Guideline on Reeord-keein<
Originating Council
Council on Clinical Affairs
Review Council
Council on Clinical Affairs
Adopted
2004
Revised
2007
Background Recommendations
The patient reeord provides all privileged parties with the General charting considerations
history and details of patient assessment and eommunieations The dental record must be authentic, accurate, legible, and
between dentist and patient, as well as speeifie treatment objective. Each patient should have an individual dental rec-
reeommendations, alternatives, risks, and eare provided. The ord. Ghart entries should contain the initials or name of the
patient reeord is an important legal doeument in third party individual making the note. Abbreviations should be standard-
relationships. Poor or inadequate doeumentation of patient ized for the practice. Risk management experts recommend
eare eonsistently is reported as a major eontributing faetor in a problem-oriented record.' After data collection, a list is
unfavorable legal judgments against dentists.''^ Therefore, the compiled that includes medical considerations, psychological/
AAPD reeognizes that a guideline on reeord-keeping may pro- behavior constraints, and the oral health needs to be addressed.
vide dentists the inform-ation needed to eompile an aeeurate Problems are listed in order of importance in a standardized
and eomplete patient ehart that ean be interpreted by a knowl- fashion making it less likely that an area might be overlooked.
edgeable third party. The plan identifies a general course of treatment for eaeh
An eleetronie patient reeord is beeoming more eommon- problem. This plan ean result in the need for additional
plaee.'-'' Advantages inelude quality assuranee by allowing eom- information, eonsultation with other praetitioners, patient
parative analysis of groups of patients or providers, medieal edueation, and preventive strategies.
and dental history profiles for dmographie data, support for
deeision making based on signs and symptoms, administrative
management for patient edueation and reeall, and eleetronie
Family history of caries patient should be included in these discussions. The dentist
Social development should not attempt to decide what the parent will accept or can
Appendix II provides suggestions for specific information afford. Afi:er the treatment plan is presented, the parent should
that may be included in the written dental questionnaire or have the opportunity to ask questions regarding the proposed
during discussions with the patient/parent. care and have concerns satisfied prior to giving informed con-
sent. Documentation should include that the parent appeared
Comprehensive clinical examination^'''''^ to understand and accepted the proposed procedures. Any
The clinical examination is tailored to the patient's chief special restrictions of the parent should be documented.
complaint (eg, initial visit to establish a dental home, acute
traumatic injury, second opinion). A visual examination should Progress notes
precede other diagnostic procedures. Components of a com- An entry must be made in the patient's record that accurately
prehensive oral examination include: and objectively summarizes each visit. The following informa-
General health/growth assessment tion should be included:
Pain assessment Date of visit
Extraoral soft tissue examination Reason for visit/chief complaint
TMJ assessment Adult accompanying child
Intraoral soft tissue examination Verification of compliance with preoperative
Oral hygiene and periodontal health assessment instructions
Assessment of the developing occlusion Changes in the medical history, if any
Intraoral hard tissue examination Radiographic exposures and interpretation
Radiographic assessment, if indicated'' Reference to supplemental documents
Caries risk assessment'* Treatment rendered, including anesthetic agents""
Assessed behavior of child and/or nitrous oxide/oxygen'^
Appendix III provides suggestions for specific information Patient behavior
that may be included in the oral examination. Post-operative instructions and prescriptions
The dentist may employ additional diagnostic tools to Anticipated follow-up visit
complete the oral health assessment. Such diagnostic aids may A standardized format may provide the practitioner a way
include electric or thermal pulp testing, photographs, labora- to record the essential aspects of care on a consistent basis. One
tory tests, and study casts. If the child is old enough to talk, example of documentation is the SOAP note.'* SOAP is an
the speech may be evaluated and provide additional diagnostic acronym for "subjective" (S) or the patient's response and feeling
information. to treatment, "objective" (O) or the observations of the clini-
cian, "assessment" (A) or diagnosis of the problem, and "proee-
Examinations of a limited nature dures aeeomplished and plans" (P) for subsequent problem
If a patient is seen for limited care, a consultation, an emergency, resolving aetivities. The signature or initials of the offiee staff
or a second opinion, a medical and dental history should be member doeumenting the visit should be entered.
obtained, along with a hard and soft tissue examination as When sedation or general anesthesia is employed, additional
deemed necessary by the practitioner. The parent should be doeumentation on a time-based reeord is required, as diseussed
informed of the limited nature of the treatment and counseled in the AAPD's Guideline for Monitoring and Management of
to seek routine comprehensive care. Pdiatrie Patients During and After Sedation for Diagnostic
The AAPD's Guideline on Management of Acute Dental and Therapeutic Procedures."
Trauma" provides greater details on diagnostic procedures and Progress notes also should include telephone conversations
documentation for this clinical circumstance. regarding the patient's eare, appointment history (ie, cancel-
lations, failures, tardiness), non-compliance with treatment
Treatment recommendations and informed consent recommendations, and educational materials utilized (both
Once the clinician has obtained the medical and dental histo- video and written), along with identification of the staff
ries and evaluated the facts obtained during the diagnostic member making the entry in the dental record.
procedures, the diagnoses should be derived and a sequential
prioritized treatment plan developed. The treatment plan would Orthodontic treatment
include specific information regarding the nature of the proce- The AAPD's Guideline on Management of the Developing
dures/materials to be used, number of appointments/time frame Dentition and Occlusion in Pdiatrie Dentistry^" and the
needed to accomplish this care, behavior guidance techniques, Ameriean Board of Pdiatrie Dentistry site visit requirements*
and fee for proposed procedures. The dentist is obligated to provide general recommendations on the documentation of
educate the parent on the need for and benefits of the recom- orthodontic care. Signs and/or symptoms of TMJ disorders
mended care, as well as risks, alternatives, and expectations if should be recorded when they occur before, during, or after or-
no intervention is provided. When deemed appropriate, the thodontic treatment.^' During orthodontic treatment, progress
notes should include deficiencies in oral hygiene, loose bands Environmental (ineluding latex, food, dyes, metal,
and brackets, patient complaints, caries, root rsorption, and aerylie)
eaneellations and failures. Medieations (ineluding over-the-eounter analgsies, vitamins,
and herbal supplements)
Correspondence, consultations, and ancillary documents
Dose
The primary eare dentist often eonsults with other health eare
Frequeney
providers in the eourse of delivery of comprehensive oral health
care, espeeially for patients with speeial health eare needs or Reactions
eomplex oral eonditions. Communieations with medieal care Hospitalizationsreason, date, and outcome
providers or dental specialists should be ineorporated into the Surgeriesreason, date, and outeome
dental reeord. Written referrals to other eare providers should Signifieant injuriesdeseription, date, and outeome
inelude the speeifie nature of the referral, as well as pertinent Ceneral
patient history and elinieal findings. A progress note should be Complieations during pregnaney and/or birth
made on eorrespondenee sent or reeeived regarding a referral,
Prematurity
indieating doeumentation filed elsewhere in the patient's chart.
Copies of test results, preseriptions, laboratory work orders, Congenital anomalies
and other aneillary doeuments should be maintained as part of Cleft lip/palate
the dental reeord. Inherited disorders
Nutritional defieieneies
Confidential notes Problems of growth or stature
The praetitioner may eleet to keep on a separate form subjee- Head, ears, eyes, nose, throat
tive notes addressing impressions and opinions of the doetor Lesions in/around mouth
and/or staff concerning parent/patient interactions that may ehronie adenoid/tonsil infeetions
or did result in negative eonsequenees.
ehronie ear infeetions
Ear problems
Appendices*
*The information ineluded in the following samples, developed Hearing impairments
by the AAPD, is provided as a tool for pdiatrie dentists and Eye problems
other dentists treating children. It was developed by experts Visual impairments
in pdiatrie dentistry and is offered to faeilitate exeellenee in Sinusitis
praetiee. However, these samples do not establish or evidenee a Speeeh impairments
standard of eare. In issuing this information, the AAPD is not Apnea/snoring
engaged in rendering legal or other professional adviee. If sueh
Mouth breathing
serviees are required, eompetent legal or other professional
counsel should be sought. Cardiovaseular
Congenital heart defeet/disease
Appendix IMedical history* Heart murmur
Name and niekname High blood pressure
Date of birth Rheumatie fever
Cender Rheumatie heart disease
Raee/ethnieity Respiratory
Height, weight by report Asthmamedieations, triggers, last attaek,
Name, address, and telephone number of all physieians hospitalizations
Date of last physieal examination Tubereulosis
Immunization status Cystie fibrosis
Summary of health problems Frequent eolds/eoughs
Any health eonditions that neeessitate antibioties prior Respiratory syneytial virus
to dental treatment Reaetive airway disease/breathing problems
Allergies/sensitivities/reaetions Smoking
Anestheties, loeal and general Castrointestinal
Sedative agents Eating disorder
Drugs or medieations Uleer
Exeessive gagging
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