ANNEX G
MINIMUM STANDARDS, PROHIBITED ACTS
AND PENAL PROVISIONS
Final Draft
Annex G Minimum Standards, Prohibited Acts & Applicable Penal Provisions (IRR-I)
ANNEX G
MINIMUM STANDARDS, PROHIBITED ACTS & APPLICABLE
PENAL PROVISIONS
A. Minimum Standards/Requirements
B. Prohibited Acts
2. Discharging, injecting or allowing to seep into the soil or sub-soil any substance in any form
that would pollute groundwater. In the case of geothermal projects, and subject to the
approval of the DENR, regulated discharge for short- term activities (e.g. well testing,
flushing, commissioning, venting) and deep re-injection of geothermal liquids may be allowed:
Provided, that safety measures are adopted to prevent the contamination of the groundwater.
3. Operating facilities that discharge regulated water pollutants without the valid required
permits or after the permit was revoked for any violation of any condition therein.
4. Disposal of potentially infectious medical waste into sea water by vessels unless the health or
safety of individuals on board the vessel is threatened by a great and imminent peril.
5. Unauthorized transport or dumping into sea waters of sewage sludge or solid waste as
defined under Republic Act No.9003.
7. Operate facilities that discharge or allow to seep, wilfully or through gross negligence,
prohibited chemicals, substances or pollutants listed under R. A. No. 6969 into water bodies
or wherein the same shall be liable to be washed into such surface, ground, coastal, and
marine water.
9. Discharging regulated water pollutants without the valid required discharge permit pursuant to
this Act or after the permit was revoked for any violation of condition therein.
10. Refusal to allow entry, inspection and monitoring by the DENR in accordance with this Act.
11. Refusal or failure to designate pollution control officers whenever required by, the DENR in
accordance with this Act.
12. Directly using booster pumps in the distribution system or tampering with the water supply in
such a way as to alter or impair the water quality.
C. Penal Provisions
Failure to undertake clean-up operations, wilfully, or through gross negligence, shall be punished
by imprisonment of not less than two (2) years and not more than four (4) years and a fine not
less than Fifty thousand pesos (P50,000.00) and not more than One hundred thousand pesos
(P100,000.00) per day for each day of violation. Such failure or refusal which results in serious
injury or loss of life and/or irreversible water contamination of surface, ground, coastal and marine
water shall be punished with imprisonment of not less than six (6) years and one day and not
more than twelve (12) years, and a fine of Five Hundred Thousand Pesos (P500,000.00) per day
for each day during which the omission and/or contamination continues.
In case of gross violation of this Act, the PAB shall issue a resolution recommending that the
proper government agencies file criminal charges against the violators. Gross violation shall
mean any of the following:
In which case, offenders shall be punished with a fine of not less than Five hundred thousand
pesos (P500,000.00) but not more than Three million pesos (P3,000,000.00} per day for each day
of violation or imprisonment of not less than six {6) years but not more than ten {10) years, or
both, at the discretion of the court. If the offender is a juridical person, the president, manager and
the pollution control officer or the official in charge of the operation shall suffer the penalty herein
provided.
For violations falling under Section 4 of Presidential Decree No.979 or any regulations prescribed
in pursuance thereof, such person shall be liable for a fine of not less than Fifty thousand pesos
{P50,000.00) nor more than One million pesos (P1,000,000. 00) or by imprisonment of not less
than one {1) year nor more than six (6) years or both, for each offense, without prejudice to the
civil liability of the offender in accordance with existing laws. If the offender is a juridical entity,
then its officers, directors, agents or any person primarily responsible shall be held liable:
Provided, That any vessel from which oil or other harmful substances are discharged in violation
of Section 4 of Presidential Decree No.979 shall be liable for penalty of fine specified in the
immediately preceding paragraph and clearance of such vessel from the port of the Philippines
may be withheld until the fine is paid and such penalty shall constitute a lien on such vessel which
may be recovered in proceedings by libel in rem in the proper court which the vessel may be. The
owner or operator of a vessel or facility which discharged the oil or other harmful substances will
be liable to pay for any clean-up costs.
Provided, finally, That water pollution cases involving acts or omissions --- committed within the
Laguna Lake Region shall be dealt with in accordance with the procedure under R. A. No. 4850
as amended.
II. Republic Act No. 9003 (Ecological Solid Waste Management Act of 2000)
A. Minimum Standards/Requirements
For premises containing six (6) or more residential units, the local government unit shall
promulgate regulations requiring the owner or person in charge of such premises to:
(a) provide for the residents a designated area and containers in which to accumulate source
separated recyclable materials to be collected by the municipality or private center; and
(b) notify the occupants of each building of the requirements of this Act and the regulations
promulgated pursuant thereto.
(a) There shall be a separate container for each type of waste from all sources: Provided,
That in the case of bulky waste, it will suffice that the same be collected and placed in a
separate designated area; and
(b) The solid waste container depending on its use shall be properly marked or identified for
on-site collection as "compostable", "non-recyclable", "recyclable" or "special waste" or
any other classification as may be determined by the National Solid Waste Management
Commission (NSWMC).
(a) All collectors and other personnel directly dealing with collection of solid waste shall be
equipped with personal protective equipment to protect them from the hazards of
handling wastes;
(b) Necessary training shall be given to the collectors and personnel to ensure that the solid
wastes are handled properly and in accordance with the guidelines pursuant to this Act;
and
(c) Collection of solid waste shall be done in a manner which prevents damage to the
container and spillage or scattering of solid waste within the collection vicinity.
Vehicles shall be designed to consider road size, condition and capacity to ensure the sage and
efficient collection and transport of solid wastes.
The waste compartment shall have a cover to ensure the containment of solid wastes while in
transit.
For the purpose of identification, vehicles shall bear the body number, the name, and the
telephone number of the contractor/agency collecting solid waste.
Sec. 28 Reclamation Programs and Buy-back Centers for Recyclables and Toxics
The National Ecology Center shall assist LGUs in establishing and implementing deposit or
reclamation programs in coordination with manufacturers, recyclers and generators to provide
separate collection systems or convenient drop-off locations for recyclable materials and
particularly for separated toxic components of the waste stream like dry cell batteries and tires to
ensure that they are not incinerated or disposed of in a landfill. Upon effectivity of this Act, toxic
materials present in the waste stream should be separated at source, collected separately and
further screened and sent to appropriate hazardous waste treatment and disposal plants,
consistent with the provisions of R.A. No. 6969.
B. Prohibited Acts
1. Littering, throwing, dumping of waste matters in public places, such as roads, sidewalks,
canals, esteros or parks, and establishment, or causing or permitting the same;
8. The mixing of source-separated recyclable material with other solid waste in any vehicle, box,
container or receptacle used in solid waste collection or disposal;
9. Establishment or operation of open dumps as enjoined in this Act, or closure of said dumps in
violation of Sec. 37;
13. Transport and dumplog in bulk of collected domestic, industrial, commercial, and institutional
wastes in areas other than centers or facilities prescribe under this Act;
14. Site preparation, construction, expansion or operation of waste management facilities without
an Environmental Compliance Certificate required pursuant to Presidential Decree No. 1586
and this Act and not conforming with the land use plan of the LGU;
15. The construction of any establishment within two hundred (200) meters from open dumps or
controlled dumps, or sanitary landfill; and
16. The construction or operation of landfills or any waste disposal facility on any aquifer,
groundwater reservoir, or watershed area and or any portions thereof.
C. Penal Provisions
(b) Any person who violates Sec. 48, pars. (2) and (3), shall, upon conviction be punished with a
fine of not less than Three hundred pesos (P300.00) but not more than One thousand pesos
(P1,000.00) or imprisonment of not less than one (1) day but to not more than fifteen (15)
days, or both;
(c) Any person who violates Sec. 48, pars. (4), (5), (6) and (7) shall, upon conviction, be
punished with a fine of not less than One thousand pesos (P1,000.00) but not more than
Three thousand pesos (P3,000.00) or imprisonment of not less than fifteen (15) day but to not
more than six (6) months, or both;
(d) Any person who violates Sec. 48, pars (8), (9), (10) and (11) for the first time shall, upon
conviction, pay a fine of Five hundred thousand pesos (P500,000.00) plus an amount not less
than five percent (5%) but not more than ten percent (10%) of his net annual income during
the previous year.
The additional penalty of imprisonment of a minimum period of one (1) year but not to exceed
three (3) years at the discretion of the court, shall be imposed for second or subsequent
violations of Sec. 48, pars. (9) and (10).
(e) Any person who violates Sec. 48, pars. (12) and (13) shall, upon conviction, be punished with
a fine not less than Ten thousand pesos (P10,000.00) but not more than Two hundred
thousand pesos (P200,000.00) or imprisonment of not less than thirty (30) days but not more
than three (3) years, or both;
(f) Any person who violates Sec. 48, pars. (14), (15) and (16) shall, upon conviction, be
punished with a fine not less than One hundred thousand pesos (P100,000.00) but not more
than One million pesos (P1,000,000.00), or imprisonment not less than one (1) year but not
more than six (6) years, or both.
If the offense is committed by a corporation, partnership, or other juridical identity duly recognized
in accordance with the law, the chief executive officer, president, general manager, managing
partner or such other officer-in-charge shall be liable for the commission of the offense penalized
under this Act.
If the offender is an alien, he shall, after service of the sentence prescribed above, be deported
without further administrative proceedings.
The fines herein prescribed shall be increased by at lest ten (10%) percent every three (3) years
to compensate for inflation and to maintain the deterrent functions of such fines.
A. Minimum Standards/Requirements
All designated smoking areas shall at least one (1) legible and visible sign posted, namely
"SMOKING AREA" for the Information and guidance of all concerned. In addition, the sign or not
posted shall include a warning about the health effects of direct or secondhand exposure to
tobacco smoke. Non-smoking areas shall likewise have at least one (1) legible and visible sign,
namely: "NO SMOKING AREA" or "NO SMOKING".
B. Prohibited Acts
a. For any retailer or tobacco products to sell or distribute tobacco products to any minor;
b. For any person to purchase cigarettes or tobacco products from a minor;
c. For a minor to sell or buy cigarettes or any tobacco products; and
d. For a minor to smoke cigarettes or any other tobacco products.
It shall not be a defense for the person selling or distributing that he/she did not know or was
aware of the real age of the minor. Neither shall it be a defense that he/she did not know nor had
any reason to believe that the cigarette or any other tobacco product was for the consumption of
the minor to whom it was sold.
C. Penal Provisions
Sec. 32 Penalties
The following penalties shall apply:
a. Violation of Sections 5 and 6. - On the first offense, a fine of not less than Five Hundred
Pesos (Php500.00) but not more than One Thousand (Php1,000.00) shall be imposed.
On the second offense, a fine of not less than One Thousand Pesos (Php1,000.00) but
not more than Five Thousand Pesos (Php5,000.00) shall be imposed.
On the third offense, in addition to a fine of not less than Five Thousand Pesos
(P5,000.00) but not more than Ten Thousand pesos (Php10,000.00), the business
permits and licenses to operate shall be cancelled or revoked.
b. Violation of Sections 7, 8, 9, 10 and 11 - On the first offense, any person or any business
entity or establishment selling to, distributing or purchasing a cigarette or any other
tobacco products for a minor shall be fined the amount of not less than Five Thousand
Pesos (Php5,000.00) or an imprisonment of not more than thirty (30) days, upon the
discretion of the business licenses or permits in the case of a business entity or
establishment.
If a minor is caught selling, buying or smoking cigarettes or any other tobacco products,
the provisions of Article 189 of Presidential Decree No. 603 otherwise known as The
Child and Youth Welfare Code, as amended, shall apply.
A. Minimum Standards/Requirements
2) The applicable methods for sampling and measurement of the above pollutants are as
follows:
3) An analyzer based on the principles and methods cited above will be considered a reference
method only if it has been designated as a reference method in accordance with 40 CFR,
Part 53.
4) Other equivalent methods approved by the Central Office of the Environmental Management
Bureau and its regional Offices may be adopted.
Rule XXV. Sec. 1 National Emission Standards for Source Specific Air Pollutants
For any trade, industry, process, fuel-burning equipment or industrial plant emitting air pollutants,
the concentration at the point of emission shall not exceed the limits set in the table.
MAXIMUM
STANDARD
PERMISSIBLE METHOD OF METHOD OF
POLLUTANT APPLICABLE
LIMITS SAMPLINGa ANALYSISa
TO SOURCE
(mg/Ncm)
Antimony and Any source 10 as Sb USEPA Methods AASb or per
its Cmpds. 1 through 5 or 29 sampling method
Arsenic and its Any source 10 as As USEPA Methods AASb or per
Cmpds. 1 through 5 or 29 sampling method
Cadmium and Any source 10 as Cd USEPA Methods AASb or per
its Cmpds. 1 through 5 or 29 sampling method
Carbon Any industrial 500 as CO USEPA Method 3 Orsat Analysis or
Monoxide source or 10 NDIR
Copper and its Any industrial 100 as Cu USEPA Methods AASb or per
Cmpds source 1 through 5 or 29 sampling method
Hydrofluoric Any source 50 as HF USEPA Method As per sampling
Acid and other than 13 or 14 as method
Fluoride manufacture of appropriate
Compounds Aluminum from
Alumina
c
Hydrogen i) Geothermal ,d USEPA Method Cadmium Sulfide
Sulfide power plants 11, 15 or 16 as Method or per
e
ii) Geothermal appropriate sampling method
Exploration 7 as H2S
and Well
Testing
iii) Any source
other than (i)
and (II)
Lead Any trade, 10 as Pb USEPA Methods AASb or per
industry or 1 through 5 or 12 sampling method
process or 29
Mercury Any source 5 as elemental USEPA Methods AASb/Cold-Vapor
Hg 1 through 5 or 29 Technique or Hg
or 101 Analyzer
Nickel and its Any source 20 as Ni USEPA Methods AASb or per
Cmpds except 1 through 5 or 29 sampling method
Nickel
Carbonylf
NOx 1) Manufacture 2,000 as acid &
of Nitric Acid NO2 calculated USEPA Methods Phenoldisulfonic
2) Fuel burning as NO2 1 through 4 and acid Method or
steam Method 7 per sampling
generators method
a) Existing
source
b) New 1,500 as NO2
source
i) Coal- 1,000 as NO2
fired
ii) Oil- 500 as NO2
fired 2,000 as NO2
3) Diesel
powered
electricity
generators
4) Any source
other than
(1), (2) & (3)
a) Existing
source 1,000 as NO2
b) New
source 500 as NO2
MAXIMUM
STANDARD
PERMISSIBLE METHOD OF METHOD OF
POLLUTANT APPLICABLE TO
LIMITS SAMPLINGa ANALYSISa
SOURCE
(mg/Ncm)
Particulates 1) Fuel burning
Equipment
a) Urbang and 150 USEPA Methods Gravimetric per
Industrial 1 through 5 sampling method
Areash
b) Other Areai 200
2) Cement Plants
(kilns, etc.) 150
3) Smelling
Furnaces 150
4) Other Stationary
Sourcesj 200
Phosphorus Any source 200 as P2O5 USEPA Methods Spectrophotome-
Pentoxidek 1 through 5 or 29 try or per
sampling method
Sulfur Oxides 1) Existing Sources
a) Manufacture USEPA Methods As per sampling
of Sulfuric 1 through 4 and 6 method
Acid and Sulf or 8 as
(on) ation appropriate
Process 2,000 as SO3
b) Fuel Burning 1,500 as SO2
Equipment
c) Other 1,000 as SO3
Stationary
Sources
2) New Sources
a) Manufacture
of Sulfuric
Acid and 1,500 as SO3
Sulf(on)
ation Process
b) Fuel Burning 700 as SO2
Equipment
c) Other
Stationary 200 as SO3
Sources
Zinc and its Any source 100 as Zn USEPA Methods AASb or per
Cmpds. 1 through 5 or 29 sampling method
a
Other equivalent methods approved by the Department may be used.
b
Atomic Absorption Spectrophotometry.
c
All new geothermal power plants starting construction by 01 January 1995 shall control H2S
emissions to not more than 150 g/GMW-Hr.
d
All existing geothermal power plants shall control H2S emissions to not more than 200
g/GMWHr.
e
Best available control technology for air emissions and liquid discharges. Compliance with air
and water quality standards is required.
f
Emission limit of Nickel Carbonyl shall not exceed 0.5 mg/Ncm.
g
Urban Area means a poblacion or central district of cities or municipalities having at least
50,000 population, or twin political subdivisions with contiguous boundary which essentially form
one community whose population is more than 50,000 inhabitants. Inside these centers or
population are some scattered industrial establishments.
h
Industrial Area means a well-defined, exclusive land use area in various stages of development
that are primarily established for industrial subdivisions, manufacturing and other industry mixes
with provisions for common support infrastructures, facilities and services such as roads, water
supply, power supply, communication systems, housing, storm drainage, sanitary sewerage
systems, industrial wastewater treatment facilities, etc. These areas which are usually from 200
to 500 hectares in size as registered with the (Housing and Land Use Regulatory Board
(HLURB) or any other duly authorized government entities as industrial estates, parks or area.
Export processing zones also fall under this category of land use.
i
Other Areas means all areas other than an urban or industrial area.
j Other Stationary Sources (particulates) means a trade, process, industrial plant, or fuel burning equipment other than thermal power plant,
industrial boilers, cement plants, incinerators, smelting furnaces.
k Provisional guideline.
lOther Stationary Sources (sulfur oxides) refers to existing and new stationary sources other than those caused by the manufacture of sulfuric
acid sulfonation process, fuel burning equipment and incineration.
Rule XXV. Sec. 2 Visible Emission Standards for Smoke and Opacity
Visible opacity standards for smoke are as follows:
a) The opacity of light or dark smoke emitted from any emission point in all stationary
sources shall be such that, when compared in the appropriate manner with the
Ringelmann Chart method, or using USEPA Method 9 (40 CFR, Part 60, Appendix A), or
an equivalent method approved by the Department through the Bureau, visible emissions
shall not appear darker than shade 1 on the Ringelmann Chart, nor exceed 20% opacity
using USEPA Method 9.
b) Exceptions to the requirements stated herein may be allowed under the following
circumstances: The opacity limit hereinbefore prescribed shall not apply to the emission
of dark smoke for less than five (5) minutes in a period of one (1) hour provided that the
total period of such emission shall not exceed an aggregate of fifteen (15) minutes in any
twenty-four (24) hours; provided further, that at no time should the opacity be darker than
shade 3 of the chart; and provided finally, that this provisions shall not apply to cases of
dark emissions resulting from cold-start and up-set conditions. Measurements of opacity
shall be made in the manner specified by the approved method employed for this
purpose.
Rule XXV. Sec. 3 Absence of Emission Standards for Other Air Pollutants
(a) Where no emission or ambient standard is prescribed hereof for a specific air pollutant that is
potentially harmful to public health and/or public welfare, the owner or operator of an
industrial plant or stationary source shall conduct its operation or process by the best
practicable means as may be necessary to prevent or minimize air pollution through the
employment of cleaner production technology and sound environmental management
practices.
(b) The absence of the ambient air or emission standard for a specific air pollutant shall not
preclude the Department through the Bureau to take appropriate action to control such
pollutants to assure the health, welfare and comfort of the general population.
Application, installation and operation of the CEMS shall meet criteria provided in Rule X
Section 5.
Concentrationa Averaging
Method of Analysis/
Pollutants Time
g/Ncm ppm Measurementc
(min)
Ammonia 200 .028 30 Nesselerization/Indo
Phenol
Carbon Disulfide 30 0.01 30 Tischer Method
Chlorine and Chlorine 100 0.03 5 Methyl Orange
Cmpds. expressed as
CL2
Formaldehyde 50 0.04 30 Chromotropic Acid
method or MBTH
Colorimetric Method
Hydrogen Chloride 200 0.13 30 Volhard Titration with
Iodine solution
Hydrogen Sulfide 100 0.07 30 Methylene Blue
Lead 20 30 AASb
Nitrogen 375 0.20 30 Griess-Saltzman
Dioxide 260 0.14 60
Phenol 100 0.03 30 4-Aminoantipyrine
Sulfur Dioxide 470 0.18 30 Colorimetric-
340 0.13 60 Pararosaline
Suspended 300 -- 60 Gravimetric
Particulate Matter 200 60 Gravimetric
TSP PM-10
Antimony 0.02 mg/Ncm -- 30 AASb
Arsenic 0.02 mg/Ncm -- 30 AASb
Cadmium 0.01 mg/Ncm -- 30 AASb
6
Asbestos 2 x 10 -- 30 Light Microscopy
Particulates/Nc
m (over 5 micro
meter in size)
Sulfuric Acid 0.3 mg/Ncm -- 30 Titration
Nitric Acid 0.4 mg/Ncm -- 30 Titration
a
Ninety-eight percentile (98%) values of 30-min. sampling measured at 25oC and one
atmosphere pressure.
b
Atomic Absorption Spectrophotometry.
c
Other equivalent methods approved by the Department through the Bureau may be used.
Rule XXVIII. Sec. 3 Emission Standards for Treatment Facilities using Non-Burn
Technologies
Emissions from treatment facilities using non burn technologies shall be deemed toxic and
poisonous when they result from the processing of chlorinated compounds, or when they exceed
the following emission standards:
a
These average values cover gaseous and the vapor forms of the relevant heavy metal
emission as well as
their compounds. Provided, that the emission of dioxins and furans into the air shall be
reduced by the
most progressive techniques. The average values shall be measured over a sample
period of a minimum of
four (4) hours and a maximum of eight (8) hours, except that all averages of dioxins and
furans shall be
measured over a sample period of a minimum of six (6) hours and maximum of eight (8)
hours.
B. Prohibited Acts
equipment in proper operation, except with the permission of the Department through the
Bureau when special circumstances arise.
C. Penal Provisions
The fines herein prescribed shall be increased by at least ten percent (10%) every three (3) years
to compensate for inflation and to maintain the deterrent function of the fines.
Offenders shall be punished with imprisonment of not less than six (6) years but not more than
ten (10) years at the discretion of the court. If the offender is a juridical person, the president,
manager, directors, trustees, the pollution control officer or officials directly in charge of the
operations shall suffer the penalty herein provided.
Rule LVI. Sec. 1 Fines and Penalties for Violations of Other Provisions in the Act
For violations of all other provisions provided in the Act and these Implementing Rules and
Regulations, fine of not less than Ten Thousand Pesos (P 10,000.00) but not more than One
Hundred Thousand Pesos (P 100,000.00) or six (6) years imprisonment or both shall be imposed.
If the offender is a juridical person, the president, manager, directors, trustees, the pollution
control officer or officials directly in charge of the operations shall suffer the penalty herein
provided.