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Biological Psychology xxx (2008) xxx–xxx


www.elsevier.com/locate/biopsycho

Provisional hypotheses for the molecular genetics of cognitive


development: Imaging genetic pathways in the
anterior cingulate cortex
John Fossella a,*, Jin Fan a,b, Xun Liu a, Kevin Guise a, Karin Brocki a,
Patrick R. Hof b, Raja Kittappa c, Ronald McKay c, Michael Posner d
a
Department of Psychiatry, Mount Sinai School of Medicine, One Gustave L. Levy Place, New York, NY 10029, United States
b
Department of Neuroscience, Mount Sinai School of Medicine, One Gustave L. Levy Place, New York, NY 10029, United States
c
Laboratory of Molecular Biology, National Institute of Neurological Disorders and Stroke, National Institutes of Health,
Bethesda, MD 20892, United States
d
Department of Psychology, University of Oregon, Eugene, OR 97403, United States
Received 28 September 2007; accepted 18 December 2007

Abstract
Brain imaging genetic research involves a multitude of methods and spans many traditional levels of analysis. Given the vast permutations
among several million common genetic variants with thousands of brain tissue voxels and a wide array of cognitive tasks that activate specific brain
systems, we are prompted to develop specific hypotheses that synthesize converging evidence and state clear predictions about the anatomical
sources, magnitude and direction (increases vs. decreases) of allele- and task-specific brain activity associations. To begin to develop a framework
for shaping our imaging genetic hypotheses, we focus on previous results and the wider imaging genetic literature. Particular emphasis is placed on
converging evidence that links system-level and biochemical studies with models of synaptic function. In shaping our own imaging genetic
hypotheses on the development of Attention Networks, we review relevant literature on core models of synaptic physiology and development in the
anterior cingulate cortex.
# 2008 Elsevier B.V. All rights reserved.

Keywords: Genetic; Imaging; Brain; Cingulate; Development

1. Introduction Activity in this well-studied brain region has been implicated in


cognitive monitoring of control (Botvinick et al., 2004),
Imaging genetic studies on the human brain involve a conflict resolution (Botvinick et al., 2001), effortful control and
universe of permutations among several million common self-regulation (Posner and Rothbart, 2007). Extensive projec-
genetic variants with thousands of voxels in both white and gray tions from the ACC subgenual area 25 to the amygdala,
matter and a wide array of cognitive tasks that activate specific parabrachial nucleus and periaqueductal grey are thought to
brain systems. In order to avoid statistical limitations and underlie the role of this region in emotion (Vogt, 2005),
expenditures inherent to unconstrained exploratory imaging- somatosensory pain (Sikes and Vogt, 1992), social exclusion
genetic analyses, we have adopted a hypothesis-driven pain (Eisenberger et al., 2003) and placebo modulation of pain
investigative approach where predictions are synthesized from (Derbyshire et al., 2004; Raz et al., 2005). In each of these
evidence obtained from structural and functional studies in complex cognitive processes, the ACC participates in linking
humans, mice, and cell-based systems. We are focused on the sensory inputs with top down rules or expectations in order to
developmental biology of Attention Networks and, most generate motor responses that guide behavior. Lesions to this
recently, on the role of the anterior cingulate cortex (ACC). area can have wide ranging effects from transient reduction of
performance in specific tasks (Janer and Pardo, 1991) to an
inability to make decisions in the real world (Eslinger and
* Corresponding author. Damasio, 1985); whereas cingulotomies reduce the unplea-
E-mail address: John.fossella@mssm.edu (J. Fossella). santness of pain (Zhuo, 2005) and stimulation of specific
0301-0511/$ – see front matter # 2008 Elsevier B.V. All rights reserved.
doi:10.1016/j.biopsycho.2007.12.006

Please cite this article in press as: Fossella, J., et al., Provisional hypotheses for the molecular genetics of cognitive development: Imaging
genetic pathways in the anterior cingulate cortex, Biol. Psychol. (2008), doi:10.1016/j.biopsycho.2007.12.006
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cingulate subregions can relieve symptoms associated with population of 200 healthy adults showed modest genetic
negative mood and anxiety (Ressler and Mayberg, 2007). associations for common variants in genes including mono-
In beginning to understand the biological basis for normal amine oxidase a (MAOA) and the dopamine d4 receptor
complex cognitive processes and abnormal processes related to (DRD4) (Fossella et al., 2002). Subsequent imaging-genetic
neuropsychiatric illness we have undertaken a genetic experiments on the maoa and drd4 genes revealed significant
approach. Although many complex disorders have a strong genotype-dependent differences in the blood oxygen level
genetic component, we recognize that traditional behavioral- dependent (BOLD) response, located in the ACC, when
genetic studies often generate mixed results that can be difficult subjects were performing the executive attention component of
to replicate (Kendler, 2006). Interestingly, deficits in the the task (Fan et al., 2003). Later, a separate group replicated the
structure and function of the ACC are well reported for many maoa finding (Meyer-Lindenberg et al., 2006). In a follow-up
disorders. When such deficits are shown to co-segregate with study, we found individual differences in ACC activity that
disorders and also shown to be heritable, then the term were associated with variation in a genetic marker linked to the
‘endophenotype’ can be used to indicate that the genetic basis dopamine d2 receptor (DRD2) (Fossella et al., 2006).
for variation in such traits will likely inform the genetic risk for
a more complex disorder. The cingulate region, in particular, 1.2. Bridging levels of analysis: from genes to BOLD
appears well situated for genetic analysis. Healthy relatives of response
patients with schizophrenia show 11.4% less right cingulate
gray matter volume, 8% reduction in surface area and bilateral A standard hypothesis for an imaging-genetic experiment
reductions in thickness of up to 2.5% (Goghari et al., 2007). would, naturally, suggest that a variant allele of a specific
Variation in tasks that activate regions of the ACC, such as candidate gene is correlated with an increase (or decrease) in
spatial working memory, divided attention and attentional set volume or BOLD response for a particular brain region, during
shifting typically show high heritabilities in twin studies a particular contrast of task conditions. For example, central
(Cannon et al., 2000; Pardo et al., 2000). Also, twin studies hypotheses of studies on the Val108Met variant in the catechol-
reveal that genetic factors contribute about 60% of the variance O-methyl transferase (COMT) gene predict that the less active
in ERPs (event-related potentials) that arise from activity in the Methionine protein isoform leads to slightly higher levels of
ACC such as the N2 and P3 amplitudes (Anokhin et al., 2004). extrasynaptic dopamine, which, then, is predicted to enhance
The seminal work of Pezawas and colleagues (Pezawas et al., activity-dependent synaptic processes (Egan et al., 2001). This
2005) has identified allele-specific grey matter volume prediction extends to task-related activity in regions, such as the
associations and functional activations in this brain region prefrontal cortex, that are rich in dopaminergic innervation and
with polymorphic expression states of the serotonin transporter where expression of the dopamine transporter is reduced
(5HTT). Finally, a brief review of our own imaging genetic (Sesack et al., 1998). Tests of this central hypothesis support
research on the development of normal attention shows that this core synaptic model and find an inverted U-shaped
variation in several genes involved in dopaminergic regulation response of BOLD versus genotype that is consistent with the
correlates with individual differences in brain activity in the dose–response effects of neuromodulators on synaptic function
ACC. Thus, imaging-genetic studies on the development of the (Mattay et al., 2003). In the case of COMT, a hypothesis based
ACC are, perhaps, an attractive endophenotype, or alternate on the function of specific genes at the level of the synapse,
strategy, for gaining access to details of the genetic risk of constituted a natural midpoint or ‘conceptual bridge’ where
complex mental illness. evidence-based links between brain structure/function, on one
side, and genetic variation, on the other side, could be linked
1.1. Imaging-genetic studies of attention link genotype to together. Similarly, recent imaging genetic studies on the
cingulate activation serotonin transporter that examine the BOLD response in brain
regions that share synaptic connectivity are readily supported
Our efforts to understand how biochemical factors might by converging evidence obtained from studies at the systems
relate to normal attention and abnormal behavior, have relied level, on one side, and biochemical pathway level, on the other
on the Attention Network Task (ANT), a task that has been (Heinz et al., 2005; Pezawas et al., 2005).
shown to activate specific anatomical networks involved in Despite a few robust and highly replicated findings in the
orienting to sensory events, maintaining an alert state and imaging genetics literature, it is important to mention that there
resolving conflict between stimuli and responses (Corbetta and are still many gaps in the existing converging evidence and
Shulman, 1998; Mesulam, 1981; Fan and Posner, 2004). We known limitations to the hypothesis shaping framework we are
initially explored the reliability, validity and heritability of the describing here. For one, the BOLD-response, which has an
ANT as an endophenotype for genetic studies. Test–retest indirect relationship to synaptic activity, remains poorly
studies on the ANT show the executive network is the most understood in terms of biochemical pathways. Rapid presenta-
reliable (0.77) component. We also found executive attention tion of visual stimuli, in a rat model, can give rise to a form of
deficits in schizophrenia (Wang et al., 2005). A small-scale twin long-term potentiation that lasts up to 2 h (Clapp et al., 2005a).
study (n = 50 pairs) found that executive attention network Similar visual stimulation in humans induces a relative increase
efficiency has a heritability of (h2 = 0.89) (Fan et al., 2001). in BOLD activity in the primary visual areas (Clapp et al.,
Subsequent behavioral genetic investigations on a mixed 2005b). Using a whisker stimulation paradigm, Lu and

Please cite this article in press as: Fossella, J., et al., Provisional hypotheses for the molecular genetics of cognitive development: Imaging
genetic pathways in the anterior cingulate cortex, Biol. Psychol. (2008), doi:10.1016/j.biopsycho.2007.12.006
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colleagues (Lu et al., 2004) found that the hemodynamic of long-term potentiation (LTP) in the mouse and rat cingulate
response as measured by high resolution fMRI (3T, voxel size cortex (Zhao et al., 2005, 2006; Zhuo, 2007). In their
156 mm  156 mm  2000 mm) in layers IV–VI of the rat experimental system, several different forms of stimulation
whisker barrel cortex was tightly correlated with changes in such as spike-EPSP-pairing and theta-burst stimulation are
cerebral blood volume (CBV) and neuronal activity as used to mimic endogenous activity of ACC neurons and are
measured by cfos expression. Looking more closely at the able to induce a form of potentiation that can last from 40 to
biochemical level, however, it is clear that there are many 120 min (Wei et al., 2002b). Not surprisingly, these forms of
overlapping signal transduction cascades that couple neural potentiation are dependent, to different extents, on presynaptic
activity with vasodilation and vasoconstriction (Raichle and and postsynaptic enhancement mechanisms as well as
Mintun, 2006). For example, the M5 muscarinic acetylcholine structural changes at the synaptic cleft. Presynaptic mechan-
receptor (M5R), when inactivated, gives rise to abnormal, long- isms are supported by increased input–output curves and
lasting vasoconstriction of cerebral arteries, reduced blood decreased paired pulse facilitation in ACC slice recordings
flow, and atrophy of apical and basal dendritic arborizations in from animals suffering from chronic pain (Zhao et al., 2006).
pyramidal neurons (Araya et al., 2006). Indeed, more genetic Pharmacological manipulations reveal that GluR1, but not
study directed to the BOLD response per se, will better inform GluR2 subunits of AMPA receptors modulate an early
future hypotheses. Also, the use of multiple imaging modalities induction phase while both NR2A and NR2B subunits are
has been suggested as a means to learn more about the necessary for the maintenance of LTP (Toyoda et al., 2007).
physiological basis for fMRI-BOLD changes. In particular, Characterization of plasticity using various gene-targeted
fMRI in conjunction with EEG and deep electrodes has been mouse models reveals specific roles for NMDA receptors,
successful at linking synaptic physiology with neurovascular adenylyl cyclase subunits (AC1 and AC8), and calcium
coupling processes (Logothetis, 2007). calmodulin dependent kinase type-IV (CaMKIV) in long-
lasting plasticity in the ACC. For example, in mice lacking
1.3. A core synaptic model for imaging genetic studies of either the GluR5 or GluR6 subunit, kainate EPSP’s were
the ACC reduced in single knockout and absent entirely in double 5/6
targeted animals (Wu et al., 2005b). Gene deletion of adenylate
With these limitations and the existing literature in mind, we cyclase subunits AC8 and AC1 reduced forskolin-induced
have started to formulate provisional imaging-genetic hypoth- plasticity and abolished LTP in the ACC using both theta-burst
eses for understanding how genetic factors might modulate and EPSP-paring (Liauw et al., 2005). Activation of CREB was
attentional efficiency via the ACC. First, we seek to shape our not observed in CaMKIV knockout mice using theta-burst
hypotheses within the context of a particular task where the role stimulation (Wei et al., 2002a; Wei et al., 2003). Lastly, it has
of the ACC is well characterized. In our recent work using the been observed that LTP in the ACC is absent in mice lacking the
ANT, the effective connectivity among regions within the ACC FMRP synaptic protein (Zhao et al., 2005) and the transcription
shows that interactions between the anterior rostral cingulate factor EGR1 (Ko et al., 2005).
zone (RCZa) and the caudal cingulate zone (CCZ) of the ACC To explore plasticity in the ACC without the use of artificial
is modulated by the context of conflict (Fan et al., 2007b). Also, stimulation, Zhuo and colleagues have developed paradigms
high-density scalp electrical recordings during the executive involving peripheral hindlimb injury. Following amputation of
attention component of the ANT reveal an early (<400 ms) a central digit of the hindpaw, rapid and long-lasting
increase in gamma-band activity, a later (>400 ms) decrease in enhancements of sensory responses are observed to peripheral
beta- and low gamma-band activity after the target onset, and a stimulation (Wei and Zhuo, 2001). Intracellular recordings
decrease of all frequency bands before response followed by an showed rapid MK-801 (an NMDA antagonist) sensitive
increase after the response (Fan et al., 2007a). Our utilization of depolarization in response to injury followed by a prolonged
several MRI- and non-MRI-based imaging modalities (such as state of depolarization (Wu et al., 2005c). This extended period
EEG) permits us to examine the validity and robustness of of depolarization was accompanied by a well-known set of
individual imaging genetic findings across imaging modalities. immediate early genes such as c-fos, egr1 and creb which, via
Second, to the extent that these different imaging modalities transcriptional activation, may help sustain periods of
(EEG vs. structure vs. functional vs. diffusion, etc.) are potentiation lasting for several days. Thus, the core model
sensitive to different aspects of cellular and neural network suggests that LTP in the ACC occurs after peripheral injury and
physiology, we can, with caution, begin to specify the may mediate persistent pain. Again, NR2B as well as AC1 and
association of a genetic variant with a certain physiological AC8 were implicated in this in vivo form of plasticity using
process. gene targeted mouse models (Wei et al., 2002a; Wei et al.,
As noted earlier, we seek to construct hypotheses around 2001). Mice that overexpress the NR2B subunit, for example,
synaptic processes as a point of convergence between systems- demonstrate increased sensitivity to peripheral injury (Wei and
level and biochemical-level pathways. Among other processes, Zhuo, 2001) and these behavioral responses were reversed by
the synaptic changes associated with long-lasting potentiation administration of selective NR2B antagonists (Wu et al.,
and depressions are well studied at these levels of analysis. Our 2005a). Similarly, mice lacking AC1 and/or AC8 show
provisional hypotheses are rooted largely on the extensive reduction of persistent pain which can be reversed via injection
findings of Zhuo and colleagues who have characterized a form of AC activators such as forskolin (Wei et al., 2002a).

Please cite this article in press as: Fossella, J., et al., Provisional hypotheses for the molecular genetics of cognitive development: Imaging
genetic pathways in the anterior cingulate cortex, Biol. Psychol. (2008), doi:10.1016/j.biopsycho.2007.12.006
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Potentiation in response to injury may occur due to a loss of an hemispheres meet. Drastic midline deficits in animal models
auto-regulatory form of long-term depression that helps to and humans have been linked to the hedgehog signaling
normally quiet neuronal activity in the ACC, since, induction of pathway. In addition, bone morphogenetic proteins (BMPs) are
LTD was only partially successful in injured animals and loss- expressed at the dorsal apex (apices in cortices) in the
of LTD was site-specific (Wei et al., 1999). embryonic central nervous system. In the absence of BMP
signaling, the dorsal cortex does not properly develop (Hebert
1.4. Provisional hypotheses in a developmental context et al., 2002; Monuki et al., 2001), whereas constitutive
activation of BMP signaling causes dorsalization of the cortex
In seeking to develop testable imaging genetic hypotheses, (Panchision et al., 2001).
we recognize that genetic programs contribute greatly to the Detailed anatomical studies have been conducted on
early development of the brain, and, that long-range patterns of populations with holoprosencephaly, a genetic disorder where
synaptic connectivity are under strong genetic control. Indeed, the embryonic forebrain does not sufficiently divide into the
genetic influence on differences in behavior and brain activity double lobes of the cerebral hemispheres, and instead, are
in adults may well be the result of genetic processes that act conjoined across the midline, resulting in a single-lobed brain
quite early during brain and cognitive development (Scerif and structure and lethal skull and facial defects. In less severe cases,
Karmiloff-Smith, 2005). Developmental manipulations such as near-normal brain development and facial deformities that may
anoxia (Mehmet et al., 1994), maternal separation (Avishai- affect the eyes, nose, and upper lip appear. Kinsman (Kinsman,
Eliner et al., 1999), amyloid protein expression (Dodart et al., 2004) reported abnormalities in the corpus callosum, corti-
1999) and drug abuse (Ladenheim et al., 2000), all induce long- cospinal tract, medial lemniscus and cerebellar peduncles in
lasting changes such as hypometabolism, gliosis and pro- less severe cases of holoprosencephaly. Takahashi and
grammed cell death in the ACC. Previously, we reported that colleagues (Takahashi et al., 2003) used MRI to describe a
maternal separation leads to changes in the frontal midline series of seven human brains with the less severe semi-lobular
mRNA expression of tgf-alpha, a genetic mediator of post-natal form and provide details of general patterns of malformation
maturation of dopamine neurons (Romeo et al., 2004). In across different levels of severity. These findings reveal that
human children, a recent report shows that a VNTR without proper functioning of the hedgehog genetic pathway, a
polymorphism in exon III of the drd4 gene shows a strong normally formed ACC fails to develop. Mutations in sonic
correlation with cortical thinning in young children but hedgehog (SHH) and several downstream factors including
demonstrates a decreasing correlation as children grow (Shaw 7-dehydrocholesterol reductase (DHCR7), patched (PTCH),
et al., 2007). Along these lines, a behavioral study of 2-year-old zic family member 2 (ZIC2), Kruppel family member gli2
children showed that in the presence of a drd4 7-repeat allele in (GLI2) give rise to holoprosencephaly (reviewed (Cohen,
children with relatively poor parenting showed higher levels of 2003)). Cognitive deficits in humans have been reported in
impulsivity while those with high quality parenting did not association with DHCR7 (Mueller et al., 2003) and ZIC2
(Sheese et al., 2007). These various developmental findings hemizygous mice show deficits in sensorimotor gating (Ogura
should, presumably, relate in some way to our adult imaging- et al., 2001). We propose that subtle hypomorphic or
genetic finding of drd4-dependent individual differences in hypermorphic alleles of genes in the hedgehog and BMP
ACC activation (Fan et al., 2003). The parenting study suggests pathways could affect the volume of the cingulate cortex as well
an underlying rationale for the long-lasting effects of genes that as the absolute number of neurons contained in the ACC. These
influence the early stages of cognitive development because an types of changes might cause relatively minor biochemical
organism like the human, born helpless, and with a complex changes but would be measurable using neuroimaging, and
culture, such heritable developmental influences may be very could influence human brain function in clinically meaningful
important targets for natural selection on survival and ways. Further behavioral and imaging genetic studies on
reproduction. Such gene–environment interactions also demon- common polymorphisms in these genes may reveal links
strate that while heritable factors influence behavior, the between basic developmental processes and structure/function
developmental outcome of genetic variation can be heavily variation in the frontal midline.
influenced by environmental context. Findings of gen- Looking deeper into the development of the ACC, Sugino
e  environment interaction are common in the behavioral and colleagues (Sugino et al., 2006) compared gene expression
literature (for review see (Rutter et al., 2006)). profiles for three types of interneurons and 2 types of projection
To begin then, to better assess the role of genes in the neurons (layers 5 and 6) in the ACC as well as a number of other
development of the ACC, we focus on genetic pathways that act cortical and subcortical regions. Some of the genes reported
to establish and shape structures in the frontal midline. A role include secreted frizzled-related protein 2 (SFRP2) natriuretic
for genetics in early cognitive development is most well studied peptide precursor C (NPPC), endothelin converting enzyme-
in hereditary developmental disorders such as Williams like 1 (ECEL1), tachykinin, precursor 1 (TAC1) and
Syndrome (Karmiloff-Smith, 2007) and Fragile-X mental neurexophilin 3 (NXPH3). In a mouse model of neuronal
retardation (Bagni and Greenough, 2005) where abnormalities migration in the frontal midline, the presence of SFRP2 protein
can be observed in young children, reflecting alterations in the impaired the anterior turning of commissural axons after
patterning and the wiring of the fetal brain. The developing midline crossing (Lyuksyutova et al., 2003). ECEL1 is a
ACC is positioned dorsally, at the midline, where the cerebral member of the M13 family of zinc-containing endopeptidases

Please cite this article in press as: Fossella, J., et al., Provisional hypotheses for the molecular genetics of cognitive development: Imaging
genetic pathways in the anterior cingulate cortex, Biol. Psychol. (2008), doi:10.1016/j.biopsycho.2007.12.006
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known to be important regulators of neuropeptide and peptide pathway have yet been shown to confer genetic risk, per se, for
hormone activity. The TAC1 gene encodes the neuropeptides any of the major complex neuropsychiatric disorders. More
substance P and neurokinin A. Mice without TAC1 function typically, deficits in attention and cognition are present among
showed decreased depression- and anxiety-related behaviors individuals who carry mutations in the hedgehog pathway and
(Bilkei-Gorzo et al., 2002). TAC1 also emerged as a top present with minor forms of holoprosencephaly spectrum
candidate gene for depressive illness in a unique multi-stage (Heussler et al., 2002). Careful analysis of gene expression in
analysis of animal model gene expression and human genetic post-mortem tissue from the ACC is one research strategy that
linkage (Ogden et al., 2004). Finally, neurexophilin 3 (NXPH3) can more readily refine a core synaptic model for genes and
is a tightly bound extracellular ligand of a-neurexins, a family cingulate function. Benes (2000) shows that dopaminergic
of presynaptic a-latrotoxin receptors. NXPH3 expression is innervation of interneurons in layers II and V of the ACC are
restricted mostly to layer 6b of the cerebral cortex, where it elevated in post mortem analyses of schizophrenia. The
occurs in subplate-derived excitatory neurons as well as granule hyperinnervation of interneuronal DRD2 contacts is suspected
cells in the vestibulocerebellum and knockout mice display to disable local inhibition of pyramidal neurons and leads to
impaired sensory information processing and motor coordina- excess glutamatergic signaling and waves of excitotoxicity in
tion (Beglopoulos et al., 2005). downstream brain areas. Therefore, although it remains a
Finally, several candidate pathways for ACC development possibility that the ACC is not affected by genetic risk factors,
emerge from developmental studies of the rostral forebrain. and is not a valid endophenotype for complex mental illness,
Frontal identity has been shown to be imparted by fibroblast we, nevertheless, also refine our hypothesis shaping process to
growth factor-8 (FGF8), which is expressed by the anterior prioritize genetic pathways that involve known genetic risk
neural ridge (ANR) within the fetal forebrain (Fukuchi- factors for such illnesses.
Shimogori and Grove, 2001). Fgf8 gene expression is regulated
by the homeobox transcription factor, emx2, and FGF8 protein
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Please cite this article in press as: Fossella, J., et al., Provisional hypotheses for the molecular genetics of cognitive development: Imaging
genetic pathways in the anterior cingulate cortex, Biol. Psychol. (2008), doi:10.1016/j.biopsycho.2007.12.006
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