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Protein Content in Lymph and Edema Fluids in

Congestive Heart Failure


By CHARLES L. WITTE, M.D., MARLYS HEARST WIrrE, M.D.,
ALLAN E. DUMONT, M.D., WILLIAM R. COLE, M.D.,
AND JOHN R. SMITH, M.D.

SUMMARY
Protein content of tissue fluid and lymph is not uniform and depends upon regional
differences in capillary permeability modified by changes in capillary filtration pressure.
Whereas increased pressure in freely permeable liver sinusoids promotes formation of
excess liver and thoracic duct lymph and ascitic fluid high in protein, increased venous
pressure in less permeable beds promotes formation of excess lymph and edema fluid
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progressively lower in protein content. To ascertain the influence of colloid osmotic


(oncotic) and hydrostatic pressure on excess lymph and edema formation in congestive
heart failure, a disorder characterized by generalized venous hypertension, protein
content of lymph (thoracic duct, liver, and small intestine), intracavitary and
peripheral edema fluid, and plasma were measured in 42 patients with cardiac failure.
In "acute" heart failure, thoracic duct lymph and ascitic fluid have high protein content
(85% and 68% of plasma protein respectively) and are derived primarily from the liver,
but in "chronic" heart failure protein content of thoracic duct lymph and ascitic fluid
are lowered (46% and 40% of plasma protein respectively) by lymph from extrahepatic
sites. In both stages, pleural and leg edema fluid are comparatively low in protein
content (26 to 44% and 3 to 8% of plasma protein respectively).
In congestive heart failure, edema and intracavitary fluid form primarily in response
to increased venous pressure which outside t-he liver is partially counterbalanced by
increased effective plasma oncotic pressure.

Additional Indexing Words:


Ascites Pleural effusion Heart failure Protein Oncotic pressure

T HE PARTITION of extracellular fluid to the blood stream.3 However, the amount


between blood and tissues is determined and composition of excess tissue fluid or
primarily by the balance of hydrostatic and lymph is not uniform throughout the body4 5
oncotic pressure gradients across capillary and depends not only on "Starling forces" but
membranes.' 2 A small excess of tissue fluid also on regional differences in capillary
normally forms, enters lymphatics, and returns permeability.6 Thus, highly permeable hepatic
sinusoids produce a lymph that is almost as
From the Departments of Surgery and Medicine high in protein content as plasma, whereas the
(Cardiology Division), Washington University Schobl less permeable limb capillaries form lymph
of Medicine, St. Louis, Missouri, and Department of that is low in protein.7 Furthermore, venous
Surgery, New York University School of Medicine, hypertension that results from restriction to
New York.
Supported by grants (HE 09073, 11034, 11904,
12179, and AM 10875) from the U. S. Public Health American Heart Association. Dr. Dumont is a
Service, the American and Missouri Heart Associa- recipient of the U. S. Public Health Service Career
tions, and the Institute of Medical Education and Research Development Award.
Research, City Hospital, St. Louis, Missouri. Address for reprints: Dr. C. Witte, Department of
Dr. M. Witte is an Established Investigator of the Surgery, University of Arizona, Tucson, Arizona 85721.
Circulation, Volume XL, November 1969 623
624 WITTE ET AL.
venous blood flow not only increases filtration Methods
pressure and formation of lymph, but further Forty-two patients with existing or prior
exaggerates regional differences in protein cardiac failure were studied (table 1). Each
content of lymph.8'9 It is ultimately the patient was under treatment in the hospital or
effective colloid osmotic (oncotic) pressure of had been treated for congestive heart failure
previously. Observations were made in 17 living
plasma (plasma minus tissue) that counter- patients, including three with "compensated"
balances the effective filtration pressure.10 cardiac failure, and in 25 others at autopsy. The
In congestive heart failure, venous return is etiology of cardiac failure varied but the
impeded and venous pressure and volume predominant causes were arteriosclerotic and
increase. Accordingly, filtration of fluid out of rheumatic heart disease. Ages ranged from 4
weeks to 88 years.
capillaries into tissues is favored and produc- Eighteen patients who died within 3 weeks
tion of lymph increases."1 12 Although the after onset of symptoms were categorized as
complex derangements leading to edema "acute" cardiac failure. Each patient was receiv-
formation in this disorder are not clearly ing digitalis therapy, and 14 of them were being
understood, a satisfactory explanation must treated with diuretic drugs at the time of death.
Twenty-one patients who had signs and
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encompass regional differences in capillary symptoms of cardiac decompensation for several


fluid fluxes and in lymph drainage. months to several years were classified as
On the basis of these considerations, protein "chronic" congestive heart failure. They had been
content in lymph and edema fluids was eating a salt-restricted diet and had been
measured in patients with cardiac failure in an receiving continuous medication, including digi-
talis and diuretic drugs. Thirteen patients had
attempt to determine the effective plasma central venous pressure determinations while in
oncotic pressure and the influence of capillary cardiac failure; the mean value was 32 cm of
hydrostatic pressure on production of excess saline and the median 27 cm of saline. In 19 of the
interstitial fluid in congestive heart failure. patients the functional and therapeutic classica-
Total protein content of thoracic duct, liver tion was IV-E.
Three patients had "compensated" heart fail-
and intestinal lymph, peritoneal, pleural, and ure. None had visible edema and functional-
peripheral edema fluid and plasma was therapeutic classification ranged from I-A to II-B.
measured in various combinations in 42 Each patient was receiving digitalis and two were
patients with varying severity and duration of receiving diuretic drugs as well.
cardiac decompensation. The results were Total protein content in lymph, ascitic, pleural
and peripheral edema fluid, and plasma was
compared with findings in control subjects measured in a T/S refractometer (Ameican
and with previous observations in patients Optical Model 10401) or by the biuret method.
with hepatic cirrhosis in whom venous hyper- Small samples of lymph were collected in
tension is confined to the splanchnic bed, a heparinized capillary tubes after transection of a
great excess of thoracic duct lymph is formed, lymphatic vessel. Peripheral edema fluid was
similarly collected spontaneously or during gentle
and ascites is a common occurrence. compression after insertion of a fine needle into
Table
List of Patients Studied with Congestive Heart Failure
Sex Age in yeare (mean)
No. of
Type of heart disease patients Male Female Male Female
Arteriosclerotic 21 10 11 68 75
Rheumatic 10 3 7 42 49
Congenital 4 3 1 11 47
Cor pulmonale 4 3 1 59 45
Marie-Strumpel spondylitis 1 1 0 51 --
(aortic insufficiency)
Idiopathic cardiomyopathy 1 1 0 45
Unknown 1 0 1 - 47
Total 42 21 21 46 53

Circlatsion, Volume XL, November 1969


PROTEIN CONTENT IN LYMPH AND EDEMA FLUIDS 625
Plasma Protein 7.009 7.7!1.2 6.6t1.2 5.51.5
(Gm %) patients) and left (9 patients) thoracic cavities,
8316 ascitic fluid (22 patients), leg edema fluid (4
patients) and plasma (25 patients) were ob-
tained and total protein content was measured. In
78 samples the albumin level was determined by
Micro Zone electrophoresis (Beckman Model
R100, 110) or by salt fractionation. The findings
were compared with values in lymph and plasma
5- at operation or autopsy in control subjects without
Kq congestive heart failure or hepatic cirrhosis.
K12
Results
Figures 1 to 3 summarize the total protein
Figure 1
content (expressed as % plasma level) in
lymph and edema fluids in patients with
Total protein in thoracic duct lymph (mean + SD) in "acute," "chronic," and "compensated" conges-
control subjects and in patients with acute, chronic,
and compensated congestive heart failure (CHF). tive heart failure. Total protein levels in
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Numbers at the bottom of each bar represent number lymph of control subjects are shown in figures
of patients studied. 1 and 2.

In patients with "acute" congestive heart


the edematous leg. In 15 patients the thoracic failure, the protein level in thoracic duct
duct in the left side of the neck was cannulated lymph was 15% higher than control values
under local anesthesia for therapeutic purposes, (P <0.01) and within normal limits in liver
and lymph flow rate (by gravity drainage) and and intestinal lymph* (figs. 1 and 2). The
total protein content were determined. These
cases were reported in detail previously.". 12 protein content in ascitic fluid was very high
In two of the patients leg edema fluid was (68% of plasma protein), lower in right and
sampled and total protein content determined. left pleural fluid (44% and 35% of plasma
In 25 patients at autopsy, samples of thoracic protein respectively), and very low in leg
duct lymph from the posterior mediastinum (16 edema fluid (3% of plasma protein; fig. 3).
patients), liver lymph from periportal lymphatics
(17 patients), intestinal lymph from mesenteric
lacteals (9 patients), pleural fluid from right (14
*No difference was found in control protein levels
Plasma Protein 6.8 t 1 3 7.8 '1.2 6.8t 09 in thoracic duct, liver, and intestinal lymph obtained
(Gm %)
06 t 11
at operation or at autopsy as reported previously.13
Lymph:
El Liver Plasma Protein 7.6 1.3 6.7 t 1.2
(Gm%)
E3 Intestinel Asclitec Fluid
0 Righit Pleural Fluid
Q Left Ploura/ Flid
* Leg Edema Fluad

40 ,19

29t 9

3I-1
Figure 2
Figure 3
Total protein in liver and intestinal lymph (mean + SD)
in control subjects and in patients with acute and Total protein in ascitic, pleural, and peripheral edema
chronic congestive heart failure (CHF). Numbers at fluid in acute and chronic congestive heart failure
the bottom of each bar represent number of patients (CHF). Numbers on the bottom of each bar represent
studied. number of patients studied.
Circulation, Volume XL, November 1969
626 WITTE ET AL.
Table 2
Average Levels of Albumin (A) and Globulin (G) in Plasma and Lymph (G/100 ml) Based on the Total and
Fractional Protein Content in Patients with "Acute," "Chronic," and "Compensated" Congestive Heart Failure
(CHF) Compared with Control Subjects*
Control "Acute" CHF "Chronic" CHF "Compensated" CHF
Total Total Total Total
protein %A A/G protein %A A/G protein %A A/G protein %A A/G

Plasma 6.6 57.0 387


2.84
8.0 45.8 -36
4.3
6.5 48.4 3.1
3.36
5.8 59.0 334
23
(11) (10) (12) (2)
Thoracic duct lymph 4.3 59.0 2.70 7.1 43.8 3.0 3.0 46.9 1.38 4.0 68.8 25
(10) 1.0 (6) 4.00 (4) 1.62 (2) 1.25

Liver lymph 6.2 64.2 222 8.7 48.4 420 6.3 46.7
2.9

(2) 2.22 (4) 4.50 (3) 3.36

Intestinal lymph 4.1 62.3 2.55 5.2 45.8 2.39 3.0 40.7 1.76
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(2) 1.55 (3) 2.81 (3) 17

* Numbers in parentheses represent the number of subjects whose data have been averaged for the value
tabulated.
Table 3
Average Levels of Albumin (A) and Globulin (G) in Ascitic, Pleural, and Leg Edema Fluid
(g/100 ml) Based on the Total and Fractional Protein Content in Patients with "Acute' and
"Chronic" Congestive Heart Failure (CHF)*
"Acute" CHF "Chronic" CHF
Total Total
protein %A A/G protein %A A/G

Ascitic fluid 5.7 48.7 2.78 2.8 46.3 1.30


(9) 2.92 (3) 1.50

Right pleural fluid 3.6 57.2 12.504 2.0 46.0 1.08


10
(4) 1.4(2)
Left pleural fluid 2.4 50.5 1.21 2.4 41.1 0.98
(4) 1.19 (2) 1.42

Leg edema fluid 0.3 58.0 0.17 0.6 47.5 0.28


(2) 0.3(3) 03

* Numbers in parentheses represent number of subjects whose data have been averaged for
the value tabulated.
In patients with "chronic" congestive heart (P > 0.4 and P > 0.2 respectively) from val-
failure, the protein content in thoracic duct ues in "acute" heart failure (fig. 3).
lymph was 36% lower (P < 0.01) and in In patients with "compensated" congestive
intestinal lymph 31% lower (P <0.02) than heart failure, the protein level in thoracic
control values and within normal limits in duct lymph was within normal limits (fig. 1).
liver lymph (figs. 1 and 2). The protein Tables 2 and 3 represent the average levels
content in ascitic fluid and right pleural fluid of albumin and gobulin in plasma, lymOp,
was 41% lower (P < 0.01 and P < 0.02 respec- and edema fluids in patients in congestive
tively) than values in "acute" heart failure, heart failure as compared with control sub-
but the protein level in leg edema and left jects. The albumin fraction was lower in
pleural fluid was not significantly different patients with heart failure but there were no
Cisrclaiton, Volsme XL, November 1969
PROTEIN CONTENT IN LYMPH AND EDEMA FLUIDS 627
Table 4
Estimated Oncotic Pressure (H in mm Hg) in Plasma (H P), Liver (HLL), Extrahepatic Portal (IL) and
Peripheral Tissues (He) in Control Patients and in Those with "Acute" and "Chronic" Congestive Heart Failure
(CHF) Calculated from Albumin and Globulin Concentrations (g%)* in Plasma, Liver Lymph, Intestinal
Lymph, and Peripheral Interstitial Fluid (Tables 2 and 3)
Effective IIP
Control "Acute" CHF "Chronic" CHF Control "Acute" CHF "Chronic" CHF
HP 19.6 23.6 18.3
IILL 19.1 26.4 17.4 Liver (HiP - ILL) +0.5 -2.8 +0.9
HlIL 11.4 13.6 7.1 Intestine (IIP - IL) +8.2 +10.0 +11.2
He 4.8t 0.7 0.8 Leg (iiP - He) +14.8 +22.9 +17.5
* Based on van't Hoff's law corrected for Donnan effects and protein-protein interaction'4
H albumin = 2.8c + 0.18c2 + 0.012c3
H globulin = 1.6c + 0.15c2 + 0.006c3
(c = g%).
t Estimated from animals. 15
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essential differences between the "acute" and low-protein lymph.3 16 When the rate of
"chronic" stages. Note that there is a slight formation of capillary filtrate exceeds the rate
discrepancy between the average values in of lymph reabsorption, low-protein edema
total protein shown in figures 1 to 3 because fluid accumulates.7' 17
not all samples were fractionated for albumin. The liver, however, does not behave in this
Table 4 represents estimated oncotic pres- fashion. Hepatic sinusoids are perfused pri-
sure in the plasma, liver, intestine, and lower marily by low-pressure portal venous blood
extremity in control patients and in those with and are lined by a very tenuous endothelium
congestive heart failure. Whereas venous with large gaps,'8 allowing molecules the size
hypertension in heart failure immediately of plasma protein to pass freely.6 18 As a
tends to shift fluid into the liver, an increase in result, there is little or no oncotic gradient
effective plasma oncotic pressure in extrahepa- across the sinusoidal wall. Small increments in
tic portal and peripheral capillaries requires a the normally low venous pressure produce a
rise of at least 4 mm Hg in filtration pressure great increase in production of hepatic capil-
to produce a net fluid flux into these tissues. lary filtrate and hepatic lymph high in
Discussion protein.'9 20 Accordingly, in dogs with con-
striction of the inferior vena cava above the
Starling recognized the importance of plas- diaphragm and in patients with "early"
ma oncotic pressure in regulating capillary hepatic cirrhosis, restriction to hepatic venous
fluid exchange; he reasoned further that outflow greatly increases flow of high-protein
elevation of capillary hydrostatic pressure lymph from periportal hepatic lymphatics and
would lead to a fall in tissue oncotic pressure: the thoracic duct.20 2' When transfer of fluid
"With increased capillary pressure there must out of the sinusoid exceeds the capacity of
be increased transudation until equilibrium is hepatic lymphatics to absorb the fluid, excess
established at a somewhat higher point, when liver lymph spills into the peritoneal cavity to
there is a more dilute fluid in the tissue spaces
and therefore a higher absorbing force to form ascitic fluid high in protein.20 21 In
balance the increased capillary pressure."' contrast, in dogs with an aorto-portal vein
In general, mild elevations in venous shunt combined with restriction to transhepa-
pressure are initially counterbalanced by a tic portal blood flow, and in patients with far-
reduction in tissue oncotic pressure (table 4), advanced hepatic cirrhosis, marked elevation
but a further sustained rise in venous pressure in extrahepatic portal pressure (>30 cm of
shifts fluid into tissues and increases flow of saline) promotes the formation of large
Circulation, Volume XL, November 1969
628 WITTE ET AL.
amounts of both mesenteric and thoracic duct levels in intestinal and thoracic duct lymph
lymph very low in protein.21'22 When transfer and ascitic fluid seldom fall to the very low
of fluid out of splanchnic capillaries exceeds levels characteristic of far-advanced hepatic
the capacity of mesenteric lymphatics to cirrhosis in which portal hypertension is much
absorb the fluid, excess extrahepatic portal more prominent. The difference in portal
lymph very low in protein accumulates in the circulatory dynamics between cirrhosis and
peritoneal cavity.21' 22 congestive heart failure probably relates to
Failure of the heart to pump blood concomitant alterations in splanchnic arterial
effectively into the arterial circulation leads to blood flow. Whereas patients with cirrhosis
venous hypertension. The delicately balanced have normal or increased cardiac output28 in
liver sinusoid responds with a great outpour- conjunction with reduced transhepatic portal
ing of liver lymph high in protein that floods blood flow,29 patients with heart failure have
the thoracic duct. When the formation of decreased effective cardiac output3' 31 partial-
excess liver lymph is more rapid than its ly offsetting the tendency for portal pressure
reabsorption, ascitic fluid high in protein to rise from increased resistance to transhepa-
accumulates. (As in caval-constricted dogs, tic portal flow.
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protein values in ascitic fluid are somewhat Controversy exists concerning the mecha-
lower than in liver lymph after osmotic nism of edema formation in congestive heart
equilibration with interstitial fluid in the failure-that is, does edema result primarily
extrahepatic portal bed).19 23 On the other from renal salt and water retention,3236
hand, venous hypertension outside the liver lymphatic obstruction,37 or changes in capil-
increases filtration of water more than pro- lary permeability due to decreased cardiac
tein.24 When regional lymphatics are over- output and hence arterial perfusion,31'37 or is
whelmed, peripheral edema fluid very low in it a direct result of systemic venous hyperten-
protein and pleural fluid relatively low in sion?38 39 Ischemia or trauma to capillaries as
protein result.* well as lymphatic obstruction alone results in
Starling believed that in the early stages of edema fluid that is consistently high rather
heart failure forced outflow of plasma from than low in protein.40'41 Plasma simply "leaks"
the venous side of the circulation into the liver into tissues in bulk or fails to be removed.
substance and its lymphatic network protected Lymph stasis, however, does eventually devel-
the failing heart and at the same time buffered op in cardiac failure as lymphatics are
the circulation outside the liver from venous overloaded and lymph flow into high pressure
hypertension.27 The data suggest, however, central veins is impeded.445 But the fact
that as this compensatory mechanism becomes that ascitic fluid from the liver is high in
insufficient, excess lymph can no longer return protein, and that edema fluid in other areas is
to central veins with elevated pressure as fast low indicates that the primary driving force is
as it forms, and resistance to transhepatic venous hypertension resulting from failure of
portal blood flow rises. Mesenteric venous forward venous flow. Retention of salt and
hypertension develops, and protein content in water further expands extracellular fluid vol-
extrahepatic portal lymph falls. Protein con- ume and imposes an ever increasing burden
centration of thoracic duct lymph also de- on an already overworkedb lymphatic circula-
creases, reflecting the greater contribution of tion. On the other hand, treatment with low-
extrahepatic lymph. However, the protein salt diet and diuretic drugs contracts extracel-
lular fluid volume and reduces the load on the
*In recumbent animals, protein content of leg lymphatic circulation.
lymph is normally 20 to 30% of plasma level,15 and In congestive heart failure, the protein
protein content in pleural fluid in diseases not content of lymph and edema fluids reflects the
characterized by venous hypertension (for example,
carcinoma and tuberculosis) is 60 to 80% of plasma hydrostatic pressure in different capillary beds
level.25. 26 and allows an estimation of effective plasma
Circulation, Volume XL, November 1969
PROTEIN CONTENT IN LYMPH AND EDEMA FLUIDS 629

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Circulation, Volume XL, November 1969


Protein Content in Lymph and Edema Fluids in Congestive Heart Failure
CHARLES L. WITTE, MARLYS HEARST WITTE, ALLAN E. DUMONT,
WILLIAM R. COLE and JOHN R. SMITH
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Circulation. 1969;40:623-630
doi: 10.1161/01.CIR.40.5.623
Circulation is published by the American Heart Association, 7272 Greenville Avenue, Dallas, TX 75231
Copyright 1969 American Heart Association, Inc. All rights reserved.
Print ISSN: 0009-7322. Online ISSN: 1524-4539

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