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Solar Energy 79 (2005) 7885

www.elsevier.com/locate/solener

Multi-junction IIIV solar cells: current status and


future potential
Masafumi Yamaguchi a,*, Tatsuya Takamoto b, Kenji Araki c,
Nicholas Ekins-Daukes a
a
Toyota Technological Institute, Hisakata, Tempaku, Nagoya 468-8511, Japan
b
Sharp Corporation, Hajikami, Shinjo, Nara 639-2198, Japan
c
Daido Steel Corporation, Daido-cho, Minami, Nagoya 457-8545, Japan

Received 31 March 2004; received in revised form 23 September 2004; accepted 24 September 2004
Available online 30 October 2004

Communicated by: Associate Editor T.M. Razykov

Abstract

Our recent R&D activities of IIIV compound multi-junction (MJ) solar cells are presented. Conversion eciency of
InGaP/InGaAs/Ge has been improved up to 3132% (AM1.5) as a result of technologies development such as double
hetero-wide band-gap tunnel junction, InGaPGe hetero-face structure bottom cell, and precise lattice-matching of
InGaAs middle cell to Ge substrate by adding indium into the conventional GaAs layer. For concentrator applications,
grid structure has been designed in order to reduce the energy loss due to series resistance, and world-record eciency
InGaP/InGaAs/Ge 3-junction concentrator solar cell with an eciency of 37.4% (AM1.5G, 200-suns) has been fabri-
cated. In addition, we have also demonstrated high-eciency and large-area (7000 cm2) concentrator InGaP/InGaAs/
Ge 3-junction solar cell modules of an outdoor eciency of 27% as a result of developing high-eciency InGaP/InG-
aAs/Ge 3-junction cells, low optical loss Fresnel lens and homogenizers, and designing high thermal conductivity
modules.
Future prospects are also presented. We have proposed concentrator IIIV compound MJ solar cells as the 3rd gen-
eration solar cells in addition to 1st generation crystalline Si solar cells and 2nd generation thin-lm solar cells. We are
now developing low-cost and high output power concentrator MJ solar cell modules with an output power of 400 W/m2
for terrestrial applications.
 2004 Elsevier Ltd. All rights reserved.

Keywords: Solar cell; High eciency; Multi-junction; Concentrator

1. Introduction

Multi-junction (Tandem) solar cells have the poten-


tial for achieving high conversion eciencies of over
*
Corresponding author. Tel.: +81 52 809 1875; fax: +81 52 50% and are promising for space and terrestrial applica-
809 1879. tions. Tandem solar cells have been studied since 1960
E-mail address: masafumi@toyoto-ti.ac.jp (M. Yamaguchi). (Wolf, 1960). Fan et al. (1982) encouraged R&D of

0038-092X/$ - see front matter  2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.solener.2004.09.018
M. Yamaguchi et al. / Solar Energy 79 (2005) 7885 79

tandem cells based on their computer analysis. Although space applications because of the possibility of high con-
AlGaAs/GaAs tandem cells, including tunnel junctions version eciency of over 30%. In fact, the commercial sa-
and metal interconnectors, were developed in the early tellite (HS 601HP) with 2-junction GaInP/GaAs-on Ge
years, a high eciency close to 20% was not obtained solar arrays was launched in 1997 (Brown et al., 1997).
(Hutchby et al., 1985). This is because of diculties in We have proposed AlInPInGaP double hetero-
making high performance and stable tunnel junctions, (DH) structure top cell, wide-bandgap InGaP DH struc-
and the defects related to the oxygen in the AlGaAs ture tunnel junction for sub-cell interconnection, and
materials (Ando et al., 1987). lattice-matched InGaAs middle cell. As a result of the
One of the authors has conducted his research on Al- above technology developments, the mechanically
GaAs/GaAs 2-junction solar cells since 1982. His group stacked InGaP/GaAs//InGaAs 3-junction cells (1 cm2)
has demonstrated 20.2% eciency (Amano et al., 1987) have reached the highest (1-sun world-record) eciency
by proposing double hetero-structure tunnel junction as of 33.3% at 1-sun AM1.5G following joint work by Ja-
a sub-cell interconnection in 1987 (Yamaguchi et al., pan Energy Co., Sumitomo Electric Co. and Toyota
1987). A double hetero- (DH) structure tunnel junction Tech. Inst. (Takamoto et al., 1997b). Since FY2001, this
was found to be useful for preventing diusion from R&D project has been shifted to the project for Con-
the tunnel junction and improving the tunnel junction centrator MJ Solar Cells and Modules.
performance by the authors (Sugiura et al., 1988). In this paper, more recent results for high-eciency
In Japan, based on such an activity, R&D project for IIIV compound multi-junction (MJ) solar cells, con-
Super-high Eciency MJ Solar Cells has been con- centrator MJ solar cells and modules conducted under
ducted under support by NEDO since scal year (FY) the New Sunshine Project in Japan are presented. Future
1990 (Yamaguchi and Wakamatsu, 1996) as a long-term prospects for super high-eciency and low-cost MJ and
target to the early 21st century, in which challenges and concentrator cells and modules are also presented.
eorts are made in the development of super-high e-
ciency solar cell technology, aiming at a dramatic in-
crease in conversion eciency of over 40% and 2. Key issues for obtaining high-eciency multi-junction
developing innovativel technologies. (MJ) solar cells
An InGaP material for the top cell was proposed by
Olson et al. (1990). As a result of performance improve- Conversion eciency of InGaP/GaAs based MJ solar
ments in tunnel junction and top cell, over 30% eciency cells has been improved by the following technologies. A
has been obtained with InGaP/GaAs tandem cells by the schematic illustration of the InGaP/(In)GaAs/Ge triple
authors (Takamoto et al., 1997a). Recently, InGaP/GaAs junction solar cell and key technologies for improving
2-junction solar cells have drawn increased attention for conversion eciency is shown in Fig. 1.

Fig. 1. Schematic illustration of a triple-junction cell and approaches for improving eciency of the cell.
80 M. Yamaguchi et al. / Solar Energy 79 (2005) 7885

2.1. Wide band-gap tunnel junction hetero-growth layer. In the case of GaAs hetero-growth
layer, junction depth was measured to be around 1 lm.
A wide band-gap tunnel junction which consists of On the other hand, thickness of n-type layer produced
double hetero-structure p-AlInGaP/p-AlGaAs/n-(Al)In- by phosphor from the InGaP layer was 0.1 lm. An in-
GaP/n-AlInGaP increases incident light into the (In)- crease in Ge quantum eciency was conrmed to be
GaAs middle cell and produces eective potential due to a reduction in junction depth.
barriers for both minority-carriers generated in the top It was found that the absorption edge of the InGaP
and middle cells. The wide band-gap tunnel junction with- top cell shifted to the longer wavelength region, by using
out absorption and recombination losses improves both the InGaP rst hetero-layer. Band-gap of the InGaP top
Voc and Isc of the cells. It is dicult to obtain high tunnel- cell reduced from 1.86 to 1.81 eV by changing the het-
ing peak current with wide gap tunnel junction, so thin- ero-growth layer from GaAs to InGaP. The fact that
ning depletion layer width by formation of highly doped the band-gap increased with the growth temperature
junction is quite necessary. Since impurity diusion oc- indicated that this phenomenon was due to the ordering
curs during growth of the top cell (Sugiura et al., 1988), eect in the InGaP material (Gomyo et al., 1987). Since
carbon and silicon, which have low diusion coecient, the band-gap narrowing of the top cell decreases Voc of
are used for p-type AlGaAs and n-type (Al)InGaP, the triple-junction cell, an approach for growth of less-
respectively. Furthermore, the double hetero-structure is ordering InGaP should be necessary. As a matter of a
supposed to suppress impurity diusion from the highly fact, conversion eciency has been improved up to
doped tunnel junction (Takamoto et al., 1999). The sec- 30% (AM0) by increasing the top cell band-gap up to
ond tunnel junction between middle and bottom cells con- 1.89 eV (King et al., 2002).
sists of p-InGaP/p-(In)GaAs/n-(In)GaAs/n-InGaP which
have wider band-gap than middle cell materials. 2.3. Precise lattice-matching to Ge substrate

2.2. InGaP/Ge hetero-face structure bottom cell Although 0.08% lattice-mismatch between GaAs and
Ge was thought to be negligibly small, mist-dislocations
InGaP/GaAs cell layers are grown on a p-type Ge were generated in thick GaAs layers and deteriorated cell
substrate. PN junction is formed automatically during performance. By adding about 1% indium into the In-
MOCVD growth by diusion of V-group atom from GaP/GaAs cell layers, all cell layers are lattice-matched
the rst layer grown on the Ge substrate. So, the mate- precisely to the Ge substrate. As a result, cross-hatch pat-
rial of the rst hetero-layer is important for the perfor- tern caused by mist-dislocations due to lattice-mismatch
mance of Ge bottom cell. An InGaP layer is thought was disappeared in the surface morphology of the cell
to be suitable material for the rst hetero- layer, because with 1% indium, as shown in Fig. 3. The mist-disloca-
phosphor has lower diusion coecient in Ge than ar- tions were found to inuence not to Isc but to Voc of
senic and indium has lower solubility in Ge than gal- the cell. Voc was improved by eliminating mist-disloca-
lium. Fig. 2 shows the change in spectral response of tions for the cell with 1% indium. In addition, wavelength
the triple-junction cell by changing the rst hetero- of the absorption edge became longer and Isc of both top
growth layer on Ge from GaAs to InGaP. Quantum e- and middle cells increased, by adding 1% indium.
ciency of the Ge bottom cell was improved by the InGaP
2.4. Widening of top cell band-gap by AlInGaP

Now, we are developing AlInGaP top cells in order


to improve Voc of the triple-junction cells. Controlling
the top cell band-gap instead of thinning the top cell
should match current between top and middle cells. In
this case, Voc of the cell can be increased with keeping
the maximum current. An AlInGaP cell with 1.96 eV
band-gap and 2.5 m thickness was found to attain high
Voc of 1.5 V with keeping the same Isc as the conven-
tional InGaP top cells under AM1.5G condition.
The best data of the triple-junction cells in our labo-
ratory are summarized in Table 1. Technologies de-
scribed in the above Sections 2.12.3 were applied to
fabrication of the triple junction cells. Band gap of the
Fig. 2. Changes on the spectral response due to the modica- InGaP top cell of about 1.82 eV is still low. By using
tion of the 1st hetero-layer from GaAs to InGaP (without ARC AlInGaP top cell with 1.96 eV, higher Voc close to
(anti-reection coating)). 2.72 V is predicted. Conversion eciencies over 33%
M. Yamaguchi et al. / Solar Energy 79 (2005) 7885 81

Fig. 3. Surface morphology of InGaAs with various indium composition grown on Ge.

Table 1 and Daido Metal Co. and targeted to concentration


Characteristics and predicted eciencies of the triple-junction application also supported by NEDO. The new target
cells is 40% eciency under 500-sun concentration by the
Voc (mV) Jsc (mA/cm2) FF E. (%) Condition end of March 2006.
InGaP (Eg = 1.82 eV) In order to apply a high eciency multi-junction cell
2567 14.1 0.87 31.5 AM1.5G, 25 C developed for 1-sun condition to a concentrator cell
2568 17.9 0.86 29.2 AMO, 28 C operating under 500-suns condition, reduction in en-
ergy loss due to series resistance is the most important
AlInGaP (Eg = 1.96 eV)
2720 14.1 0.87 33.3 AM1.5G, 25 C
issue. Cell size was determined to be 7 mm 7 mm, con-
2721 17.9 0.86 31 AMO, 28 C sidering the total current ow. Grid electrode pitching,
height and width were designed in order to reduce series
resistance. Fig. 4 shows FF of the cell with various grid
(AM1.5G) and close to 31% (AM0) will be expected for
the (Al)InGaP/InGaAs/Ge triple junction cells.
For the next-generation multi-junction cell, one ap- 0.1 0.9
proach is an optimization of band-gaps for utilizing so-
FF
lar energy with wide energy range above Ge band-gap 0.85
0.08
(Kurtz et al., 1997). A lattice-mismatched AlInGaP
(1.8 eV)/InGaAs (1.2 eV)/Ge (0.65 eV) 3-junction cell
Resistance ()

and a lattice-matched AlGaInP (2.0 eV)/GaAs (1.4 eV)/ 0.06 0.8


GaInNAs (1 eV)/Ge (0.65 eV) 4-junction cell are chal-
FF

lenging structures. Another way is an increase of junc-


0.04 0.75
tions for utilizing high-energy range (Dimroth et al., Rs
2003). Many thin junctions with contiguous band-gaps
can reduce energy loss due to dierence between photon 0.02 0.7
energy and band-gap energy. AlInGaP cells and InG- RL
RE
aAsP cells lattice matched to GaAs provides various
0 0.65
band-gaps and might establish the high eciency cells. 0.083 0.095 0.12 0.135 0.17 0.195 0.245 0.28
Grid Pitch (mm)
3. High-eciency concentrator MJ solar cells Fig. 4. Fill factor (FF) of the concentrator cells with various
grid pitching under 250-suns light. Series resistance (RS), lateral
The previous R&D project for high-eciency MJ so- resistance (RL) and total electrode resistance (RE) are also
lar cells is now taken over by Sharp Co., Daido Steel Co. shown.
82 M. Yamaguchi et al. / Solar Energy 79 (2005) 7885

pitches under 250 suns. Grid electrode with 5 lm height 40


and 5 lm width was made of Ag. Grid pitching inu-
ences lateral resistance between two grids (RL) and total 38

Coneversion Efficiency (%)


electrodes resistance (RE). Series resistance of the cell
(RS), RE and RL are also shown in Fig. 4. RE was mea- 36
sured directly after removing electrode from the cell by
chemical etching. RL was calculated by using sheet resis-
34
tance of window and emitter layers. Based on the data in
Fig. 4, the grid pitching is determined to be 0.12 mm at
32
this time. In order to reduce the series resistance down to
0.01 X and obtain a high FF under 500 suns, grid height
should be increased to be twice. High eciency under 30
<500 suns is thought to be obtained by the optimal grid
design without modication of the cell layer structure 28
1 10 100 1000
such as emitter thickness and tunnel junction thickness Concentration Ratio
from the cell developed for 1-sun condition.
Fig. 5 shows the most recent result for eciency of an Fig. 5. Eciency of an InGaP/InGaAs/Ge concentrator 3-
InGaP/InGaAs/Ge 3-junction concentrator solar cell as junction cell as a function of concentration ratio.
a function of concentration ratio, although the authors
have demonstrated 36.5% 3-junction solar cells previ-
ously (Takamoto et al., 2003). The concentration ratio 4. High-eciency and low-cost concentrator MJ cell
is dened by the increase in Isc, and Isc/Isc(1-sun) ratio. modules
High conversion eciency over 36% is measured under
concentrated light with concentration ratio ranging R&D in Japan on IIIV concentrator cells is now
from 30- to 200-suns of AG1.5G. At a concentration ra- done mainly with 3-junction monolithic module. Besides
tio of 200-suns of AM1.5G, the conversion eciency the cells, extensive studies are done in (1) non-imaging
was measured to be 37.4%. This value is the highest ever Fresnel concentrator, (2) homogenizers, (3) new and
reported for all the solar cells. simple module design (Araki et al., 2003).

Fig. 6. 7000 cm2 and 400 concentrator module with 36 receivers connected in series and dome-shaped Fresnel lens made by injection
mold.
M. Yamaguchi et al. / Solar Energy 79 (2005) 7885 83

A 400 and 7000 cm2 concentrator module was fab- (3) A new encapsulating polymer that survives exposure
ricated with 36 pieces of randomly-selected solar cells of high concentration UV and heat cycles.
connected in series and the same number of the newly- (4) Beam-shaping technology that illuminates the
developed dome-shape Fresnel lenses as shown in Fig. square aperture of the solar cells from round con-
6. The module without heat sinks and external cooling centration spot.
utilities were used. (5) Homogenizer technologies giving uniform ux and
The eciency in a hot summer day (35 C of ambient prevent from conversion loss stemmed from chro-
temperature) was 27.0% as shown in Fig. 7 (Araki et al., matic aberrations and surface voltage variation.
in press). This value was well above on the record e- (6) Allowing as large as 1.75 mm assemble tolerance.
ciency of 22.7% (Bett et al., 2003) established by Fraun- There is no need of special optical alignment. Even
hofer Institute Germany in October 2002 with one-order local mechanical industries can assemble the main
less area (768 cm2). This achievement resulted from sev- body.
eral new technologies: (7) Shaped Fresnel lens designed by non-imaging optics
theory and made by low-cost injection mold that
(1) High-pressure and vacuum-free lamination of the gives tight variation of optical eciency as narrow
solar cell that suppress temperature rise to only as 0.5%.
8C under 400 geometrical concentration illumina-
tion of sunbeam. The technological roadmap toward 31% ecient
(2) Direct and voids-free soldering technologies of fat module is shown in Table 2. Since we have identied de-
metal ribbon to solar cells that suppresses the hot tailed technological problems and how to solve them, we
spots and resistance by 300 times and give a higher expect that the target will be achieved well in advance.
output current than normal non-concentration
operation.
5. Future prospects

1.5 Multi-junction solar cells will be widely used in space


because of their high conversion eciency and better
radiation-resistance. In order to apply super high-e-
Current (A)

Irradiance (DNI): 751 W/m2


ciency cells widely, it is necessary to improve their con-
1.0 version eciency and reduce their cost. Fig. 8 shows
Ambient Temperature: 35.0 C
Wind Velocity: 0.5 m/s theoretical and realistically expected conversion ecien-
Area: 196 cm2 cies of single-junction and multi-junction solar cells in
Isc: 1.533 A
0.5 Voc: 2.955 V
comparison with experimentally realized eciencies
FF: 0.877 (Yamaguchi, 2002). Therefore, concentrator 3-junction
: 27.0 % and 4-junction solar cells have great potential for realiz-
ing super high-eciency of over 40%. As a 3-junction
0.0 combination, InGaP/InGaAs/Ge cell on a Ge substrate
0.0 0.5 1.0 1.5 2.0 2.5 3.0
will be widely used because this system has been already
Voltage (V)
developed. The 4-junction combination of a top cell
Fig. 7. Outdoor evaluation of IV with a plastic Fresnel lens with Eg = 2.0 eV, a GaAs second-layer cell, a third-layer
(including loss in concentrator optics and temperature rise). cell material with an Eg of 1.05 eV, and a Ge bottom cell

Table 2
Roadmap table of more than 31% eciency module
Technologies (%)
November 2002 August 2003 March 2004 March 2005 March 2006
A Cell eciency at 1-sun 30.1 30.3 32
B Cell eciency concentration 34.4 35.3 37 40
C Lens eciency 72.4 85.4 85.8 91
D Homogenizer eciency 94.4 96.3 97.5 97.5 97.5
E Ohmic loss in circuit 0.1 0.1 0.1 0.1 0.1
F Spectrum mismatching loss 5.3 5.1 3
G Current mismatching loss 3.7 3.7 2 2 2
H Loss by temperature rise 1.2 1.3 1.3 1
I Total eciency 21.7 27.0 29 >29 >31
84 M. Yamaguchi et al. / Solar Energy 79 (2005) 7885

Theory (Conc.) Theory (1-sun) Crystal Si Solar Cells


Projected (Conc.) Projected (1-sun) Thin-Film Solar Cells
Realized (Conc.) Realized (1-sun) Concentrator Solar Cells
55 100

Electricity Cost (Yen/kWh)


50
Conversion efficiency (%)

45

40

35 10
30

25

20
1 2 3 4
Number of junction
1
1995 2000 2005 2010 2015 2020
Fig. 8. Theoretical and realistically expected conversion e- Year
ciencies of single-junction and multi-junction solar cells in
comparison with experimentally realized eciencies under 1- Fig. 10. Scenario of electricity cost reduction by developing
sun and concentration conditions. concentrator solar cells.

is lattice-matched to Ge substrates and has a theoretical reduction for widespread PV applications as shown in
1-sun AM0 eciency of about 42%. This system has Fig. 10 (Yamaguchi, 2002).
also potential of over 45% under 500-suns AM1.5
condition.
We are now challenging ourselves to develop low- 6. Summary
cost and high output power concentrator MJ solar cell
modules with an output power of 400 W/m2 for terres- Conversion eciency of InGaP/InGaAs/Ge has been
trial applications as shown in Fig. 9. improved up to 3132% (AM1.5) and 2930% (AM0) as
Concentrator operation of the MJ cells is essential a result of technologies development such as double het-
for their terrestrial applications. Since the concentrator ero-wide band-gap tunnel junction, InGaPGe hetero-
PV systems have potential of cost reduction, R&D on face structure bottom cell, and precise lattice-matching
concentrator technologies including MJ cells is started of InGaAs middle cell to Ge substrate by adding indium
in Japan. Therefore, concentrator MJ and crystalline into the conventional GaAs layer. For concentrator
Si solar cells are expected to contribute to electricity cost applications, grid structure has been designed in order
to reduce the energy loss due to series resistance, and
world-record eciency of 37.4% (AM1.5G, 200 suns)
has been demonstrated for InGaP/InGaAs/Ge 3-junc-
tion concentrator solar cells. In addition, we have real-
ized high-eciency and large-area (7000 cm2)
concentrator InGaP/InGaAs/Ge 3-junction solar cell
modules of an outdoor eciency of 27% as a result of
developing high-eciency InGaP/InGaAs/Ge 3-junction
cells, designing grid contact with low series resistance,
developing non-imaging Fresnel lens and 2nd optics
(homogenizers) with low optical loss, and designing
modules with low series resistance and high thermal
conductivity.
Future prospects are also presented. We have pro-
posed concentrator IIIV compound MJ solar cells as
the 3rd generation solar cells in addition to 1st genera-
Fig. 9. Projection of concentrator cell module output in tion crystalline Si solar cells and 2nd generation thin-
comparison with output projection of crystalline Si and thin lm solar cells. We are now challenging ourselves to
lm solar cell modules. develop low-cost and high output power concentrator
M. Yamaguchi et al. / Solar Energy 79 (2005) 7885 85

MJ solar cell modules with an output power of 400 W/ Hutchby, J.A., Markunas, R.J., Bedair, S.M., 1985. A review of
m2 for terrestrial applications. multijunction concentrator solar cells. In: Proceedings of the
18th IEEE Photovoltaic Specialists Conference, Las Vegas,
USA. IEEE, New York, p. 20.
Acknowledgments King, R., Fetzer, C., Colter, P., Edmondson, K., Ermer, J.,
Cotal, H., Yoon, H., Stavrides, A., Kinsey, G., Kurzt, D.,
This work is partially supported by the New Energy Karam, N., 2002. High-eciency space and terrestrial
and Industrial Technology Development Organization multijunction solar cells through bandgap control in cell
structures. In: Proceedings of the 29th IEEE Photovoltaic
as part of the New Sunshine Program under the Minis-
Specialists Conference, New Orleans, USA. IEEE, New
try of Economy, Trade and Industry, Japan. This work
York, p. 776.
is also partially supported by the Japan Ministry of Edu- Kurtz, S.R., Myers, D., Olson, J.M., 1997. Projected perfor-
cation, Culture, Sports, Science and technology as a part mance of three- and four-junction devices using GaAs and
of the Private University Academic Frontier Center Pro- GaInP. In: Proceedings of the 26th IEEE Photovoltaic
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Olson, J.M, Kurtz, S.R., Kibbler, K.E., 1990. A 27.3% ecient
Ga0.5In0.5P/GaAs tandem solar cell. Appl. Phys. Lett. 56,
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