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What is This?
Kazuko Matsumoto
Gifu University, Japan
Abstract
1. Introduction
32
cognitive processes involved in L2 use or L2 learning/acquisition. Such
tendency among L2 researchers has been reflected most explicitly in
recently flourishing studies of learner strategies (Cohen, 1990; OMalley
& Chamot, 1990; Oxford, 1990; Wenden, 1991; Wenden & Rubin, 1987).
33
intermediate processes, and thus the verbalized information is a product
of such intermediate processing. It is predicted that retrospective self-
reports that are not task-based will involve more mediating processes
than task-based retrospection.
Table 1
Characteristics of Concurrent and Retrospective Verbal Reports
34
retrospective reports are given quite some time after a specific language
learning task is given or after several or many tasks have taken place. In
still other cases, retrospective reports are unrelated to any specific task,
being elucidated based on the learners past learning experiences in general
(as in the case of self-reports about learners beliefs and perceptions
about L2 learning). Retrospective verbal-report data can be elicited by a
number of techniques. Interviews, discussions, speeches, conversations,
and so on produce subject responses in oral form, while questionnaires,
diary-keeping, note-taking, and so on produce retrospective self-report
data in the written mode. The three major techniques for eliciting
retrospective verbal reports have been successfully utilized in L2 research,
especially in recent studies of the past decade: they are questionnaires,
interviews, and diary-keepln,a-
35
researchers, followed by, in some cases, quantification of the collected
data.
3.1 7?~~~-A/oM<~ .
36
measure memory (i.e., retelling) and comprehension (i.e., multiple-choice
3.2 Questionnaire
Survey questionnaires in L2 research have been used mainly in
studies of learning styles and strategies, and in research on learners
beliefs, attitudes, and perceptions about L2 learning/acquisition. Reid
(1987), for example, administered a structured questionnaire to 1,388
students learning in intensive ESL programs in the U.S. to identify their
perceptual learning style preferences. Cohen (1987c) used a questionnaire
consisting of both multiple-choice and open-ended questions to investigate
strategies ESL learners employ for processing teacher feedback on their
written compositions. Cohen and Cavalcanti (1990), in their investigation
of EFL students attitudes toward, perceptions of, and strategies in
37
handling teachers comments on their written compositions, also employed
questionnaires in combination with individual interviews. Politzer and
McGroarty (1985), using a self-report questionnaire including 51 yes/no
questions related to assumed good learning behaviors with 37 Asian and
Hispanic ESL students, investigated the relationship of the self-reported
learning strategies and behaviors to gains on four ESL proficiency
measures (i.e., tests of linguistic competence, auditory comprehension,
38
3.3 Interviews
Interviews have been employed extensively in recent descriptive,
interpretative L2 research, especially in studies of learning strategies,
studies of learner perceptions, beliefs, and attitudes, and research on the
processes (including strategies) of reading, writing and listening. In
learning strategy research, OMalley et al. (1985), for example, in
combination with classroom observations, interviewed high-school ESL
students and their teachers to elucidate the types, range, and frequency
of L2 learning strategies used by the learners with a number of language
learning tasks. In Abraham and Vanns (1987) case study, student
interviews and think-aloud procedures were combined to examine learning
strategies of a &dquo;good&dquo; and a &dquo;poor&dquo; ESL student. Holecs (1987) study,
in which a teacher-as-counsellor interviewed ESL students over a period
of three months, focused on examining how they manage their L2 learning
process and how they change as learners over time. Also, Portes (1988)
structured interviews with 15 under-achieving EFL learners centered on
uncovering learning strategies used when dealing with new vocabulary,
while Pearsons (1988) unstructured interviews with 12 Japanese
businessmen working in South East Asia investigated their ESL learning
styles and strategies in general. Knight et al. (1985) conducted individual
interviews with 23 Spanish-speaking ESL students and 15 third-and fifth-
grade English monolingual students in order to examine whether there
were differences between the two groups in the type and frequency of
39
In research on learners perceptions, beliefs, and attitudes, Wenden
(1987), for example, using semi-structured interviews supplemented by
a questionnaire, had adult ESL learners retrospect on various aspects of
3.4 Diary-Keeping
The diary-keeping technique has been employed by L2 researchers
over the past two decades, especially with the aim of exploring the
40
in the classroom, focusing on social and psychological factors influencing
the processes of L2 learning. Bailey (1980, 1983), in her introspective
study of her own L2 learning in a university classroom situation, used
the technique of journal-keeping, identifying and discussing several
variables affecting L2 learning processes, with special emphasis on two
affective factors, competitiveness and anxiety. In addition, Schmidt and
Frotas (1986) introspective case study of the development of
conversational ability in L? by the first author during a 5-month stay in
the target language country both with instruction and exposure also
involved diary-keeping. Grandcolas and Soul6-Susbielles (1986)
introspective study combined diary-keeping with informal discussion
among the informants/learners (i.e., French-speaking learners of EFL)
for the purpose of exploring variables importantly involved in the
classroom foreign language learning process. Lowe (1987) discusses the
findings of individually kept diaries of a group of teachers serving as L2
learners which were expressed in a public seminar; this diary study
includes both &dquo;introspective&dquo; and &dquo;non-introspective&dquo; analyses of L2
learning processes. Furthermore, Brown (1983, 1985b), employing
journal-keeping with English-speaking older and younger adult learners
of Spanish during an 8-week intensive classroom study, explored possible
differences in self-perceived language learning factors between the two
groups of learners. The diary data of this &dquo;non-introspective&dquo; study were
supplemented by participant observations and the subjects performance
data in the form of oral interview test scores. Another &dquo;non-introspective&dquo;
study by Ellis (1989), in its analysis of learning styles and their effects
on classroom language learning, utilized information from diaries kept
41
Fxrch and Kasper (1987) by which diversified verbal-report research
can be classified and evaluated.
42
Block, 1986), in the language laboratory (e.g., Raimes, 1985), or elsewhere
(e.g., the informants working place as in Pearsons (1988) interview
research orthe informants residence as would usually be the case with
diary studies). Verbal reports may be collected cross-sectionally or
longitudinally (e.g., Holec, 1987, and diary studies). The mode of
verbalization is either oral as in thinking-aloud and interview studies, or
written as in questionnaire and diary research. Finally, verbal reports can
be collected in the informants Ll as in diary studies like Bailey (1980),
and Schmidt and Frota (1986), or in the target language (e.g., Cohen,
1987c), or in both L and L2 as in most of the studies involving think-
aloud protocols (e.g., Cumming, 1989; Gerloff, 1987). The informants
verbal facility in the target language should always be considered in the
data collection process so that verbalization difficulties will not mask
out emergence of some important mentalistic information (Garner, 1988).
43
can range from highly controlled closed-type to the least structured open-
ended type; the interviews can range from the structured to semi-structured
and to the unstructured ones. Diary studies can also range from the least
structured types, which provide the learners with freedom of writing on
any aspect of L2 learning experiences, to the structured ones, where the
informants are directed through instructions to focus on certain aspects
of the learning process which are of interest to the researcher. For example,
in Matsumotos (1989) case study, the diarist-learner, who was under
conditions of both formal instruction and exposure, was instructed to
limit her introspection to L2 learning experiences within the classroom.
Another example of structuring in Ll diary research is Schallert et al.
(1988), in which the informants were requested to keep a daily journal
record only when the instructor alluded to the textbook during classtime.
44
knowledge of specific research purposes and the informants ignorance
of research techniques (Mann, 1982, p.91). It seems in general that when
the study is highly structured, requiring the informant to focus on a
specific aspect of L2 use or learning, informant training (e.g., giving
practice think-aloud tasks) will be useful, enabling the researcher to
check whether the instructions have been rightly followed. When the
study is least structured, on the other hand, the warming-up phase might
exert a negative effect, biasing the data largely toward the researchers
expected or desired direction. For instance, the informants introspection
might be influenced by the content of the diary entries presented as
sample reports in the practice session.
45
Especially, it is the diary-keeping technique that past research found to
be of animmediate aid to the informants L2 learning. Such studies as
Bailey (1983, 1991), Lowe (1987), Matsumoto (1989), and Rubin and
Henze (1981) have shown that journal-keeping facilitates the L2 learning
process by serving as a tool of self-reflection, self-analysis, and self-
evaluation, by helping the informants become alert to their own learning
styles and strategies, thus, as a result, by raising the learners
consciousness and awareness of language learning. It is also possible
that the informants benefit from other introspective techniques. For
example, they will be the beneficiary of the structured questionnaire
asking them to select their preferred ways of learning, particularly, in
this case, by helping them become aware of alternative learning strategies
and thus expand their repertoire, and ultimately to be more flexible in
their approaches to learning (Nunan, 1991). Given that introspection
undoubtedly places the L2 performer rather than L2 performance who is
actively engaged in cognitive processing in the very central position of
research (Lennon, 1989, p.392), this criterion of the benefit to the
informant-learner must be underscored. It is also desirable that other
verbal-report techniques be revised so as to serve somehow as an
immediate aid to the informants L2 learning.
46
5.Verbal-Report Data in L2 Research: Issues of Controversy and
Suggestions for Future Research
The use of introspection as a research tool has been one of the
controversial issues among L2 researchers since what Seliger (1983)
calls the &dquo;psychoanalytic school&dquo; of SLA studies started around in the
mid-1970s. Cohen and Hosenfeld (1981) are among the first researchers
who argued for the usefulness of self-observation of mental processes by
L2 learners, emphasizing that the learners themselves have important
insights and intuitions into the internal processing involved in language
use and learning. The value of collecting mentalistic data through verbal
reporting has also been advanced out of the realization of the limitations
of conventional extrospective observations (i.e., a researcher observes
learners verbal and nonverbal behaviours as they perform a task and
infers from their overt behaviors their cognitive processes). For one
thing, the scope of such classroom observational data, focusing on the
physical dimension of classroom activity, is usually confined to L2
learners who actively participate in verbal classroom interaction, without
providing access to quiet classroom learners (Cohen, 1984; Gaies, 1983).
The observational studies have actually proved unsuccessful in providing
satisfactory data of learners mental processes including strategic
processing. For example, OMalley et al. (1985, pp. 36-37) report that in
their attempt to identify learning strategies student interviews were more
successful than teacher interviews, whereas researchers observations
were &dquo;exceedingly nonproductive and proved highly unreliable.&dquo;
Several concerns, on the other hand, have also been raised both by
cognitive psychologists and L2 researchers over introspective verbal
47
use or L2 acquisition/learning. His main criticism is directed towards
whether we can infer from the conscious verbal reports the internal
processing. That is, he claims that &dquo;introspections are conscious
verbalizations of what we think we know (Seliger, 1983, p.183); therefore,
&dquo;the conscious verbal reports of learners about their own internal device
cannot be taken as a direct representation of internal processing&dquo; (Seliger,
1983, p. 189). Given Ericsson and Simons (1984) taxonomy discussed
earlier, it seems that Seliger is referring here to retrospection, and not
thinking aloud. We must recall, in this regard, that their model assumes
that although retrospectively-verbalized information does not directly
reflect the heeded information because of the intermediate processes
involved, concurrently-verbalized information does bear a direct relation
to the activated information kept in STM. Thus think-aloud verbal reports
can actually be seen as a direct representation of learners internal
processing.
Garner (1988), summarizing criticisms made of introspection by
cognitive psychologists, discusses several factors which will influence
the veridicality of verbal reports. One important factor concerned
specifically with retrospective, not concurrent, reporting is the relationship
between thinking/doing and reporting, which has two dimensions: (a)
temporality, and (b) directness/specificity. In cases where the verbal
reporting involves LTM, that is, reports are provided not immediately
(i.e., some time or long after task completion), informants tend to forget
some information which was originally available while being engaged in
the task. Unwanted extensive interference by recently-stored cognitive
events, in this case, will result in incomplete, less accurate, especially
quantitatively skimpy reporting. As evidence for the processing-reporting
interval effects, Garner (1988) reports that in his experiment involving
retrospection of strategic activity immediately after task completion and
two days later, delayed report informants protocols contained significantly
less cognitive events than those given by same-day report informants. In
the case of eliciting retrospective reports on situations not based on a
specific task (i.e., reports of hypothetical or general information) (Ericsson
& Simon, 1984, p.37), on the other hand, no direct or specific relation
can be established between processing and reporting. The resulting reports
48
steps are carried out without being interpreted, and without their inputs
and outputs using STM.&dquo; Such automation thus greatly speeds up the
process, preventing, as a consequence, the intermediate products from
being stored in STM, hence from being verbally reported. The result is
incomplete data which are quantitatively poor reflections of cognitive
processing. The informants distraction during task performance will also
be a source of incomplete reporting. It is possible that not only
environmental factors intruding the visual or auditory system (e.g., loud
noises) but also the informants emotional states will interfere with his/
her control of attention during processing, causing incomplete, invalid
data to be obtained. The informants verbal facility should also be
considered as an additional potential source of invalidity of verbal reports.
Garner (1988) cautions us, in this regard, to treat protocols collected
from informants with limited verbal skills such as young children as
incomplete records of processing which should alternatively be tapped
by some nonverbal assessment. We also have to be aware that even
individuals with normally developed language skills will differ in their
tendency to produce verbal reports.
In addition to these cases in which informants know more than
they can tell, there also exist cases where informants-learners tell more
than they can know (Nisbett & Wilson, 1977). The result is faulty
reporting. For example, informants may report what they perceive they
ought to know or do as an ideal learner, instead of what they in fact
know or do. It would also be possible that the subjects, being conscious
of the researchers judgments of their verbal reports, report those things
socially desirable or not detrimental to the teacher, institution, classmates,
and so on (Matsumoto, 1987). Another possibility in this regard is that
the cueing unintentionally offered by instructions or by the researcher-
interviewer can provide a hint of the most desirable response. In these
cases, the resulting reports only poorly reflect the informants actual
cognitive processing.
49
cognitive load (Ericsson and Simon, 1980). The outcome, again, is less
complete verbalization. To solve this problem, White (1980) advocates
an easy, not complicated, reporting task with reduced verbalization
demands (for example, reading studies involving frequent pause during
verbalization may be problematic in this regard).
provide a useful hint for their use of certain strategies) may be advocated
(cf. Section 4.10).
50
that this criterion can be satisfied in particular instances,
however, it would seem foolish to continue to ignore such
data. The overriding concern... then, has been with how best
to advance our ability to predict and control behavior, and
6. Conclusion
Acknowledgements
I would like to thank Russell Campbell, Bob Jacobs, and John
Schumann for their helpful comments on earlier versions of this paper.
51
Notes
types of verbal-report data into the following: (a) self-report (the learnerss
descriptions or statements of his/her general learning behaviors), (b)
self observation (the learners reports based on inspection of specific
language behavior, either while the information is still in STM
(introspection), or after the event (retrospection); retrospection can be
immediate or clelayecl , and (c) self-revelation (learner reports belonging
to neither (a) nor (b), i.e., thinking-aloud). Cohens introspection and
52
heeded thought into a verbalizable form in order to vocalize it. Ericsson
and Simons (1984) model assumes that the same sequence of states of
heeded thoughts in a cognitive process is maintained in three different
conditions, silent thinking, talk-aloud, and think-aloud reporting, but
predicts that, in the case of thinking aloud, the rate of thinking would be
slowed down because of the additional time required for verbal encoding
of the heeded information.
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