Review Article
Abstract
To review the evidence for efficacy of complementary and alternative medicine (CAM) modalities
in treating pain, dyspnea, and nausea and vomiting in patients near the end of life, original
articles were evaluated following a search through MEDLINE, CancerLIT, AIDSLINE, PsycLIT,
CINAHL, and Social Work Abstracts databases. Search terms included alternative medicine,
palliative care, pain, dyspnea, and nausea. Two independent reviewers extracted data, including
study design, subjects, sample size, age, response rate, CAM modality, and outcomes. The efficacy
of a CAM modality was evaluated in 21 studies of symptomatic adult patients with incurable
conditions. Of these, only 12 were directly accessed via literature searching. Eleven were
randomized controlled trials, two were non-randomized controlled trials, and eight were case
series. Acupuncture, transcutaneous electrical nerve stimulation, supportive group therapy, selfhypnosis, and massage therapy may provide pain relief in cancer pain or in dying patients.
Relaxation/imagery can improve oral mucositis pain. Patients with severe chronic obstructive
pulmonary disease may benefit from the use of acupuncture, acupressure, and muscle relaxation
with breathing retraining to relieve dyspnea. Because of publication bias, trials on CAM
modalities may not be found on routine literature searches. Despite the paucity of controlled trials,
there are data to support the use of some CAM modalities in terminally ill patients. This review
generated evidence-based recommendations and identified areas for future research. J Pain
Symptom Manage 2000;20:374387.
Introduction
Address reprint requests to: Cynthia X. Pan, MD,
Depart-ment of Geriatrics and Adult Development, Box
1070, Mount Sinai School of Medicine, One Gustave L.
Levy Place, New York, NY 10029-6574, USA.
Accepted for publication: December 13, 1999.
U.S. Cancer Pain Relief Committee, 2000
PII S0885-3924(00)00190-1
375
Methods
Data Sources and Study Selection
Six bibliographic databases (MEDLINE, Cumulative Index to Nursing and Allied Health
Literature [CINAHL], CancerLIT, AIDSLINE,
Social Work Abstracts, and PsycLIT) were
searched for original clinical reports or reviews
that evaluated the use of a CAM modality to treat
pain, dyspnea, and nausea and vomiting in adult
patients with incurable conditions who were near
the end of life. Articles were screened and
excluded based on title and ab-stract information
if they involved primarily pa-tients with chronic
conditions that were not fa-tal or not characteristic
of most dying patients (degenerative joint diseases
and arthritides, burns, chronic pain syndromes,
post-operative pain, spinal cord, or other
neurological inju-ries); were laboratory studies,
case
reports,
an-ecdotes,
surveys,
or
commentaries; or focused primarily on biological
mechanisms, risk fac-tors, predictors, prognosis,
or central nervous system stimulation techniques.
When informa-tion was not available or unclear in
the title or abstract, the full text was obtained for
review. Language was not an exclusion criterion.
Table 1 contains specific details of the differ-ent
searches and results. PubMed was used to search
MEDLINE (1966September 1998), us-ing the
exploded medical subject heading (MeSH)
headings alternative medicine (Fig. 1) and
(palliative care or terminal care or hospice care or
death or dying or mortality) and (pain or dysp-nea
or nausea or vomit*). Alternative medi-cine did
not become a MeSH heading until 1986. However,
articles pertaining to alterna-tive medicine have
been retrospectively in-dexed to the heading,
Alternative Medicine. This search yielded 179
articles, 72 of which met the initial inclusion
criteria; 107 articles were excluded for the reasons
above. MED-
376
Pan et al.
Fig. 1. MEDLINE Medical Subject Heading (MeSH) Term Working Group, Office of Alternative Medicine, Na-tional
Institutes of Health, Definition of Alternative Medicine.
Database
MEDLINE, via PubMed
(19669/1998)
PsycLIT (196798)
PsycLIT (196798)
179
No. Citations
Initially
Excluded
No. Articles
Reviewed by
Authors
No. Articles
in Final
Analysis
107
72
138
20
20
23
17
225
216
16
619
4
512
12
107
12
21
MEDLINE (19969/1998)
Search Terms
Total No.
Citations
Retrieved
Table 1
Summary of Bibliographic Database Search Strategy and Results
37
378
Pan et al.
Data Extraction
The studies that met initial inclusion criteria
were fully assessed and reviewed indepen-dently
by two authors (C.X.P. and J.N.). The authors
agreed 98% of the time regarding the inclusion
and exclusion criteria for articles, as well as
quality of the evidence. Disagreements were
resolved by discussion, by mediation (by R.M.L.
or R.S.M.), and by consensus.
Of the 107 articles that met initial inclusion
criteria, 86 were excluded for the following
reasons: study patients were not near the end of
life or data could not be extrapolated to pal-liative
care patients, study did not involve CAM
therapies, patients were not adults or did not have
the symptoms pertinent to this review, or study did
8
not meet best evidence criteria.
8
Results
The efficacy of a CAM modality was evalu-ated
in 21 studies of symptomatic adult pa-tients with
incurable conditions who were in the later stages
of illness. Table 2 lists the defi-nitions of CAM
modalities discussed in this re-view. Many of the
articles (12 of 21) were not identified by extensive
search methods but by reference in the searched
articles or by ex-perts.
Of the 21 studies, there were 11 RCTs, two nonrandomized controlled trials, and eight case series
(Table 3) Fourteen studies ad-dressed pain, six
evaluated dyspnea, and one was on nausea and
vomiting. The majority of articles evaluated CAM
in cancer patients, most often to treat pain.
Pain
Pain is highly prevalent near the end of life. The
study to understand prognoses and prefer-ences
for outcomes and risks of treatments (SUPPORT),
a multicenter trial involving more than 4,000
seriously ill hospitalized pa-tients with diverse
diagnoses, documented that 50% of patients who
died in the hospital had moderate to severe pain at
least half the time in the several days before
9
death. CAM thera-pies might serve as useful
adjuvants to tradi-tional analgesic therapy and
may be ideal in patients who cannot tolerate or
may be reluc-tant to take pain medications. We
identified six CAM therapies directed at treatment
of pain.
TENS (transcutaneous electrical nerve stimulation). One double-blind RCT randomized 15
hospice cancer patients (aged 3874 years) to
receive either TENS, sham-TENS, or no additional treatment in addition to standard thera-pies
for pain and emesis. Each patient received daily
sessions for 6 days. Symptoms were as-sessed
using the European Organization for the Research
and Treatment of Cancer Qual-ity-of-Life
Questionnaire (EORTC QLQ-C30). Although the
study lacked the power to detect any effect on
pain, fatigue was improved 8-fold in TENS
patients compared to sham-TENS,
379
Table 2
Definitions of Modalities Discussed in Review34a
CAM Modality
TENS
Acupuncture
Massage therapy
Aromatherapy
Psychotherapy
Behavior therapy
Hypnosis
Imagery
Cognitive coping
strategies
35
Relaxation techniques
Music therapy
Definition
Electrical stimulation of nerve and/or muscles to relieve pain; it is used less frequently to produce
anesthesia. The optimal placements of electrodes or trigger points may correspond with
acupuncture analgesia points. TENS is sometimes referred to as acupuncture-like when using a lowfrequency stimulus.
The practice of piercing specific peripheral nerves with needles to relieve the discomfort associated
with painful disorders, to induce surgical anesthesia and for therapeutic purposes. This procedure
was originally introduced and practiced in China. Electroacupuncture is a form of acupuncture
using low-frequency electrically stimulated needles to produce analgesia and anesthesia and to treat
disease. Acupressure uses similar principals but without needles; it can be administered with local
pressure with fingers or pressure bands.
Group of systematic and scientific manipulations of body tissues best performed with the hands for the
purpose of affecting the nervous and muscular system and the general circulation.
The use of fragrances and essences from plants to affect or alter a persons mood or behavior and to
facilitate physical, mental, and emotional well-being. The chemicals comprising essential oils in
plants has a host of therapeutic properties and has been used historically in Africa, Asia, and India.
It is often used in conjunction with massage.
A form of therapy in which two or more patients participate under the guidance of one or more
psychotherapists for the purpose of treating emotional disturbances, social maladjustments, and
psychotic states. A generic term for the treatment of illnesses primarily by verbal or nonverbal
communication. Includes behavior therapy, art therapy, hypnosis, imagery, music therapy, group
therapy.
The application of modern theories of learning and conditioning in the treatment of behavior
disorders. Techniques include cognitive therapy, biofeedback, relaxation techniques, and
meditation.
A state of increased receptivity to suggestion and direction, initially induced by the influence of
another person.
The use of mental images produced by the imagination (a form of psychotherapy). It can be classified
by the modality of its content: visual, verbal, auditory, olfactory, tactile, gustatory, or kinesthetic.
Common themes derive from nature imagery (e.g., forests and mountains), water imagery (e.g.,
brooks and oceans), travel imagery, etc. Imagery is often used to help patients cope with other
diseases. Imagery often forms a part of hypnosis, of relaxation techniques, and of behavior therapy.
Attempt to alter patterns of negative thoughts and dysfunctional attitudes to foster more healthy and
adaptive thoughts, emotions, and actions. Major classes include external focus of attention, neutral
imaginings, pleasant imaginings, dramatized coping, rhythmic cognitive activity, and pain
acknowledging. Emphasizes the basic components: education, skills acquisition, cognitive and
behavioral rehearsal, and generalization and maintenance.
The use of muscular relaxation techniques and activities in treatment to reduce feelings of tension.
Often used in conjunction with imagery techniques.
The use of music as an adjunctive therapy in the treatment of neurologic, mental, or behavioral
disorders.
380
Pan et al.
Table 3
Designs and Sample Sizes for Studies of Complementary and Alternative Medicine Modalities for the Symptoms
of Patients at the End of Life
Symptom
Pain
CAM Modality
TENS
RCT
Nonrandomized
Controlled Study Case Series
10
N _ 15
11
N _ 60 _
12
N_9
Acupuncture
N _ 29
13
N _ 92
14
15
N _ 183
16
N _ 239
[HIV]
Massage
N _ 28
17
18
N_9
Massage _
aromatherapy
Psychologic therapies
(behavioral, CBT,
relaxation, imagery)
Music therapy
Hypnosis
19
N _ 103
20
N _ 94
22
N_9
N _ 58
(_ support
group)
Dyspnea
Acupuncture
N _ 58
21
N _ 24
23
24
(COPD)
N _ 20
25
(Cancer)
Acupressure
N _ 31
26
(COPD)
Nausea/
vomiting
27
PMR/breathing
retraining
N _ 20
Psychoanalysis
N _ 65
(COPD)
Breathing/coping/
counseling
N _ 20
Acupressure
(COPD)
28
29
(cancer)
30
N_9 _
Results
Underpowered for pain outcomes
Excellent pain relief in 28% of
patients, fair in 36%
Immediate pain relief and
reduced analgesics intake in
66%, partial relief in 22%
62% had pain relief/reduction
and discontinuation of injection
analgesics
Almost all patients with mild/
moderate pain and 72% of those
with severe pain were controlled
for one month.
48% reported _3 days of pain
relief or improved mobility.
No significant difference between
real and sham acupuncture for
neuropathic pain.
Men had immediate, short term
pain relief (P _ 0.01)
Significant pain reduction on days
1 and 2 (P _ 0.025)
Pain relief in 33% of patients
Pain reduced in 38% of patients.
For oral mucositis pain,
relaxation/imagery and
cognitive coping skills both
improved pain (P _ 0.01)
compared to usual treatment
___ therapist support.
No significant differences
Pain sensation and suffering were
reduced in breast cancer patients
receiving support group therapy
(P _ 0.05); self-hypnosis
enhanced pain relief (P _ 0.05).
Acupuncture decreased
breathlessness (P _ 0.02) and
improved 6-minute walk.
70% of patients had marked
improvement in breathlessness
and anxiety (P _ 0.001).
Real acupressure decreased
dyspnea compared to sham
(P _ 0.01).
PMR decreased dyspnea
compared to controls (P _ 0.04).
Nurse therapy reduced dyspnea
compared to psychoanalytic
therapy (P _ 0.05).
Interventions reduced
breathlessness at worst by 35%
(P _ 0.05) and distress caused by
breathlessness by 53% (P _ 0.01).
No significant differences
RCT _ randomized controlled trial; TENS _ transcutaneous electrical nerve stimulation; PMR _ progressive muscle relaxation; CBT _ cognitive behavioral
therapy; COPD _ chronic obstructive pulmonary disease; N _ Number of subjects; _ _ pre/postintervention, single group study; _ _ crossover or N-of-1
design.
381
achieved for at least 1 month in essentially all patients with mild or moderate pain and 72% with
14
severe pain. Pain was assessed by using the
World Health Organization grading system of
mild, moderate, or severe. Another case series
examined 183 patients from a cancer pain clinic
who were unresponsive to conventional therapy,
146 of whom had pain directly related to cancer or
as a result of treatment. Patients were treated with
manual acupuncture in 5- to 15-minute ses-sions
one to four times weekly. Forty-eight per-cent (70
patients) reported more than 3 days of pain relief
and/or an increase in mobility. The duration of
response was greater for patients with malignant
muscle spasm pain, post-irradia-tion fibrosis, and
15
ischemic limb pain.
In HIV-positive patients (mean age 40 years), a
large multicenter, single-blind RCT of 239 patients
compared real versus sham acu-puncture for the
treatment of painful periph-eral neuropathy.
Acupuncture was adminis-tered twice weekly for
6 weeks, followed by once weekly for 8 weeks.
No statistically signifi-cant difference was found
between the two groups at 6 or 14 weeks of
16
follow-up.
Behavioral and Relaxation Therapies. These approaches are often used to treat pain, but few
studies have been done in dying patients. A case
series of 58 patients with advanced cancer referred
to relaxation therapy in hospice found that pain
20
was reduced in 38% of pa-tients. However, the
assessment of pain was vague and the regimen of
relaxation therapy was individualized for each
patient. In an RCT of 94 bone marrow transplant
patients (mean age 36 years) with painful oral
mucositis, four therapies were compared: usual
treatment (UT), UT _ therapist support, UT _
relax-ation/imagery training, and UT _ a package
of cognitive behavior coping skills including
21
relaxation/imagery.
These interventions consisted of 30-minute sessions twice weekly for 5
weeks. Patients who received relaxation/imag-ery
or the package skills reported less pain (on a VAS
0100 mm) than patients in the other two groups
(P _ 0.01); however, no greater pain relief was
obtained by adding cognitive-behavioral skills to
relaxation/imagery. There was no significant
difference in analgesic in-take among the groups.
382
Pan et al.
Dyspnea
Dyspnea, the subjective sensation of breathlessness, is experienced by close to 50% of pa7
tients prior to dying. Although the most effec-tive
treatment of dyspnea is to treat the underlying
etiology (such as COPD, heart fail-ure, or pleural
effusions), many times this is not possible in the
terminally ill. We identified five trials addressing
the treatment of severe dyspnea with CAM
therapies. These therapies include the following.
Acupuncture. A single-blind RCT of 24 COPD
patients (mean age 64 years) with disabling
shortness of breath (SOB) compared 13 ses-sions
of acupuncture over 3 weeks to placebo
acupuncture for 3 weeks. Patients treated with
acupuncture had less subjective breathlessness as
measured by both a 5-point SOB scale (P _ 0.01)
and a modified Borg VAS (P _ 0.02). Pa-tients
treated with acupuncture could also walk further
in 6 minutes than those treated with sham
24
acupuncture (P _ 0.05). A prospective
383
Discussion
In this article, we have undertaken a system-atic
review of CAM therapies to improve the comfort
of patients near the end of life or in the late stages
of illness. We have found that trials of CAM
modalities may not be readily identified on routine
literature searches. De-spite the paucity of
controlled trials, there are data that support the use
of some CAM modal-ities in terminally ill
patients. Relaxation tech-niques, acupuncture, and
TENS may improve intractable pain in dying
patients. Acupunc-ture and breathing retraining
(with or without additional coping strategies) may
ease dyspnea in moderately to severely impaired
COPD pa-tients, who have a limited prognosis,
albeit a less predictable one compared to cancer
pa-tients. These results should not be extrapo-lated
to those dying with a malignant pleural effusion or
with end-stage heart failure; in-stead, studies
should be done in these popula-tions directly to
assess their effectiveness. Table 4 outlines
evidence-based recommendations derived from
this review. Of note, no studies that used herbal
and dietary supplements were found during this
literature review, although herbal medicines were
included in the search terms (under the heading of
Alternative
Medi-cine).
Conducting
methodologically rigorous research in palliative
care and CAM is chal-lenging. Both of these fields
traditionally have not attracted research funding,
making it diffi-
384
Pan et al.
385
Table 4
Summary of Evidence and Recommendations for CAM Use in Dying or Severely Ill Patients
Symptom
Pain
Dyspnea
Nausea/
vomiting
Recommendations
Reference No.
Evidence Strength
1113
3.1 3.2
1415
3.1 3.2
16
17, 18, 19
3.3
21
20
3.3
23
25
3.1
24, 26, 27
28
24
3.1
TENS _ transcutaneous electrical nerve stimulation; HIV _ human immunodeficiency virus; COPD _ chronic obstructive pulmonary disease. USPSTF
(United States Preventive Services Task Force) Guidelines:
1 _ Evidence obtained from a systematic review of relevant randomized controlled trials. 2 _
Evidence obtained from at least one properly designed randomized controlled trial.
3.1 _ Evidence obtained from well designed controlled trials without randomization.
3.2 _ Evidence obtained from well designed cohort or case control analytic studies, preferably from more than one center or research group.
3.3 _ Evidence obtained from multiple time series with or without the intervention.
b
4 _ Opinions of respected authorities, based on clinical experience, descriptive studies, or reports of expert committees. Only
studied in one trial.
386
Pan et al.
Acknowledgments
This study was supported in part by the Commonwealth Fund. Dr. Pan is a fellow in Pfizer/
American Geriatrics Society and in the John A.
Hartford Foundation Center of Excellence. Dr.
Morrison is the recipient of a National In-stitute
on
Aging
Mentored
Clinical
Scientist
Development Award (K08AG00833-01) and is a
faculty scholar for the Open Society Institute
Project on Death in America. Dr. Leipzig is the coprincipal investigator for the Mount Sinai John A.
Hartford Foundation Center of Excel-lence. The
authors would like to thank Dr. Christine K.
Cassel for her valuable advice and review of the
manuscript. We also gratefully ac-knowledge the
patience and help of Veronica Serrano and
Deborah George for administra-tive assistance,
and Kristy Kime for manuscript preparation.
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