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3. R. C. Johnson and H.

Jasik, Antenna Engineering Handbook,


, Second Edition, New York, McGraw-Hill, 1984, pp. 4-7,443.

4. G. H. Brown and 0. M. Woodward Jr., Experimentally Deter-

soot mined Impedance Characteristics of Cylindrical Antennas, Pro-


ceedings of the IRE, 33, April 1945, pp. 257-262.

Parameters of a Multiple-Arm
100 500 900
meqysncy lW1.z)
1300 1700
Spiral Antenna from Single-Arm
Figure Sa. The antenna resistance as a function of frequency Measurements
(curve 1). Curve 2 is the impedance of an equivalent monopole
antenna, 106.5 mm in length, multiplied by a factor of two,
measured when mounted over a circular ground plane 100 cm Tom Milligan
in diameter. Curve 3 was obtained by interpolating the curves Milligan & Associates, Inc.
for l / d = 30 and l/d = 50 in reference 131, and by multiplying 8204 West Polk Place
the values by two. Littleton, CO 80123
Tel: +1 (303) 977-7268
Fax: +1 (303) 977-8853
500
I E-mail: Tmilligan@compuserve.com

1. Abstract

Multiple-arm spiral antennas, generally with four or more


8 arms, can be fed in multiple modes that produce different antenna
g -1000 patterns. The patterns and S parameters of the antenna, operating in
d different modes, can be found by combining a weighted sum of
measurements made on individual arms. The frequency range of
-1500 good efficiency can be determined from S-parameter measure-
ments before the antenna pattems and gain are measured. Individ-
__._
100
~ ~
-500 900 1300 1700
ual arm measurements isolate construction problems that would be
masked by a feed network.
P L e q u e n ~ y IMHz)

Figure Sb. The antenna reactance as a function of frequency 2. Introduction [l,21


(curve 1). Curves 2 and 3 are the reactances for the equivalent
monopole antenna and as obtained from reference 131, per Fig- Before a spiral antenna is connected to a feed network, most
ure Sa. of its characteristics can be determined from measurements made
on single arms. These measurements greatly increase our knowl-
edge of the operation of the antenna, and can be used to improve it,
because problems are isolated. Figure 1 illustrates the face of an
eight-arm spiral antenna. Each arm of the antenna has been con-
7. Conclusions nected to coax transmission lines, both on the inside and outside
ends. The wrap of the spiral in Figure 1 radiates right-hand circular
The input impedance of symmetrical antennas can be directly (RHC) polarization when fed from the center, and LHC polariza-
measured using the procedures and equipment for standard two- tion when fed from the outside. The antenna can radiate LHC
port S parameters. Neither a balun device, nor a large ground polarization for the inner feeds as the antenna ports, when the
plane, are required. Accordingly, the imperfections normally intro- feeding signals are improperly phased, or when signals reflect from
duced by both these elements are eliminated, and the bandwidth the outer ends of the spiral. A feed network splits the power into
can be arbitrarily large. the arms with proper phases and equal amplitudes to produce the
various modes of radiation. This feed network is sometimes
referred to as a beam-former, and provides a separate port for each
8. References mode.

1. J. Fitzpatrick, Error Models for Systems Measurements, This article shows how to combine measurements made on
Microwave Journal, 21, May 1978. individual arms of the spiral to find the pattems and impedance
properties, when it is operating in various modes. The analysis
2. G. D. Vendelin, A. M. Pavis, H. L. Rohde, Microwave Circuit considers the spiral antenna as an array, and uses the active pattem
Design using Linear and Nonlinear Techniques, New York, Wiley, of a single arm. We sum the pattems of the individual arms,
1990, p. 16. weighted by the mode coefficients, to find the pattem in a given

IEEE Antennas and Propagation Magazine, Vol. 40, No. 6,December 1998 65
mode. In a similar manner, the active impedance of the spiral is
found from a combination of the input reflection and the weighted
sum of the mutual coupling between the arms.

We can use either measurements made on the individual


arms; or measure a single arm, assume the antenna is symmetrical,
and use array theory to find the response of the multiple-arm
antenna when fed with a beam-former feed network. This tech-
nique eliminates the need to build the feed network during initial
stages of development, and isolates construction problems. Fur-
thermore, we can evaluate every possible spiral-antenna mode
from the single-arm measurements.

,-.

Figure 3. The pattern of a Mode = 2 spiral antenna mounted


over an absorber-filled cavity, RHC polarization.

.--.
\ ,

Figure 1. An eight-arm spiral, with each arm fed from a coax-


ial cable on the inside and outside.

Figure 4. The pattern of a Mode = 3 spiral antenna mounted


over an absorber-filled cavity, RHC polarization.

3. Spiral Modes

The output signals of an N-port beam-former can be decom-


posed into N modes that correspond to N modes of spiral-antenna
radiation. The spiral modes have equal amplitudes, and a linear
progression of phase on the arms. The progression of phase is
given by Mode*$, where $ is the CCW (counter-clockwise)
rotation around the spiral arms when looking at the face. Mode is
an integer, with Mode = 1 corresponding to RHC polarization.
Figures 2, 3, and 4 show the radiation pattems of the three RHC
modes for an eight-arm spiral, over an absorber-loaded cavity,
Figure 2. The pattern of a Mode=1 spiral antenna mounted when fed by a perfect beam-former. Although the outputs of the
over an absorber-filled cavity, RHC polarization. beam-former can be decomposed into only N modes, the spiral

66 IEEE Antennas and Propagation Magazine, Vol. 40, No. 6, December 1998
antenna can radiate any number of modes, for a given set of feed- Table 1. The excitation phases (in degrees)
ing coefficients. The finite value of cross-polarization-the dashed for a four-arm spiral antenna.
curve in the figures-radiated in the forward hemisphere of the pat-
tern is caused by extra modes radiated by the antenna. If we rotate
the spiral CCW about its axis by 4, the radiation phase will
change linearly by -Mode*q5, when radiating in only a single
mode. Imperfections in the construction of the spiral or the imped-
ance mismatches cause the undesired modes of radiation. These
modes are a Fourier-series expansion of the radiation from the spi-
ral antenna that uses the spiral modes as the basis functions.

Table 2. The excitation phases (in degrees)


4. Spiral-mode feeding coefficients for an eight-arm spiral antenna.

An Nurm-arm spiral can be fed with equal power into the Mode Polari- Arm Arm Arm Arm Arm Arm Arm Arm
arms in N,, possible modes, while the actual spiral, when fed zation 1 2 3 4 5 6 7 8
from a beam-former, can radiate any number of modes. An arbi-
trary feeding set of amplitudes and phases on the arms can be
decomposed into a sum of these orthogonal modes. The feeding
coefficient on arm N, for the various modes, is given by

exp[-j2&ode( N - l)/Nurm]
VN = , (1)

where the arms are numbered CCW when looking at the spiral face
(Figure 1). The normalized power into each arm is VNVG,because The active-pattem method uses measurements of the antenna
pattern of each element when it is imbedded in the array. The
V, is divided by the square root of the number of arms. Mode = 1
nearby antennas are loaded with the characteristic impedance of
corresponds to RHC polarization, which has its pattem-peak
the feed network. The effective radiation from the driven element
broadside to the spiral face, as shown in Figure 2. Table 1 gives the
is the sum of the radiation from the element and the radiation from
excitation phases for the various modes of a four-arm antenna.
currents excited on the nearby elements. We measure the effective
Mode 2 can be either RHC or LHC polarization, and will depend
pattem of the element in the array and assume, in many cases, that
on the wrap direction of a spiral.
all the elements have the same pattem, even though elements near
the edge will have a different pattem. This allows the calculation to
Multiple-arm antennas can radiate different patterns by
be separated into the product of the array factor and the element
changing the excitations of the arms. Spirals radiate circularly
factor. A spiral antenna has a rotational symmetry to its arms,
polarized waves, with a far-field-pattem phase that changes line-
which requires the pattem of a single arm to be rotated to the posi-
arly when the antenna is rotated about the spiral axis. The phase
tion of the other arms before we can add its radiation. We cannot
rotation is given by -Mode q5 for a rotation 4 (CCW) about the separate it into the product of an array factor and an element factor.
spiral axis. The feed phases for an eight-arm spiral antenna are Each element of the array (spiral arm) has the same pattern, but
given in Table 2. each is pointing in a different direction.

5. Array analysis of spiral 6. Spiral pattern Measurements

Consider a normal array, where the elements are spaced on The characteristics of multiple-arm spirals can be determined
some grid. When each antenna radiates, part of its radiation is by measurements made on the individual arms. By connecting a
received by nearby elements. The antennas that receive this power coaxial line to each arm, as shown in Figure 1, they can be meas-
absorb part of it and re-radiate the rest. The power received by the ured separately when the other ports are loaded. The pattems can
antennas changes the effective distribution in the array. When the be determined by either combining the pattems of the individual
antenna elements can only be excited in a few modes, as is the case arms, or the pattern of a single arm can be duplicated and rotated to
for small multi-arm antennas, the net effect is to change the the position of the other arms and combined, using the amplitude
amplitude and phase distribution on the array. Two approaches can and phases of a beam-former in the various possible modes.
be used to predict this effect.
We consider the multiple-arm antenna as an array. For a spi-
A mutual-coupling matrix relates the excitations at the feed ral, we connect the center conductor of a coax cable to the ends of
ports to the effective pattem radiated by each element. Mutual each arm of the spiral. We connect the coax outer conductors
coupling changes the distribution. We can measure the mutual together for the inner feeds of the spiral. The outside-feed outer
coupling using a network analyzer, and express it as a scattering conductors are connected to a grounding ring. The mutual coupling
parameter (S parameter), impedance, or admittance matrix. By between the arms is high, because they are closely wrapped. We
inverting the matrix, we can find the effective radiation currents add the responses from each arm in the same manner as an array.
from the excitation voltages (or voltages from currents, etc.). This We measure the pattem of each arm separately, with the others
gives us the new excitations of the elements, and we can predict loaded; or use the measurement of the active pattem of a single
the radiation pattems. For an arbitrary array element, the more- arm, and use an array calculation to predict the pattem of the
general technique of the active pattern is an easier approach. antenna when excited in various modes. Instead of spacing the

IEEE Antennas and Propagation Magazine, Vol. 40, No. 6, December 1998 67
elements in the x-y plane to form an array, we rotate the pattern of + z,2 I2 + 213 I3 +...+z,,IN .
z,= z,, - - -
(5)
the single-arm measurement. I1 I, I1

If we measure the pattem of each arm separately, it does not We can formulate the problem by using S parameters: b = S a ,
matter what type of positioning is used during the measurements. where the vector a is the combination of the input waves and the
We do not need to rotate the patterns, but only to add them, after vector b is the combination of the reflected waves from the spiral
multiplying each one by the mode coefficient for that ann. If we ports. We measure these parameters directly on a network ana-
only measure the pattem of a single arm, assume all the arms are lyzer, with S containing the mutual-coupling terms. In a spiral, we
identical, and rotate the pattem to the position of each arm, it is can assume symmetry, and need only measure from one input port
convenient to measure the scans about the axis of the spiral. In this to all other ports. If we feed port 1 and load all other ports in the
case, a cyclic rotation can be used on the scans to find the pattem characteristic impedance of the S-parameter system, the input
of each arm. If routines are available to rotate the pattem and prop- reflection coefficient becomes
erly account for rotation of polarization, then it does not matter
what type of antenna positioning is used.
r,=-.4
a1
7. Mode amplitudes from measurements
We can formulate the active reflection coefficient in a manner
similar to the active impedance:
Although the spiral arms can only be fed in N,, orthogonal
modes, the spiral can radiate any order mode. Errors in the beam-
former feed-network outputs will produce a combination of modes (7)
that can be decomposed into N,,, modes for each input port.
Given the output waves, b, , of the beam-former for a given input
port, the division among the modes is given by The matrix terms Sy are the measured mutual-coupling terms
between the arms of the antenna. The values a, are all the same
magnitude, with the phases given by the mode voltages. We con-
vert the reflection coefficient to input impedance by using the
familiar relationship
where the Vi,, are the complex conjugates of the mode excita-
tions, given by Equation (l), on the nth arm,for mode m. The rela-
tive power in each mode radiated by the antenna can be found from
the following integral:
where Zo is the coaxial characteristic impedance (normally 50 Q).
The input impedance depends on the mode phases. By symmetry,
we can see that the input impedance at all ports is the same for the
modes given above. If the impedances we measure at the ports are
not similar, then a fabrication problem has occurred.

where ER and EL are the RHC and LHC voltage components. If we place connectors on the output of each arm of the spi-
The pattern can contain higher-order modes than the limit deter- ral, we can measure the power lost in the loads of the antenna.
mined by the number of arms. The conic patterns are decomposed These loads prevent reflections from the spiral ends, which would
into a Fourier Series, using the spiral modes as the expansion radiate the opposite sense of circular polarization when the wave
functions, with coefficients given by the inner integrals of Equa- travels back to the input. We denote the output ports as N,,, + 1
tion (3). We can normalize by summing the radiated power over a through 2N,, in a CCW order. In a spiral, we can assume sym-
large range of modes, since the radiated power drops as the mode metry, and only measure from one input to all the loaded ends. The
number increases, to determine the efficiency of the lower-order power lost in the first load can be found from
modes. Note that the inner integral needs to be taken over angles
about the axis of the spiral, that is, the upper axis on a model tower
positioner or the q5 axis.
Note that there is rotation of output ports. The coupling from input
2 to the end of the first arm SN+1,2 is given by the measured term
8. S-parameter or impedance measurements
S,,,, The general term SN+l,, is found from the measured cou-
The input impedance for each mode can be determined by pling S2N+2-,,1. The output voltage wave into the load on arm 1
combining the reflection coefficient and the mutual coupling to the depends on the excitation mode. Because the power will be so low
other arms, weighted by the mode coefficients. Because we ana- when the wave arrives at the loads on the ends of the arms, the
lyze the multiple-arm antenna as an array, we can use the active load mismatch has little effect on the input impedance. In a prop-
impedance for the input impedance of each mode. If the array erly sized spiral, most of the power will radiate, and very little will
impedance is expressed using mutual impedance, then the array be lost in the loads on the ends of the arms.
can be represented with the following matrix equation:
9. Efficiency from S parameters
V=ZI, (4)
We can use measurements using a network analyzer to
where V is the vector of the voltages, Z is the matrix of self and determine the efficiency of a spiral in its various modes over the
mutual impedance, and I is the vector of currents. The active frequency range of the antenna. The antenna distributes the input
impedance of the first element is calculated by power into 1.) radiation, 2.) reflected power loss, 3.) power into the

68 /E Antennas and Propagation Magazine, Vol. 40, No. 6,December 1998


loads, 4.) losses in the transmission line formed by the spiral to Editors Comments Continuedfrom page 56
carry power to the active region, and 5.) radiation into the cavity through more than 20 X-ray machines, round trip. The only pro-
absorber, if any. We can measure the radiated power by using an tection Im aware o f for such situations is requesting hand checks
antenna range, but before that step is taken, the other losses can be where possible, and using lead-lined containers where the film is
measured or estimated. In the design of the antenna, the losses in
going to be X-rayed. Of course, denying a hand check to someone
the transmission line should be estimated. The spiral can be con-
who is prepared to put their film in a lead-lined container is just
sidered as a coplanar transmission line, and the losses estimated
plain dumb, in my opinion. Most carry-on X-ray machines cant
through what could be a very long transmission line to the active
see through the lead-lined container (if the container and the
region. For this calculation, it is assumed that the active region is
machine are working properly), so the security people then have to
centered where the circumference of the antenna is Mode A .
Etching a spiral with a low growth rate, or the use of substrates hand-check the film, anyway. Yes, Ive that happen, and Im
with poor loss tangents, can lead to large losses. The equations always amazed at how proud the security people seem to be of
what theyve done!
above give the reflected power loss (l-lrl2 ) and the power into
the loads when fed by each mode. Plots of the spiral losses versus Now, lets see. As Dennis Swift reported in his Threads
frequency for various excitation modes quickly reveal the fre- column some time back, IBM has determined that exposure of
quency range of good performance. RAM chips to cosmic radiation produces both hard and soft errors.
What does all of this mean for your notebook computer? I havent
seen any data on that question. Actually, my concern for notebook
10. Conclusions
computers has always been more with associated magnetic data-
storage media and magnetic fields, than with X-rays. Potentially,
Both the pattem and impedance properties of a multiple-arm
there are significant magnetic fields generated by both the magnets
spiral antenna can be found from measurements on single arms of
the spiral. By testing the antenna without the feed network that used to focus the electron beam that generates the X-rays, and by
generates the various modes, construction problems are easily iso- the motors associated with the mechanical mechanisms of X-ray
lated. The analysis of the spiral as an array gives an effective machines. I have experienced data corruption on floppy disks that I
means of determining the spiral-antenna characteristics, independ- have attributed to passage through a carry-on-baggage X-ray
ent of the beam-former, and aids the impedance matching of the machine, although I cannot prove that this was the cause. I have
antenna to the beam-former feed network. 5-parameter measure- also experienced one instance in which a cross-linked file was pre-
ment of both the mismatch and the power delivered to the loads on sent on my notebook computers hard drive, immediately after pas-
the arms provides a means of estimating efficiency and the oper- sage through a non-film-safe X-ray machine (in the UK); the
ating frequency range. error had not shown up immediately prior to going through the
machine. However, this could have been the result of the mechani-
cal effects associated with handling. I would like to see some well-
11. References designed testing done on such X-ray-machine-related magnetic-
field effects.
1. Robert G. Corzine and Joseph A. Mosko, Four-Arm Spiral
Antennas, Nonvood, MA, Artech House, 1990. I always treat my notebook computer essentially the same as
I treat high-speed photographic film, when it comes to airport X-
2. R. H. DuHamel and J. P. Scherer, in R. C. Johnson (ed.), ray machines. Where possible, I always insist on a hand check. In
Antenna Engineering Handbook, Third Edition, New York, contrast, I see at least as many people letting their machines be X-
McGraw-Hill, 1993, Chapter 14. rayed as requesting hand checks when Im going through US air-
ports, and I have neither heard nor read of anyone else having a
problem. If any of our readers know of data or have had relevant
ideas for Antenna Designers Notebook first-hand experience, I would be interested in hearing about it.
Ideas are needed for future issues of the Magazine. Please send your
suggestions to Tom Milligan and they will be considered for publication as
quickly as possible. Topics can include antenna design tips, equations, Happy New Year! Although we tried very hard to get this
nomographs, or shortcuts as well as ideas to improve or facilitate issue into the mail before the end of 1998, it will probably not be
measurements. mailed until early 1999. A year ago, I wrote about our feature-arti-
Special Offer to Contributors
cle backlog as being the largest in the history of this publication.
How would you like a complete set of the Antenna Designers Notebook
articles published since this column began, in the August, 1983, issue? We started publishing five feature articles per issue, to try to
Send an idea which is used for a future issue of our Notebook to Tom reduce the backlog and publication time somewhat. That was suc-
Milligan, and you will be rewarded with a notebook containing copies of all cessful. However, the current submission rate is just somewhat
items, including yours, when it is published. This column is a great
opportunity for many of our AP-S members who are too busy to publish a below that necessary to sustain five articles per issue, so were
lengthy paper, but who would like to share some practical information going to go back to four articles per issue, at least for a few issues.
which can help to increase the productivity of the antenna and propagation There is a simple way to change this, of course, and at the same
engineers.
Updated Table of Contents time, to take advantage of the reduced backlog: Send us more good
An updated Table of Contents for the Antenna Designers Notebook was articles! Sharing what youre doing with our readers would be a
published in the August, 1993, issue of the Magazine. great way to start the year.

I hope that the new year brings happiness, prosperity, and


good health to you, your family, and your colleagues.

IEEE Antennas and Propagation Magazine, Vol. 40, No. 6,December 1998 69

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