PROLOGUE
Professor L. Fuller was adept in explaining law through allegory. It is said that there is no
better way to study law than to read cases. There is no better way to study legal philosophy
than to see how various theories clash with each other. The Professor achieved all of these
objectives in the brilliantly imagined case that he invented The Case of the Speluncean
Explorers.
Professor Lon L. Fuller's Case of the Speluncean Explorers is said to be the greatest fictitious
legal case of all time. That is saying a lot, for it has some stiff competition. While its
competitors may outdo it in courtroom drama, character development, or investigative
suspense, none matches it in legal depth or dialectical agility. It doesn't show what makes
some lawyer's caseload interesting, but what makes law itself interesting.[1] His story of Rex
is another interesting allegory[2] which speaks about the characteristics which a law
shouldnt have. The following statement by Fuller in his book Morality of Law outlines his
philosophy:
The only formula that might be called a definition of law offered in these writings
is by now thoroughly familiar: law is the enterprise of subjecting human conduct to
the governance of rules. Unlike most modern theories of law, this view treats law as
an activity and regards a legal system as the product of a sustained purposive effort.
[3]
Fullers The Morality of Law, first published in 1964, is his most famous and, perhaps, his
most controversial work. At a time when legal positivism still dominated jurisprudence, the
suggestion that law and morality were not only connected but connected intimately was such
an affront to scientific thinking that it brought repeated charges of axe grinding from one
reviewer.[6]
It is generally believed that Fullers case is based on two real cases, namely
U.S. v. Holmes (1842) and
Regina v. Dudley & Stephens (1884).
These two U.S cases can be called as life boat cases in which disaster at sea was followed by
homicide and prosecution. In the Holmes case, the homicides were to lighten a badly
overloaded lifeboat. In Dudley & Stephens, the homicide was to create a meal for the starving
survivors.[7]
One can easily see the uncanny similarities between the facts of these two cases and that of
Fuller. Fuller borrowed from these cases for his own: extremities of desperation, lotteries,
cannibalism, popular sympathy for the defendants, politically difficult prosecutions, defenses
of stark necessity, jury convictions and the possibility of pardons. Even small details, like the
jury's special verdict in Dudley & Stephens, comes up again in Fuller's case. But an inventory
of these borrowed elements only brings into relief the extent of Fuller's creativity. He moved
the accident from the high seas to a cave within Newgarth.
It was found that one of the explorers has a portable radio set capable of sending and
receiving messages. Therefore, contact was established by the rescue team with the trapped
men. The five trapped men, after learning that it would be at least ten more days until they
were rescued, sought a professional medical opinion as to whether or not they could possibly
survive this duration. Upon being informed that they would not, they deliberated for eight
hours after which they sought counsel first from the physician, then from a government
official, and finally from a minister as to whether or not it would be advisable to cast lots and
kill and consume one of their members so that the others may survive. None of the three
parties were willing to answer. None of them answered in the affirmative or negative. With
their question unanswered, the men severed radio contact with the people outside.
On their eventual release, it became apparent that some twenty three days after their entry
into the cave, the defendants had killed and eaten Whetmore. In evidence, it was indicated
that Whetmore had suggested that the groups survival would be impossible without nutrient,
and that this would necessitate the eating of flesh of a member of the group. It was also said
that Whetmore himself had suggested the casting of lots by dice to choose such unfortunate
member. However, Whetmore after reflection withdrew from the offer terming it frightful and
odious. He was accused by the defendants of breach of faith and they proceeded to cast dice.
Whetmore also declared that he had no objection to one of the defendants casting the dice on
his behalf. The throw of the dice was unfortunately against Whetmore. The other group
members therefore killed him after which they ate his flesh.
After the defendants had been rescued from the cave and their suitable treatment, they were
indicted for the murder of Whetmore in the Court of General Instances, the County of
Stowfield. The court found all of them guilty and were sentenced to death by hanging.
Following the discharge of the jury, its members joined in communicating with the states
Chief Executive and requesting that the death sentence be commuted to imprisonment for a
period of six months. Similar action was taken by the Trial judge. The defendants brought a
petition of error to the Supreme Court of Newgarth. The court issued its opinions in the year
4300.
In the trial that ensued, the five judge bench gave differing opinions and profoundly different
ratios for the same. Fuller wrote these five opinions as representing different schools of
thought.
VERDICT: In his verdict, he set aside the verdict of the Trial court and held that purposive
construction should be given to the statutes.
ANALYSIS
Justice Foster did not believe that the law compels the monstrous conclusion that the
defendants were murderers. On the contrary, he said it declares them to be innocent of any
crime. He rested this conclusion on two independent grounds. He said the defendants are not
guilty on both of these grounds independently of each other.
The first of these grounds is that the enacted or positive law of this Commonwealth, including
all of its statutes and precedents, is governed instead by what ancient writers in Europe and
America called "the law of nature." When a situation arises in which the coexistence of men
becomes impossible, then a condition that underlies all of judicial precedents and statutes has
ceased to exist. He says, when that condition disappears, then the force of our positive law
disappears with it. It is similar to a situation in which a crime is committed outside the
territorial jurisdiction of the State. This has the consequences that the law applicable to them
is not the enacted and established law of this commonwealth, but the law derived from those
principles that were appropriate to their condition. He therefore said applying this principle
the defendants were not guilty of any crime.
He says that positive law is inherently territorial. Therefore, when a person is outside its
scope, the rules of law would not apply to him. Applying this principle in the instant case, he
says that the defendants were separated from the State by rock walls. Within them the State
was not even able to supply them with succour. He adds that the State was created by a social
contract to provide peace, order and succour to all.
The second ground that he takes is that one of the most ancient bits of legal wisdom is the
saying that a man may break the letter of the law without breaking the law itself. According
to him every proposition of positive law should be interpreted reasonably, in the light of its
evident purpose. In the judgment, Judge Foster says Centuries ago it was established that a
killing in self defense is excused. There is nothing in the wording of the statute that suggests
this exception. But the exception in favor of self-defense is not out of the words of the statute,
but out of its purpose. When the rationale of the excuse of self-defense is thus explained, it
becomes apparent that precisely the same reasoning is applicable to the case at bar. That is,
he argues that self-preservation is the most basic of all human tendencies. In the instant case,
the defendants did not kill Whetmore out of mala fides but because they wanted to give
succour to their starving bodies. Therefore, this was a killing in self defence.
He further sites the case[15] of Commonwealth v. Staymore wherein it was held that a person
cannot be held guilty for anything which was beyond his control. It is here submitted that
arguably, when a man made law is enacted or enforced, there is always a reason why the law
was constructed in the first place. And therefore, law should be construed within its purpose.
Further, he adds that if the State could sacrifice 10 lives to save one, why cannot one life be
sacrificed to save four.
To conclude, Justice Foster based his justification on the following. He says when we
consider a case which has taken place a mile beyond territorial limits of a state; no one would
pretend that the law of the state would be applicable to the case. This means that law is not
absolute, and that the positive law is predicated on the possibility of men's coexistence in
society. When a situation arises in which the coexistence of men becomes impossible, then a
condition that underlies all of our precedents and statutes ceases to exist. When that condition
disappears that the force of our positive law disappears with it, then the law of nature works.
Self-defense is a right not out of the words of a penal statute (like the one in this case), but
out of its purpose. Even though there is nothing in the wording of the statute that suggests
self-defense, the exception of self-defense is accepted.
ANALYSIS
Judge Handy is the judge of practical/popular wisdom.[21] In the allegory, he echoed the
views of sociological school of jurisprudence. Practical wisdom is a significant category for
Aristotle in his Nicomachean Ethics and refers to the skill needed in life to deliberate and
reach decisions (in contrast to theoretical knowledge or practical skill).[22] This judge is
very solicitous of public opinion, believing that the legitimacy of the judicial enterprise
is because it reflects the will of the people. This aspect has practical implications in our
media-driven society. Many a times we see that popular media has had an effect on judges.
[23] Further, trial by media has been an issue of hot debate in legal as well as popular circles
since some time now.
This was the last of the five opinions. The Supreme Court being equally divided, the
conviction and the sentence of the Court of General Instances was affirmed. The defendants
were ordered to be hanged.
Through this allegory, Fuller is seeking consideration of the purposes for which law exists.
The varying nature of judgements of the Supreme Court are used to illustrate a variety of
approaches to law. The opinion of the Chief Justice seems to be based upon a belief in the
significance of executive clemency in appeals against conviction and sentence. Foster J (who
accepts Fullers own views) draws attention to the importance of the spirit of the law rather
than the letter. Tatting J. evades responsibility by declaring his inability to reach a decision.
Keen J. follows the philosophy of positivism in separating matters of law and morality.
Handy J. advocates a decision which he believes to be administratively convenient and
popular.
Through the decision of Foster J., Fuller affirms his belief in the need for intertwining of law,
morality and reason in deciding legal questions. Each strand of the process is necessary.
Positivism provides a distorted view of law, which is seen as a one-way projection of
authority the law is set out and it is the duty of the citizen to obey its letter.
Fullers own postscript to the case is of particular significance. The case, he notes, was
constructed for the sole purpose of bringing into a common focus certain divergent
philosophies of law and government, philosophies which have existed since the time of the
ancient Greeks. Even after we have sought solutions to the problems raised in earlier times,
the debates will continue. He ends with saying that if there is any element of prediction in the
case, it does not go beyond a suggestion that the questions raised here are permanent
questions before the human race. This statement, it is submitted here is particularly true.
Debates on judicial accountability, judicial activism, separation of powers, role of media,
retributive theory of punishment v. reformative theory of punishment are still constant topics
of debate and discussions even after 60 years of this allegory. And it seems unlikely that these
debates will be settled soon.