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Agriculture and Human Values 20: 7986, 2003.

2003 Kluwer Academic Publishers. Printed in the Netherlands.

IN THE FIELD

Potentials, problems, and policy implications for urban agriculture in


developing countries

Erik Bryld
United Nations Development Programme. Kathmandu, Nepal

Accepted in revised form April 15, 2002

Abstract. Urban agriculture has, for centuries, served as a vital input in the livelihood strategies of urban house-
holds in the developing countries. As a response to the economic crises exacerbated by the structural adjustment
programs and increasing migration, urban agriculture has expanded rapidly within the last 20 years. An examina-
tion of the general trends in urban agriculture reveals a number of issues policy-makers in developing countries
should address to provide services to ensure a sustainable behavior towards urban cultivation. Most important is
the legalization of urban agriculture as a step towards securing lands for the urban poor. The illegal status has left a
governance vacuum, which should be filled through policy formulation and regular institutionalized management
in a participatory manner including all relevant stakeholders if food security has to be increased and environment
improved in an urban development context.

Key words: Environment, Food security, Gender, Governance, Livelihood strategies, Policy, Structural
adjustment, Urban agriculture, Urban planning

Erik Bryld is a Human Geographer by training from the Institute of Geography, University of Copenhagen. He
currently works as Urban Development Officer for the United Nations Development Programme (UNDP) in Nepal
and has previously worked as Project Coordinator for the Danish University Consortium for Sustainable Land
Use and Natural Resource Management (SLUSE). Prior to this, he was associated with the Danish Ministry of
Foreign Affairs and the United Nations Secretariat Department for Economic and Social Affairs. This article was
written partly during his time with SLUSE and partly with UNDP.

Introduction agricultural production. In Dar es Salaam, the number


of families engaged in agricultural production has
Agricultural production in urban areas is not a new increased from 18 to 67% from 1967 to 1991, making
phenomenon in developing countries. The United urban agriculture the second largest employer after
Nations Development Programme (UNDP) estimates petty trade (UNDP, 1996; Ratta and Nasr, 1996).
that approximately 800 million urban residents were The primary driving force behind this continuous
engaged in agricultural production in the mid-1990s, increase in urban agriculture is an increase in migra-
commercial or subsistence (UNDP, 1996; Borgue, tion from rural to urban areas as well as the worsening
2000). Urban agriculture has undergone a radical economic situation of the urban population as a
transformation since the late 1970s and early 1980s. consequence of the Bretton Woods Institutions Struc-
In Africa, urban cultivation has become a permanent tural Adjustment Programs. The Structural Adjust-
part of the landscape. In the beginning of the 1980s, ment Programs focus on growth aiming at increasing
a mere 1025% of the urban population in Africa was the income level through management of resources
engaged in urban agriculture while up to 70% of the more properly through market liberalization (Scott,
urban population in Africa, and up to 60% in Asia, 1993). The Structural Adjustment Programs have,
have become urban cultivators in the 1990s (Rogerson, however, often resulted in a noteworthy economic
1997). Today, 70% of the poultry food consumed in setback of the poorest part of the population who
Kampala is produced within the city boundaries. In cannot afford the free market prices of basic food.
Kathmandu and Zambia, more than a third of the These programs resulted in a removal of subsidies to
subsistence food production is produced within the food production in the developing countries seeking
city. All three cities have witnessed a massive shift loans from the World Bank and International Monetary
in use of the urban landscape from open spaces to Fund, which consequently led to a liberalization of the
80 E RIK B RYLD

food trade, which again resulted in significant price isolated phenomenon, but an activity inter-linked with
rise (fivefold) (Ratta and Nasr, 1996). Parallel with activities in both peri-urban and rural areas.
the rise in prices, salaries and real wages were devalu-
ated up to 10 times, leaving the citizens with limited
resources for food provision. This double burden has Where is urban agriculture practiced and by
increased the intra-urban poverty and pushed urban whom
citizens to become engaged in urban agriculture in
order to feed the household (Potts, 1997; Scott, 1993; The increase in urban agriculture has brought with
Mbiba, 1995a; Ratta and Nasr, 1996; Maxwell, 1999). it new spaces where cultivation is exercised. Most
common is cultivation in the backyard and around
buildings. However, community, and public lands, and
parks, have also been invaded by urban agricultur-
Terminology
ists within the last decades. Among these are areas
allocated to other uses, such as roadsides and airport
Mwalukasa (2000: 150) defines urban agriculture as: buffers as well as areas not suitable for building
. . . carrying out farming activities in built-up areas such as streamsides, floodplains, drainage way-leaves,
where open space is available, as well as keeping wetlands, and steep slopes (Freeman, 1993; UNDP,
livestock (dairy, cattle, goats, sheep, pigs and fowl) 1996).
in built-up and in peri-urban areas. This definition Even though the majority of the produce grown
captures the essence of urban agriculture, while at the in urban areas in the developing countries goes
same time it illustrates one of the main problems with to subsistence, there are also other incentives for
its conceptualization, that of defining the key area: going into urban agriculture. Some urban high-
urban, in a development context. income inhabitants use agriculture as a strategy of
UNDP (1996: 9) defines urban: . . . in a broad further accumulation through the production of high
sense, to encompass the entire area in which a citys yield crops close to the market, while some middle-
sphere of influence (social, ecological, or economic) income households use urban cultivation as means of
comes to bear daily or directly on its population. But consolidation, securing the family well-being. The
where does the citys social, ecological, or economic majority of urban agriculturists are, however, engaged
sphere end? Cities are not isolated areas and their in cultivation as a means of survival (Freeman, 1993;
sphere is, therefore, not a pre-set boundary. As Tacoli Atukunda and Maxwell, 1996; Rigg, 1998).
(1998: 3) puts it, Urban agriculture has become a survival strategy
for urban households. As Maxwell (1999: 1950) puts
[there] . . . is a lack of recognition of the complexity it:
of ruralurban interactions which involve spatial
as well as sectoral dimensions. . . . The growing Under circumstances where low-income urban
evidence of the scale and nature of urban agricul- populations are spending up to three-quarters of
ture and of rural non-agricultural enterprises and their total income on food, the issues of income and
employment suggests that these distinctions are livelihood are directly linked to food security. . . .
over-simplified descriptions of both rural and urban People are not passive victims within the
livelihoods. constraints they face, people do their best to cope,
to make ends meet, to protect their livelihoods, and
Activities related to urban agriculture are rarely isol- meet their basic requirements.
ated from rural areas. Activities in rural and urban
areas are often inter-linked across space and sectors. Having the opportunity of growing food or keeping
The problem with the definition very clearly reveals poultry, therefore, becomes a critical component in
that city borders are fluent, which is further empha- the ability of staying alive in the urban environment,
sized by the active rural-urban interactions taking despite the fact that it is illegal in most developing
place in the peri-urban areas.1 It is, therefore, countries (Maxwell, 1999; Nugent, 2000).
important that urban agriculture is seen as a dynamic The urban poor2 rarely have access to farming
concept. plots of such a magnitude that they can support the
There is thus a need for recognition of the diversity whole family with food. Consequently, urban agricul-
of urban agriculture. When dealing with issues of ture generally serves as a vital side earning for most
urban agriculture and making policies within this field, households. The poorest families often have to sell
it is vital that the particularities of the settings are some of their produce to survive in order to pay rent,
taken into consideration while at the same time it is school, or medical expenses, even if this means that the
important to understand that urban agriculture is not an family will not receive sufficient food. In a study by
P OLICY AND URBAN AGRICULTURE 81

Freeman (1993: 12) in Nairobi, the most commonly members do not always pool their incomes, resulting
expressed prime motivation for urban cultivation is in different and often individual livelihood strategies.
the need to avert hunger for the cultivators and their Even so, urban agriculture is a vital element in the
families by producing staple crops. Urban agriculture survival strategy of the household members who can
then becomes a form of semi-proletarism where the generate extra income through the utilization of the
producers rely on both subsistence and cash income potentials of urban cultivation (Smith, 1996; Tacoli,
(Freeman, 1993; Maxwell, 1995; Rigg, 1998). 1998; Rigg, 1998; Zeeuw et al., 2000).
In the developing countries, especially in Sub-
Saharan Africa and South Asia, this production pattern
generally means that it is the women who are in charge Potentials
of cultivation (Mbiba, 1995b; Maxwell, 1995). There
seems to be two main reasons for this. First, urban Urban agriculture brings with it great potentials
cultivation is relatively easily fitted into womens daily for enhancing the situation of the urban citizens,
work pattern. With the plots situated relatively close especially those with the lowest incomes who are
to the residence, the female household members are dependent on the access to locally grown food.
easily attending to the produce if and when they have
a break from other duties.3 Second, different research Food security
from developing countries show that men generally do
As urbanization increases, so does the need for suffi-
not regard urban agriculture as a business, but only as
cient food. The opportunity to grow and/or acquire
a marginal activity (Maxwell, 1995; Dennery, 1996).
food produced locally, therefore, becomes a crit-
This relatively strong divide in gender roles has
ical component in surviving in the city. Thus, urban
revealed two significant consequences. First, the
agriculture plays a significant role in contributing
increase in developing households engagement in
to the welfare of especially poor urban residents
urban agriculture has burdened women even more.
(Maxwell, 1995; Lourenco-Lindell, 1996; Mwalukasa,
If not engaged in other income generating activ-
2000; Nugent, 2000; Zeeuw et al., 2000). Research
ities, women usually work full time on domestic
conducted by the World Bank (UNDP, 1996: 160) has
duties, as they are generally responsible for the house-
shown that a majority of adults and children living
hold reproduction, which usually includes obtaining
in low-income urban areas have diseases that limit
food and water, cooking, cleaning, washing clothes,
their capacity to learn and work. This situation can be
and looking after children, elders, and the sick,
improved if the citizens are engaged in urban farming,
besides being engaged in petty trade. Furthermore, it
which will decrease malnutrition and increase the
is usually women rather than men who forgo food
quantity of food intake. Resources freed by the produc-
in order to feed their children. Besides adding to
tion of urban cultivation can, for instance, be used to
the daily burden of work, these cuts in spare time
balance the family diet by purchasing other kinds of
keep women from acquiring higher-paying informal
food, e.g., fish, fruit, and vegetables. Urban poor are
or formal sector occupation. In this sense, urban agri-
generally more dependent on cash income to purchase
culture can become a low-income trap that imprisons
food. Daily dietary intakes, therefore, vary according
unskilled women (Potts, 1997; Freeman, 1993; UNDP,
to the days income and market price. Consequently,
1996). On the other hand, different research shows that
a stable intake of self-grown produce will reduce
women are generally very pleased with being engaged
the citizens dependence on their fluctuating salaries
in urban agriculture (Freeman, 1993; Dennery, 1996;
and improve their nutrition (Smith, 1996; UNDP,
Maxwell, 1999). Urban agriculture is, thus, an
1996).
important livelihood strategy for the household and
especially the female members. Economic advantages
The above illustrates the problem of working with
the household as an entity when researching livelihood Since most of the produce of urban agriculture is
strategies. Often it becomes very unclear where the used for subsistence consumption, it can be diffi-
household begins and ends. Households may be multi- cult to assess the impact of urban agriculture on the
spatial. The different members of the household may economy. There is little doubt, though, that urban
work in both rural and urban areas. Some household agriculture creates considerable economic activity in
members may even reside in urban areas for periods of the cities. This is, among other factors, caused by
time for generating cash while the rest live and work the increasing economic use of land, since income is
in rural areas. And even so, they will often all be part generated from temporarily available land and lands
of the household livelihood strategy. However, this not suitable for building (Mbiba, 1995a; Ratta and
distinction is not made easier by the fact that household Nasr, 1996; Smith, 1996; UNDP, 1996). It is difficult
82 E RIK B RYLD

to assess whether urban agriculture in the developing Problems


countries has a significant impact on the macro-
economics. However, as have been described before, As have been shown, there are several advantages of
being relieved from utilizing a vast amount of the promoting urban agriculture, but as this section will
household earnings on food due to self-production reveal, living with and managing urban agriculture is
means that resources formerly bound to purchasing not unproblematic.
food can now be used on other pressing needs, such as In almost all developing countries, urban agricul-
school fees, medical treatment, or rent. This inevitably ture is de jure and/or de facto illegal. It is generally
increases the room for maneuver for the household, viewed as an artifact of rural life and therefore not
especially for the women who are the most frequent belonging in the city. Furthermore, it is perceived
urban cultivators. In this way, urban agriculture can as having only marginal importance to the urban
serve as an empowerment of women and at the same economy and the people engaged in this sector are
time promote increased welfare for other household seldom people with influence on the city manage-
members. ment level. Last, urban agriculture is perceived as a
public health nuisance (Scott, 1993; Maxwell, 1995;
Environmental advantages Atukunda and Maxwell, 1996).

Besides the direct nutritional benefits of urban agricul- Potential health hazard
ture for the cultivators, there are several other environ-
mental advantages worth noticing. Most developing Urban agriculture can be a health hazard. Multiple
country cities do not have environmentally sustain- problems can occur when solid waste is processed
able policies when it comes to nutrient recycling. In or wastewater is used for irrigation and fish farming.
most cities, there is a general throughput of resources, Poor management of compost piles increases diseases,
increasing the amount of garbage wasted. There are among these bronchitis, tuberculosis, dysentery, and
different ways of improving the cities environments, cancer caused by waste gases. Furthermore, lead in
among these planting of trees, reducing consump- soil and air is a major contaminant that green leafy
tion, and improving the efficiency of the infrastructure. vegetables can concentrate in their leaves. There have
The cultivation of plants and trees helps reduce dust also been cases of untreated wastewater being used
and absorbs pollutants through its foliage. Trees and for farming resulting in cases with cholera (UNDP,
plants can also increase the humidity in arid climates 1996; Furedy et al., 1999; Borque, 2000). In some
and reduce radiational heating through conversion of regions, chemical fertilizer is used to enhance the
groundwater into atmospheric humidity. Cultivation output, a practice that can pose potential environ-
can also turn unsightly lots into green areas, preserving mental problems. This practice is catalyzed by the fact
the much needed green belts in the cities. Furthermore, that urban cultivation is still illegal in many developing
there is a constant demand for fuel wood in the devel- countries, forcing the farmers to get as much out of
oping cities, a demand, that can be supplied partly by the production in the shortest period of time (Smith,
forestry in urban and peri-urban areas (UNDP, 1996). 1996).
Urban agriculture also contributes to an improved
urban environment in other ways. One of the most effi- Taking up space for houses
cient ways of improving the environment is through
recycling of organic waste. Compost from urban Besides feeding the poor in the cities, there is an urgent
organics can easily be applied in urban and peri- need for providing shelter for the homeless. The vast
urban plots and serve as fertilizer. Furthermore, human amount of land used on urban agriculture is an obstacle
excreta can be used in fish farming (Smith, 1996; to urban housing provision. In the city of Harare, more
UNDP, 1996; Furedy et al., 1999). Also, research in than 400,000 people lack housing, forcing people to
Bangkok by Frge et al. (2001) documents how huge live in shanties with increased health hazards due to
quantities of plant nutrients that could be recovered overcrowding and a potential fire hazard, since they are
and reused are discharged into the river and wasted. built so closely together (Mbiba, 1995a). This problem
A nutrient recycling program that transferred these illustrates the hazards that urban poor face daily and
wastes to the urban cultivated plots could improve the problems urban planners face in solving these vital
the environment and increase the output of urban issues.
agriculture.
P OLICY AND URBAN AGRICULTURE 83

Difficulties faced by urban agriculturists ownership is, and what risks there are from culti-
vating. The most vulnerable groups, such as women
The fact that urban agriculture is illegal in most devel- headed households and young unemployed migrants,
oping countries results in several related problems. are, therefore, often excluded from cultivation (Scott,
The most obvious are the increasing food shortages 1993; Borque, 2000; Mbiba, 1995a).
in the major cities, which becomes more difficult to The gate keeping that is taking place in the city
accommodate when the open spaces of the city cannot also results in potential landlordism, overpricing urban
be used for cultivation. This brings with it several cultivators for access to land. Having succeeded in
disadvantages for the cultivators. acquiring access to land does not mean secure tenure,
however, because of the absence of legitimacy. First,
Insecure yields due to slashing and theft the cultivator is not exempted from slashing of crops,
since the landlord has usually taken the land from
As a way of enforcing the prohibition against urban
the municipalities illegally. Second, since the rent is
farming, guards from city council occasionally
illegal the lessee has no recourse to any kind of action
destroy/slash crops on public or municipal land even
if the landlord breaks the contract (Scott, 1993; Mbiba,
in times of food shortages. On top of this, many
1995a).
urban agriculturist have to face theft as a daily problem
(Drakakis-Smith, 1993; Scott, 1993; Mbiba, 1995a).
Unsustainable land use/exploitation
Freeman (1993: 10) has documented that almost half
of urban cultivators in Kenya have been exposed to As has been highlighted in the section above, urban
theft of which the majority of victims are women. cultivation is not very sustainable if steps are not taken
Findings are confirmed by Smith (1996: 29), who to introduce recycling systems and create environ-
found that 60% of the cultivators in Harare had exper- mental awareness among agriculturist. One of the main
ienced theft. As a result of the legislative constraint problems is also that fear of eviction leads people to, as
and theft, urban agriculture has developed so that risks mentioned above, plant short-duration seasonal crops,
have been minimized. Some cultivators have chosen to which could reduce the ecological diversity. Further-
produce vegetables that have a lower yield but look like more, the cultivators can find little incentive in making
non-consumable weeds in order to hide the produc- investments to improve soil fertility when they risk
tion from both authorities as well as thieves. Others slashing and eviction. This neglect of the soil results
have chosen to produce a narrow band of crops that in increased soil impoverishment and erosion, which
ripens faster in order to reduce the time of stature causes silting and endangers ground water supply
and, thus, the period where there is risk of slashing (Scott, 1993; Bowyer-Bower and Smith, 2000; Zeeuw
and theft (Scott, 1993; Freeman, 1993; Mbiba, 1995a; et al., 2000).
Smith, 1996). This strategy, however, also reduces
the yield. Consequently, these risk-adverse production
forms provides the cultivators and in the end the city
with less produce than could potentially have been Reasons for lack of legalization
produced, adding to the food scarcity in the city (Scott,
1993; Mbiba, 1995a; Smith, 1996). A common denominator among the majority of articles
within the field of urban agriculture is the underlining
Gate keeping and lack of secure tenure of urban policy makers reluctance to engage in pro-
urban agriculture policies (see among others Maxwell,
Only 20% of the urban agriculture cultivated in the city 1995; Smith, 1996; Atukunda and Maxwell, 1996;
in developing countries is cultivated on land owned by Mwalukasa, 2000; Borgue, 2000). There is a general
the cultivator. The majority is taking place on public lack of flexibility among urban planners towards urban
land or on land leased from a local landlord. The cultivation. The practice is seen as reminiscence from
ongoing migration to the city puts an intense pressure the past, which does not compile with the general
on the few available plots of land. Many who would modern view of the city (Drakakis-Smith, 1993;
like to cultivate are therefore not able to find sufficient Mbiba, 1995a). This becomes particularly apparent in
land. Those residents who have resided in the city the city of Harare, where there is no direct law against
for several decades have been the first to seize land. urban agriculture, but where the authorities use other
Consequently, urban cultivators are not necessarily laws, such as environmental and habitation laws, to act
the poorest residents. Newcomers are excluded from against the cultivators, actions that Mbiba (1995a: 96)
access to plots due to the older residents gate keeping. has found to be both sporadic, ad hoc, and unplanned.
Getting access to land requires social and political If urban agriculture is to be legalized, steps also have
information about where land is available, what the to be taken to create an overall understanding of the
84 E RIK B RYLD

benefits of urban cultivation in the urban planning some of the hazards of unplanned cultivation, legaliza-
departments. tion of the practice and recognition of the potential is
thus necessary.
If legalized, most of the problems described above
Policy implications could be handled through action plans at municipality,
city or state level. Steps could be taken to improve
Urban agriculture is vital for the survival of the the cultivation techniques and assist in creating the
urban poor in most developing countries. It is a right environment for environmental improvement and
response to the still increasing urbanization and food generation, which is so essential to cities in the
economic worsening of the situation of the poor as developing countries. There is, however, no service
a consequence of structural adjustment programs and provision provided for urban agriculturists as long as
increasing migration (Ratta and Nasr, 1996). For many it remains illegal. Consequently, urban agriculture is
citizens, it is a paramount addition in the quest for not incorporated in the city plans. As Rogerson (1997:
improving urban food security. It has, thus, become 360) states, Despite its widespread occurrence for
a vital element in the household survival strategies in subsistence consumption, urban food and livestock
the urban areas in the developing countries, through production is usually not appreciated by urban author-
the improvement of nutrition and economic base of ities and certainly not planned for and supported.
the household. Furthermore, urban agriculture has The government, be it local or national, should, as a
the potential of improving the environment through policy-setting authority, regulate and facilitate urban
greening and nutrient recycling. agriculture, but instead banning has left urban cultiva-
As has been illustrated, urban agriculture is, tion in a policy vacuum where there exists a lack
however, not unproblematic and, if conducted without of governance (Drakakis-Smith, 1993; UNDP, 1996).
city planning and facilitation, can result in health This lack of governance leaves the cultivators disem-
hazards and overcrowding. Most of these problems can powered and the city with less resources and a more
be dealt with, however, in a manner that drastically fragile environment.
limits the nuisance and promotes sustainable land use. There is, thus, a general need for filling the
Programs and legislation can be introduced that can governance vacuum through legalizing urban agri-
reduce the contamination of waste, modify the agri- culture, formulating policies, and institutionalizing
cultural practices, monitor compost, recycle nutrients, regular management of urban agriculture. These
and educate the cultivators in sustainable land-use. The processes inevitably mean the involvement of all
problem is that solid waste management in urban areas stakeholders in policy formulation in order to secure
in the South is often inadequate and under-resourced. sustainability. A solution could be to introduce
This is furthermore complicated by the illegality of decentralized boards with representatives from both
urban agriculture, which still prevails in many devel- municipality and agriculturists with an insurance of
oping countries (Smith, 1996; Nunan and Shindhe, the presence of all levels of cultivators, among these
2000; Frge et al., 2001; Deelstra and Girardet, the most vulnerable groups. A contextual focus is
2000). Steps, therefore, need to be taken to provide needed, since it is important to recognize the specific
services to ensure a sustainable behavior towards urban context within which urban agriculture is taking place
cultivation. in the developing countries. There is no single or
Even though countries like Zambia and Uganda uniform solution to urban agricultural planning. Each
have taken positive steps towards legalizing urban city has its own context within which the diversity
agriculture, in many developing country cities, urban related to both socio-economics and environment will
agriculture is, however, still illegal, leaving urban need to be addressed. Planning will have to evolve
cultivators with an array of problems from slashing through dialogue between different stakeholders from
and theft to gate keeping and exploitation of land. If the city officials to women cultivators. Mutual under-
the practice was legalized, this would reduce the fear standing will have to be created if the potentials of
of slashing and theft and motivate high yield cultiva- urban agriculture are to be realized. Creating this good
tion, reducing food shortages in the city. Furthermore, governance policy framework, however, can not be
policies should be implemented that would take into initiated unless urban agriculture is legalized.
consideration the securing of lands for the urban poor
and thus deal with the insecure tenure. As long as there
are not sufficient resources available to provide secure Acknowledgments
livelihoods for the urban poor there is no other viable
solution than to legitimize urban agriculture. In order The author is grateful for the valuable comments of
to secure the benefits of urban agriculture and forego Dr. Jakob Magid, The Royal Veterinary and Agri-
P OLICY AND URBAN AGRICULTURE 85

cultural University, Copenhagen, and Dr. Katherine Freeman, D. B. (1993). Survival strategy or business training
Gough, Institute of Geography, University of Copen- ground? The significance of urban agriculture for the
hagen. The content of the article is, however, the sole advancement of women in African cities. African Studies
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