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PART I
and
Dr Anna Janssen
June 2013
Institute of Psychiatry,
1
Summary of Contents
2
Patient and spouse perceptions of
cognitive and neuropsychiatric symptoms
in Parkinsons Disease:
Implications for distress, quality of life and
relationship satisfaction
Dr Anna Janssen
Supervised by
Dr Lidia Yaguez
and
3
Acknowledgements
I wish to thank the participants who made this research possible. They confirmed
the clinical relevance of this study in giving their time generously to informing
improvements in care for people living with PD.
I value the support and understanding of my friends and colleagues who recognised
the value of the work I have done and supported me with their understanding and
encouragement.
Special thanks to husband Richard de Fleury for his unfailing support throughout my
clinical training and this research in particular. He supported me in countless ways
not least of which include his belief in the purpose and value of my work, his
expertise in proof reading, and the balance he brings to my life. Thank you Richard
for your invaluable companionship throughout my pursuit and completion of this
work.
4
Table of Contents
Acknowledgements 4
Table of Contents 5
List of Tables 10
List of Figures 11
Abstract 12
Prevalence 14
Motor symptoms in PD 15
Cognitive symptoms in PD 17
Neuropsychiatric symptoms in PD 19
Challenges of caregiving 23
Relationship satisfaction 26
Discordance 28
5
1.9 Aims and objectives of the present study 33
Hypotheses 33
Research question 34
2.1 Design
2. Method 35
2.2 Sample 35
Inclusion criteria 35
Data protection 44
Data cleaning 45
Analyses 46
6
3.2 Relationships between patient and carer ratings of
CNPS intensity, HADS distress and relationship 57
satisfaction
Research Question 71
Psychoeducation 91
Symptom-related distress 91
7
Patients experiences 91
Carers experiences 91
Couples experiences 93
Sample characteristics 94
The NPI-E
95
4.7 Reflections
96
5. References 96
6. Appendices
8
Appendix 13. Euro-QoL 5D (EQ-5D) 140
9
List of Tables
10
List of Figures
11
ABSTRACT
Method: The study was exploratory and cross sectional focussing on a single time-
point in the lives of 31 couples living with PD. Data collection was quantitative and
involved using clinically valid screening tools, a semi-structured interview to assess
the presence and intensity of CNPS and CNPS-related distress and self-report
measures to assess participants mood, HADS distress, health-related quality of life,
and relationship satisfaction.
Results: The study showed that anxiety and depression was low for the majority of
patients and carers, and most participants were satisfied with their relationships.
Although patients and carers had similar levels of HADS distress and relationship
satisfaction, health-related quality of life was poorer for patients than carers. The
majority of participants rated patient physical disability as mild or non-existent. The
most frequently reported CNPS among patients was decline in memory and
attention followed by anxiety and apathy. Among carers, the most frequently
reported CNPS was anxiety followed by depression and decline in memory and
attention.
Within couples, patients and carers agreed on levels of total CNPS intensity across
the 14 CNPS assessed. Patients and carers within couples disagreed, however, in
their views of the presence of specific symptoms. The highest rates of discordance
were found for hallucinations followed by disinhibition, with over two-thirds of
couples disagreeing on the presence of these symptoms. At least half of couples
12
disagreed about the presence of irritability, agitation and aggression, apathy and
delusions. Discordance was not associated with HADS distress or relationship
satisfaction for either group.
Patient HADS distress was positively predicted by patients and carers ratings of
patient CNPS-related distress. Carer HADS distress was positively predicted by
carers CNPS-related distress, caregiving-related distress and health-related quality
of life. Carer relationship satisfaction was best predicted by caregiving-related
distress. No predictors of patient relationship satisfaction were identified.
13
1. INTRODUCTION
14
2000). In a UK-based survey of PD incidence rates in the UK, 20/100,000 of PD
patients were under 50 years of age, 87/100,000 were 60 69 years of age,
322/100,000 were 70 79 years of age, and 116/100,000 were 80+ (MacDonald et
al., 2000). Recent estimates indicate that there are currently approximately 73,000
people living with PD in England (Leigh et al., 2012).
PD was originally described by James Parkinson in 1817 as the shaking palsy with
senses and intellects being uninjured (as cited by Lhle, Storch & Reichmann,
2009). Although motor symptoms are central to diagnosis of the disorder, there is an
increasing recognition of the range of non-motor symptoms (NMS) that commonly
occur in PD. Motor and non-motor symptoms are discussed in turn below.
Motor symptoms in PD
Phenomenology: Tremor, rigidity and bradykinesia are considered the three main
motor symptoms of PD along with postural instability and gait problems. The Hoehn
and Yahr scale is widely used to indicate disease progression (Goetz et al., 2004). It
delineates PD progression into five stages which include Stage 1: symptoms on one
side of the body; Stage 2: symptoms on both sides of the body; Stage 3: balance is
impaired; Stage 4: requires assistance with mobility and other symptoms are severe;
Stage 5: non-ambulatory, wheelchair bound.
During the first five to ten years from symptom onset, PD tends to respond well to
dopamine replacement therapy (DRT) medication such as L-dopa or dopamine
agonists (Samii et al., 2004). Most patients develop treatment-related complications
including dyskinesias and motor and cognitive fluctuations within this period,
however (Brooks, 2002; Hely, Morris, Reid & Trafficante, 2005). Deep brain
stimulation (DBS) is a form of treatment typically used in more advanced disease.
15
1.2 Non-motor symptoms (NMS) in PD
NMS that are known to occur in PD relate to three main areas: cognitive symptoms
such as a decline in executive functions and working memory, attention deficit,
confusion and dementia (Caviness et al., 2007; Chaudhuri & Naidu, 2008),
neuropsychiatric problems, such as anxiety, apathy, depression, reduced insight,
obsessional and repetitive behaviours relating to impulse control disorders (e.g.,
hypersexuality, gambling), psychotic symptoms including hallucinations and
delusions (Chaudhuri & Naidu, 2008) and finally symptoms related to the autonomic
nervous system such orthostatic hypotension, sleep disorders, constipation, delayed
gastric emptying, bladder problems, pain, erectile dysfunction, disturbance of
perspiration (increased sweating or hypohydrosis) hyperthermia, peripheral edemas,
dry eyes, dryness of the skin etc (Chaudhuri & Schapira, 2009). NMS symptoms can
precede or follow the onset of motor symptoms. NMS are rated by patients as
among the most important and challenging features of their illness (Politis et al.,
2010) and are shown to correlate strongly with HR-QoL (Gallagher, Lees & Schrag,
2010). Yet, they remain less well understood than motor symptoms. They are
typically less responsive to DRT and so remain a management challenge. This
study focuses on CNPS that can present in PD. These symptoms are considered in
more detail in Section 1.3 below.
16
Cognitive symptoms in PD
Dementia: Dementia is up to six times more prevalent in PD than in the general
population. Approximately 30% of PD patients are estimated to have dementia
(Aarsland, Zaccai & Baryne, 2005; Riedel et al., 2008). Dementia in PD accounts for
between three and four percent of dementia cases in the general population
(Aarsland et al., 2005). With the presence of dementia, the risk of mortality in PD
doubles (Levy et al., 2002).
Although the key features are similar to Alzheimers Disease (AD), it is worth noting
that in PD-related dementia memory recall tends to be more impaired than memory
formation, there is typically less language impairment and greater decline in
executive functioning. Symptoms tend to co-occur with sleep difficulties, agitation,
psychosis and depression (Aarsland, Beyer & Kurz, 2008; Aarsland, Bronnick,
Larsen, Tysnes & Alves, 2009). Criteria and assessment protocols for diagnosing
PD-related dementia are specified by Dubois et al. (2007). In the DSM-IV, PD-
related dementia currently sits within the category dementia due to other medical
conditions (APA, 2000; see Weintraub & Stern, 2005, for a review).
Age is the strongest predictor of dementia in PD, with other predictors including PD
severity (Riedel et al., 2008), female gender and family history of PD (Schrag,
BenShlomo, Brown, Marsden & Quinn, 1998). In a follow-up study of PD patients
with a disease duration of 15-18 years, 48% had dementia (Hely et al., 2005).
Whereas nineteen percent of younger-onset patients (<40 years of age) are
estimated to be effected over a median of 18 years (Schrag et al., 1998), older
adults (>65 years of age) with PD have almost two-and-a-half times the relative risk
of dementia compared with non-PD (Perez, et al., 2012). Variation in estimates are
likely to reflect variations in methodological factors including age of population
studied, source of cohort (clinic- or community-based), the neuropsychological
battery and definiton of dementia used (Aarsland, et al., 2005, 2010).
17
impairment. This definition requires consideration, however, given that frequency of
reports of cognitive complaint do not differ significantly between PD patients with
and without objective evidence of MCI. This suggests that objectively identified
symptoms are more sensitive markers of MCI (Caviness et al., 2007). Section 1.7
below considers the validity of subjective symptom reporting in more detail.
MCI is associated with age, depression, age of onset, and disease severity.
(Aarsland et al., 2008; 2010). Evidence for the role of gender in PD-related cognitive
decline is inconsistent. Whereas dementia in PD is predicted by female gender
(Schrag et al., 1998), Aarsland and colleagues (2010) found MCI in PD to be
associated with male gender. Other studies have not found any relationship
between MCI and gender (Aarsland et al., 2009). In patients who have been
diagnosed for 15 years or more prevalence rises to 36% compared with between
10.7% and 16.8% of the general population at a similar age (Hely et al., 2005). The
high prevalence of MCI throughout the PD population including early-stage,
unmedicated patients emphasises the importance of recognising MCI as a key
feature of PD and identifying it as early as possible.
Although not formally tested in assessments of MCI, studies have found theory of
mind (ToM) deficits to be higher in PD than healthy controls. PD patients showed
both affective and cognitive ToM deficits which were asociated with lower HR-QoL
but not with depression or other cognitive or motor symptoms (Bodden et al., 2010).
18
Neuropsychiatric symptoms in PD
Changes in mood are more prevalent in PD than the general population and include
increased levels of depression, anxiety and apathy (Chan & Zainal, 2010;
Chaudhuri, Healy & Schapira, 2006; Weintraub, Comella & Horn, 2008). Other
neuropsychiatric symptoms include psychosis and impulse control disorders and
their behavioural manifestations. Although emotional reactions to the changes and
losses associated with the illness are to be expected, research indicates that mood-
related symptoms are representative of the disease process itself. PD-related
damage to neurotransmitter systems including norepinephrine and serotonin are
thought to contribute to such symptoms (Zahodne, Marsiske & Bowers 2013).
19
Anxiety: Anxiety is common in PD and highly co-morbid with depression (Weintraub
et al., 2008). Although less well studied than depression, it is also recognised as a
potential risk factor for development of the condition (Chaudhuri et al., 2006; Shiba
et al., 2000; Weisskopf, Chen, Schwarzschild, Kawachi & Ascherio, 2003; Weintraub
& Stern, 2005).
Psychosis in PD: Hallucinations and delusions are recognised CNPS in PD. Less
common than hallucinations, delusions are associated with challenging behaviour
and higher rates of depression (Marsh et al., 2004). Hallucinations are typically
visual in nature and more likely to occur among PD patients who have dementia
(40%) compared with those who do not (15%; Aarsland et al., 1999). They are
associated with older age, female gender, excessive daytime sleepiness, higher
disability in functioning, need for specialist care (e.g., placement in nursing home)
and caregiver burden (Zhu, van Hilten, Putter & Marinus, 2013). In a longitudinal
study of patients diagnosed 15 years prior, 50% experienced hallucinations (Hely et
al., 2005). Although hallucinations are often associated with DRT, they are currently
considered a complication of advancing disease, potentially caused by neuronal
degeneration rather than the direct side effect of the medication itself (Chaudhuri et
20
al., 2006; Goetz, 2009). Prevalence is estimated to between 10% and 40% of those
on DRT and between 5% and 10% of non-medicated PD patients (Chaudhuri et al.,
2010; Weintraub et al., 2008; Weintraub et al., 2004; Weintraub & Stern, 2005).
Hallucinations often involve other people and animals conducting normal
behaviours. They tend to be repetitive and become familiar to patients (Goetz,
2009). Although often distressing, severity of hallucinations can vary. In more benign
cases treatment may not be required (Weintraub et al 2008). Where treatment is
indicated, consideration must be given to the risk of anti-psychotic medication
aggravating PD symptoms (Lhle et al., 2009).
21
better recognition and valid assessment in health services for PD (den Oudsten, van
Heck & de Vries, 2007).
22
care for patients with PD is almost five times greater than the cost of caring for a
patient at home (Findley et al., 2003). Moreover, they enable patients to remain at
home for as long as possible, consistent with well-recognised preferences among
people requiring assistance with daily living (Ware et al., 2003; Wolff, Kasper &
Shore, 2008). The following section outlines current understanding about carers
experiences of PD. Consistent with the focus on couples experiences of PD in the
present study, the emphasis in this section is on spouses or partners as informal
carers. Evidence shows that carer distress is higher among spouses than adult
children or children-in-law of the patient (Aarsland et al., 1999).
Challenges of caregiving
The impact of the caregiving role on the carers daily life and psychological
wellbeing can lead to carer burden and distress, reduced physical and mental health
and HR-QoL, and compromised social and employment opportunities. The nature
and extent of such outcomes tend to increase with disease progression. Caregiver
distress is associated with poorer coping ability and less sleep (Cifu et al., 2006).
Evidence shows that difficult carer experiences have negative consequences for the
patient (Dowding, Shenton, & Salek, 2006). Given the impact of caregiving in PD on
patients and carers wellbeing and HR-QoL, further understanding of carers
experiences and needs is required.
Several studies note the tendency for carers to adopt the tasks previously managed
by the patient, (e.g., gardening, driving, home maintenance) as well as additional,
23
physically demanding tasks including patient personal care, lifting and toileting
(McLaughlin et al., 2011; Secker & Brown, 2005). This has important clinical
implications for carers wellbeing when considered in light of the evidence that the
majority of PD carers report significant health problems (Guinta et al., 2002). A
sample of PD carers, most of whom were spouses, were compared to carers of
patients with other neurological conditions. PD carers demonstrated higher rates of
arthritis, asthma, diabetes, heart problems, high blood pressure (Guinta et al.,
2002). This may be explained, in part, by the relatively higher age of carers and a
greater number of years in the caring role.
Carer distress is not related to carer age but is generally higher in female than male
caregivers (Martin-Martinez et al., 2007; Schrag, Hovris, Morley, Quinn &
Jahanshahi, 2006). In comparison with motor symptoms, non-motor symptoms are
the most consistent and powerful predictors of caregiver distress in PD, particularly
depression, agitation, psychotic symptoms and cognitive impairment (Aarsland et
al., 2007; Aarsland, Larsen, Karlsen, Lim & Tandberg, 1999).
24
This includes interpersonal satisfaction, intrapersonal satisfaction and the
satisfaction derived from minimising negative outcomes and promoting positive
outcomes for the patient (Nolan, Grant, & Keady, 1996). Evidence, although
inconsistent, has shown caregiving can engender feelings of pride related to an
increased sense of mastery and competence (e.g., in developing skills to manage
challenges), personal growth (e.g., reaching ones own potential) and purpose in life
(Kramer, 1997). Caregiving can help to maintain closeness between carer and
patient which may be diluted if the patient were to receive care elsewhere or with
another person (Pinquart & Sorensen, 2003). Carers with some positive perceptions
of caregiving tend to report better health status, lower burden and less depression
(Cohen, Colantonio & Vernich, 2002) suggesting that deriving some sense of
pleasure in the role may protect against mood decline and distress. Positive
experiences of caregiving in PD are associated with carers who were more
accepting of the condition and engaged in more positive reframing (Davies,
Elderton, Loftus, Thornton & Turnbull, 2009). Such findings are not only interesting
in terms of the phenomenology of the carer role but also in terms of informing
potential interventions to help carers cope with the role.
This section considered carer distress in detail, demonstrating the various ways in
which carer distress is conceptualised and measured. For instance, whereas some
studies have investigated distress in relation to the caregiving role itself, others look
at carers mood or emotional distress. Furthermore, although some attention has
been paid to the relationship between carer distress and certain CNPS, including
cognitive decline and patient depression, it remains unclear how less well-
recognised CNPS relate to carers wellbeing. The present study sought to
understand more about the relationship between patients CNPS and distress
among patients and carers. It measured carer distress in several ways and included
less well-recognised CNPS thereby allowing a more comprehensive exploration of
the relationship between carer distress and non-motor aspects of PD.
25
Current understanding of how PD impacts on couples is summarised in this section.
Given that few research studies have explored this area in detail, I include findings
from studies of other neurological and chronic, degenerative conditions to see how
factors relevant to PD including physical and cognitive decline and role-related
adjustments within the couple impact on the relationship.
Relationship satisfaction
Carers ratings of relationship quality in PD decline with disease progression,
beginning at Stage 2 of the Hoehn and Yahr scale (Carter et al., 1998). Relationship
satisfaction is worse in younger-onset patients than older-onset patients (Schrag et
al., 2006). Beyond these findings, we need to explore other literature available on
couples experiences of ageing, chronic illness and cognitive decline to see what
evidence may be relevant to couples experiences of PD.
In their review of research into couples relationships among people over 65 across
a range of conditions, Walker and Luszcz (2009) found evidence of an association
between the psychological health and wellbeing of the individual and that of their
partner but little evidence of an association between partners physical health or
health management behaviours. This is consistent with findings previously
discussed showing the association between patient and carer wellbeing (see
Sections 1.4 and 1.5). This association has been conceptualised by some
researchers as emotional contagion. It highlights the role of interpersonal dynamics
within a couple and the need to consider the couple as a whole, rather than
focussing on each member in isolation when aiming to understand their wellbeing.
The review also demonstrated that relationship satisfaction protected the wellbeing
of people diagnosed with chronic conditions including PD, osteoarthritis and
dementia. The review calls for greater recognition of the role spouses play in
moderating patient wellbeing in older couples. Given the importance of relationship
dynamics in individual wellbeing, it is noteworthy that in this review only 45 studies
were identified. Of these, the only one to focus on PD included a small sample of
late-stage PD patients and carers and explored perceptions of support (Birgersson
& Edberg, 2004). It highlighted particular patterns in adjustment to PD progression.
Some couples demonstrated resilience and a united approach, whereas others
developed greater interpersonal distance. More research is needed into the
association between wellbeing and relationship satisfaction in PD and the roles of
CNPS and age of onset in this.
26
Although lacking in PD, research into relationship satisfaction in non-PD populations
with early cognitive decline has grown over the past decade. A study of carers of
people with early stage AD found that higher carer-rated relationship satisfaction
prior to cognitive decline is associated with less carer burden and better family
functioning post-symptom onset (Steadman, Tremont & Davis, 2007). Carers who
were more satisfied with their relationships were less reactive to memory and
behavioural difficulties, had more problem-solving skills and more effective
communication than couples who reported lower pre-morbid relationship
satisfaction.
Few studies, however, consider the effects of early cognitive change on the
relationship of the couple as a whole. A recent review found that only one third of
studies included both members of the couple with most studies including carers only
(Prakke, 2012). This gap demonstrates an oversight of the fact that, particularly in
early stages of cognitive impairment, couples are still living together. Either
consciously or otherwise, they are the first to detect changes and respond in
particular ways including recognising and adapting to changes or denying them.
How such changes affect the dynamics within the couple and how reactions vary
between couples is clinically relevant yet poorly understood. Such methodological
bias cannot be explained solely by the difficulties that a person with advanced
dementia or AD might have in completing interviews or questionnaires as this bias
prevails in studies of forgetfulness and MCI. Furthermore, where carers are involved
in studies of cognitive change, the focus is usually on carer burden rather than
relationship satisfaction or lived experiences of the couple as a whole. Such
limitations in scope and biases in research design indicate that there is still a
considerable way to go in understanding couples experiences of cognitive decline in
general (Prakke, 2012).
27
their emotional wellbeing. This must be kept in mind when considering the accuracy
and meaning of patients and carers reports of physical, cognitive and
neuropsychiatric functioning. These issues are considered in greater depth below.
Discordance
Differences in ratings by patients relative to carers are often assumed to reflect
patient unawareness or denial of symptoms (e.g., Rymer et al., 2002). When patient
awareness is in doubt, carer ratings can provide a potentially useful baseline from
28
which to measure patient insight. This fits with evidence from non-PD studies of
cognitive decline that carers views of patient memory functioning correlate
significantly with objective memory tests, whereas patient ratings are unrelated
(Feher, Mahurin, Inbody, Crook & Pirozzolo, 1991). A potential interpretation is that
carers perceptions can be considered more accurate than patients. Consistent with
this is evidence that discordance in PD is associated with greater disease severity
(Fleming et al., 2005; Martin-Martinez et al., 2004) and that non-PD patients with
dementia tend to underreport symptoms of cognitive decline (Feher et al., 1991).
Another interpretation is that carers experiences of depression and distress in
reaction to the patients symptoms can lead them to over-estimate or catastrophise
their symptoms. There is no evidence that underreporting is related to age or
education.
Most evidence for associations between illness severity and underreporting lies
within the domain of memory. Inconsistencies exist, however. In a study of people
with mild AD, findings showed that the lower a patients performance on objective
memory tests the stronger their subjective ratings of memory (Green, Goldstein,
Sirockman & Green, 1993). In contrast, carers ratings of patient memory were more
consistent with objective ratings. Whereas patients with AD were in agreement with
carers over long term memory, the level of discordance between family and patient
ratings was high for estimates of recent memory and activities of daily living with
patients giving higher ratings than carers.
29
more depressed. Such findings highlight the importance of looking at the whole
person and surrounding circumstances when attempting to understand patient
reporting and patient-proxy discordance.
Aarsland and colleagues (2010) discuss the challenges of using subjective reports
of MCI in non-demented PD patients as part of assessment and diagnosis. Caviness
and colleagues (2007) found both overreporting and underreporting of symptoms
relative to objective measures by PD patients categorised as cognitively normal,
MCI and demented, and their spouses. Overall, with the exception of delusions,
there was no significant difference in frequency of subjective cognitive complaints
between patients groups. It seems that MCI patients may underreport and
cognitively normal PD patients may overreport, culminating in a convergence of
rates of subjective symptom reporting. This raises a question around the purpose or
function of under- or over-reporting for the rater.
30
include the domain or symptom being rated, measures used, reluctance to
acknowledge symptoms, dynamics in the patient-carer relationship, and
psychosocial wellbeing of the rater. Each of these can influence the raters
perspectives of clinical symptoms or preparedness to be candid in their reporting.
These factors require further exploration.
Research suggests that the extent to which discordance exists between ratings by
carers and patients varies depending on the symptom or domain in question.
Symptoms that are less directly observable and less concrete in measurement and
description are less likely to be rated consistently by carer and patient (Fleming et
al., 2005; Martin-Martinez et al., 2004; Schiehser et al., 2013). A recent study of
carer and patient reports of PD symptoms (McKinlay et al., 2008) administered the
Frontal Systems Behavioural Rating Scale (FrSBe) to carers and patients. There
was significant discordance in domains of disinhibition and executive functioning. In
contrast to other evidence of underreporting, patients total scores reflected greater
perceived severity than carers. The disparity in pattern may be due, in part, to
differences in detectability and impact of the symptoms on patients compared with
carers.
As discussed earlier, carer perceptions of patient CNPS are associated with carer
self-reports of depression and carer burden (Aarsland et al., 1999). Fleming and
colleagues (2005) summary of research in this area notes that proxies typically rate
not only patient functioning but also patient HR-QoL as poorer than patients.
However, the relationship between discordance and patient mood is unclear.
Relatively higher ratings of symptom severity by carers may reflect mood changes
31
and distress on the part of the carer rather than inaccuracies by patients (McKinlay
et al., 2008; Simms, 2012).
Ratings may reflect dynamics in the patient-carer relationship. One study found that
only when PD patients are accompanied by carers to the clinic is there consistency
between patient, carer and clinician ratings of PD severity (McRae, Diem, Vo,
OBrien & Seeberger, 2002). Underreporting of symptoms may be an attempt to
protect the other (e.g., a carer wanting to minimise any guilt or shame the patient
may feel; the patient wanting to minimise carer burden or concern by rating
symptoms as milder than they actually are). These possibilities highlight the need to
consider the mental state and experiences of carers when seeking their
perspectives on patient functioning and the nature of the relationship and
communication between patients and carers, and the assessment measures used.
What are the implications of discordance on patient and carer wellbeing in PD?
Although in PD the relationship between symptom severity, patient and carer
distress and discordance in illness appraisals is unclear, research into other
conditions shows a link between discordance and psychosocial wellbeing. In
patients with rheumatoid arthritis, psychological adjustment was positively
associated with patient-spouse concordance in perceived understanding of the
condition and its implications, and their sense of control (Sterba et al., 2008).
Studies of chronic fatigue and Addisons syndrome show a strong negative impact of
discordant illness appraisals on patient HR-QoL and psychological wellbeing
(Heijmans, de Ridder & Bensing, 1999).
32
1.8 Aims and objectives of the present study
Evidence shows that specialists and patients alike tend to limit their discussions of
PD to the nature, severity and management of motor symptoms (GPDS, 2002). As
demonstrated in this comprehensive overview of CNPS in PD, however, there are a
myriad of non-motor symptoms that are not only complex, debilitating and
distressing, but remain poorly understood and inadequately attended to (Chaudhuri
Yates & Martinez-Martin, 2005). In recognition of the prevalence of PD and non-
motor manifestations, the UK government-commissioned National Institute of
Clinical Excellence (NICE) have recommended that greater understanding of these
aspects of PD and their implications is developed in order to inform better care for
those affected by PD. Consistent with this, the present study assesses patient and
carer perceptions of CNPS and examines them in relation to distress, relationship
satisfaction and discordance in perceptions of symptoms within couples. It is hoped
that by enriching our understanding of couples experience of CNPS in PD this study
can inform improvements in support for couples living with PD.
Hypotheses
More specifically, the key hypotheses of the study are as follows:
Hypothesis 1
Patients will rate their physical disability and CNPS intensity lower than carers;
33
Hypothesis 2
Participants perceptions of CNPS intensity will be associated with worse
relationship satisfaction and greater reports of distress;
Hypothesis 3
Discordance between carer and patient perceptions of the patient CNPS presence
and intensity will be associated with worse relationship satisfaction and QoL and
greater reports of distress;
Research question
What are the best predictors of HADS distress and relationship satisfaction for
patients and carers?
34
2. METHOD
2.1 Design
This is a quantitative, cross-sectional and cross-dyads design comparing people
with PD and their carers. The term carer will be used throughout the study. For the
purposes of this study, carer is defined as the patients partner or spouse.
2.2 Sample
Sixty participants were sought for the study (30 participants with PD and their
respective carers).
Inclusion criteria
Patients must have a diagnosis of idiopathic PD (UK Parkinsons Disease
Society Brain Bank (UKPDSBB); Jankovic, 2008);
Patients must have at least a two year history of PD;
Participants must be couples (1 person with PD, 1 carer) who are married or in a
relationship);
All participants need to be fluent in English;
All participants need to be able to provide informed consent.
35
depression, anxiety, relationship satisfaction and carer distress) based on evidence
of strong correlations (mean r 0.5) existing between illness severity (including
cognitive decline), QoL, mood and carer burden (DAmelio et al., 2009; Martinez et
al., 2007) and cognitive decline in AD and carer burden (Rymer et al., 2002).
Furthermore, research shows that a strong correlation exists between relationship
satisfaction and carer burden, QoL and mood (Schrag et al., 2006). At least as large
a correlation was anticipated between CNPS and relationship satisfaction, given the
central role of the couple relationship and its potential to be affected for patients and
their carer when living with PD.
36
score of 19 was used as this has been shown to have a sensitivity of 92%
and specificity of 80% in detecting dementia (Barber & Stott, 2004; Lines,
McCarroll, Lipton et al., 2003; Yaari et al., 2006).
Thirty four people with Parkinsons were screened via telephone. Two were
screened in person due to vocal difficulties. Thirty two were deemed eligible and
included in the study. One couple withdrew after screening. See Tables 2.1 and 2.2
for a description of the participants.
Age
Mean years (SD) 62.48 (12.42) 61.74 (9.43)
Range 37 - 89 42 - 79
Gender
F (%) 14 (45.2) 16 (51.6)
M (%) 17 (54.8) 15 (48.4)
Civil Status
Married (%) 28 (90.3) 28 (90.3)
Unmarried, co-habiting (%) 3 (9.7) 3 (9.7)
Relationship Duration
Mean Years (SD) 31.84 (13.9) 31.84 (13.9)
Range 2 - 55 2 - 55
Education
Mean years (SD) 14.3 (3.41) 13.74 (3.15)
Range 8 - 20 9 - 20
Current Employment
Status
Full time (%) 7 (22.58) 10 (32.36)
Part time (%) 4 (12.90) 9 (29.03)
Retired age-related (%) 8 (25.81) 1 (3.23)
Retired health-related 12 (38.71) 10 (32.26)
(%)
SD = standard deviation
37
Almost two thirds of patients were retired due to either health status (38.7%) or age
(25.8%). Less than one third of patients were categorised as being at an early stage
of illness (28.1%) based on the fact they were not yet taking DRT or were using
dopamine agonists or MAO-i only (Coelho, Ferreira, Rosa & Sampaio, 2008; Dodel,
1998a; Dodel et al., 1998b; Jankovic, 2000; Olanow, Watts & Koller, 2001;
Schiehser et al., 2013). There were no differences in age, gender, level of
education, civil status, length of relationship between patients at an early stage of
PD and those at an advanced stage. There was a significant difference in duration
of disease between early stage (mean = 46.33, SD = 48.19) and advanced stage
(mean = 102.41, SD = 46.20; t(29) = -3.37, p = .002).
Age at Diagnosis
Mean years (SD) 55.81 (10.49)
Range 30 - 79
Disease duration
Mean months since diagnosis (SD) 86.13 (48.74)
Range 24 - 240
a
Stage of condition
Early (%) 9 (29.03)
Advanced (%) 22 (70.97)
SD=standard deviation
a
Stage of PD is a variable created on the basis of patients medication use. Patients
categorised as early were not using any medication or were using dopamine agonists or
MAO-i only. Those categorised as advanced were using levodopa, COMT-i or both.
38
For the face-to-face assessment participants were either visited at their home or
they came to the Institute of Psychiatry. Prior to commencing assessment,
participants were asked to sign consent forms (Appendix 9). The face-to-face
assessment involved a semi-structured interview for each individual as well as a
further questionnaire. In addition, the person with PD completed some
neuropsychological tests. Each individual was assessed independently of the other
in a separate room. Throughout the assessment session, participants had the
opportunity to take breaks as necessary. Upon completion of the assessment,
participants were given the opportunity to ask any questions they had. Participants
responses to interviews and questionnaires were not discussed with their carer.
Participants were not paid for their time. Any travel expenses they incurred were
reimbursed.
39
(iv) Hospital Anxiety and Depression Scale (HADS)
The HADS is a 14-item self-report measure of anxiety and depression (Zigmond and
Snaith, 1983). Seven items relate to anxiety (HADS-A) and seven to depression
(HADS-D). It is widely used in clinical practice and research. It has a good internal
consistency and test-retest reliability in people with PD (Schrag et al., 2007).
Research suggests there is a moderate correlation between the Anxiety and
Depression scales in the general adult population (r = .53; Crawford, Henry,
Crombie & Taylor, 2001). Moreoever, Leetjens and colleagues (Leetjens, Lousberg
& Verhey, 2001) found that the optimum discrimination between depressed and non-
depressed people with Parkinsons was found when the HADS total score was used.
The total score for both scales will be used as an outcome measure of psychological
distress.
40
generated by multiplying frequency by severity (maximum score for each domain is
12). This original NPI was designed to ask carers or health professionals for their
perspective of the patients symptoms.
The NPI has high reliability, content validity and concurrent validity and is sensitive
to treatment effects (Cummings, 1997; Lykestos et al., 2002; Malloy & Grace). It is
widely used as a measure of neuropsychiatric symptoms in clinical trials for
cognitive disorders (Politis et al., 2004; Sink, Holden & Yakke, 2005) and has been
used in research into patients symptom awareness in AD (Vogel, Waldorff, &
Waldemar, 2010).
For the present study, the NPI schedule was used to assess delusions,
hallucinations, agitation, depression, anxiety, euphoria, apathy, irritability and
disinhibition. An additional domain was developed to assess memory and attention.
The memory and attention domain is structured in accordance with other NPI
domains and questions within the domain were informed by the literature on
memory and attention in PD and related conditions. For the NPI(P), the wording was
adapted to enable patients to report their perceptions of their own CPNSs and
behaviour.
41
internal consistency and strong convergent validity with existing measures of
relationship satisfaction. The total score was used as the outcome measure
(Appendix 15).
c) Assessment: Neuropsychological
(i) The Montreal Cognitive Assessment for Parkinsons Disease (MoCA)
The MoCA is an accurate and brief test suitable for monitoring cognitive impairment
across all stages of Parkinsons disease (Dalrymple-Alford et al., 2010). It assesses
cognitive function in seven domains including visuospatial, attention, naming,
language, executive, delayed recall and orientation. Evidence shows that it is
reliable, sensitive to mild cognitive impairment, has good convergent validity with
other widely-used cognitive measures (Gagnon, Postuma, Joncas, Desjardins &
Latreille, 2010; Gill, Freshman, Blender & Ravina, 2008). It is a recommended
measure of global cognitive functioning when diagnosing MCI in PD (Litvan et al.,
2012) and is considered the most appropriate scale for assessing cognitive
functioning in PD where objective cognitive decline is not the primary outcome
(Chou et al., 2010; Daley et al., 2011). The MoCA takes approximately 10 minutes
to administer. The total score was used as the outcome measure (Appendix 16).
42
Participants are asked to predict the expected position of the blue circle on the next
page. The number of total errors was used as the outcome measure. The BSAT is
considered to be sensitive to frontal impairments (Strauss, Sherman & Spreen,
2006) and has been used in other studies of CNPS in PD (e.g,. Cox, 2009; Edelstyn,
Mayes, Condon, Tunnicliffe & Ellis, 2007). Evidence shows it has a large effect size
between health controls and patients with frontal lesions (Crawford & Henry, 2005)
and acceptable internal consistency. It is considered less time-consuming and less
stressful than comparable tasks such as the Wisconsin Card Sorting Task (WCST)
making it more feasible for clinical research. It is appropriate for PD samples as the
test is verbal and not time-dependent making it suitable for individuals with
difficulties in reading or movement.
43
and validity and is easy to administer. The total score across each domain will be
used as outcome measures (Appendix 17).
Data protection
Hard copies of patient data were anonymised and stored in a locked filing cabinet in
the Institute of Psychiatry. All voice-recorded data was transferred onto a password
protected external hard drive and all tapes were stored in a secure filing cabinet.
Data cleaning
To enable testing of assumptions made by parametric statistical analyses all
variables used in the analyses were checked for outliers, distribution and
homogeneity of variance within the data (Appendix 18).
44
As parametric analyses are sensitive to the presence of outliers, all outliers were
identified using graphical methods (SPSS Explore, box-whisker plots). Using criteria
that identifies outliers as any score more than three standard deviations above or
below the variable mean no outliers were identified. Given the small sample size,
however, variables were transformed to identify whether this would reduce the
impact on the analysis of any skewed data. Sensitivity analyses were conducted
before and after adjustment to assess the impact of adjusting the scores on
analysis. Following statistical advice, untransformed data were used for remaining
analyses (Appendix 18).
Descriptive statistical tests were used to screen data for normality. Normality was
examined using a combination of histograms, Q-Q plots and the adjusted Kolmogrov
Smirnov statistic. Levenes test of equality of variance was performed to examine
homogeneity of variance. When assumptions were not met, non-parametric
methods were employed.
Analyses
Following statistical advice, in order to test Hypotehsis 1, Chi-square tests were
performed to compare the frequency with which difficulties with activities of daily
living (PADLS) were rated as present or not by patients and carers. Chi-square
tests were performed to compare the frequency with which each CNPS was
reported as present or not and clinically significant or not by patients and carers.
Pairwise two-tailed t-tests were used to compare patient and carer mean ratings of
patient CNPS intensity and CNPS-related distress. Patient and carer self-rated
CNPS-related distress were compared using independent two-tailed t-tests to
assess inter-group differences in self reports.
45
carers gave ratings on the HADS-A and HADS-D that were above and below the
clinical cut off (8+). Independent t-tests were performed to compare patients and
carers mean self-ratings of HADS distress (HADS total), HR-QoL (EQ-5D) and
relationship satisfaction (CSI).
In order to test Hypothesis 2, correlations were performed to assess whether patient
CNPS intensity was related to patients and carers reports of relationship
satisfaction (CSI), QoL (EQ-5D), distress (HADS total) and carers experiences of
distress (CDS total). All correlations were two-tailed bivariate unless otherwise
stated. Point bi-serial correlations were used for binary variables and are denoted by
rpb.
Regression analysis was used in order to answer the research question seeking to
identify the best predictors of HADS distress and relationship satisfaction for patient
and carers. In accordance with statistical advice, the stepwise forward procedure
was used (Field, 2009). Variables entered into multiple regression analyses to
predict intra-couple discordance were selected on the basis of whether they were
significantly correlated with the outcome variable being predicted (patient HADS
distress, patient relationship satisfaction, carer HADS distress, carer relationship
satisfaction). Prior to entry, correlations were performed to check for multicollinearity
between the variables considered. Where two variables were highly correlated, the
variable most highly correlated with the outcome variable was kept for entry into the
regression model.
46
3. RESULTS
As can be seen in Table 3.1, as a group carers and patients reported similar
frequencies of levels of patient disability. Almost two-thirds of patients and carers
rated patients level of disability (PADLS) as either mild or non-existent (Table 3.1).
Three patients and one carer reported a high level of difficulty. One patient and two
carers described the level of patient disability as extreme. The number of patients
and carers who rated physical difficulty as present (PADLS scores of 2, 3, 4, or 5)
and not present (score of 1) were compared using a chi-square test ( = .161, p =
.688). No significant association was found between role (patient, carer) and
frequency of reports of physical difficulty.
Before testing the differences in carer and patient perceptions of patient cognitive
and neuropsychiatric symptoms, patients objective cognitive performance was
assessed using standardised neuropsychological measures. As shown in Table 3.2,
pre-morbid full scale IQ was above average range (>80) for all but one patient who
scored above the borderline range (FSIQ > 70). The majority of patients (86.7%)
global cognitive functioning (MoCA) was above the clinical cut-off point (24). Only
four scored below the cut point indicating cognitive impairment. The majority of
47
patients demonstrated unimpaired executive functioning (scaled score > 4). As
expected, there was a higher proportion of impairment in executive function than
other cognitive domains.
Pre-Morbid Full-Scale IQ % n % n
(WTARa)i
Raw total (/50) 43 7.2 16 50
FSIQ 106.52 9.0 77 - 117 0% 0 100% 29
Global functioning
(MoCAb)ii
Total 25.43 5.0 9 30 13.3% 4 87.7% 26
Executive Functioning
(BSATc)iii
Total errors 23.07 13 7 46
Scaled score 4.56 3.1 1 10 38.7% 12 61.3% 15
a b
SD=standard deviation; WTAR: Weschler Test of Adult Reading; MoCA, Montreal Cognitive
c
Assessment for Parkinsons Disease (Clinical cut points <24); BSAT: Brixton Spatial Anticipation Test;
i
Pre-morbid full-scale IQ scores are missing for two patients. One patient did not complete this
measure due to fatigue, the other patient declined due to vocal difficulties.
ii
Global cognitive functioning score is missing for one patient who chose to terminate this part of the
assessment before completing at least 90% of it, thereby preventing a mean substitute.
iii
Executive functioning scores are missing for four patients who declined to complete this measure.
One patient declined to complete this measure. Three patients chose to terminate this part of the
assessment before completing at least 90% of it, thereby preventing a mean substitute.
In order to test patients and carers perceptions of patient CNPS, the NPI-E was
administered to patients and carers separately. The screening question for each
CNPS domain asks the participant whether or not the particular CNPS is present.
Participants respond either yes or no. As described previously, if they respond
yes they are invited to rate the intensity (frequency x severity). Domains are
considered to be a clinically significant problem if the symptom intensity is rated 4 or
higher. Results for patients and carers responses to the NPI-E for each CNPS
domain are described in Table 3.3.
48
Table 3.3. Patients and carers reports of presence and intensity of patient cognitive and neuropsychiatric
symptoms (CNPS)
NPI-E Patients (n = 31) Carers (n = 31)
Domain
Symptom Intensity Significant Symptom Intensity Significant
a b a b
Present Mean Problem Present Mean Problem
% n (SD) Range % n % n (SD) Range % n
49
NPI-E Patients Carers
Domain
Symptom Intensity Significant Symptom Intensity Significant
a b a b
Present Mean Problem Present Mean Problem
c d
% n (SD) Range % n % n (SD) Range % n
50
Table 3.3 shows the percentage of patients and carers who reported the symptom
as present. It shows the mean intensity rating given to each symptom by patients
and carers who confirmed that the symptom was present. Table 3.3 also shows the
percentage of the whole sample of patients and carers whose intensity ratings fell
within the clinical range.
As shown in Table 3.3, the most frequently reported symptom among patients was
decline in memory and attention. Carers most frequently reported patient
depression. Over half of patients also reported anxiety, apathy and depression and
over a third reported agitation and aggression, irritability and disinhibition.
Approximately two-thirds of carers also reported patient anxiety and decline in
memory and attention and over half reported irritability and agitation and aggression.
In total, 121 symptoms were reported as present by patients whereas 146
symptoms were reported as present by carers. The number of patients and carers
who rated CNPS as present and not present were compared using a chi-square test
( = 11.456, p = .246). No significant association was found between role (patient,
carer) and frequency of reports of CNPS presence.
Of the patients and carers who confirmed symptoms of apathy and depression, over
half gave intensity ratings within the clinically significant range. Apathy was
confirmed by approximately half of patients and one-third of carers and at least half
of these patients and carers intensity ratings of apathy were within the clinical
range. The presence of hallucinations was confirmed by approximately one-third of
patients and carers. Less than half of the intensity ratings for hallucinations were
clinically significant. Over half of the patients and carers who confirmed presence
irritability rated the intensity of irritability as clinically significant. Over half of carers
51
who confirmed agitation and aggression gave symptom intensity ratings within the
clinical range. As expected, less than 10% of patients and carers confirmed the
presence of any ICD-related behaviour (hypersexuality, pathological gambling,
binge eating, compulsive shopping).
As shown in Table 3.4, patients and carers did not differ significantly in the
frequency with which they reported a CNPS to be present for any of the CNPS.
Patients and carers ratings of CNPS intensity did not differ significantly for any
CNPS. There was a trend for carers to give higher intensity ratings than patients for
anxiety and agitation and aggression.
52
Table 3.4. Comparisons of patients and carers perceptions of patient CNPS presence and intensity
Hallucinations
Patient 32.4% 10 .072 2.80 1.75 -.489 40% 4 .130
Carer 35.5% 11 3.32 2.05 45.5% 5
Agitation /
Aggression
Patient 38.7% 12 1.620 3.46 1.83 -2.098^ 33.3% 4 3.321
Carer 54.8% 17 4.35 3.10 58.8% 10
Depression
Patient 51.6% 16 2.447 5.56 3.58 .299 56.3% 9 2.447
Carer 71.0% 22 3.80 2.05 61.2% 15
Anxiety
Patient 54.8% 17 1.088 4.88 3.77 -2.110^ 58.8% 10 1.676
Carer 67.7% 21 6.23 3.64 71.4% 15
Apathy
Patient 54.8% 17 2.345 4.24 2.44 .108 52.9% 9 .081
Carer 35.5% 11 6.36 3.53 72.7% 8
Disinhibition
Patient 35.5% 11 .603 3.36 2.34 -.055 27.3% 3 .218
Carer 45.2% 14 2.64 2.84 14.3% 2
53
CNPS Symptom Intergroup Intensity Intergroup Significant Intergroup
Present comparison comparison Problem b comparison
%a n ( ) Mean SD (t-score) %c n ( )
Irritability
Patient 38.7% 12 1.620 3.38 1.64 -2.009 50.0% 6 1.348
Carer 54.8% 17 4.21 2.58 58.8% 10
Memory and
Attention
Patient 74.2% 23 .683 3.82 2.48 .311 43.5% 10 .282
Carer 64.5% 20 4.16 2.21 60.0% 12
^p < .05; *p < .01; **p < .001; = Chi-square; SD = standard deviation
54
Results for patients and carers ratings of total CNPS intensity and patient CNPS-
related distress are shown in Table 3.5. Paired t-tests did not show significant
differences between patient and carer ratings of CNPS intensity (t (30) = -1.154, p =
.258) or patient CNPS-related distress (t (29) = -1.558, p = .130).
Table 3.5. Patients and carers ratings of total patient CNPS and CNPS-related
distress
Extended Patient Self-Rated Carer-Rated
Neuropsychiatric
Inventory (NPI-E) Mean SD* Range Mean SD* Range
In summary, Hypothesis 1 could not be confirmed. Patients and carers did not differ
significantly in their ratings of patient physical disability, CNPS intensity or patient
CNPS-related distress. The majority of patients and carers reported low levels of
physical disability. On objective neuropsychological measures, all patients
demonstrated pre-morbid IQ as within or above average parameters, a minority of
patients had impaired global cognitive functioning and over one-third demonstrated
impaired executive functioning. Patients most frequently reported CNPS was
decline in memory and attention whereas for carers it was depression. Patients
rated anxiety and decline in memory and attention as the most intense symptoms.
Carers rated patients depression and anxiety as the most intense and gave more
ratings within the clinical range than patients. At least half of patients and carers
identified symptoms of depression, anxiety, agitation and aggression, apathy,
irritability, and decline in memory and attention. Of those who confirmed presence of
these symptoms, approximately half or more gave intensity ratings within the clinical
range.
55
3.2 Relationships between patient and carer ratings of CNPS intensity, HADS
distress and relationship satisfaction
56
Chi-square tests were performed to compare the number of patients and carers
within the non-clinical category (normal) and any of the clinical categories (mild,
moderate, severe) of anxiety and depression. No significant associations were found
between role (patient, carer) and frequency of scores that fell within the clinical
range for for anxiety ( = .590, p = .442) and depression ( = 1.253, p = .263).
In order to assess patient and carer HR-QoL participants completed the EQ-5D.
Higher scores indicate poorer HR-QoL. Relationship satisfaction was measured
using the CSI. Higher scores indicate greater relationship satisfaction. In each
couple patients and carers completed these measures without conferring. Results
are shown in Table 3.7.
Table 3.7. Patient and carer self-rated EQ-5D and relationship satisfaction
Measure Patient Self-Rated Carer Self-Rated
Independent t-tests were performed to test the difference between patients and
carers self-reported EQ-5D. Levenes test showed that equal variances could not be
assumed. Self-reported EQ-5D was significantly poorer for patients than carers (t
(45.1) = 4.510, p =.000). Over four-fifths of patients and carers were above the
clinical cut point for relationship satisfaction. Independent t-tests did not show a
significant difference in self-reported relationship satisfaction between the groups (t
(58) = .501, p = .618).
57
Chi-square tests were performed to compare the number of patients and carers
within the distressed and satisfied categories of relationship satisfaction. No
significant associations were found between role (patient, carer) and frequency of
self-reported relationship satisfaction ( = .334, p = .563).
Carers were asked to rate their own levels of distress in relation to each patient
CNPS that they confirmed as present on the NPI-E. The domain-specific distress
ratings were added to give a total carer self-reported CNPS-related distress score.
Carers ratings of their own CNPS-related distress are shown in Figure 3.1. Lower
scores indicate less distress. One-third of carers scored six or less. Ten percent of
carers rated CNPS-related distress above 20. Carers ratings of their own CNPS-
related distress were compared with their ratings of patient CNPS-related distress
and patient self-rated CNPS-related distress, the means of which are shown in
Table 3.5. Carers ratings of their own CNPS-related distress were not significantly
different to their ratings of patients CNPS-related distress (t (29) = -.798, p = .432)
or to patients self-reported ratings of CNPS-related distress (t (59) = -1.406, p =
.165).
58
Table 3.8. Carer self-rated distress
Distress Carer Self-Rated
Mean SD* Range
Carers were also asked to complete the CDS as a measure of their self-reported
distress in relation to their care-giving role. Table 3.8 shows the total caregiving-
related distress score as well as scores for each domain of caregiving-related
distress. Lower scores indicate less distress. Paired t-tests were performed to
identify any significant differences between domains. As shown in Table 3.8,
caregiver distress was similar for relationship distress, emotional burden, social
impact and personal cost. Caregiving distress relating to care-receiver demands
was significantly lower than caregiving distress relating to emotional burden (t(30) =
3.831, p = .001), personal cost (t(30) = 3.338, p = .002), social impact (t(30) = 3.145,
p = .004), and relationship distress (t(30) = 3.010, p .005). Ratings of the five CDS
domains were all highly correlated with the total CDS score (Pearsons r .825). For
remaining analyses the CDS total score is used as the measure of carer distress in
relation to the care-giving role.
The relationships between the main outcome measures (HADS distress and
relationship satisfaction) and clinical and demographic variables were explored for
both groups separately by performing correlational analyses. As previously
mentioned (Methods Section 2.6), given the number of correlations performed, a
conservative p-value of .01 was adopted as an indicator of significance in attempt to
reduce the likelihood of Type I errors. Results of patient-specific correlations are
reported in Table 3.9. Results of carer-specific correlations are reported in Table
3.10. All correlations reported are Pearsons two-tailed r unless otherwise stated.
59
Table 3.9. Coefficients for correlations between patient demographic and clinical
data and patient HADS distress and relationship satisfaction
Outcome Variable
Data Category HADS Distress Relationship
Satisfaction
Demographics
Disease
Cognitive
Neuropsychiatric
Quality of Life
60
There was a trend (p<.05) towards a negative association with illness stage and a
positive association with level of disability. Patient HADS distress was not correlated
with demographic or cognitive variables. No correlations were found between patient
variables and patient relationship satisfaction.
Carer demographics
Patient Cognitive
Carer neuropsychiatric
Carer outcome
Correlations between carer HADS distress, carer relationship satisfaction and carer
demographic and clinical variables are outlined in Table 3.10. A conservative p-
value of .01 was adopted as an indicator of significance.
61
As shown in Table 3.10, carer distress (HADS total score) was significantly
positively correlated with carer-rated CNPS-related distress for patients (NPI-E total
patient distress score, carer-rated) and self-reported CNPS-related carer distress
(NPI-E total carer distress score), and poorer EQ-5D (i.e. higher scores on EQ-5D).
There was a trend towards a positive relationship between carer HADS distress and
carer-rated CNPS intensity. Carer distress in relation to their care-giving role (CDS)
was positively correlated with HADS distress. Carer HADS distress was not
correlated with carer demographic variables or patient cognitive functioning. Carer
relationship satisfaction was significantly negatively correlated with carers distress
in relation to their care-giving role (CDS).
In summary, patient and carer neuropsychiatric data show that approximately two-
thirds of patients were not anxious or depressed. Over three-quarters of carers were
not depressed and approximately half were not anxious. One patient was severely
depressed. Two patients and two carers were severely anxious. Patients report a
lower EQ-5D than carers. Most couples are satisfied with their relationships and the
groups did not differ on relationship satisfaction. Emotional burden is a greater
source of caregiver distress than patient demands. There were no differences
between self-reported levels of CNPS-related distress for patients and carers or
between carers reports of their own CNPS-related distress and their perceptions of
patients CNPS-related distress. As predicted by Hypothesis 2, among patients
ratings of CNPS intensity were positively correlated with HADS distress. Carers
HADS distress scores were not associated with their ratings of patient CNPS
intensity. There was no evidence of any relationship between ratings of CNPS
intensity and relationship satisfaction for carers or patients. HADS distress and
relationship satisfaction showed no relationship to patient and carer demographic
variables and patient cognitive variables. Among carers, greater caregiving-related
distress was associated with lower relationship satisfaction.
62
To assess for discordance in patients and carers perceptions of the presence
CNPS, preliminary analyses identified any intra-couple discordance in confirmation
of symptom presence. Data were based on the responses given to the NPI-E
interview screening question for each CNPS. The screening question asks the
participant to confirm or deny the presence of the CNPS in question. Table 3.11
shows the number of couples in which at least one person (patient and/or carer)
confirmed the presence of the symptom and the percentage of couples in which
there was disagreement between patient and carer regarding the presence of the
symptom.
As shown in Table 3.11, there was evidence of discordance in couples for each of
the NPI-E domains. Among couples who were discordant, more carers (n=56) than
patients (n=41) reported symptom presence. Only symptoms which were perceived
to be present by at least one member of at least 17 couples (>50%) of couples are
considered in more detail here. Symptoms most frequently reported by at least one
member of the couple were anxiety and decline in memory and attention.
Approximately 50% of couples had a least one member who confirmed the presence
of hallucinations, agitation and aggression, depression, anxiety, apathy,
disinhibition, irritability and decline in memory and attention. The greatest rates of
discordance were found for hallucinations followed by disinhibtion, with over two-
thirds of couples disagreeing on their presence. At least 50% of couples disagreed
about the presence of irritability, agitation and aggression, apathy and delusions.
As shown in Table 3.11, in couples who were discordant in their perceptions of the
presence of symptoms of memory and attention problems, patients confirmed the
symptoms two times more often than carers. Among discordant couples, symptoms
of apathy were confirmed at least four times as often by patient as carers. In
contrast, symptoms of agitation and aggression, irritability, anxiety, depression were
all confirmed at least twice as often by carers than patients in discordant couples.
63
Table 3.11. Frequency of patients and carers confirming the presence of specific
CNPS
NPI-E Domain Couples in which at Reporting partner Discordant
least one person among discordant couples (%)
confirmed the CNPS couples (n)
(n) Carer Patient
Delusions 4 1 1 50.0
Hallucinations 17 7 6 76.5
Depression 23 7 1 34.8
Anxiety 25 8 4 48.0
Euphoria 3 2 1 100.0
Apathy 19 2 8 52.6
Disinhibition 19 8 5 68.4
Irritability 20 8 3 55.0
Memory 25 2 5 28.0
/Attention decline
Pathological 2 0 0 0
gambling
Hypersexuality 3 0 1 33.3
Compulsive 5 1 2 60.0
shopping
64
Figure 3.2. Frequency of discordance within couples in reporting of CNPS presence.
The relationships between the main outcome measures (HADS distress and
relationship satisfaction) and discordance in perceived presence of CNPS were
explored for both groups separately by performing two-tailed correlations analysis.
As previously mentioned (Methods Section 2.6), given the number of correlations
performed, a conservative p-value of .01 was adopted as an indicator of
significance. No significant association was found between frequency of
discordance in perceived presence of CNPS and HADS distress for patients (r =
.049, p = .795) or carers (r = .310, p = .089) or relationship satisfaction for patients (r
= -.120, p = .534) or carers (r = -.067, p = .721).
65
ratings were higher than carer ratings. In 58.1% of couples (n=18), patients rated
their CNPS as less intense than carers.
Figure 3.3. Discordance between patient and carer ratings of CNPS intensity.
66
Table 3.12. Correlations between patient demographic and clinical data and intra-
couple discordance in total CNPS intensity scores
Data Category Discordance in total
CNPS intensity scores
Demographics
Disease
Cognitive
Neuropsychiatric
As shown in Table 3.12, discordance between carer and patient reports of total
CNPS intensity was significantly negatively associated with patient self-reports of
CNPS-related distress, r = -.517, p = .003. This indicates that in relation to CNPS
intensity ratings by carers, higher ratings of CNPS intensity by patients are
67
associated with higher ratings of CNPS-related distress by patients. As shown in
Figure 3.4, discordance was calculated by subtracting patient self-rated CNPS
intensity from carer-rated CNPS intensity and showed a significant negative
correlation with patient self-rated CNPS-related distress, r = -.518, p = .003. This
correlation reflects the strong positive relationship between patient self-rated CNPS
intensity and CNPS-related distress (r = .920, p = .000) in addition to the use of
patient-rated CNPS intensity scores in the calculation of the discordance score for
each couple. The direction of the correlation between patient-rated CNPS distress
and discordance can be explained by the fact that patient and carer ratings of CNPS
intensity were positively correlated (r = .383, p = .033; see Table 14), Accordingly,
higher patients-rated CNPS intensity or CNPS-related distress were associated with
greater the concordance between ratings given by each member of a couple and
therefore lower levels of discordance.
Figure 3.4. The relationship between patient self-rated CNPS-related distress and
discordance between patient and carer ratings of CNPS intensity
68
Discordance showed a trend towards a positive association with illness stage (early
vs advanced), rpb = .369, p = .041, indicating that among couples where patients
who are advanced in their illness, carers ratings of CNPS intensity are higher than
patients.
Correlations between discordance and carer demographic and clinical variables are
outlined in Table 3.13. A conservative p-value of .01 was adopted as an indicator of
significance.
Table 3.13. Correlations between carer demographic and clinical variables and intra-
couple discordance in total CNPS intensity scores
Data Category Discordance in total
CNPS intensity scores
Demographics
Neuropsychiatric
69
carer-rated CNPS-related patient distress (r = .451, p = .012). This indicates that in
relation to ratings of CNPS intensity by patient, higher CNPS intensity ratings by
carers are associated with greater carer self-reported CNPS-related distress and
greater carer-reported ratings of patient CNPS-related distress.
Research question: What are the best predictors of HADS distress and relationship
satisfaction for patients and carers?
In order to answer this question, multiple regressions were performed to identify
factors predicting HADS distress and relationship satisfaction for patients and
carers.
70
Table 3.14. Correlation coefficients between variables identified as potential
predictors of patient HADS distress
Category Variable
EQ-5Dc .671**
a b
^ p <.05; *p < .01; **p < .001; Pearsons point-biserial r (rpb); 0 = early, 1 = advanced;
c
higher scores indicated poorer EQ-5D
As shown in table 3.14, patient self-rated CNPS intensity and CNPS-related distress
were highly correlated as were between carer-rated CNPS intensity and patient
CNPS-related distress. Of these, patient self-rated CNPS intensity and carer-rated
CNPS intensity were selected for entry into the regression model given they had the
highest correlations with patient HADS.
71
Model Variables R R2 Adjusted Standard Significance
2
R error of the (F value)
estimate
2 CNPS intensity
Patient, Self-
rated
EQ-5D .792c .628 .601 5.10 23.63**
*p<.01; **p <.001
a
Dependent Variable: Patient HADS distress
b
Predictors: (Constant), CNPS intensity Patient, Self-rated
c
Predictors: (Constant), CNPS intensity Patient, Self-rated, EQ-5D
Physical disability, illness stage, EQ-5D, patient self-rated CNPS intensity and carer-
rated CNPS intensity were entered into a forward stepwise multiple regression to
predict patient HADS. Table 3.15 displays two significant models for predicting
patient HADS distress, F (2, 28) = 23.63, p <.001. The first model including only
patient self-rated CNPS intensity explains 46% of the variance. The second model is
the strongest predictor. It includes both patient self-rated CNPS intensity and EQ-5D
and explains 60% of the variance.
72
intensity, carer-rated patient CNPS-related distress, carer self-rated CNPS-related
distress, caregiving-related distress and carer EQ-5D. Prior to performing multiple
regression analysis, correlations were performed to check for co-linearity between
these variables (Table 3.16). All correlations reported are Pearsons two-tailed r
unless otherwise stated.
EQ-5Da .627**
a
^ p <.05; *p < .01; **p < .001; higher scores indicated poorer EQ-5D
As shown in table 3.16, there were high correlations between carer-rated CNPS
intensity, carer-rated patient CNPS-related distress, carer-self rated CNPS-related
distress and caregiving-related distress. Of these, carer self-rated CNPS-related
distress and caregiving-related distress were selected for entry into the regression
model given they correlated most highly with carer HADS and the correlation
between them was acceptably low to allow both to be included according to
statistical advice.
73
Table 3.17. Model predicting carer HADS distressa
Model Variables R R2 Adjusted Standard Significance
2
R error of the (F value)
estimate
74
performed. The best predictor of carer relationship satisfaction from this data set
was caregiving-related distress.
75
4. DISCUSSION
In this chapter the findings are described in relation to the study hypotheses and
research question and examined within the context of existing literature. The chapter
then focuses on how this study contributes to current understanding of CNPS and
couples experiences of PD and the meaning and clinical implications of its findings.
The chapter identifies directions for future research and considers the limitations
and strengths of the study. The chapter ends with a reflection on the experience of
carrying out this research. To begin, the sample is described and compared to
couples participating in other recent studies of PD in the UK.
76
proportion may have had mild disease that does not necessarily warrant treatment
at the time.
In the present study all carers were spouses, compared with 86.7% in the
comparison study. The present study had more male carers (48.4% cf. 33.3%) and
similar mean carer age (61.7 years cf. 59.7 years) and relationship duration (31.8
years cf. 31.2 years).
Using the HADS, the majority of patients (64.5%) and carers (77.4%) did not show
significant levels of depressive symptomatology. Approximately half of carers
(51.6%) and the majority of patients (61.3%) scored below the cutoff for anxiety.
Patients and carers did not differ significantly in the frequency of scores within the
clinical range for anxiety or depression, or in their self-rated levels of total HADS
distress. Rates of patients whose self-reported levels of depression (9.7%) and
anxiety (25.8%) were above the HADS clinical cut off (11) were similar to rates of
HADS depression (13%) and HADS anxiety (22%) reported by Brown and
colleagues (2011).
77
Most participants were satisfied with their relationships and relationship satisfaction
ratings did not differ significantly between groups. Relationship satisfaction was not
measured by Brown and colleagues (2011) so could not be compared. The majority
of carers assessed by Schrag and colleagues (2006) using the Marital Satisfaction
Scale were also satisfied with their relationship. The high levels of satisfaction
reported in such studies may be biased by the recruitment methods which required
couple pairs to consent to take part.
Among patients, mean CNPS intensity ratings were highest for depression and
anxiety, with over half of these ratings falling within the clinically significant range.
For carer ratings, mean intensity was highest for anxiety and apathy.
78
4.2 Summary of findings in relation to hypotheses and research question
Findings in relation to Hypothesis 1: Patients will rate their physical, cognitive
and neuropsychiatric symptoms lower than their carers.
Hypothesis 1 was not confirmed. There were no intergroup differences between
patient and carer ratings of patient physical disability or total CNPS intensity.
Findings in relation to research question: What are the best predictors of HADS
distress and relationship satisfaction?
The study sought to identify the best predictors of HADS distress and relationship
satisfaction for patients and carers, particularly in relation to CNPS. Patient HADS
distress was positively predicted by patients and carers ratings of patients CNPS-
related distress. Carer HADS distress was positively predicted by carers CNPS-
related distress, caregiving-related distress and EQ-5D. Carer relationship
79
satisfaction was best predicted by caregiving-related distress. No predictors of
patient relationship satisfaction were identified.
Symptoms rated as most intense included depression, anxiety and apathy. Patients
rated depression and anxiety as their most intense CNPS whereas carers rated
80
apathy and anxiety as patients most intense symptoms. These findings support
existing evidence discussed in Section 1.3 that PD patients experience high levels
of depression, anxiety and apathy and that depression is highly co-morbid with
anxiety (Chaudhuri et al., 2006; Leentjens et al., 2008; Reijnders et al., 2008;
Weintraub & Stern, 2006). Although carers reported relatively low rates of apathy in
comparison to depression and in comparison to patients reports of apathy, the
majority of carers who did report apathy perceived it to be intense.
In the present study the rates of each ICD-related behaviour (<10%) reported were
consistent with recent estimates of ICD prevalence in PD (Avanzi et al., 2006;
Chaudhuri et al., 2010; Ferrera & Stacey, 2008; OSullivan et al., 2009; Weintraub et
al., 2008).
81
participants to consider changes since their diagnosis of PD. Given that mean
disease duration was over seven years, decline in memory and attention may, in
part, be attributable to ageing rather than PD. Given the association between CNPS
intensity and distress, the rates of reporting may also demonstrate that objectively
subtle changes in levels of memory and attention are subjectively noticeable and
associated with considerable distress. Further research is needed to explore these
concepts.
Our sample reported a considerable range of CNPS. In addition, over half of the
intensity ratings given fell within the clinical range. Yet, participants reported minimal
levels of patient physical disability. This supports research showing that CNPS
including depression and anxiety can precede motor symptoms in PD and are risk-
factors for PD (Chaudhuri et al., 2006; Nilsson et al., 2001; Shiba et al., 2000;
Schurmann et al., 2002; Weisskopf, et al., 2003; Weintraub & Stern, 2005).
82
A strong positive correlation was found between CNPS intensity ratings and both
patient HADS distress and EQ-5D whereas the relatlonship between physical
disability and patient HADS was weak. Participants reports of CNPS, when
considered alongside the low levels of physical disablity among patients in the
sample, align with evidence showing that CNPS are among the most challenging
features of their illness (Politis et al., 2010) and correlate more strongly with patient
HR-QoL and distress than motor symptoms (e.g., Gallagher et al., 2010;
Hammarlund & Hagel, 2012; Li et al., 2010; Martinez-Martin et al., 2011; Slawek,
Derejko & Lass, 2005).
Carer HADS distress was associated with poorer EQ-5D and higher carer-rated
CNPS intensity and carers ratings of their own and patients CNPS-related distress.
These findings support previous findings showing that CNPS are strong predictors
of carer distress in PD (Aarsland et al., 2007; Dowding et al., 2006). Such findings
highlight the importance of attending to both patients and carers experiences of
CNPS in order to manage their psychosocial and emotional wellbeing irrespective of
the nature and severity of physical symptoms.
83
A negative association was found between caregiving-related distress and carer
relationship satisfaction. This replicates that found in previous studies (Schrag et al.,
2006) and highlights the clinical relevance of caregiving and its consequences to
couples living with PD.
Among the frequently-reported CNPS, the highest rates of discordance were found
for hallucinations followed by disinhibition, with over two-thirds of couples
disagreeing on the presence of these CNPS. At least half of couples disagreed
about the presence of irritability, agitation and aggression, apathy and delusions.
The direction of discordance varied depending on the symptom. Among couples
who disagreed on the presence of apathy, patients reported the symptom four times
more often than carers, whereas hallucinations were reported by almost as many
patients as carers. More carers than patients reported disinhibition, agitation and
aggression and irritability. Consistent with the present study, another recent study
also found poor agreement between patient and carer ratings of disinhibition, yet in
84
contrast to the present study, patients reported the symptom more often than carers
(Schiehser et al., 2013).
85
2004; Schiehser et al., 2013). This brings the relevance and validity of a total CNPS
score into question. To properly assess and make use of discordance in identifying
and meeting needs of couples, this study shows that more can be learned from
using patient and carer appraisals of each specific CNPS. To rely on the sum of
ratings of all CNPS rather than attending to specific symptoms is to risk losing some
rich and clinically valid detail.
In couples who disagreed about the presence of a CNPS, there was no consistent
pattern regarding whether patients or carers confirmed symptom presence in
discordant couples. Some CNPS were reported more often by patients than carers
(e.g., apathy, decline in memory and attention) and vice versa.
86
patient cognitive functioning and small proportion of patients who were impaired on
objective measures of cognition.
Over half of the CNPS reported as present were given intensity ratings that fell
within the clinical range. This suggests that more intense symptoms may be more
apparent and hence more likely to be reported as present. In contrast, patients may
find it hard to detect and label as problematic milder symptoms. This pattern of
intensity and reporting potentially reflects a link between how apparent a symptom is
to an individual and how distressing or disruptive it is for them. Distress is
considered to be a potential influence on subjective reporting of CNPS by other
researchers in this field (Chiaravalloti & DeLuca, 2003; Schiehser et al., 2013). This
concept is worthy of further exploration given the clinical relevance of reporting
behaviour among patients and carers.
The present study shows that differences in perceptions of CNPS are associated
with differences in the impact of each CNPS on each member of the couple.
However, unlike Schiesher and colleagues (2013) who identified an association
between discordance in ratings of subscales of the FrSBe and carer distress, this is
the first study to identify a relationship between discordance in patient-carer ratings
of CNPS intensity and patients as well as carers experiences of distress.
Specifically, the present study showed that the member of the discordant couple
who reports higher CNPS intensity is also the individual who reports more CNPS-
related distress. In part, this reflects the association found for individual participants
between CNPS intensity and CNPS-related distress. In addition, it draws attention to
the relationship between a shared understanding of CNPS within couples and
distress of the person to whom to the CNPS are most apparent. This is consistent
with research showing a positive relationship between patient-carer discordance in
ratings of patient apathy and carer burden and depression and the relationship
between discordance in ratings of patient disinhibition and carer burden (Schiehser
et al., 2013).
87
identity. In contrast, the NPI-E focuses on the nature and intensity of the symptom
itself.
Predicting HADS: Patient HADS distress was positively predicted by patients self-
rated CNPS intensity and EQ-5D. Carer HADS distress was positively predicted by
carers CNPS-related distress, caregiving-related distress and EQ-5D.
88
denial. Moreover, in the context of an appointment that otherwise focuses on
medication and physical symptoms, many patients and carers may assume the
CNPS are not relevant to the consultation. In addition, PD patients who experience
apathy may struggle to initiate discussion about symptoms even if they find them
challenging. These issues highlight that relying on the patient or proxy only to report
CNPS is clinically invalid.
As the present study showed, CNPS reporting varied widely depending on the
symptom in question. Assessment of CNPS should be completed on a symptom-
specific basis in research and clinical settings.
When interpreting subjective reports of symptoms and using them to inform clinical
decision-making clinicians must consider the factors necessary and sufficient to
propel the individual to report the symptom. The present study indicates it may be
related to the level of distress and disruption it causes.
Health professionals may benefit from clinical education designed to improve the
assessment of CNPS in order to capture and make effective use of subjective
reports in formulating and meeting patients and carers needs.
Psychoeducation
The present study highlights the relationship between CNPS intensity and distress
as well as the distressing implications of disagreement within couples about
89
symptoms. It is important that psychoeducation around CNPS is enhanced to enable
patients and carers to identify and make sense of such symptoms. More research is
needed to explore how levels of knowledge and understanding of PD-related CNPS
among patients and carers relate to couples experiences of distress, relationship
satisfaction, HR-QoL and carer burden.
Symptom-related distress
Given the clinical relevance of reporting behaviour among patients and carers, the
role of symptom-related distress in relation to symptoms reporting requires further
empirical investigation.
The present study showed the prevalence of perceived decline in patients memory
and attention among patients and carers. More PD-specific research is required into
the relationship between patient and carer perceptions of cognitive functioning,
associated distress and objective functioning in these domains in order to inform
psychoeducation and rehabilitation-focussed interventions for reducing and
managing the impact of memory decline in PD.
Patients experiences
In the present study patients reported poorer EQ-5D than carers. According to
recent research, HR-QoL is associated with patient optimism, locus of control and
patients attributing fewer difficulties to PD (Grubner-Baldini, Ye, Anderson &
Schulman, 2009; Simms, 2012). This evidence indicates an avenue for therapeutic
interventions based on cognitive behavioural therapy (CBT) to help patients and
carers adjust their perceptions and responses to the illness. Recent research into
depression and coping styles of PD patients with executive dysfunction shows that
decline in executive functioning and depression are not barriers to effective coping
90
(Montal & Bungener, 2008). This indicates that psychological interventions do not
exclude people with cognitive decline although they may need to be adapted
accordingly.
Carers experiences
This study supports existing evidence that carers experience distress in relation to
PD. This also supports evidence showing that carers experiences and needs are
typically inadequately considered and managed (Guinta et al., 2002). Better support
and education for carers have been linked to positive outcomes for patients
(Dowding et al., 2006; Mittleman, 2005). Given the prevalence of carer distress,
high levels of reliance on informal carers and the impact of carers wellbeing on
patients, carers should be offered evidence-based carer-focussed interventions as a
routine part of PD care.
CBT is shown to be effective in reducing carer general health, strain and subjective
burden with improvements being maintained post-treatment (Secker & Brown,
2005). Given the role of patient psychological wellbeing in carer burden, it is also
relevant to consider programmes shown to improve patient wellbeing as another
pathway to supporting carers (e.g., Cifu et al., 2006; Macht et al., 2007; Shimbo et
al., 2004).
Although there is evidence that carers can find positive aspects to their caregiving
role, assessments of caregiving typically focus on the difficulties. Relationship
satisfaction was associated with lower levels of caregiving-related distress. More
research is required to understand the benefits that caregiving brings to carers of
91
PD patients and how these relate to CNPS presence and severity, coping styles and
features of couples relationships such as communication and discordance. This
could help to identify further ways to support carers and couples living with PD.
Couples experiences
Examination of discordance in patient and carer views of illness in other chronic
conditions has shown a link between discordance in illness perceptions and patient
adaptation to their illness even if they remain happy in their relationship (Heijmans et
al., 1999). The present study is the first to reveal the association between
discordance in patients and carers views of PD symptoms and distress in PD that
exists among couples who are generally satisfied in their relationships. Participants
preparedness to talk about their CNPS in the study reflects a certain level of
acknowledgement of CNPS. Symptom-related distress for individuals who spoke
about their symptoms when interviewed was associated with a lack of reciprocity of
such acknowledgement of symptoms by their partner. Given that distress in one
member of a couple living with PD is known to have direct implications for wellbeing
of the other member (Dowding et al., 2006), the relevance of patient and carer
perceptions of illness to couples wellbeing must be acknowledged in clinical
practice.
92
related symptoms among couples, levels of open communication about symptoms,
intimacy and sexual functioning and coping strategies. It is important that we learn
from couples who appear to be coping relatively well with the challenges of PD-
related CNPS.
The ways in which couples are affected by PD and, PD-related CNPS in particular,
requires recognition of the potential influence of existing, premorbid features of their
relationship. To explore these potential correlates more fully, a longitudinal study
which captures baseline levels of relationship satisfaction, communication, coping
styles and discordance in perceptions of one anothers behaviour may be useful in
order to see how these factors vary over time and whether these help to explain
experiences of PD.
The study required both members of a couple to consent to participating. This may
have biased the sample towards including those who have a more supportive
relationship from which they derive greater satisfaction.
The NPI-E
The extended scales in the NPI-E used in this study to assess patients and carers
perceptions of CNPS is not formally validated. However, NPI scores were not
93
compared to those in other studies which have used the original 10- or 12-item
versions of NPI. Nonetheless, research shows that the majority of NPI-E subscales
have high concurrent validity with other well-validated measures of these constructs.
For example, the NPI domains of apathy and disinhibition correlate highly with the
apathy and disinhibition subscales on the FrSBE (Malloy & Grace, 2005). Further
research is required to obtain norms for the NPI-E domains not included in the
original NPI including decline in memory and attention and ICDs.
Participants decision to take part suggests that they were familiar with, and
prepared to share their personal experiences of CNPS. Anecdotally, a number of
participants spoke about their experiences of CNPS in the absence of adequate
patient education or clinical support as a key motivation to participate and thereby
contribute to improvements in understanding and management of CNPS. Such
feedback highlighted the clinical relevance of research into couples experiences of
PD and PD-related CNPS.
94
The current study aimed to expand our understanding of how couples experiences
of PD, and PD-related CNPS in particular, impact on distress and relationship
satisfaction. Such a detailed assessment in a cohort of couples living with PD makes
an important contribution to the literature. This study provides a comprehensive
overview of subjective experiences of CNPS and their relationship levels of distress
and relationship satisfaction among patients and carers and discordance in
perceptions of CNPS within couples and highlights areas for future research and
ways to improve clinical practice. Previous studies on PD-related CNPS have
typically concentrated on patients or carers as individuals rather than also looking at
their perceptions of CNPS as a couple. The current studys more extensive
investigation of couples experience of CNPS in addition to patients and carers as
individuals is laudable given the many clinical implications of patients and carers
experiences as a couple. The study has identified a complex presentation of CNPS
and distress in relation to CNPS and caregiving. Findings revealed a pattern of
discordance in subjective reports of CNPS within couples that supports and extends
findings of previous research. This is the first study to show a link between
discordance and patient distress in PD. This is consistent with patterns found in
other chronic conditions (Heijmans et al., 1999) and adds to recent research
demonstrating this pattern for carers in PD (Schiesher et al., 2013). The study
highlights the importance of accurate assessment of patients and carers
perceptions of CNPS and exploring any differences in these. It emphasised the
need to pay careful attention to patient and carer distress. Given its clinical
relevance, such information about patients and carers experiences of PD-related
CNPS must be actively sought and used when formulating and planning
interventions.
4.7 Reflections
It was a privilege to interview participants in this study. They shared experiences
many of which were sensitive and emotionally-laden. A number revealed that this
was the first time they had felt able to discuss in detail their CNPS or their
relationship since PD was diagnosed. Furthermore, some commented on the way in
which being interviewed about their CNPS helped to validate and normalise them to
some extent which they valued. Many had approached me to take part because they
were concerned about the lack of patient education and clinical support provided
regarding PD-related CNPS. This demonstrated the clinical relevance of the study.
95
Some participants contacted me soon after they had completed their participation to
inform me of other couples who were interested in participating. This indicated to me
the value they placed in their participation and the high regard they held for the
study and my approach to running it. Moreover, months after meeting them, a
number of participants contacted me expressing interest in the findings.
Finally, I was delighted to read some of the feedback that participants posted on the
Parkinsons UK research forum describing their experiences of participation. I have
anonymised and included two comments below:
Participant RD
Dr Janssen came to my home yesterday and conducted the interviews. She
was very amiable and put us at ease before spending approx 3 hours asking
questions on just how my PD affected us, family and friends.
Maybe Anna's research will help the medical profession to understand our
needs somewhat more than they do?
Nuero's [sic] need to take our mental anguish into account more vigorously
than ever!
oh yeah...one more thing. All you with toothless heads out there had better
get your dentures tuned up and raring to go. The list of words that you are
required to read out loud ascend in difficulty! Lololol
Participant PH
I endorse xxxs comments. Anna interviewed us some months ago. She is
friendly and very approachable while maintaining professionalism. Anna
originally from New Zealand has a doctorate from there and is now doing
further doctorate studies. Her research complements that being done by
[researcher and neurologist] on the non motor aspects of Parkinsons [sic], in
this case the effect on couples when one partner is diagnosed with PD.
96
chronic and incurable illnesses. Such research highlights the importance of actively
inviting patients and carers reflections on their experiences of illness and clinical
services and using them to inform advances in health care (Janssen & MacLeod,
2008; Janssen & MacLeod 2010a; Janssen & MacLeod, 2010b). Given my
experience of meeting people living with PD-related CNPS through this study, it is
encouraging to see organisations including Parkinsons UK demonstrating
considerable commitment to improving clinical education in assessment and
management of couples experiences of CNPS. Such efforts must continue to be
supported by further research that patients and carers deem clinically relevant to
their lived experiences of PD.
97
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117
Appendix 1: Confirmation letter from ethics committee
118
119
Appendix 2: Study Information on Leaflets Distributed at Parkinsons UK
Support Group Meetings
We are seeking couples who are willing to be interviewed about their experiences
of living with Parkinsons. Each couple would include a person with Parkinsons and
their spouse/partner. We aim to recruit 30 couples in total. We aim to see couples
for a single session either at Kings College in South London or in their homes. A
session would last up to approximately 3 hours including breaks where necessary.
Any travel costs will be reimbursed. All data will be confidential. Participants are
under no obligation to participate and may withdraw from the study at any time.
For further information about the study, please feel free to contact me at
anna.janssen@kcl.ac.uk
The study has met with the approval of Parkinsons UK and has received ethical
approval from the Psychiatry, Nursing and Midwifery Research Ethics Subcommittee
at Kings College London.
120
Appendix 3: Study advertisement posted on Parkinsons UK online research
forum
Researchers at Kings College London are looking for 30 couples where one
member has Parkinsons to take part in a study investigating a couples perspective
of living with Parkinsons and its problems.
You and your partner may be eligible to take part if one of you has been diagnosed
with Parkinsons at least two years ago, and are prepared to travel to London (travel
expenses will be reimbursed).
Participants will be asked to fill out some questionnaires and talk about your
experiences of Parkinsons.
The study is funded by Kings College London. It is not managed by Parkinson's UK.
The closing date for recruiting participants for this study is 31 December 2012.
If you are interested in taking part, or wish to find out more information or whether
you are eligible for the study, please contact the researchers directly:
Emily Hughes
Research Support Network Manager
http://www.parkinsons.org.uk/pdsforum/posts.aspx?forum=research&topic=couples-
needed-to-take-part-in-a-research-study-a&page=1#hi-ef-i-m-currently-into-the-third-
week-of-the-ls
121
Appendix 4: Researcher correspondence on Parkinsons UK online research
forum http://www.parkinsons.org.uk/research
Please see below for further information about the study. Please read this carefully
before deciding whether or not you wish to take part. Please feel free to contact me
at anna.janssen@kcl.ac.uk if you want any further information before deciding
whether to take part. If you would like to talk to me before deciding whether to
participate, please email me with a telephone number and convenient days/times
and I will call you back. If you do decide to take part you can change your mind and
withdraw at any time, without giving a reason. A printed copy of this information will
be provided for you if you decide to participate so you do not need to print this.
122
Appendix 5: Participant Information Sheet
A Couples Perspective
[PNM/11/12-13]
This project has been granted ethics approval by the Psychiatry, Nursing and
Midwifery Research Ethics Subcommittee at Kings College London. The study has
also been reviewed by the Parkinsons UK research department who have
expressed their full support of the study.
You should only participate if you want to; choosing not to take part will not
disadvantage you in any way. Before you decide whether you want to take part, it is
important for you to understand why the research is being done and what your
participation will involve. Please take time to read the following information carefully
and discuss it with others if you wish. Ask us if there is anything that is not clear or if
you would like more information.
123
Aims of the Research
The specific aims of the project are to identify which non-movement-related
problems are most challenging for the person with Parkinsons and their
spouse/partner and to assess what their impact is on them individually and as a
couple.
Before the visit, you will be sent some questionnaires ask you about your current
health, quality of life, and mood. These should take you each about 20 minutes. We
will collect them from you when we meet. If you have any difficulty with these we will
be very happy to help you when we meet.
124
When we first meet you will be asked to sign a consent form. After this we would like
to speak with you as a couple and ask you some questions about your and your
partners experiences of Parkinsons. We will talk to you individually so that we get
your personal perceptions of the problems and their impact, and ask you to
complete one more questionnaire about your relationship with your partner. We will
ask for your consent to audio-record the discussion we have with each of you. You
can choose not to have it audio-recorded if you prefer or to stop the recording at any
time. Finally, the person with Parkinsons will be asked to do three brief tasks to
assess memory and concentration. The session will take approximately 1-2 hours
for each participant, including time for breaks and for you to ask any more questions
that you may have.
125
Are there any advantages of taking part?
There will be no direct benefit to you by taking part. However, it is hoped that this
research will improve our knowledge of Parkinsons and its impact. We will send you
a summary of the research findings once study has been completed.
Expenses
We will reimburse your travel expenses if you decide to visit us at the Institute of
Psychiatry, Kings College London
If the assessment reveals information that is thought important for your health and
well-being we will ask your permission to write to your GP. You will be sent a copy of
any such letter. You have the right to refuse permission to inform your GP. Only if
assessment reveals that you are at risk of harm to self or others would we need to
take appropriate steps to ensure your safety which may involve informing your GP.
We will consult with you before taking any such action.
The data collected at screening for any person who is found not to be suitable for
the study will be shredded and disposed of.
126
Who is organising and funding the research?
The study is being funded by Kings College London as part of Dr Janssens
Doctorate in Clinical Psychology. It is being conducted under the supervision of Dr
Lidia Ygez and Professor Richard Brown in the Department of Psychology,
Institute of Psychiatry, Kings College London.
Thank you for taking the time to consider participating in this study.
127
Appendix 6: Patient eligibility screening questionnaire
6. If you have any problems writing are you able to complete questionnaires by
ticking boxes? Y N
7. Can you read text of a normal size (eg the newspaper) either with or without
glasses? Y N
8. Have you ever received treatment for any psychiatric disturbance (e.g.,
Y N
128
Appendix 7: Telephone Interview for Cognitive Status-Modified
(TICS-M)
100 93 86 79 72 65 58 51 44 37 30 23 16 9 2
129
Tool used to cut paper? 1
Number in a dozen? 1
Prickly plant in desert? 1
Animal that wool comes from? 1
Repeat: No ifs and or buts 1
Repeat: Methodist Episcopal 1
PM first name 1
PM last name 1
Deputy PM first name 1
Deputy PM last name 1
Tap five times on the phone 2
Opposite of east 1
Opposite of generous 1
10-word list delayed recall 10
Stimulus word
1. pipe
2. whip
3. pillow
4. chest
5. silk
6. cabin
7. elephant
8. theater
9. watch
10. giant
Total Score 50
130
Appendix 8a: Instructions to patients for completing pre-interview
questionnaire pack
THANK YOU
131
Appendix 8b: Instructions to carers for completing pre-interview
questionnaire pack
SPOUSE / PARTNER
of the person with Parkinsons.
THANK YOU
132
Appendix 9: Participant Consent Form
A Couples Perspective
Thank you for considering taking part in this research. The person organising the
research must explain the project to you before you agree to take part. If you have
any questions arising from the Information Sheet or explanation already given to
you, please ask the researcher before you decide whether to join in. You will be
given a copy of this Consent Form to keep and refer to at any time.
I understand that if I decide at any time during the research that I no longer
wish to participate in this project, I can notify the researchers involved and
withdraw from it immediately without giving any reason. Furthermore, I
understand that I will be able to withdraw my data up to February 2013.
133
Optional
Participants Statement:
Signed Date______________
Investigators Statement:
I ___________________________ confirm that I have carefully explained the
nature, demands and any foreseeable risks (where applicable) of the proposed
research to the participant.
Signed Date_______________
134
Appendix 10: Demographic questionnaire for patients and carers
7. How long have you been with your current partner / husband / wife?
_______________________
135
Appendix 11: Pre-interview patient clinical questionnaire
Clinical Questionnaire
2. Which medications do you currently take (if any) for your Parkinsons disease
symptoms?
Name Tablet strength Number per day
3. Have you had any surgical treatments for your Parkinsons disease? (if so please
specify)
___________________________________________________
136
Appendix 12a: Parkinsons Activities of Daily Living Scale (PADLS) patient
version
Please tick one of the descriptions that best describes how your Parkinsons disease
has affected your day-to-day activities in the last month.
For example: You now require much more assistance with activities of
daily living such as washing, dressing, housework or feeding yourself.
You may have greater difficulties with mobility and find you are
becoming more dependent for assistance from others or aids and
appliances. Your medication appears to be significantly less effective.
For example: You require assistance in all daily activities. These may
include dressing, washing, feeding yourself or walking unaided. You
may now be housebound and obtain little or no benefit from your
medication.
137
Appendix 12b: Parkinsons Activities of Daily Living Scale (PADLS) carer
version
Carer:
Please tick one of the descriptions that best describes how your partners
Parkinsons disease has affected HIS / HER day-to-day activities in the last month.
For example: Your partner now requires much more assistance with
activities of daily living such as washing, dressing, housework or
feeding yourself. S/he may have greater difficulties with mobility and
find s/he is becoming more dependent for assistance from others or
aids and appliances. His/her medication appears to be significantly
less effective.
138
Appendix 13: Euro-QoL 5D
Mobility
I have no problems in walking about
I have some problems in walking about
I am confined to bed
Self-care
I have no problems with self-care
I have some problems washing or dressing myself
I am unable to wash or dress myself
Pain/Discomfort
I have no pain or discomfort
I have moderate pain or discomfort
I have extreme pain or discomfort
Anxiety/Depression
I am not anxious or depressed
I am moderately anxious or depressed
I am extremely anxious or depressed
139
Appendix 14: Extended Neuropsychiatric Interview (NPI-E)
Domains 1-9: domains 1-9 from the NPI (Cummings, 1994) which assess:
1. Delusions
2. Hallucinations
3. Agitation/Aggression
4. Depression
5. Anxiety
6. Euphoria
7. Apathy
8. Disinhibition
9. Irritability
Domains 11-14: Domains from the Parkinsons Disease Impulse Control Disorder
Severity Rating Scale (ICD-SS; Okai et al., 2011 ) which assess:
13. Hypersexuality
140
Administration of the NPI-E:
When using the Extended NPI (NPI-E) interview schedule below the researcher
adjusted the wording according to whether the participant is patient or carer.
For example:
Hallucinations:
Do you have hallucinations such as ..
Agitation
Do you have periods when you refuse to cooperate
Hallucinations:
Does [patients name] have hallucinations such as ..
Agitation
Does [patients name] have periods when he/she refuses to cooperate
All carers were asked to rate their own distress in relation to the symptom in
question as well as the patients distress.
If they answered yes they were asked in detail about particular manifestations of
the symptom with a series of yes/no questions.
They were then asked to rate the frequency of the symptom (1-4) and the severity of
the symptom (1-3).
Total CNPS-related distress score = sum of distress scores for all 14 symptoms
141
1 Delusions
142
2 Hallucinations
143
3 Agitation/Aggression
144
4 Depression
145
5 Anxiety
146
6 Elation/Euphoria
147
7 Apathy
148
8 Disinhibition
149
9 Irritability
150
10 Memory and Attention
Screening Question
Does the patient seem more forgetful than s/he used to be? Y/N
Does the patient seem less able to concentrate than s/he used to be? Y/N
1. Does the patient forget things more often than s/he used to? _______
2. Does the patient fail to remember something that happened only short time ago
(eg the topic of a discussion that was held within the last hour)? _______
3. Does the patient forget information about events that happened a long time ago
(eg over a year ago)? _______
4. Does the patient forget to do something s/he was planning to do and said you
would do (eg to make a phone call after lunch; to attend an appointment)? _______
5. Does the patient forget basic details about themselves (name, date of birth)
_______
6. Does the patient forget basic details about their surroundings (eg date, location)?
______
7. Does the patient daydream when s/he ought to be listening to something or doing
something? ________
8. Does the patient get the details of what someone told him/her mixed up and
confused? ________
9. When talking to someone, does the patient forget what s/he has just said and
perhaps then ask what was I talking about? _________
If the screening question is confirmed, determine the frequency and severity of the
forgetfulness.
Frequency:
1. Occasionally less than once per week.
2. Often about once per week.
3. Frequently several times per week but less than every day.
4. Very frequently nearly always present.
151
Severity:
1. Mild forgetfulness is notable but produces little interference with daily routines;
only mildly different from patients usual behaviour; patient responds to small
reminders when trying to recall something they have forgotten.
2. Moderate forgetfulness is very evident; may be overcome by the caregiver with
encouragement and provision of verbal and written reminders and hints; remembers
powerful events such as significant experiences involving close friends or family
members; forgets less powerful pieces of information.
3. Marked forgetfulness is very evident and usually fails to respond to any
reminders or additional support to remember.
Distress:
How emotionally distressing do you find this behaviour?
0. Not at all
1. Minimally
2. Mildly
3. Moderately
4. Severely
5. Very severely or extremely
152
Parkinsons Disease Impulse Control Disorder Severity Rating Scale (ICD-SS)
Introduction to patient
153
11 Binge Eating
Screening questions
Over the past month, have there been any times when you have eaten an unusually
large amounts of food (or certain types of food) even when not hungry? This
includes eating larger amounts, different types of food than previously (such as
more sweet things), craving food or eating more rapidly than normal. Do you find
yourself eating until you are uncomfortably full?
0 No (circle)
[NB Score 0 even if compulsive eating previously but not in the past
month]
1 Yes
0 No (circle)
Clinician agree given patient/carer account and what is know from history?
0 No (circle)
154
Intensity of compulsive eating
1. How often would you say this occurred in an average month? (e.g. over the past
6 months). What is the least number of times you would eat excessively? What
would be the most? [NB: Include all forms of abnormal eating behaviour]
Min Max
Once a month 2 2
1 to 3 times a month 3 3
1 to 3 times a week 4 4
4 to 6 times a week 5 5
Once a day 6 6
1 to 3 times a day 7 7
2. How often have you eaten excessively in the past month? (rate 1-8) ______
3. In the past month, how often episodes have you felt like you have lost control of
your eating (e.g. eating much more than normal, eating at unusual times for
instance during the night or soon after a meal)? What is the least it is likely to
be? What is the most?
Min Max
Once a month 2 2
1 to 3 times a month 3 3
1 to 3 times a week 4 4
4 to 6 times a week 5 5
Once a day 6 6
1 to 3 times a day 7 7
155
4. How long do you spend on these eating episodes on each session in the past
month? What is the shortest time? What is the longest time?
Min No Max No
Less than 5 minutes 1 1
5-10 minutes 2 2
10-20 minutes 3 3
20-30 minutes 4 4
30-60 minutes 5 5
1-2 hours 6 6
2-4 hours 7 7
5. In the past month, how much time do you spend thinking about food per day?
Min No Max No
Less than 5 minutes 1 1
5-10 minutes 2 2
10-20 minutes 3 3
20-30 minutes 4 4
30-60 minutes 5 5
1-2 hours 6 6
2-4 hours 7 7
6. What is the largest amount of food you have eaten in the past month? What did
you eat at the time? [describe food stuff and quantity (grams/pounds- estimate
kcal)
_________
156
Impact of compulsive eating
7. Has your eating affected you ability to do other things that you would like to do?
0 No impact
9 NA
Actual amount_________
9. Are you concerned about your eating? Do you think it is problem? Are you
always open about any the amount you eat to friends and family?
0 No worry or does not admit to worry. Does not consider it a problem.
10. Is your eating a concern for your family or friends? Do they think it is a problem?
0 Others do not express any concern. Do not think it is a problem.
157
Compulsive eating intensity in past month (* High/Low stake value needs to take
into account individual circumstances)
1 Infrequent small amount of food in addition to normal diet. No Large
binges*.
158
12 Pathological Gambling
Screening questions
Over the past month have you gambled or placed a bet? This includes any form of
gambling - scratch cards, National Lottery, bingo, slot machines, card games,
betting on horse races or football matches.
0 No (circle)
1 Yes
0 No (circle)
Clinician agree given patient/carer account and what is know from history?
0 No (circle)
159
Intensity of gambling
1. How often would you gamble in an average month? (e.g. over the past 6
months). What is the least number of times you would gamble? What would be
the most? [NB: Include all forms of gambling behaviour]
Min Max
Once a month 2 2
1 to 3 times a month 3 3
1 to 3 times a week 4 4
4 to 6 times a week 5 5
Once a day 6 6
1 to 3 times a day 7 7
2. How often have you gambled in the past month? (rate 1-8) ______
How long do you spend gambling on each session in the past month? What is
the shortest? What is the longest?
Min No Max No
Less than 5 minutes 1 1
5-10 minutes 2 2
10-20 minutes 3 3
20-30 minutes 4 4
30-60 minutes 5 5
1-2 hours 6 6
2-4 hours 7 7
160
3. In the past month, what is the typical size of your bet? What is the smallest?
What is the largest?
Min Max
10p 1 1
10p-19p 2 2
20p-49p 3 3
50p-99p 4 4
1-4.99 5 5
5-9.99 6 6
10-20 7 7
>20 8 8
4. In the past month, how many bets of these sizes would you place in a typical
session?
Min size Max size
1 1 1
2-3 2 2
4-5 3 3
5-10 4 4
11-15 5 5
16-25 6 6
26-50 7 7
>50 8 8
5. What is the largest single bet you have placed in the past month
_________
6. In the past month, what is the largest amount that you have won in a single
session ? [NB session of gambling, not single bet]
_________
161
7. In the past month, what is the largest amount that you have lost in a single
session?
_________
Impact of gambling
8. When you have lost money in the past month, has it affected you ability to do
other things that you would like to do, or to pay for essential items? Have you
had to cut back your spending on treats? Have you had problems paying for bills
or having enough money for food or other essentials?
0 No impact
9. In the past month have you borrowed money from a family member or friend in
order to gamble? How often? Do they know what the money is for? Have you
ever taken money from them without telling, intending to replace it afterwards?
0 Has not borrowed/taken money
162
10. Are you concerned about your gambling? Do you think it is problem? Are you
always open about any losses?
0 No worry or does not admit to worry. Does not consider it a problem.
11. Is your gambling a concern for your family or friends? Do they think it is a
problem?
0 Others do not express any concern. Do not think it is a problem.
Gambling Intensity in past month (* High/Low stake value needs to take into
account individual circumstances)
1 Infrequent low stake* betting. No High stake* betting. Minimal loss
risk.
2 More frequent low stake betting, and/or occasional high stake betting.
Moderate loss risk.
3 Very frequent low stake betting and/or frequent high stake betting.
High loss risk.
163
Gambling Impact in past month
1 No or minimal impact on other activities, or non-discretionary
expenditure. No worry or concern expressed by self or others.
Gambling within financial means. No debt. No borrowing.
164
13 Hypersexuality
Screening questions
Over the past month, have you engaged in any sexual activity? Had thoughts about
sex? Have you asked for sex from another person? Had an orgasm? (This includes
masturbation, making sexual demands on others, promiscuity, prostitution, internet
or telephone sexual activities, or pornography)
0 No (circle)
[NB Score 0 even if sexual activity previously but not in past month]
1 Yes
0 No (circle)
Clinician agree given patient/carer account and what is know from history?
0 No (circle)
165
Intensity of sexual activity
1. How often would you engage in any of these activities in an average month?
(e.g. over the past 6 months). What is the least number of times you would [
]? What would be the most? [NB: Include all forms of sexual behaviour]
Min Max
Once a month 2 2
1 to 3 times a month 3 3
1 to 3 times a week 4 4
4 to 6 times a week 5 5
Once a day 6 6
1 to 3 times a day 7 7
2. How often have you engaged in these types of behaviour in the past month?
(rate 1-8) ______
3. How long do you spend in each session doing [ ] in the past month?
What is the shortest? What is the longest? NB: If a range of sexual activities
focus on the most significant
Min No Max No
Less than 5 minutes 1 1
5-10 minutes 2 2
10-20 minutes 3 3
20-30 minutes 4 4
30-60 minutes 5 5
1-2 hours 6 6
2-4 hours 7 7
166
4. In the past month, how long do you spend looking at pornography or other forms
of sexual material? What is the shortest? What is the longest?
Min No Max No
Less than 5 minutes 1 1
5-10 minutes 2 2
10-20 minutes 3 3
20-30 minutes 4 4
30-60 minutes 5 5
1-2 hours 6 6
2-4 hours 7 7
5. In the past month, how much of your day do you spend thinking about sex or
seeking sexual experiences (including imagery, time spent fantasising about an
ongoing or wished for sexual relationship).
Min No Max No
Less than 5 minutes 1 1
5-10 minutes 2 2
10-20 minutes 3 3
20-30 minutes 4 4
30-60 minutes 5 5
1-2 hours 6 6
2-4 hours 7 7
6. What is the longest time you spent on a continuous period of sexual activity in
the past month
_________
167
7. In the past month, what is the longest amount of time engaged in sexual related
activity in a single day? [NB single day, not single session]
_________
8. Have there been any days when you have not engaged in any sexually related
activity
Y/N
9. Over the past month, has involvement in these activities affected your ability to
do other things that you would like to do? Do you or your partner feel it has
affected their ability for reciprocal affection?
0 No impact
9 NA [Not in a relationship]
10. Have you hidden these behaviours from others? Does your partner know you
engage in these activities and how often they occur? Has there been any
financial cost? Has this behaviour got you into trouble with the law? Do you think
it has affected how other people act to you? Have you placed yourself at risk of
acquiring a sexually transmitted disease since your increase or change in sexual
activity?
0 No financial, social, legal or health costs
168
11. Are you concerned about your sexual behaviour(s)? Do you think it is problem?
Are you always open it to your partner?
0 No worry or does not admit to worry. Does not consider it a problem.
12. Is your sexual behaviour a concern for your family or friends? Do they think it is
a problem?
0 Others do not express any concern. Do not think it is a problem.
High risk.
169
Impact of sexually related activity in the past month
1 No or minimal impact on other activities. No worry or concern
expressed by self or others..
Category A
Category B
170
14 Compulsive Shopping
Screening questions
Over the past month have there been any times when you have brought too much of
the same thing or things you didnt need or use? This includes shopping or
browsing in retail stores, on the internet, garage sales antiquing or other shopping
activities?
0 No (circle)
1 Yes
[NB Score 0 even if abnormal shopping activity previously but not in the past
month]
0 No (circle)
Clinician agree given patient/carer account and what is know from history?
0 No (circle)
171
Intensity of Shopping
1. How often did you engage in these behaviours in an average month? (e.g. over
the past 6 months). What is the least number of times you would go shopping?
What would be the most? [NB: Include all forms of Shopping behaviour]
Min Max
Once a month 2 2
1 to 3 times a month 3 3
1 to 3 times a week 4 4
4 to 6 times a week 5 5
Once a day 6 6
1 to 3 times a day 7 7
2. How often have you shopped in the past month? (rate 1-8) ______
3. How long do you spend shopping on each session in the past month? What is
the shortest? What is the longest?
Min No Max No
Less than 5 minutes 1 1
5-10 minutes 2 2
10-20 minutes 3 3
20-30 minutes 4 4
30-60 minutes 5 5
1-2 hours 6 6
2-4 hours 7 7
172
4. In the past month, what is the typical cost involved in these activities? What is
the smallest amount spent? What is the largest amount spent?
Min Max
10p 1 1
10p-19p 2 2
20p-49p 3 3
50p-99p 4 4
1-4.99 5 5
5-9.99 6 6
10-20 7 7
>20 8 8
5. In the past month, how many items would you buy in a single shopping session?
Min size Max size
1 1 1
2-3 2 2
4-5 3 3
5-10 4 4
11-15 5 5
16-25 6 6
26-50 7 7
>50 8 8
6. What is the largest single amount you have spent on an item in the past month
_________
173
Impact of Shopping
7. When you have spent money on shopping in the past month, has it affected you
ability to do other things that you would like to do, or to pay for essential items?
Have you had to cut back your spending on treats? Have you had problems
paying for bills or having enough money for food or other essentials?
0 No impact
8. In the past month have you borrowed money from a family member or friend in
order to go shopping? How often? Do they know what the money is for? Have
you ever taken money from them without telling, intending to replace it
afterwards?
0 Has not borrowed/taken money
9. Are you concerned about your shopping? Do you think it is problem? Are you
always open about how much you have spent?
0 No worry or does not admit to worry. Does not consider it a problem.
174
10. Is your shopping a concern for your family or friends? Do they think it is a
problem?
0 Others do not express any concern. Do not think it is a problem.
3 Very frequent low cost shopping and/or frequent high cost shopping.
High loss risk.
175
Shopping Intensity x Impact Score _______
176
Appendix 15: Couple Satisfaction Inex
Extremely Fairly A Little Very Extremely Perfect
Unhappy Unhappy Unhappy Happy Happy Happy
Q1. Please indicate the degree of
happiness, all things considered, of
your relationship.
Q 2- 4: Most people have disagreements in their relationships. Please indicate below the approximate extent of
agreement or disagreement between you and your partner for each item on the following list.
177
all True True True True Completely True
True
7. I still feel a strong connection
with my partner
178
Almost
Not at A little Somewhat Mostly Completely Completely
all True True True True True True
14. I feel that I can confide in my
partner about virtually anything
15. I have had second thoughts
about this relationship recently
16. For me, my partner is the
perfect romantic partner
17. I really feel like part of a team
with my partner
18. I cannot imagine another
person making me as happy as my
partner does
Not at Almost
all A little Somewhat Mostly Completely Completely
19. How rewarding is your
relationship with your partner?
20. How well does your partner
meet your needs?
21. To what extent has your
relationship met your original
expectations?
22. In general, how satisfied are
you with your relationship?
179
23. How good is your Worse than Better than
relationship compared to all others all others
most? (Extremely bad) (Extremely good)
(0) (1) (2) (3) (4) (5)
Base your responses on your first 29. LONELY (0) (1) (2) (3) (4) (5) FRIENDLY
impressions and immediate feelings
about the item. 30. STURDY (0) (1) (2) (3) (4) (5) FRAGILE
180
Appendix 16: The Montreal Cognitive Assessment for Parkinsons Disease
(MoCA)
181
Appendix 17: Caregiver Distress Scale
Instructions:
0 1 2 3 4
_____ 6. I feel pressured between giving to ______ and others in the family
182
_____ 12. I feel helpless in caring for ______
_____ 17. I feel that my personal life has suffered because of ______
183
CDS [For researcher use]
Score
184
Appendix 18: Data cleaning and transformation of variables
185
Carer Variable Statistic Std Error z-score*
Transformation of Variables
Variables underwent log and square-root transformations. Where variables
appeared negatively skewed (e.g. carer relationship satisfaction), they were
reversed in preparation for the transformation (Field, 2009).
186
The Care Plan Approach at
Snowsfields Adolescent Unit:
Dr Anna Janssen
187
Acknowledgements
I wish to thank the team and young people at Snowsfields Adolescent Unit (SAU) for
their time and valued contribution to the design and completion of this study.
In particular, I would like to thank two anonymous young people who provided useful
feedback on the initial version of the questionnaire and Rose Spencer (support
worker at the time) for assisting with data collection.
I enjoyed my time at SAU very much. It was my first placement on the course and a
memorable one. I met some excellent health professionals who welcomed,
supported and inspired me and helped me to perform to the best of my ability and
develop as a therapist.
Special thanks to my supervisor Dr Rachel Zwi for her motivation, expertise and
support as I designed and completed this project. I value her feedback on previous
versions of this report.
188
Table of Contents
Acknowledgements 189
Abstract 192
Overview 194
196
1.3 This study
Aims 196
Objectives 197
Benefits 197
2. Method
2.1 Participants 198
3. Results 201
189
Demographic variables among participants 216
5. References
220
6. Appendices
Appendix A: Information Sheet for Young People 221
190
ABSTRACT
A Care Plan Approach (CPA) is way to ensure integrated planning and care across
agencies (e.g., school, social services, health care) for people who have mental
health difficulties. CPA meetings are held to review care and plan for the future. The
project aims to understand the views held by young people at Snowsfield
Adolescent Unit (SAU) about their CPA meetings. It sought to investigate how useful
they think the CPA is and why, how included they feel, what is helpful about the
CPA and what could be improved. Unless admission is very short, every young
person in Snowsfields Adolescent Unit (SAU) has a CPA meeting before they are
discharged. Young people have the choice to attend or not. Between April and
October 2011, young people at SAU who had a CPA were invited to complete a
survey to report their views. Thirteen out of 30 young people responded (11
attended their CPA, 2 did not). Findings showed that most young people understand
and are in at least some agreement with their care plans and feel listened to and
invited to be part of the CPA. Most young people understand their need for care and
the purpose and process of the CPA. Data indicate that the SAU CPA process
meets the aims outlined in the SLaM policy for CPAs for the majority of young
people. This project highlights ways in which the CPA process at SAU is already
effective and beneficial for young people and identifies ways that staff can enhance
the support they offer young people in preparation for their CPA.
191
1. INTRODUCTION
The project detailed in this report took place in Snowsfields Adolescent Unit (SAU),
a tier 4 national specialist mental health in-patient unit for young people with mental
health difficulties within the South London and Maudsley (SLaM) NHS Foundation
Trust. The aim of this study is to explore young peoples experiences of their Care
Plan Approach meetings (CPAs). This will help to inform improvements and optimise
the benefits of CPAs for young and those responsible for their care.
1.1 Context
SAU has 11 beds and provides a service for three day patients experiencing mental
health difficulties. Patients range from 13 to 18 years of age. Most young people
would come to the ward on an informal basis, but in a small minority of cases they
would be admitted under sections of the Mental Health Act.The mean length of stay
is 40 days.
Mental health needs of the young people on the ward are diverse and complex.
Examples of primary diagnoses for young people who have stayed at SAU since
January 2011 include eating disorder, psychosis, obsessive compulsive disorder
(OCD), autistic spectrum disorder (ASD), emerging emotionally unstable personality
disorder, ADHD, adjustment disorder, mood disorder including a mild or severe
depressive episode and bipolar affective disorder and post traumatic stress disorder
(PTSD). Comorbidities are common. The care required can be highly intensive and
multi-faceted given the often complex nature of many of the young peoples
presentations and histories. For example, some young people have a learning
disability, a history of abuse or there may be concerns about risk of harm to self or
others.
192
of in-patient care in the UK for young people, the purpose and process of the Care
Plan Approach meeting (CPA), the context in which the CPA takes place and issues
to consider.
The CPA Policy: SLaM published an information leaflet for service users and
carers entitled Working Together: The Care Programme Approach (February, 2010).
It summarises key points in the SLaM CPA Policy (April, 2000) in a way that is
relevant and accessible to these service users and carers. It explains that CPA
meetings are held to check how the care plan is working and that it is helpful for the
service user. The aims underpinning the CPA include treating the service user with
dignity and respect, offering information to help the person make informed choices
and to help the person have as much control as possible in making choices about
their care and support. A care plan must follow the Recovery Model which prioritises
hope, quality of life, and involving the service user in a meaningful way. The
publication advises service users and carers that a good care plan is one which the
service user can make sense of, finds helpful and takes his or her thoughts and
feelings seriously.
The CPA Attendance: At SAU, all members of the young persons care team and
agencies involved in their future care are invited, as well as parents or carers and
the young people themselves. Although young people are strongly encouraged to
attend their CPA in order to have a voice, some opt not to attend.
193
The CPA Process: CPAs are planned in advance. The CPA process varies
depending on the context and established practice among the team in that service,
the individuals who attend, including whether or not the patient attends, and the
stage of care. For example, unless admission is very brief, for example only a few
days, every young person at SAU has a CPA before they are discharged. Some
young people might have more than one CPA during their admission if they have a
long admission. The content of discussion focuses on the patients recent
experiences, current symptoms and needs, and planning future care in accordance
with these. The CPA is structured around the CPA form, ensuring all relevant needs
are identified, an assessment of risk and relapse signs is completed and a future
plan identified.
At a CPA held during or towards the end of the young persons admission at SAU,
those responsible for the areas of care offered to the young person, for example,
psychology, psychiatry, education, and social services, give a brief summary of their
observations, interventions, outcomes and recommendations for the future.
On the ward, it was noted that some young people found it difficult to express their
views directly in the meeting, and some young people opt not to attend. Therefore a
questionnaire was introduced by staff at SAU in late 2010 to seek young peoples
views of their care (see Appendix A). It was intended for young people to complete
this questionnaire directly before their CPA with the support of staff. The aim was to
provide young people with the opportunity to express their views of the care they
had received and have the young people responses reported in the CPA and taken
into account in the planning of their care.
194
1.3 This Study
Aims
The project aims to understand the views of young people at SAU about their CPAs.
It asks young peoples views about their CPAs at SAU in terms of strengths and
weaknesses, and the outcomes for young people.
1. How well do young people feel they understand the CPA purpose and process?
a) helping the young person understand and participate in decisions about their care
needs:
how well the young person feels able to understand their situation (i.e., reason for
being in hospital), care plan and decisions that are made about their care (i.e., what
will happen next)
helping the young person feel included in the process of decision-making about their
care (i.e., feeling able and welcome to express their opinion, ask questions, and feel
listened to) for those who chose to attend the CPA and those who did not
feeling able to understand what others attending the CPA (i.e., MDT members, care
coordinators, carers) are saying
feeling supported during the CPA (if attended)
helping to ensure that the young person understands the outcomes of the CPA
How much does the young person agree with the care plan that is developed in
collaboration with them
3. How many young people choose to attend their CPA and, if not, what were the
barriers to this?
195
4. What could be done differently to make CPAs as effective and inclusive for young
people at Snowsfields as possible?
Objectives
To measure the extent to which CPA meetings meet the aims outlined in the SLAM
CPA Policy from the perspective of young people, including how involved they
currently feel and what the barriers and enablers to involvement are.
To measure what the current strengths and weaknesses of the CPA process are
from the perspective of young people.
To identify current areas of good practice in conducting CPAs with young people,
and identify any potential areas of improvement to make CPAs as useful and
inclusive for young people at Snowsfields as possible.
Benefits
The aim was to use the feedback we receive from young people in order to learn
which aspects of the CPA process young people appreciate and find useful, and
which aspects could be improved and in what way. The SAU team expressed their
support for the project. Some members provided information about the current CPA
process and the information and support currently provided to young people.
It was expected that there will be a range of responses which reflect, in part, the age
of the young people, their experience of their health difficulties and the support
offered and basis upon which they are at SAU. In addition, responses were
expected to vary depending on whether the young person attended the CPA or not,
their understanding of their own health needs, their desire for change and their
capacity and confidence to communicate in a group setting.
196
2. METHODS
2.1 Participants
The participants for this study were young people on the SAU. A young person was
eligible to complete the survey once their CPA had taken place.
2.2 Materials
An Information Sheet for Young People (Appendix A) was developed that introduced
the project to the young person in simple clear language, outlining its purpose,
issues around confidentiality and anonymity and what the young person was
required to do. An accompanying Information Sheet for Staff (Appendix B) was
developed to help ensure that the process of supporting a young person to complete
the survey was ethical, consistent and efficient.
The survey was developed in consultation with the SAU team to collect young
peoples views of their CPA. Given that some young people do not attend their CPA,
two versions of the survey were developed. One was for young people who
attended their CPA (Appendix C) and the other was for young people who did not
attend the CPA (Appendix D).
The Information Sheet for Young People and surveys were piloted with two young
people both of whom managed to complete with the support of AJ. One of these
young people had a mild learning disability, and one was functioning well
academically. This was done in order to see whether the survey would be
accessible to a wide range of abilities. As a result, the survey content remained the
same and data from these two pilot surveys were kept as part of the results
presented in this report.
All young people were given an information sheet to read. In this, the survey was
described as part of the service and an opportunity for the young people to share
their perspectives of their CPA and what can be improved. They were assured that
197
refusal to complete the survey would not alter their care in any way and that all
responses would be kept anonymous in the final report. Upon completion of the
survey they were offered the opportunity to discuss any concerns they had about
their CPA with a member of staff. Responses were checked by the staff member
supporting the young person in completing the survey. This was to ensure that, if
warranted, due attention was paid to information that the young person reported in
their survey (e.g., if a young person reported that they did not understand their care
plan an appropriate staff member would meet with the young person to address
this).
2.4 Procedure
Following their CPA, YPs were approached by a staff member at SAU. In
accordance with the Information Sheet for Staff, the staff member provided the
young person with the Information Sheet for Young People and asked the young
person complete the survey. Young people were offered support to complete it at a
time and place that was suitable for them.
The project lead facilitated the data collection process by informing SAU staff
members of data collection procedures and coordinating with young person
advocates, nurses and support workers on the ward to ensure that appropriate
support was provided for young people in completing the survey.
Research shows that people are more likely to respond when face-to-face methods
of seeking feedback are used, whereas postal surveys and constant reminding in
absence are related to higher non-response rates (Sheikh & Mattingley, 1981). It
was recognised that a member of staff needed to be present to support and
encourage the young person when they are asked to provide feedback. During the
course of the project, data was collected about each CPA that took place on the
ward, including those for which the young person was not available or willing to
complete the project survey. This background information allowed us to describe the
CPAs and provide a context for the survey data collected. The data collected
198
included the young persons age, gender, diagnosis or reason for admission,
number of days since admission, whether the CPA was attended by the young
person, reason for not attending (if known), whether the young person completed
the survey and reasons for non-completion (if known).
Once completed, survey responses were read by AJ and her supervisor and
discussed in terms of how they contributed to answering the projects primary
questions as well as any additional insights they provided about the young peoples
perspectives of CPAs.
Content analysis was used to identify and extract the patterns and key messages in
the responses given to open-ended questions. Content analysis is a method of
analysis that facilitates the study of human communication and is widely used in the
social sciences. It has been described by Stemler (2001) as a systematic and
replicable technique for compressing many words of text into fewer content
categories based on explicit rules of coding.
Based on the initial review of the data an emergent coding approach was used to
establish categories upon which our coding was based. This involved identifying
words and phrases that emerged from the data which, given the project questions
and aims, appeared to be of potential interest and relevance. After coding the data
we counted the number of instances within each category (Appendix E). We
identified any patterns in the frequency of data in each category in relation to
characteristics of YPs as individuals (demographic details) and their situation (length
of admission, attendance at CPA, diagnosis) of relevance to the project. The data
were considered in terms of the potential implications for their audience and the
service.
199
3. RESULTS
Thirteen young people completed the surveys between April 2011 and October
2011. A demographic summary of the young people who completed these surveys
is presented in Table 1.
During the period in which the 13 surveys were completed, a total of 30 CPA
meetings took place at SAU. A demographic summary of the 29 young people for
whom these CPAs were held is presented in Table 1.
Table 1. Demographic summary of young people who had CPAs at SAU between
April and October 2011
Responders Non-Responders Total
Gender
Female 10 7 17
Male 3 9 12
Age
Mean 15.75 15.6 15.7
Range 13-18 13-18 13-18
Primary diagnosis
relating to
admission
Adjustment disorder 1 1 2
Developmental 1 1 2
disorder
Depression / bipolar 3 2 5
disorder
Eating Disorder 3 2 5
Personality disorder 3 2 5
OCD 1 2 3
PTSD 0 1 1
Psychosis 0 4 4
Delirium 0 1 1
Unknown 1 0 1
Attended CPA
Yes 11 6 17
No 2 10 12
Weeks since
admission
<4 4 2 6
<8 3 5 8
<12 2 4 6
<16 2 1 3
16+ 2 4 6
200
Reasons given for why a young person did not complete a survey include refusal to
complete it, disengaging despite agreeing to complete it and being discharged in
absence after the CPA. Of those who did not complete the survey, there was
approximately one-third in each category. Most people who did not attend their CPA
had chosen not to as they did not want to. About a third were discharged in
absence.
Content Analysis
The surveys completed reflect a range of perspectives from the 13 young people.
Themes emerged in some areas of enquiry about the CPAs (Appendix E). Some of
the themes demonstrated a relationship to demographic or clinical characteristics of
the young people.
It was noted that all young people completed the questions with fixed response
options and a subset of young people also completed the open-ended questions,
providing answers of varying lengths. No responses were given which warranted
urgent attention from ward staff. No young person asked to discuss their CPA
further with a member of staff upon completion of the survey.
For each question a summary of the responses is presented. Some questions were
fixed-response whereby the young person chose the answer from a range of
options. Other questions were open-ended inviting the young person to use their
own words. Categories were developed for responses that were in the young
persons own words. This includes open-ended questions and any fixed response
questions where a young person has chosen to make additional comments. Young
peoples own words are italicised in this section. Coding reliability was 100%.
201
Question 1. How did you hear about your CPA?
Most young people heard about their CPA from a staff member or their mother. Two
gave detailed information about their experience of hearing about the CPA,
indicating that they had received additional relevant information from the SAU team
(leaflet about CPAs; ward round feedback).
7
Attended
6
Did not attend
5
#YPs
9
Attended
8
6
# YPs
203
Q4: What did you like about your CPA?
6
5
# YPs (attended)
Question 4a: How helpful was it (would it have been) to attend the CPA?
Approximately three-quarters of young people believe their attendance at the CPA
was or would have been at least somewhat helpful, whereas one quarter reported it
would not have been helpful. Of those, all had been admitted for less than eight
weeks before the CPA was held.
Q4a: How helpful was it (would it have been) to attend the CPA?
8
7 Attended
6
Did not
attend
5
# YPs
204
Question 4b: Were you asked to give your views?
Responses indicate that all but one of the young people felt that their views were
invited. One third of these young people indicated that their views were invited a
lot. Two thirds reported that their views were invited a bit.
8
Attended
7 Did not
attend
6
5
# YPs
0
not at all a bit a lot
205
Q4c: Did you feel listened to?
6 Attended
Did not attend
5
4
# YPs
0
not at all a bit a lot
6 Attended
5
Did not
attend
4
# YPs
206
Question 4e: Were you able to understand what people were saying? (attended
only)
Every young person who attended their CPA was able to understand, to some
extent at least, what the other attendees were saying. Those who had been at SAU
for less than eight weeks at the time of their CPA had a less thorough understanding
than others.
7
>8 weeks since
admission
5
# YPs
Question 4f: Were you able to understand what will happen next with your care?
Categories emerging from question 4f reflected a clear ability among young people
to understand what will happen next with their care and, within this, some negativity
in terms of perceptions of the CPA process and its implications on their future care.
Q4f: Were you able to understand what will happen next with your care?
10
8
Attended
6
# YPs
3
# YPs attended
0
don't know / no no things are said nervous / all the everything
answer but not done people / too
much attention
on me
4
#YPs Attended
2.5
# YPs
1.5
0.5
0
No A Bit Yes
Question 6. How much did your CPA help you understand why you are in hospital?
Most young people already understood why they are in hospital. For those who did
not already have this understanding, CPAs contributed to this understanding to at
least some extent. The only young person to report that the CPA was not at all
helpful in improving this understanding expressed negative perceptions of the CPA
across most questions asked in the survey.
209
Q6: Did your CPA help you understand why you are in hospital?
9
5
# YPs
0
not at all a bit a lot I already
understand
Question 7: Did your CPA help you understand your care plan?
The CPA assists over half of young people in understanding their care plan. The
only young person who also said that they did not understand the process or
purpose of the CPA thought that her care plan had not been discussed at the CPA.
For others, the care plan was already understood prior to the CPA.
3
# YPs
0
not at all a bit a lot I already
understand
210
Question 8: How much do you agree with your care plan?
The majority of young people agree to some extent with their care plans.
Approximately one quarter agree a lot and one quarter were unsure or did not
agree. One YP who did not agree gave details which suggest a sense of
hopelessness. Such emotion emerged in other responses she gave in terms of the
process of CPAs and her apparent trust in and respect for those involved in her
care.
7 Attended
Did not attend
5
# YPs
Question 9: Is there anything we can do to make the CPA more helpful for you?
Approximately three-quarters of young people do not have any specific suggestions
of ways in which CPAs can be improved for the young person. Of these, four in five
say that there is nothing that can be done to improve the CPA. This includes most of
those who reported liking nothing about their CPA. A minority report uncertainty over
how improvements can be made. Three young people had specific comments
around improvements. These focussed on control in decision making, paying
attention to and including the young person, and a lack of familiarity and comfort
with the people present at the CPA.
211
Q9: Is there anything we can do to make the CPA more helpful for you?
9
7 Attended
5
# YPs
don't know no actions to follow give YPs a chance people who don't
words to speak know me making
decisions about me
212
4. DISCUSSION
There was a positive trend between certainty about the purpose of a CPA with
length of admission, previous experience of CPAs and the tendency when
completing the survey to share more detailed views (positive and negative) of the
CPA experience.
213
of what the other attendees were saying. There was a trend for this understanding to
be greater among those who had had a longer admission.
Despite young people reporting that they feel listened to, responses suggest that
other aspects of attending the CPA meeting were barriers to their ability to
contribute meaningfully to the CPA. These included whether the meeting chair
allows everyone to have a chance to speak and the impact of having people with
whom the young person is unfamiliar or uncomfortable on his or her ability to
engage in discussions about sensitive personal issues. Of the young people who
didnt attend their CPAs, one reported that this was because she didnt like her first
experience. The number of people present and formality of the process can make
the CPA intimidating and were cited as reasons for why it has been difficult for a
young person to express their points of view and a reason for refusing to attend
subsequent CPAs.
Over half of young people did not report liking anything about the CPA. Within the
few reports given of what they liked reflected concepts of receiving help, the needs
and desires of the young person, and a significant emphasis on a plan of discharge
from hospital as the outcome. There was a tendency towards black and white
thinking depending on whether the aim of discharge was achieved or not.
214
Less than one quarter of responders to the survey identified anything that should be
changed about the CPA. A possible explanation is that they recognise the CPA as a
necessary part of their care and view the current process as acceptable and not in
need of significant adjustment.
This project has too few young people to make any conclusions about how
diagnosis and other demographic variables may relate to views of specific areas of a
CPA. The emergence of any trends highlights the need for a dedicated and
individual-focussed approach in preparing young people for their CPAs and seeking
their feedback to optimise the opportunity they have to experience a CPA that meets
its aims and is helpful for them.
We felt that ethically it was important to report to staff anything we learned from their
feedback that indicated needs in their care (e.g., not understanding the CPA
outcome) that required attention and could be rectified. Although young people were
assured that their answers would not adversely affect their care in any way, the data
is potentially biased as a result of the possibility that some young people declined to
participate due to concerns about anonymity. Young people who feel mistrustful of
taking part in a formal survey might respond better to a conversation with a familiar
professional who is involved in their care.
215
Most people who completed the survey understood the purpose and process of the
CPA, why they are in hospital and their plan. However, the level of understanding
among young people who did not complete the survey remains unclear. It is
possible that those young people who already understood their care plan were also
more likely to choose to complete the survey. Such young people were arguably
more engaged in thinking and talking about their care, thereby facilitating their
understanding, and more motivated to share their views of the CPA. Young people
who did not complete the survey may have understood their care plan but not
necessarily agreed with it. However, literature on the nature of non-responders to
survey-based research shows that people who have something to complain about or
report are more likely to respond to surveys than those who are satisfied (Sheikh &
Mattingly, 1981). The surveys may also have fielded relatively more negative views
given that any young people who felt relatively satisfied or neutral about their CPA
may not have felt the need to comment. Our data also support Sheikh and
Mattinglys (1981) findings that people with a history of psychosis are less likely to
respond.
A further bias is likely to exist as a result of surveys not being completed by those
who did not attend their CPA and were discharged in absence. Our data indicate
that understanding is related to length of admission. Non-responders had relatively
longer admissions than responders. A longer admission often reflects that the young
persons problems are more enduring or severe. In such cases, the young person is
also likely to find it harder to engage in the CPA meeting and CPA feedback
process.
Responses across the survey provide helpful indications of where and how
improvements could be made to the CPA process as well as what is currently in
place and effective.
216
staff being present to support a young person in expressing themselves, particularly
those who are less familiar with SAU and are having their first CPA.
217
4.4 Conclusions
This project has demonstrated that young people generally do understand their care
plans, are in at least some agreement with the plan and feel listened to and invited
to be part of the CPA. It is encouraging to see that most young people have a good
understanding of their need for care and the CPA purpose and process. According
to most young peoples reports, the SAU CPA process meets the aims outlined in
the SLaM policy for CPAs for the majority of young people. This project has been
valuable in identifying ways that staff can enhance the preparation and support they
offer young people as part of the CPA process. It also highlights important ways in
which the CPA process at SAU is already effective and beneficial for young people.
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5. REFERENCES
Working Together: The Care Programme Approach (February, 2010). South London
and Maudsley NHS Foundation Trust
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Appendix A: Information Sheet for Young People
CPAs at Snowsfields
Information Sheet
Dear _______________,
Why?
It is important that we hear every young persons views about their CPA.
Was it helpful? Were there any problems? What would have made it easier or
helpful for you?
We aim to use what you and other young people at Snowsfields tell us to improve
the care we offer.
Your answers will be filed in your notes. If you tell us anything that we feel we could
help you with someone will meet with you to look at how we can help you in the
future.
Many thanks for helping us to the care we offer at Snowsfields as helpful as possible
for every young person.
If you have any questions about this survey please contact Anna or Rachel:
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Appendix B: Information Sheet for Staff
CPAs at Snowsfields
Please help the YP complete the questionnaire as soon as possible after their CPA.
Answers given will treated anonymously and used to write a report to help SAU
make the CPA process as beneficial for each YP a possible.
The only exception to anonymity is if it is in the YPs best interests for the
information to be shared. For instance, if the YP tells us anything that indicates they
would benefit from immediate assistance from a staff member (eg I dont understand
the outcome of my CPA) we may need to share that answer with a member of staff
who can discuss the issue and look at how we can help. YPs completed surveys
will be filed in their notes.
Thank you for your help in understanding YPs views and optimising the care we
offer at Snowsfields.
If you have any questions about this survey please contact Anna or Rachel:
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Appendix C: Post-CPA Survey for Young People Who Did attend
Staff at Snowsfields aim to plan and provide the care that you receive here.
It is important that you feel involved in deciding about your care.
It would be helpful if you could tell us what you think about your care. This will help
us to improve how we care for young people at Snowsfields.
There are no right/wrong answers. Its your views that are important.
Please feel welcome to be completely honest.
The following questions are about how you felt before your CPA took place:
________________________________________________________
________________________________________________________
2. How much did you understand about the reasons for having a CPA
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The following questions are about how you felt during your CPA
________________________________________________________
________________________________________________________
4e) were you able to understand what other people were saying?
not at all a bit a lot
4f) were you able to understand what will happen next with your care?
not at all a bit a lot
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5. Is there anything that you didnt like about attending the CPA meeting?
________________________________________________________
________________________________________________________
The following questions are about how you felt after your CPA
6. Did your CPA help you understand why you are in hospital?
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9. Is there anything we can do to make the CPA more helpful for you?
________________________________________________________
________________________________________________________
________________________________________________________
If YES:
11. How helpful was this form in helping you to share your views about your
experiences and care
12. What were the good things for you about using the form?
________________________________________________________
________________________________________________________
________________________________________________________
________________________________________________________
14. Would you like to discuss your views on CPAs further with a member of
staff?
___________________________________________
If you tell us anything that we feel we could help you with Anna (the psychologist)
might need to speak with you to discuss your views and look at how we can help
you in the future.
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Appendix D: Post-CPA Survey For Young People Who Did NOT attend
Your CPA Tell Us What You Think!
Staff at Snowsfields aim to plan and provide the care that you receive here.
It is important that you feel involved in deciding about your care.
It would be helpful if you could tell us what you think about your care. This will help
us to improve how we care for young people at Snowsfields.
There are no right/wrong answers. Its your views that are important.
Please feel welcome to be completely honest.
The following questions are about before your CPA took place:
1. Had you heard of a CPA? Y N (please circle)
If YES
How did you hear about your CPA?
________________________________________________________
________________________________________________________
2. How much did you understand about the reasons for having a CPA?
not at all a bit a lot
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5. were you asked to give your views before the CPA?
Y N (please circle)
If NO: Go to Q6
If YES:
________________________________________________________
________________________________________________________
7. Is there anything that worries you about attending the CPA meeting?
________________________________________________________
________________________________________________________
________________________________________________________
No A bit Yes
No A bit Yes
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7c) I am worried I wont be able to understand what other people are saying
No A bit Yes
No A bit Yes
________________________________________________________
________________________________________________________
The following questions are about how you felt after your CPA
9. Did your CPA help you understand why you are in hospital?
10. Did your CPA help you to understand your care plan?
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12. Is there anything we can do to make the CPA more helpful for you?
________________________________________________________
________________________________________________________
________________________________________________________
Would you like to discuss your views on CPAs further with a member of staff?
___________________________________________
If you tell us anything that we feel we could help you with Anna (the psychologist)
might need to speak with you to discuss your views and look at how we can help
you in the future.
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Appendix E: Content Analysis
This appendix contains the data and categories emerging for each survey question.
Where answers were closed the categories have already been determined. Any
further information given by young person when answering such questions was
analysed for its content and categorised where applicable.
A bit 5
Not at all 0
No answer given 1
A bit 8
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Not at all 1
Q4a: How helpful was it / would it have been to attend the CPA?
A bit 7
Not at all 3
A bit 8
Not at all 1
A bit 4
Not at all 3
A bit 4
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Not at all 3
Q4e: were you able to understand what people were saying? (attended only)
A bit 7
Not at all 0
Q4e: were you able to understand what people were saying? (attended only)
A bit 7
Not at all 0
Q4f: were you able to understand what will happen next with your care?
(attended only)
5. Was there anything you didn't like about attending the CPA?
Raw data Categories Emerging Number of Young
People
everything is said but nothing is done, Dont know / no 2
it's just following the guidelines. Most of answer
the people there don't even know me. I No 2
knew what would be said anyway.
made me nervous Things are said but 1
dont know not done
not really Nervous / Too many 3
everything; not being able to say people / Attention on
anything and Dr [name] not letting me
anyone speak, including me!
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too much attention on me. I felt Everything 2
embarrassed having my business
discussed in front of a male advocate.
Everything
All the people
All of it
Looking like a fool! Everybody is
intimidating. Its so formal and I forget
forget or freeze*.
No*
*reports by YPs who didnt attend this
time about the previous CPA
experiences
About right 4
Q5b: did you find it hard to say what you think? (attended only)
A bit 4
Yes 4
Q6. How much did your CPA help you understand why you are in hospital?
Raw data Categories Emerging Number of Young
People
I already understand n/a 8
A lot 2
A bit 2
Not at all 1
Q7. How much did your CPA help you understand your care plan?
Raw data Categories Emerging Number of Young
People
I already understand n/a 5
A lot 4
A bit 3
Not at all 1
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Q8. How much do you agree with your care plan?
Raw data Categories Emerging Number of Young
People
A lot A lot 3
A bit A bit 7
Not at all Not at all 2
I just go along with it now. I cant be
bothered trying to make them get it.
Dont know Dont know 1
Q9: is there anything we can do to make the CPA more helpful for you?
Raw data Categories Emerging Number of Young
People making this
point
If people there all said their bit instead those present - 1
of just sitting there. If there was more strangers
action follow up than words. attending to and 2
don' t know including YP
not sure decision-making - 1
no (x7) control
not really action / inaction 2
I don't appreciate people who I rarely
ever see / talk to deciding / making
decisions about me. Yes, they might
know what's best but they're virtually a no / not really 8
stranger to me.
pay more attention to the YPs and
make sure they get a chance to speak
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