averaged. Evaluating the application of the hydrograph in units of specific discharge (such as inches per year),
analysis to small areas is ignored because the field con- the area considered is assumed to be equal to the
ditions do not always meet the assumptions required by drainage area of the surface-water system. The size of the
the above models. Nevertheless, estimates of recharge are drainage area is determined to satisfy the condition that
commonly required for simplified areas, and the analysis the time base of the surface runoff exceeds the time in-
of streamflow hydrographs provides a means to make such crement of the data. The upper limit for the size of the
estimates. drainage area may depend on the degree of uniformity
Although several methods have been used to estimate in the weather systems, or the accuracy of the time base
ground-water discharge and recharge from streamflow re- of the surface runoff.
cords, the most commonly used is the base-flow-record The recession-curve-displacement method is based on the
estimation. This method estimates a continuous or daily upward shift in the recession curve of ground-water
record of base flow under the streamflow hydrograph. In discharge that occurs as a result of recharge. Only the
other words, it requires an extended period of recording to parts of the streamflow hydrograph that measure this
estimate the long-term ground-water discharge, in addition upward shift are considered to be total ground-water
by a variety of manual methods (Horton 1933; Barnes 1939; discharge. Flow as total ground-water discharge (while
Olmsted and Hely 1962; Dzhamalov 1973; Zektser 1977) or surface runoff is negligible) can be based on antecedent
automated methods (Rutledge 1992; Mau and Winter 1997) recession. Linsley and others (1982) proposed the
in the research for the base-flow-record estimation. empirical relation that
An alternative to base-flow-record estimation is the re- N A0:2 1
cession-curve-displacement method. This procedure is
often referred to as the Rorabaugh method, and consists of This relation gives the time base of surface runoff (N [d])
a set of calculations that estimate the total recharge for as a function of the drainage area (A) upstream from a
each streamflow peak (Rorabaugh 1964; Daniel 1976; stream-flow-gaging station, in square miles. The time base
Rutledge and Daniel 1994). This method has been manu- of surface runoff is the number of days after a peak in the
ally conducted by several researchers (e.g., Bevans 1986). hydrograph of streamflow where the component of flow
The pertinence of this method is its theoretical foundation attributed to surface runoff (including the bulk of inter-
compared with the base-flow-record estimation as it flow) is considered negligible. An area of the streamflow
actually includes ground-water variables. However, the hydrograph, thus, may be considered as total ground-
disadvantage of the recession-curve-displacement method water discharge, if it is preceded by a period of recession
is the heavy burden of calculations required to estimate equal to or greater than N.
recharge for each recharge event. Rorabaugh (1964) expressed ground-water discharge to a
To increase the speed of analysis and reduce the subjec- stream as a complex function of time after recharge.
tivity inherent in the manual analysis, Rutledge (1993) However, he finds that the function can be approximated
proposed several computer programs, RECESS, RORA, after critical time by a simpler equation.
and PART, and additional newer versions (Rutledge 1998, 0:2a2 S
2000). The research in this paper was done using the Tc 2
programs described above. TR
The purpose of this paper is (1) to investigate the balance where Tc = critical time, a = the average distance from the
between ground-water recharge and discharge; (2) to stream to the hydrologic divide, S = the storage coefficient,
demonstrate the use of the two methods, the recession- and TR = transmissivity.
curve-displacement and base-flow-record estimation, to A formulation that gives the critical time as a function of
analyze streamflow records; and (3) to evaluate the propri- the recession index (K) can be obtained by combining
ety of estimating recharge based on the existing streamflow Eq. (3) with the following equation from Rorabaugh and
data for an extensive data set at Cho-Shui River, Taiwan. Simons (1966):
0:933a2 S
K 3
TR
Methodology By solving and substituting a2 S=TR into Eq. (3), Tc can
be expressed as:
The recession-curve-displacement method Tc 0:2144K 4
Rutledge and Daniel (1994) used Rorabaughs method,
and improved and automated the recession-curve-dis-
placement method. The method is designed to analyze Estimation of the mean ground-water recharge
flow systems driven by area diffuse-recharge where the The recession-curve-displacement method is based on the
stream can be considered as the sink (discharge bound- upward shift in the streamflow recession curve that takes
ary) of the ground-water flow system. Recharge is con- place as a result of a recharge event. A recharge event
sidered to be approximately concurrent with the peaks in would increase the total potential ground-water discharge,
streamflow. This method is only applicable to streamflow V. V is the total volume of water that drains from the
records of catchments where regulation and diversion of system if it is allowed for with infinite time without further
flow are considered to be negligible. To express recharge recharge. Meyboom (1961) expressed V in the following
QK
V 5
2:3026
where V is total potential ground-water discharge (L3), and
Q is ground-water discharge at the initial time (L3/T).
By combining the principle of superposition, Rorabaugh
(1964) and Rutledge and Daniel (1994) have shown that
the total potential ground-water discharge to the stream at
a critical time after a peak in streamflow is equal to about
one-half of the total volume of water that recharges the
ground-water system during the peak period. Thus, total
recharge can be calculated by the following equation:
2Q2 Q1 K
R 6
2:3026
where R is the total volume of recharge due to the event
(L3), and Q1 is the ground-water discharge at the critical
time extrapolated from the pre-event streamflow recession
(L3/T). Q2 is the ground-water discharge at the critical time
extrapolated from the post-event streamflow recession
(L3/T).
The recession-curve-displacement method, which consists
of the following steps, and most of them referred to by
Rutledge (1993), is shown in Fig. 1. The steps are:
1. The determination of the recession index (K) from the
hydrograph during prolonged periods of negligible
recharge.
2. The calculation of the critical time (Tc) from Eq. (4).
3. The use of the critical time to determine the time on the
hydrograph to which streamflow recessions will be
extrapolated.
4. The determination of the hypothetical ground-water Fig. 1
discharge to the stream at the critical time by Procedure for use of the recession-curve-displacement method to
extrapolation of the pre-event recession curve. estimate ground-water recharge in response to a recharge event (after
5. The determination of the hypothetical ground-water Rutledge (1993)
discharge to the stream at the critical time by
extrapolation of the post-event recession curve. continuous recession. Therefore, it illustrates that reces-
6. The application of Eq. (6). Steps 1 and 2 only need to be sion occurs during a period when direct surface runoff is
conducted once for a given streamflow gaging station ; greater than any such time period in the original data.
other steps are conducted once for each peak. In order to construct the MRC, it is assumed that the
Figure 1 shows an example for applying these procedures. non-linearity of the MRC is slight compared with the
The position of the post-event recession curve should be non-linearity of streamflow recession, the surface (direct)
identified soon after surface runoff ceases to minimize the runoff is significant, or that the profile of the ground-water
effects and the riparian evapotranspiration are minimized head distribution is not yet stable. Therefore, it is possible
to obtain the total ground-water recharge. to extract segments of continuous recession from the re-
cord and to select near-linear parts of each segment as
Determination of the recession slope an indicator of the MRC. For mathematical convenience,
To determinate the recession slope, the matching strip Rutledge (1993) assumed that the recession index (K),
chart method is employed for the assembly of the master which is the time per log cycle of streamflow recession,
recession curve (MRC; Nathan and McMahon 1990). The varies linearly with the logarithm of flow (log Q). Because
MRC represents the recession behaviors of streamflow the actual relationship may be more complex for a given
when all flows are from ground-water discharge, when no stream, it opens up an opportunity for analyzers to test the
ground-water recharge occurs, and when the profile of the validity of this assumption.
ground-water head distribution is nearly stable. The MRC Basic steps to determine the MRC are suggested by Rutl-
is usually assembled from numerous intervals of the edge (1993). First, locate periods of streamflow recession
surface runoff is constructed by using three sets of data for of the water resource is mainly for irrigation of rice crops
ground-water discharge and a time base of surface runoff. in the downstream region. The total irrigated land is
Consequently, ground-water discharge for the exact result approximately 100,000 ha. There is a subsidence problem
of Eq. (1) is calculated by using a polynomial expression. near the coastal area due an excessive pumping for illegal
pisciculture. Pumping ground-water for irrigation in the
Cho-Shui River basin has induced land subsidence. This
has caused serious problems, including seawater intrusion
Case study and soil salinization. Therefore, ground-water resources
management has been an important issue in this area. To
Background of the study area achieve this objective, a ground-water recharge estimation
The area of Cho-Shui River basin is 4,693 km2, and the in this area is indispensable.
length of the river is about 186.4 km. It is the second Complete and consecutive daily mean streamflow records
largest basin in Taiwan and is situated within latitudes of eight streamflow gauging stations in Cho-Shui River
2328)2410 and longitudes 12013)12120. This area is basin were chosen to determine the ground-water recharge
located within the central region of Taiwan. As shown in in this area. These eight stations are (1) Wu-Chieh, (2)
Fig. 3, the Cho-Shui River basin is surrounded by the Ching-Yun, (3) Yanhsing Bridge, (4) Shui-Li, (5) Nei-Mao-
natural geographical boundaries of Taiwan Strait in the Pu, (6) Tung-Tou, (7) Chunyun Bridge, and (8) Ziu-Chian
west, the Central Mountain Ridge in the east, Wu River in Bridge. The data obtained from these stations are shown in
the north, and Pei-Kang River in the south. The annual Table 1, including the station map number, the station
rainfall in this area is around 2,460 mm, and 78% occurs name, latitude, longitude, the drainage area, and the
from May to October. The annual runoff in the river is analyzed time period. The positions of the eight stations
about 6.08 billion tons (Hydrological Year Book of Taiwan are shown in Fig. 3.
2000). This basin is undeveloped due to a low population
concentration and a lack of industrial development. The Results and discussion
water quality of the river system is pristine. The utilization Records of daily flow were used to estimate ground-water
recharge and discharge. Results were determined from the
complete and consecutive daily flow data, which used the
two methods explained in the previous discussion.
Table 1
List of analyzed stream flow gauging stations
Station map number Station name Latitude Longitude Drainage area Time period analyzed
(km2)
annual ground-water recharge. The annual ground-water Where DS is the change of ground-water storage, QR is
recharge was obtained from Eq. (7): ground-water recharge, QB is baseflow, QE is evapotran-
RgwA h A 7 spiration, and QL is the leakage to a deeper aquifer.
The two methods were constructed into a simplified
3
where RgwA is the annual ground-water recharge L =yr , model. There were some basic assumptions in this model:
h is the depth of annual infiltration L=yr , and A is the (1) surface runoff and base flow were the two main com-
drainage area L2 . ponents of streamflow, interflow was not considered; (2)
the ground-water table was invariable DS 0; natural
Estimation of discharge by conducting factors such as evapotranspiration, precipitation, and
the base-flow-record estimation human-induced factors do not aect the water level; (3) the
The method of the base-flow-record estimation aims to evapotranspiration of the saturated zone is close to zero
separate the base flow from the streamflow hydrograph in QE 0; and (4) the aquifer is underlain by impermeable
order to evaluate the discharge drained from the ground- materialQL 0; its side boundaries are vertical and have
water to streams. The method is based on the assumption no flow crossing them.
that base flow (ground-water discharge) is equal to With these assumptions, the above can be simplified to,
streamflow on days that fit a requirement of antecedent QR QB 10
recession. For those days that do not fit this requirement,
this method calculates the base flow by linear interpola- where QR can be obtained from the recession-curve-
tion, and separates the streamflow hydrography into two displacement method, and QB can be obtained from the
parts: the base flow and surface runoff. The affected time base-flow-record estimation.
of surface runoff at the recession period is calculated from In this model, baseflow of streams was considered to be
Eq. (1). equivalent to ground-water recharge; therefore, it is of
Detailed steps for the base-flow-record estimation are interest to compare recharge and baseflow for the Cho-
presented in Fig. 2. Figure 4ac, respectively, shows three Shui River basin. Table 4 shows the comparison between
hydrographs from three stations that indicate streamflow the recession-curve-displacement method and those from
partitioning for the drainage area and the time base of the base-flow-record estimation. Comparison of the
surface runoff. In Fig. 4, ground-water discharge is equal methods for estimating recharge with those for deter-
to streamflow when the curves coincide. mining the baseflow component of streamflow indicate
Table 3 shows the results obtained from the above eight that estimates of baseflow were less than the estimates of
stations calculated by this method. Included are the station recharge. Baseflow determined by the base-flow-record
map number, the station name, the drainage area, the estimation was on average ~16% less than ground-water
analyzed time period, the time base of surface runoff, the recharge for all stations, regardless that the recession-
baseflow index, depths of annual infiltration, and the curve-displacement method was used to calculate
annual ground-water recharge. The annual ground-water recharge.
recharge can be obtained from Eq. (7). The baseflow index The results show that there was 16% difference between
can be obtained from Eq. (8): ground-water recharge and baseflow in the mountain area
mean base f low of Cho-Shui River basin. Compared with the value of 25%
Base f low index 100% 8 obtained by Mau and Winter (1997), we conclude that
mean stream f low
baseflow is not a good surrogate for recharge for small
mountain basins. Furthermore, Rutledge and Daniel
Comparison of ground-water recharge and discharge (1994) also point out that, on an annual basis, baseflow
In this study, only the following water balance equation was about 10% less than recharge for the large basins in
was considered: the Appalachian Mountain and the Piedmont area of the
eastern United States. Rutledge and Daniel (1994) attrib-
DS QR QB QE QL 9 uted this 10% loss, relative to recharge, to riparian
Table 2
Result determined from the recession-curve-displacement method
Station Station name Drainage Time period Recession index Depths of annual Annual ground-
map number area analyzed (days/log cycle) infiltration water recharge
(km2) (cm/year) (billion tons)
Conclusions
This study was designed to evaluate whether it is feasible
to estimate ground-water recharge by analyzing the
streamflow data of Cho-Shui River basin in Taiwan. Two
methods, the recession-curve-displacement method and
the base-flow-record estimation, were conducted to esti-
mate ground-water recharge and discharge, respectively.
These two methods are more applicable to the mountain
region than to the plain region. It was shown that baseflow,
determined by the base-flow-record estimation, was about
Fig. 4 16% less than ground-water recharge for all stations, re-
a Results of streamflow partitioning at Yanhsing Bridge Station. gardless that the recession-curve-displacement method
b Results of streamflow partitioning at Chunyun Bridge Station.
c Results of streamflow partitioning at Ziu-Chian Bridge Station was used to calculate recharge. This loss of water between
the areas of recharge and baseflow to the streams may be
caused by the different methodologies, riparian evapo-
vegetation transpiring water directly from the ground- transpiration, or could be attributed to recharge to deeper
water. ground-water flow systems.
The effect of riparian evapotranspiration on baseflow, A comparison with previously related studies of ground-
using the analysis of streamflow hydrographs, is discussed water recharge is also provided. Although the validity of
by Federer (1973) for a stream adjacent to the Mirror Lake these methods is not well defined, the evaluation depends
streams in the Hubbard Brook Valley, and by Daniel on how well the estimated values compare. The use of
(1976) for a stream in North Carolina. Both of those these methods requires hydrologic judgment. For in-
studies imply that the effect of riparian evapotranspiration stance, the hydrologist who uses the recession-curve-
on baseflow in wet months is more significant than in dry displacement method must determine the appropriate
Table 3
Result determined from the method of base-flow-record estimation
Station Station Drainage Time period Time base of Base flow Depths of Annual
map number name area analyzed surface runoff index annual ground-water
(km2) (days/log cycle) (%) infiltration recharge
(cm/year) (billion tons)
Table 4
Comparison of methods 1 and 2. Note: method 1 is the recession-curve-displacement method, and method 2 is the base-flow-record estimation
Station map number Result from method 1 Result from method 2 Ratio of method 2 over method 1
(cm/year) (cm/year) (%)
Table 5
List of related researches of Cho-Shui River basin
Water budget model Lee and others (1999), Chen and Unsuitable 9.9108 t/year
others (1999)
Water balance method simulated Lee and others (2000) Unsuitable 10.8108 t/year
by MODFLOW
Recession-curve-displacement This study 35.1108 t/year (120.9 cm/year) Unsuitable
method
8
Base-flow-record estimation This study 30.910 t/year (106.3 cm/year) Unsuitable
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