2, 1, 1,2, I,
1,2,1,1.
I am over the moon, thankful for the interruption which meant Jonathan was left to make a
discovery which I would probably have overlooked.
(Plummer, 1986, p. 32)
(Perhaps the reader should stop here and check Jonathan's findings? And,
indeed think what you would now do with this contribution.) It is interesting
indeed to see the young learner so able to conjecture and to test possibilitiesthe 'clever counting' strategy of "Let's just count what we put on one leg of a
snowflake" is particularly remarkable for an 8 year old, in my view. This
investigation won't stop here, of course. There are always more questions to
answer, more possibilities to explore, and as the teacher-prepared card says
later "Start with a triangle. Try other shapes. Vary the rule." And eventually,
the learner should write-up what has been going on in the investigation. (An
THE PROCESS
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153
THE PROCESS
'culture' is no fixed collection of objects - no 'tablets of stone'. It is continually changing, and it is continually being changed by each new generation,
during the enculturation process.
Mathematical enculturation is no different. The meaning of a Mathematical
idea is, as I have already stated, established by the connections an individual
can make between it and the individual's existing meanings. A Mathematical
idea such as 'linear equations' links with many others in all sorts of ways
(Figure 13):
coordinate graphs
functions - - - -
continuity
prediction
formulae
Fig. 13
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THE PROCESS
155
M:
R:
M:
R:
M:
F:
R:
F:
Tog.:
M:
C:
M:
C:
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CHAPTER 6
M:
R:
M:
F:
F:
The arguments and their resolutions continued, with the occasional support
or intervention from the teacher. More than that, the language of small-group
discussion can clearly be seen, and felt, to be a socially-constructed language.
As Farnham (1975) puts it: "Discussions of this nature reveal quite clearly
that we cannot think of the language used in the classroom as being merely
the passing of information one to another for the performance of the mathematical task in hand. We have seen how language has been used to manoeuvre for position within the group and to keep interactions 'on the boil'. It has
been used to argue and explore, to explain to oneself and to the others:
language for learning and language for the negotiation of peer group relationships have gone hand in hand."
Another point relating to the rhythm of communication concerns the time
taken for new ideas to make sense i.e. to be incorporated into the learners'
meaning structures. Farnham again:
The transcripts are rich in examples of words such as add, take away, times, divide etc., which
have everyday meanings linked closely with actions children perform, yet in mathematics have
more particular meanings. We have seen how the discussions provided for considerable flexibility
in the use of words and the subsequent analysis has shown how agreement about more precise
meanings (i.e. 'same', 'straight') is not always easily achieved. Opportunities therefore for
children to explore this flexibility of use would seem to be crucial, for if we are inclined to say that
an agreed precise use of words in the mathematics of young children gives greater freedom in
thinking, that we must provide a correct vocabulary, then we must remember too that it might
take children a considerable time to accept certain word meanings and integrate them into their
thinking, before being able to make them part of their own natural mathematical functioning.
(p. 37)
By listening to such group discussions and by analysing the group's progress, the sensitive teacher can learn a great deal about the way Mathematical
meanings are made.
Of course small groups are not the only form of classroom organisation
which should be used - individuals need time and space to study, write,
experiment and read by themselves, and the teacher needs to be able to offer
the personal learning environment that only the one-one situation allows, as
we saw in the project and investigation environments. Also there is much
value in whole class activities, particularly for comparing and contrasting
ideas and 'results' from the groups, and for collaborating in larger ventures
such as complicated statistical and other data-gathering activities.
THE PROCESS
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ity, but therefore they remain private, hidden, and exclusively the teacher's.
Rather the negotiating aim of the teacher should be to encourage the
comparison of contrasting explanations for the same phenomenon - this can
happen in debate in the small group or the whole classroom group, or better
still the explanations should be written up publicly (on the board) and then
compared. The additional importance of this latter procedure is that each
explanation thereby becomes disengaged from its creator and thus comparison is eased - the explanations are then being compared, not their creators.
By such direct comparisons, the criteria for acceptability become exposed and
the idea of explaining becomes better understood and more richly developed.
We can also understand more about shaping explanations by considering
the two different kinds of explanation which we use in Mathematics - the
logical, rational, proof-like kind, and the analogical, metaphoric and imageryrich kind. In the first, the meaning of the language becomes controlled by the
logical connectives which were elaborated in Chapters 2 and 3. Explanation C
above is one example, another is the transcript on page (140) concerning the
child's 'loop-the-Ioop' toy. The investigation-environment will also be rich in
such language as we have also seen. For the teacher the aim is to demonstrate
that logical explanations can be tested by the 'rules' and criteria of logical
argument. Are the inferences correct? Does 'always' really mean 'always'? Is
the 'therefore' really a necessary corollary? Are the stated conditions sufficient to predict the known result? etc. etc. These all lead to the more
formalised notions of proof.
Analogical explaining works with other criteria. For example, we can see
that explanation B is rather different from the others in that the word 'like' is
used, which immediately suggests explanation by analogy. The transcript
from Farnham about 'one nought' on page 138 also shows the power of
analogy in explanation.
Analogical explaining relies on establishing a congruence or a similarity
between the unknown and a known phenomenon. "Economic activity is
cyclic", "These two triangles are similar because one is just a photographic
enlargement of the other", "Like houses on a street, odd and even numbers
alternate". Indeed the words fraction (fracture), division, natural numbers,
reflection, rotation, enlargement, simultaneous equations etc. all use words
which to some extent explain by analogy. (But analogy might also be confusing with words like irrational numbers, vulgar fractions, odd numbers, powers, rings, fields!)
From the teacher's perspective analogical explaining has a different character and must therefore be shaped differently from logical explaining. Where
logic runs in sequential chains, analogical explaining connects ideas 'in
parallel' so to speak (and using an analogy!). Evaluation and the shaping of
analogies must be in terms of that parallelism - how close an analogy is it? To
what extent does it fit? Where does it break down? And why?
More importantly, perhaps, from the point of view of collaborative engage-
THE PROCESS
159
ment, both kinds of explanation must be shaped with two kinds of criteria in
mind, the security of understanding and its extension 'beyond the information
given'. Logical explaining gives us a certain security of knowing based on our
desire for logical consistency and it also enables us to make predictive,
inferential statements. Analogical explaining satisfies by its intuitive appeal to
the 'familiar', and it can suggest, by extensions of the analogy, various ideas
and possibilities which had not previously been considered. The values of
'control' and 'progress' once again are revealed.
For the teacher therefore, with the benefit of more extensive Mathematical
knowledge, certain explanations will be obviously 'better' than others, in
terms of their predictive and progressive value. So, for example, explanation
C above is not as good as the explanation "360 degrees in a parallelogram,
because it is two triangles each of which have 180 degrees", when anticipating
the case of the general polygon. For the learner, who doesn't yet realise that
that case is a more important goal, explanation C can seem quite adequate,
quite convincing, and secure. The teacher then, needs to realise this emotional dimension of explaining and the cyclic nature of security and extension,
of control and progress, of 'knowing' and 'not-knowing'.
CHAPTER 7
We now come to the final chapter, where the spotlight falls on the people who
have the responsibility for the Mathematical enculturation process. It should
be clear by now that my overarching principle is that it is of no value
appealing to 'the education system' to take care of Mathematical enculturation, because the process is at heart an interpersonal one - we must reemphasise the role of people and particularly those who have special responsibilities for this process.
This principle is reinforced by the inability I felt, and which I have
exhibited, to prescribe any details of implementing the enculturation process.
The recognition of the need to re-establish people at the centre of our
concerns in education, implies that I should also reflect my own limitations
and the limits of my own expertise in this whole enterprise. In simple terms I
believe that it is just as critical for me, as a teacher educator, to create
negotiating space for teachers as it is for teachers themselves to create
negotiating space for their pupils.
I need also to recognise that many different roles are played in the
educational system by people who share the responsibility for the Mathematical enculturation process - teachers, teacher educators, advisers, inspectors,
curriculum developers, resource providers, researchers. It is impossible, as
well as unprofessional, for me to prescribe precisely how they should exercise
their roles in order to foster the enculturation process.!
It should also be clear by now that my analysis in the three previous
chapters implies a great deal about those who are responsible for the Mathematical enculturation process. Not the least is that a focus on these people
demands a high price from them in terms of knowledge, commitment,
expertise and professional responsibility. So be it. I never suggested that
Mathematical enculturation would be easy!
It also implies a great deal about the character of the people required to
become enculturators and about what the culture expects of them.
Any culture which has reached the level of formally employing enculturators must set strong criteria for them - criteria concerning who they are and
what they should do. This is true whether the enculturator is of the 'Religious'
or of the 'Mathematical' kind. It reflects the seriousness with which a culture
takes its own preservation, survival and growth. Just as there is a high
investment by a culture in the enculturation process, there needs to be an
equally high investment in the enculturators themselves. Indeed one of the
reasons for choosing, in this book, to view Mathematics education as an
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161
First of all what should anyone in the Mathematical culture require of their
formal enculturators? Intuitively, they would surely expect that the teacheras-enculturator should be a thoroughly enculturated person, Mathematically.
I don't mean by that the commonly held, but rather old-fashioned view, that
the teacher should be a 'cultured' person, i.e. well-mannered and well-read. I
am seeking to stress the fact that it would not be sensible for any culture to
entrust the enculturation of its young to someone who is not seen to be
representative of the culture. In terms of the levels discussed in Chapter 4, the
teachers must therefore be enculturated at the formal level of culture, i.e.
they should at least be on a level with other groups who actively practise and
participate in the formal cultural pursuits.
But would it be valuable or indeed necessary, for a teacher to have engaged
with the culture at the 'technical' level? My initial answer would be 'no', but I
can recognise the potential value of that level of interaction for credibility
purposes within the cultural group. Recall that the difference between the
formal and the technical levels is essentially that, at the second, one needs to
'know' the culture in a way which allows one to question it from within, to
modify it and to develop it according to its internal criteria. It is thus the level
of engagement with the Mathematical culture that is different and that
engagement develops different kinds of knowledge. Research Mathematicians explore Mathematical ideas in a certain way which therefore develops
their knowledge of Mathematical culture in a certain way. Likewise a computer scientist, a social scientist, an engineer and an accountant have their
own context-specific knowledge of Mathematical culture because of their
different kinds of activities with respect to that culture.
A Mathematics teacher, similarly, in her role as Mathematical enculturator, interacts with and engages with Mathematical culture in a different way
from the others and therefore she needs to know Mathematical culture in a
different way. I would argue that she ideally needs to know it both globally
and locally; in other words she should have a global perspective on Mathematical culture as well as knowing the details of individual topics within the
subject area. She needs to know the relationships between different topics as
well as the various sequences of those relationships which allow the necessary
partial ordering of the curriculum for teaching purposes. She needs to be
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163
interests to make the choice of career rather later. The balance usually
achieved in the different societies of the world is that the earlier the selection
the longer the specialised education, and conversely, the later the selection,
the more it is assumed that general education and/or experience has provided
all that is necessary for the future enculturator. Increasingly specialised
teacher education, which comes with earlier selection, seems to be developing
in several countries. The feeling seems to be growing that the task of
Education is a specialist professional concern which cannot rely on the
general preparation provided by others and therefore it must develop its own
specialist preparation. That development is one which I certainly would
support, from the enculturation perspective.
Teacher training seems in most countries to be a sub-set of teacher education and is prey to some of the same pressures, and issues, that teacher
education is. Nevertheless one does not tend to find marked differences in
training to teach specific academic subjects whereas one can often find
differences related to teaching different age groups. In particular, the training
of the elementary school teacher is usually rather different from that of the
secondary school teacher.
There are clearly many issues surrounding the relative importance of, and
relationships between, the components of teacher selection, specialised/nonspecialised teacher education, and teacher training, but from the point of
view of the role of the Mathematical enculturator certain issues seem more
significant than others. These are predominantly concerned with firstly, the
selection of Mathematics teachers, and secondly the specialised Mathematics
teacher education. This is not to suggest that training is unimportant, far from
it, as we shall see later. But having already narrowed this book to the idea of
Mathematical enculturation, the specific focus of training, in the sense of
ensuring that student teachers master the skills of organisation, voice control,
planning, classroom control, etc. which every teacher needs to be able to do,
is not of particular interest here. In contrast, both 'selection', and 'education'
are significant and in fact also have important implications for 'training'
generally. We will therefore deal in this chapter with each of these aspects in
more detail.
One more point of clarification needs to be made first though. The particular problem for this chapter, as the reader can see, is how to talk about 'the
teacher-as-enculturator', and I propose to make no overt distinction between
the elementary teacher and the secondary teacher. I know, of course, about
the kinds of differences which exist between their situations in most countries,
and I also realise that their training is usually markedly different. If I use the
words "Mathematics Teacher" many readers will assume that I am referring
to a secondary teacher - but I am not. I just do not wish to pursue the
elementary/secondary distinction at all in this book. In my view the elementary teacher is just as responsible for Mathematical enculturation as is the
secondary teacher.
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166
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167
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CHAPTER 7
As we have seen, these criteria are either demanded by the culture, by the
learners, by the process itself, or by all three. They should enter into selection
and education at all levels, of course - which is why we should look for them
in future enculturators also. They should be used to help in selecting suitable
students to enter teacher preparation courses but equally they should also be
the criteria against which the products of those courses can partly be judged.
Moreover they should be a source of initiatives for in-service teacher counselling, advice and education. All four criteria are necessary, and together I would
argue that they would be sufficient requirements.
What then are the implications of these criteria for the specific teacher
education of our Mathematical enculturators? It is to that aspect that I now
turn.
7.4. THE PRINCIPLES OF THE EDUCATION OF MATHEMATICAL
ENCULTURATORS
At the start let it be clear that I shall not be thinking about courses on
'education' - psychology of education, sociology of education, etc. I am
considering here the specific Mathematical education which should be given
as preparation to the future Mathematical enculturators, and which builds on
the general aspects of formal education.
In most countries there is the general acceptance of the need during their
whole period of formal education for the future enculturators to be educated
with their peers. Indeed if the Mathematical enculturators are to be charged
with the duty of enculturating all children into Mathematical culture, then it
would seem to be a positive requirement that they should have received their
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and more mathematics educators together from different societies and cultures, see Howson and Wilson (1986), and specialist research groups like the
"International Study Group on Ethnomathematics" focus more people's
attention on these matters. There is therefore now no shortage of ideas,
evidence and writing generally for use within Mathematics teacher preparation programmes in order to develop the understanding of Mathematics as a
cultural phenomenon. 3
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173
always causes discussion, what to do when a diagonal passes through a vertex, for this case upsets
the first simple pattern observed. Some respond by saying that they will count this as an "extra
square". Others then attack this quite vigorously, saying that that is "not allowed". This is for
many of them the first occasion in a long time when a real decision has to be made in their
mathematics. It worries some of them that they have an apparently free choice over whether or
not to count a vertex as an extra square. This is an important aspect at this early stage, for in
order to make progress in the later investigations they have to realise that they must make
choices, and then work with the consequences of them. They also do not like the fact that I will
not arbitrate, and tell them which is the "correct" choice, since there isn't one. For of course to
count them as extra squares or not, both leave open !he question as to how many vertices are in
fact met by the diagonal as a further problem to be looked at.
Hirst goes on to describe more elaborate Investigations undertaken individually by the students which, while not necessarily developing any original
Mathematics, certainly enable the students to research and explore Mathematical ideas which were original to them.
Nowadays the availability of microcomputers makes investigation work in
Mathematics very accessible to students and is very important also in helping
them to face the enculturation challenges of the man-machine interaction.
Mathematics is now no longer entirely a pencil and paper activity and many
powerful advances in Mathematical research are being, and will increasingly
be, made with the help of computers.
The other approach to this principle looks backwards rather than forwards,
and should aim to develop the Mathematical enculturator's understanding of
the influences which helped to generate the symbolic technology which we
have at present. There has been a growing interest world-wide in the history
of Mathematical ideass but it is only comparatively recently that the sociological perspective on this history has been understood to be what is really
important for the Mathematical educator. It is clearly necessary to understand human and social influences on the development of Mathematical ideas
and I would argue that these are better understood through the analyses of
societal and cultural situations than through rigorous Mathematical analysis.
Of course it is important to understand the Mathematical ideas themselves
but I would argue that the perspective of analysts and writers like Kline,
Wilder, and Bos and Mehrtens (1977) is the significant one for this aspect of
the education of the enculturator. Mathematical development in its human
context is surely the most appropriate framework for understanding the
interrelationship between Mathematical research and the rest of Mathematical culture.
7.4.5. The Meta-Concept of Mathematical Enculturation
My fifth, and final principle, is that the education of the future Mathematical
enculturator should develop a strong metaconcept of the Mathematical Enculturation process generally. The particular problems and issues of Mathematical enculturation need to be raised - the aims of Mathematical enculturation, the difficulties and misconceptions of the learners, the influencing of
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175
idea of the Teaching Unit (1984) is a very useful integrating concept for this
level. As Wittman says" Appropriate teaching units provide opportunities for
doing mathematics, for studying one's own learning processes and those of
students, for evaluating different forms of social organisation, and for planning, performing and analysing practical teaching" (p. 30).
Finally, at the more global level of the curriculum, the kind of didactical
analysis offered by Freudenthal (1983) offers an excellent structural framework for integrating different principles. Another approach to this level of
analysis is provided of course by the Enculturation Curriculum structure in
Chapter 5.
What this final principle also points out is that the most important task of
teacher education is to initiate the entrant into the role of being a Mathematical enculturator. Traditionally, perhaps, this task has been seen to be less
significant than that of the development of the student teacher's Mathematical knowledge. What the enculturation perspective provokes is the idea that
that knowledge is likely to be irrelevant if it is not contextualised in the
metaconcept of 'Mathematical enculturation'.
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177
Local, national and international networks and associations of Mathematics Educators have developed apace, together with journals, books, meetings
and conferences which aid communication. As this (now) international community has developed so it has begun to exercise influence in ways which go
beyond what one might think of an initial and in-service teacher education.
Most significantly, Mathematics Educators are now the mediators of the
potential influences towards the curriculum, the textbooks and the examinations which previously were influenced more directly by those who were not
school teachers. In some countries it is now increasingly difficult for anyone
without Mathematics Education 'credentials' to influence directly any of
those areas. Even with an innovation such as the micro-computer, the
influence of manufacturing companies and 'user' businesses is mediated by
Mathematics Educators, who have taken over the hardware and are also
developing what they consider to be worthwhile Mathematical educational
software for schools.
Within this new Mathematics Education community there are of course
many intellectual and political currents but all recognise that despite titles and
status, the classroom teacher performs the most critical function in the whole
enculturation process. No matter how detailed the curriculum is nor how
prescriptive the textbook, the teacher has it within her power to facilitate
education or to inhibit it. Successful Mathematical enculturation therefore
can only happen if the teacher makes it happen. This is not to suggest,
though, that the teachers can successfully enculturate through any kind of
syllabus or aid provision. Clearly that makes the other partners in the
Mathematics Education community shoulder equally the responsibility and
the accountability for the enculturation process.
As partners in the Mathematical enculturation process we cannot hold
teachers alone accountable for the success or failure of enculturation. This
means that whatever else happens the rest of the Mathematics Education
community has a responsibility, need, and indeed a duty, to support the
Mathematics teachers in their work since it is in everyone's interest that the
teachers should be successful. It also means that it is Mathematics Educators
as a whole who are accountable to the culture and to the wider society. We who
are part of that Mathematics Education community are all in some way
responsible for the Mathematical enculturation process. We can take pleasure
from its successes and we must carry the blame when it is not so successful.
One of the reasons for my writing this book is that I am concerned at the
moment that the process is not being successfully carried out. I feel it
necessary to accept my share of the responsibility for that situation.
Furthermore, recognising that the teacher's primary responsibility is for the
enculturation of the pupils in her care, the rest of the Mathematics Education
community must help to create the favourable climate and context within
which that formal enculturation can happen. For example, we should be
aware of political and ideological developments in education and society, and
must challenge them should they be detrimental to the interests of
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179
NOTES
CHAPTER 1
1 The conceptual shift is documented also in 'Mathematics for all' by P. Damerow and others
(1984).
2 I should like here to mention several writings which I found were very provocative and helpful
to me at an early stage of my analysis. I later chose not to refer to them specifically in the text in
order that I could control more tightly the direction of my writing. The full references are in the
bibliography.
P.L. Berger and T. Luckman: The social construction of reality.
1.W. Berry: Human ecology and cognitive style.
D. Bloor: Knowledge and Social Imagery.
D. Bloor: Mathematics: An Anthropological Phenomenon (Chapter 5 of Wittegenstein: A Social
Theory of Knowledge).
M. Cole and S. Scribner: Culture and thought.
H. Freudenthal: Weeding and Sowing.
P.M. Greenfield and 1.S. Bruner: Culture and Cognitive growth.
F. Musgrove: Education and Anthropology.
B.L. Whorf: Language, Thought and Reality.
R. Wuthnow: Cultural Analysis.
3 This problem, with its variety of 'answers', is quoted in Schminke and Arnold (1971).
4 The controls exerted by textbooks are well described by Hardy (1976) in his article 'Textbooks
and classroom knowledge: the politics of explanation and description'.
S This view is presented most clearly in Merill and Wood (1974).
CHAPTER 2
1 Of course I recognise the circularity in this situation, but nevertheless I feel it is sensible to
retain the idea of mathematics as a cultural product - a symbolised kind of knowledge resulting
from certain activities.
2 See Lean, G.A.: Counting Systems of Papua New Guinea in the references. Lancy's original
typology of counting systems is now no longer adequate for classifying purposes, according to
Lean.
3 It should perhaps be said here that the reader may like to be mentally prepared to accept
'string' as the universal medium for mathematics - it will appear in most sections of this chapter!
4 'Calculi' were, of course, the Roman stone, glass or metal counters used on counting boards.
S See, for example, Kozminsky, 1985, for an introduction to various numerological ideas.
6 See for example.Michell, 1977, Pennick (1979) and Critchlow, 1979, for some ofthe documentation.
7 Note once again the development of the symbolic ideas being provoked by the absence of the
physical object:
180
NOTES
181
CHAPTER 3
1 Sydenham (1979) says this: "Today's society still requires numerous routine measurements to
regulate its function ... A great deal of modern instrumentation is used to control, rather than
gain, new knowledge in the scientific sense" (p. 30).
2 Khader (1984) comments, along with others: "Technology, in itself, is neither good nor evil, it
is the use that it is put to that makes it so" (p. 38).
3 Kothari (1978) takes up this theme: "Should the emphasis of science and mathematics teaching
lie in bettering, in strengthening, links between Science, Technology and Productivity, which is
relatively easy to do, or to link S.T.P. with Wisdom, which is far more necessary but terribly
difficult?" (p. 17). Kothari characterises modern society as knowledge-based, and acknowledges
its virtues but reminds us also of its faults. What he seeks is a society that is 'Knowledge-andwisdom-based' and he personally looks to Ghandi as his image of wisdom.
4 Gordon (1978) in his paper 'Conflict and Liberation: Personal Aspects of the Mathematical
Experience' suggests that the teacher should replace phrases such as "What if', "suppose" and
"let", with "what if I", "suppose I" and "if I let" or "if we let". He says "It is we who create the
world, school, and mathematics. But the person is never alluded to in mathematics textbooks,
except for those famous individuals whose efforts have been singular" (p. 267).
5 Crowe (1975) presents us with 'Ten "Laws" concerning patterns of change in the History of
Mathematics' provoked by Wilder's (1%8) collection of ten laws. Crowe's First Law states "New
mathematical concepts frequently come forth not at the bidding, but against the efforts, at times
strenuous efforts, of the mathematicians who create them". His Second Law is "Many new
mathematical concepts, even though logic~lly acceptable, meet forceful resistance after their
appearance and achieve acceptance only after an extended period of time" (p. 162).
6 An interesting discussion of this point, in relation to mathematics, is undertaken by White
(1947) in his article 'The Locus of Mathematical Reality'.
CHAPTER 4
1 There are equally interesting aspects of Islamic values in mathematics and science referred to in
Nasr (1976), Harrow and Wilson (1976) and Savory (1976). Another excellent article on this
whole area is Joseph (1987) 'Foundations of Eurocentrism in Mathematics'.
2 To put it another way, I am interested in approaches to Mathematics education which would
help to de-objectify, de-control and de-mystify Mathematical ideas.
3 This is another aspect which falls into the area of 'ethnomathematics' (see d'Ambrosio, 1985)
although to me it has a totally different status from the indigenous mathematical ideas referred to
in Chapter 2. See Carraher et al. (1985).
4 Indeed the whole area of 'sociology of knowledge' is very relevant to our discussion here.
However there have been few attempts to make sense of the area from the perspective of
182
NOTES
Mathematics. One of the rare relevant books is by Mellin-Olsen (1987) called The Politics of
Mathematics Education which is centrally concerned with the 'ownership' of Mathematical
knowledge and with the importance of this issue from the perspective of the pupil.
5 The idea of recreation or re-invention is not new, see for example, Freudenthal (1973, p. 120)
on ore-invention and discovery'. I am here however referring to its importance for a culture, and a
people, and not just for one child.
6 Note that I do not intend to analyse the educational experience of children from one culture
who are required to learn the values and symbols of another cultural group. They would clearly
not be in an encl!ituration situation. See Herskovits (1938) and Taft (1977) for aspects of the
complexity of that situation.
CHAPTER 5
1 IPI stands for Individually Prescribed Instruction Project, and see Lindvall and Cox for a good
analysis. IMU stands for (in English) Individualised Mathematics Instruction Project, see
Larsson (1973).
2 SMSG stands for School Mathematics Study Group, see Wooton (1965). SMP stands for
School Mathematics Project, see Howson (1987).
3 CSMP stands for Comprehensive School Mathematics Project, see Herbert (1974).
4 For information on the Madison Project, see Davis (1965). For information on the Nuffield
project see Hewton (1975).
5 USMES stands for Unified Science and Mathematics for Elementary Schools, Shann et al.
(1975). MMP (CP) stands for Mathematics for the Majority Project (Continuation Project), see
Kaner (1973).
6 See, for example, Hoyles and Sutherland (1985).
7 See, for example, the unit on 'Time' in the Science 5/13 Series (MacDonald Educational, 1969)
8 See, for example, J. Dewey (1916) which is where he puts forward his philosophy of education.
9 See Swetz (1982) and Burgess (1986) for some examples of how to introduce students and
pupils to historical ideas through projects. Also Osen (1974) gives more biographical information
in Women in Mathematics, as does Fox et al. (1980).
10 A recent and promising approach to this area is described by Hudson (1987) using a database
of statistics on 127 different countries.
11 See, for example, Some Lessons in Mathematics with a Microcomputer (SLIMWAM 1 and 2)
published by the Association of Teachers of Mathematics, Queen Street, Derby, U.K.
12 Some examples of pupils' investigations are given in Banwell, Saunders and Tahta (1986).
CHAPTER 6
1 An excellent discussion of goals and different ways to conceptualise them is given in Treffers
(1987).
2 The range of possible projects and various teaching points concerning project-work are well
illustrated by the Mathematical Association's booklet Pupils Projects: Their Use in Secondary
School Mathematics. See also ATM (1987), Isaacson (1987) and Mellin-Olsen (1987).
3 Useful discussions about Investigation work are to be found in ATM (1980) Mathematical
Investigations in the Classroom, in ATM (1987), and in Isaacson (1987).
4 Other useful writing about group work is in Hoyles (1985), in Slavin et al. (1985), in Bishop and
Goffree (1986) and in Barnes and Todd (1977).
CHAPTER 7
1 For 'they' read 'we', and for 'them' read 'us', because I am in the rather awkward position of
trying to locate my own role as Mathematics teacher educator within the whole process. I use the
word 'them' to help my analysis, not to imply that the process is someone else's responsibility.
NOTES
183
This situation is also recognised and discussed in, for example, Australia (see Dawe, 1988).
Moreover culture conflict lies behind the educational concerns of Pinxten (1983), d'Ambrosio
(1985a), Gerdes (1985) Harris (1980) and many other Mathematics educators.
3 This group now publishes a newsletter. Also M. Ascher's College course on 'Mathematical
Ideas in.Non-Western Societies' described in Historia Mathematica (1984) is an excellent example
of the kind of teaching required at this level.
4 The course described by Goffree (1981) in his article 'Primary Teacher Training: A Reflective
Approach' is a good example of what I have in mind. See, also Bishop (1982) for another
example.
S See, for example, the newsletter of the International Study Group on the relationship between
History and Pedagogy of Mathematics.
6 See, however, Bishop (1985) for an attempt to structure some ideas relevant to this area.
7 See, for example, Shuard and Quadling (1980), Bishop and Nickson, (1983) and Christiansen,
Howson and Otte (1986), for introductions to this area.
8 The other books in this Kluwer series, whilst pursuing other specific goals, are similarly
contributing to the development of Mathematical culture.
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191
INDEX OF NAMES
192
INDEX OF NAMES
Hart, K.M. 171, 187
Harvey, F. 28, 189
Harvey, R.D. 141, 157, 187
Heath, T.L. 56, 187
Hedger, K. 126, 187
Herbert, M. 182, 187
Hersh, R. 66, 75, 79, 162, 185
Herskovits, M.J. 182, 187
Hewton, E. 182, 187
Hirst, K.E. 172, 173, 187
Holt, M. 108, 187
Hopkins, B. 48, 187
Horton, R. 48, 65, 70, 73, 74, 187
Howson, A.G. 92,93, 94, 95, 121, 170,
182, 183, 184, 185, 186, 187, 189
Hoyles, C. 131, 132, 182, 187
Hudson, B. 182, 187
Huizinga, J. 43, 44, 45, 187, 189
Isaacson, Z. 182, 187
Jayne, C.F. 44, 187
Jones, J. 34, 35, 187
Joseph, G.G. 181, 187
Kaner, P. 182, 187
Karabel, J. 185
Keddie, N. I, 187
Keitel, C. 92, 93, 94, 95, 121, 187
Keller, A. 69, 187
Kelly, G.A. 21, 50, 84, 85, 88, 187
Kent, D. 126, 187
Kerslake, D. 187
Khader, B. 181, 187
Kilpatrick, J. 92, 93, 94, 95, 121, 187
Kline, M. 5,6, 16, 19,57,63,64,76,79,
119, 173, 187
Kluckhohn, D. 4,61, 188
Kothari, D.S. 74, 181, 187
Kozminsky, I. 180, 188
Kroeber, A.L. 4, 61, 188
Krutetskii, V.A. 172, 188
Lancy, D.F. 21, 25, 26, 27, 45, 49, 50, 52,
60,61,63,73,88, 180, 188, 189
Larsson, I. 182, 188
Laszlo, E. 188
Layton, D. 90, 188
Leach, E. 37, 188
Lean, G .A. 21, 25, 56, 117, 180, 188
LeLionnais, E. 186
Lewis, D. 30, 188
Lighthill, J. 107, 188
193
194
INDEX OF NAMES
Thwaites, B. 190
Tindall, B.A. 45, 188, 189
Tobin, D. 186
Todd, F. 182, 184
Torbe, M. 187
Treffers, A. 182, 190
Tylor, E.B. 4, 190
195