Purpose: To use ultrasound imaging to document changes over time (i.e., preseason v postseason) in the pitching elbow
of high school baseball pitchers. Methods: Twenty-two high school pitchers were prospectively followed. Pitchers were
evaluated after a 2-month period of relative arm rest via preseason physical exams, dynamic ultrasound imaging of their
throwing elbow, and the Quick Disabilities of the Arm, Shoulder, and Hand (QuickDASH) assessment. Players were
reevaluated within 1 week of their last game. Dynamic ultrasound images were then randomized, blinded to testing time
point, and evaluated by 2 fellowship-trained musculoskeletal radiologists. Results: Average pitcher age was 16.9 years.
Average pitches thrown was 456.5, maximum velocity 77.7 mph, games pitched 7.3, and days off between starts 6.6. From
preseason to postseason, there were signicant increases in ulnar collateral ligament (UCL) thickness (P .02), ulnar
nerve cross-sectional area (P .001), UCL substance heterogeneity (P .001), and QuickDASH scores (P .03). In
addition, there was a nonsignicant increase in loaded ulnohumeral joint space (P .10). No pitchers had loose bodies on
preseason exam, while 3 demonstrated loose bodies postseason. The increase in UCL thickness was signicantly associated
with the number of bullpen sessions per week (P .01). The increase in ulnar nerve cross-sectional area was signicantly
associated with the number of pitches (P .04), innings pitched (P .01), and games pitched (P .04).
Conclusions: The stresses placed on the elbow during only one season of pitching create adaptive changes to multiple
structures about the elbow including UCL heterogeneity and thickening, increased ulnohumeral joint space laxity, and
enlarged ulnar nerve cross-sectional area. Level of Evidence: Level II prospective observational study.
1708 Arthroscopy: The Journal of Arthroscopic and Related Surgery, Vol 31, No 9 (September), 2015: pp 1708-1715
DYNAMIC ULTRASOUND EVALUATION OF PITCHING ELBOW 1709
dynamic evaluation of the elbow and soft tissues. Spe- Medicine practice guidelines for musculoskeletal ultra-
cically, dynamic ultrasound evaluation has the ca- sound by the same experienced ultrasonographer. All
pacity to identify partial and full-thickness tears of the structures were imaged in short- and long-axis planes
UCL, joint effusion, and joint instability.13 Further- relative to the structure being imaged. Images of the
more, dynamic ultrasound can provide an indirect anterior band of the UCL were obtained with the player
assessment of ligamentous integrity through real-time in a seated position, shoulder maximally externally
monitoring of joint space widening while applying a rotated, and arm at 30 of exion as measured by
valgus stress. For example, Nazarian and colleagues goniometry. To evaluate the elbow medial joint line
acquired dynamic ultrasound images of 26 asymptom- and UCL dynamically, the pitchers elbow was placed in
atic major league baseball pitchers and reported that the 30 of exion and a single orthopaedic surgeon
ulnohumeral joint space in the throwing elbow was (R.A.K.) examiner manually applied a valgus load to
signicantly greater than in the nonthrowing elbow the elbow until a functional endpoint (i.e., resistance to
when a valgus stress was applied to the elbow.13 joint motion) was detected. UCL substance was evalu-
Previous studies have evaluated the elbows of ated for hypoechoic foci and calcications, both of
pitchers using MRI, stress radiographs, and dynamic which are echotextural abnormalities suggestive of
ultrasound at a single time point.11-16 These studies intraligamentous morphologic and structural
have provided valuable information regarding the irregularity.
chronic changes to elbow structures in pitchers. Eval- In addition to the ultrasound examination, shoulder
uating the elbow before and after a season of pitching and elbow physical examinations were performed
may provide clinicians with a better understanding of including goniometric measurements of shoulder in-
the pathologic changes that occur to the UCL and other ternal and external rotation. Goniometry shoulder
elbow structures. The objective of this study was to use rotation was assessed with the pitcher positioned supine
ultrasound imaging to document changes over time with the arm abducted to 90 in the scapular plane. The
(i.e., preseason v postseason) in the pitching elbow of scapula was stabilized by the same orthopaedic surgeon
high school baseball pitchers. We hypothesized that for all subjects. The arm was then externally rotated to
there would be discernable changes to the throwing the point right before the participants scapula moved
elbow soft-tissue structures, specically increased laxity under the stabilizing hand. Measurements were taken
and UCL thickness, that would be seen on ultrasound using a goniometer with the stationary arm at 0, the
owing to the stresses placed on it during a season of axis at the elbow, and the moving arm along the ulnar
pitching. boarder. Players also completed a questionnaire
regarding throwing history and arm injury as well as
Methods Quick Disabilities of the Arm, Shoulder, and Hand
Following Institutional Review Board approval, we (QuickDASH) assessment.
performed a prospective observational study. High Dynamic ultrasound imaging was performed on the
school athletic trainers or coaches from 8 high schools throwing elbows of each pitcher before the start of their
recruited male high school varsity baseball pitchers for high school season. Players then participated in a single
participation. To be eligible for participating in the season of high school baseball. After the season, players
study, subjects were required to be a current high were reevaluated, with 21 of the 22 pitchers evaluated
school varsity baseball players whose primary position within 6 days after their nal game. One pitcher was
(per the coaching staff) was pitcher. In addition, the evaluated 8 days after his last game owing to an illness.
subjects were required to be asymptomatic in regards to Pitchers also answered another questionnaire regarding
arm pain and capable of unrestricted baseball activity. arm pain throughout the season and were assessed with
Pitchers could also not have played or pitched in a live a QuickDASH questionnaire. Season pitching
baseball game in the 2 months leading up to the study statisticsdspecically, number of games pitched,
period. Pitchers were excluded from participating in the number of innings pitched, number of pitches thrown,
study if they could not participate in baseball owing to maximum velocity, average velocity, percent of off-
elbow or shoulder pain, if they could not be imaged speed pitches, average days of rest between perfor-
before the beginning of their high school season, or if mance, and number of bullpen sessions a weekdwere
they had previous known elbow injury or surgery. also compiled for each pitcher in the study. Pitching
A complete dynamic elbow ultrasound evaluation statistics were collected by designated team represen-
was performed on each pitcher in the study at the tatives who consisted of scorekeepers and assistant
participating institution. Ultrasound images were ac- coaches.
quired using a Logiq E9 ultrasound system with a 12 After the postseason evaluation, all ultrasound images
MHz linear array transducer (GE Healthcare, Little were deidentied for time of exam and player name
Chalfont, UK). Images were acquired of the elbow ac- and evaluated in random order by 2 fellowship-trained
cording to American Institute of Ultrasound in musculoskeletal radiologists. Each radiologist evaluated
1710 R. A. KELLER ET AL.
Results
Twenty-two pitchers were recruited for this study.
All pitchers asked to participate were eligible for
participation with no pitchers meeting exclusion Fig 2. Anterior band of the UCL at rest of a postseason right
criteria. Demographics for the cohort include a mean elbow. The UCL is thickened with heterogeneous echotexture
(standard deviation) age of 16.9 (0.9) years (range, 15 as seen between the arrow and arrowhead. The ulnohumeral
to 18 years) and mean body mass index (BMI) of 24.7 joint space is marked between the signs.
DYNAMIC ULTRASOUND EVALUATION OF PITCHING ELBOW 1711
Outcome Measure Preseason Postseason P Value Outcome Measure Preseason, n (%) Postseason, n (%) P Value
UCL thickness, mm 1.85 (0.51) 2.20 (0.71) .02 Prior proximal UCL 1 (5) 0 (0) d
Unloaded ulnohumeral 3.13 (0.70) 3.36 (0.97) .29 avulsion
joint space, mm Prior proximal UCL tear 0 (0) 0 (0) d
Loaded ulnohumeral 3.87 (1.03) 4.30 (1.16) .10 Old avulsion medial 1 (5) 0 (0) d
joint space, mm epicondyle
Ulnar nerve cross- 5.0 (0.01) 6.0 (0.03) .01 Sublime tubercle spur 1 (5) 3 (14) .14
sectional area, mm2 Loose bodies 0 (0) 3 (14) d
NOTE. Data presented as mean (standard deviation). Signicant P Posteromedial 8 (40) 7 (32) .16
values are in bold. olecrenon spurring
UCL, ulnar collateral ligament. UCL, ulnar collateral ligament.
1712 R. A. KELLER ET AL.
Table 5. Correlations (r Values) and Odds Ratios (OR) for Associations Among Demographic Factors, Clinical Assessment
(QuickDASH), and Preseason to Postseason Changes in Ultrasound Findings
since previous studies have evaluated the UCL at only a signicant changes on ultrasound exam.14 Like this
single time point or with signicant time between ul- current study, the aforementioned authors could not
trasound exams and therefore were not designed to comment on whether the changes seen on recurrent
assess temporal changes due to the stresses of a season exams could be modiable via therapy or rest. Nor
of pitching.13-15,20 A recent study by Ciccotti and asso- could they correlate changes seen with risk of subse-
ciates evaluated 131 pitchers who had multiple ultra- quent injury. We hope that further longitudinal eval-
sounds performed before the players seasons uation of pitchers will help to answer these questions.
temporally separated by a year or more. They found Our nding of an increase in UCL thickness on
that 26% of players had increases in dynamic medial postseason exam is consistent with previous studies that
ulnohumeral joint space gapping with stress on subse- have reported that the UCL in the throwing arm is
quent studies but did not nd any other statistically signicantly thicker than that in the nonthrowing
Table 6. Correlations (r Values) and Odds Ratios (OR) for Associations Between Measures of Pitching Stress and Preseason to
Postseason Changes in Ultrasound Findings
arm.13,14,20 Similarly, these previous studies have also Conway and colleagues reported that approximately
reported greater medial ulnohumeral joint laxity in the 40% of throwing athletes with medial elbow instability
throwing arm when compared with the nonthrowing also have ulnar neuritis.23 Despite this nding of
arm.13,14,20 Specically, Ciccotti and colleagues evalu- increased ulnar nerve cross-sectional area, no pitchers
ated 368 professional pitchers before a season of in the current study reported any symptoms of ulnar
pitching over a 10-year period. They reported that the neuritis. Consistent with the increases over time in UCL
pitching arm had increased UCL thickness and a wider thickness and UCL heterogeneity, this increase in ulnar
medial ulnohumeral joint space under a valgus load nerve cross-sectional area may be suggestive of medial
compared with the nonpitching arm. Nazarian and soft-tissue overload and an early predictor of future
colleagues evaluated 26 asymptomatic professional injury.
pitchers via the same methods and they too found a Along with sonographic changes seen in the throwing
thicker UCL and wider ulnohumeral joint space under a arm, this cohort of pitchers had a statistically signicant
valgus loads in players pitching arms. In addition, both increase in QuickDASH scores after a season of play
studies found that hypoechoic areas within the UCL (P .03). A previous study by Lyman and colleagues
were more frequently in the pitching arm.13,14 Sasaki evaluated 476 youth pitchers for arm pain.8 They re-
et al.15 performed a similar study with 30 college ported that 15% of all pitching appearances resulted in
baseball players. They also reported that medial joint elbow or shoulder pain, with half of all pitchers
space laxity was greater in the throwing arm of pitchers reporting shoulder pain at some point during the sea-
when compared with the contralateral arm. The son. Previous research has suggested that a change in
changes reported in the current study occurred over a the QuickDASH score of 10 points is the minimally
relatively brief time period (approximately 4 months), clinical important difference.24 Consequently, the clin-
and these ndings suggest that increased UCL thick- ical signicance of this change in the mean QuickDASH
ening and heterogeneity may be the initial changes that score from a preseason value of 3.5 to a postseason
occur in response to overuse. These temporal changes value of 10.6 remains unclear. However, there was
should be evaluated further to assess the extent to appreciable variability across pitchers in the change in
which they are associated with overuse and the extent QuickDASH scores from preseason to postseason. Spe-
to which they may be a predictor of future injury. In cically, the changes in QuickDASH score ranged
addition, it is not known whether this studys ndings from 5.9 (indicating a more favorable postseason
are transient changes to the throwing elbow that can be assessment than preseason assessment) to 59.1, with 7
corrected with a rest period from throwing or if they are of the 22 pitchers reporting no change in their Quick-
permanent additive changes to the elbow structures. DASH score and 7 pitchers reporting a change in the
More studies will be needed to assess whether these QuickDASH score of greater than 10 points. Additional
structural changes respond to a period of rest. research is necessary to assess the extent to which
Pitchers also had increases in the amount of liga- changes in QuickDASH score are associated with
mentous substance heterogeneity. Ligamentous het- sonographic changes in the elbow and UCL.
erogeneity is echotextural abnormalities that include Elbow injuries in baseball pitchers appear to be an
hypoechoic foci and calcications (Fig 2). The normal overuse phenomenon.8,20,25,26 The current limits rec-
state of the UCL, as seen via ultrasound, is with a ommended by USA Baseball Medical and Safety Advi-
uniformed echotecture. Previous studies have found sory Committee for teenage pitchers are 75 pitches per
similar heterogenous changes in injured tendon and game, 1,000 pitches per competitive season, and 3,000
ligamentous structures. In the study by Ciccotti et al.,14 pitches per calendar year. These recommendations are
12 of 368 pitchers evaluated via ultrasound went on to based on research indicating an association between the
require UCL reconstruction. Of those that required UCL number of pitches thrown and the risk of shoulder and
reconstruction, 42% had hypoechoic foci, whereas only elbow pain in youth baseball.8 Although pitch counts
29% in the uninjured group exhibited these ligamen- are a convenient method for documenting usage, this
tous changes. The investigators could not comment on approach overlooks a number of other factorsdfor
specic correlation with injury owing to a limited example, throwing mechanics, overall conditioning,
sample size. More studies are required to evaluate the type of pitches thrown, intrinsic soft-tissue mechanical
affects of these intrasubstance changes on ligmanetous capacity, nonpitching usage, and so ondthat may play
pathology. a signicant role in the development of elbow injuries.
Although still within nonpathologic limits, we also The ndings from this study further emphasize this
found a statistically signicant increase in ulnar nerve point. Specically, the pitchers in this study pitched a
cross-sectional area (P .001; Table 2). Ulnar neuritis mean of 456.5 pitchesdthat is, well below the 1,000
has previously been described in baseball pitchers and is pitch limit for a competitive season recommended by
believed to result from excessive traction on the nerve USA Baseballdand yet there were signicant changes
that occurs in the late-cocking phase of pitching.21,22 in the elbow and UCL from preseason to postseason
1714 R. A. KELLER ET AL.
evaluations. In addition, in evaluating correlations with 4. Conte S, Requa RK, Garrick JG. Disability days in major
demographics and season stressors and changes seen on league baseball. Am J Sports Med 2001;29:431-436.
ultrasound, most correlations appeared to be related to 5. Chen FS, Rokito AS, Jobe FW. Medial elbow problems in
overuse phenomena including bullpens per week, total the overhead-throwing athlete. J Am Acad Orthop Surg
2001;9:99-113.
pitches, innings pitched, and games pitched. It remains
6. Li X, Zhou H, Williams P, et al. The epidemiology of single
unclear whether the changes observed in this study are
season musculoskeletal injuries in professional baseball.
a normal physiologic response to pitching or an early Orthop Rev (Pavia) 2013;5:e3.
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Owens BD. Epidemiology of Major League Baseball in-
Limitations juries. Am J Sports Med 2011;39:1676-1680.
We acknowledge that there are several limitations in 8. Lyman S, Fleisig GS, Andrews JR, Osinski ED. Effect of
this study. First, the sample size of 22 pitchers is rela- pitch type, pitch count, and pitching mechanics on risk of
tively small. However, this sample size was able to elbow and shoulder pain in youth baseball pitchers. Am J
detect statistically signicant changes over time in UCL Sports Med 2002;30:463-468.
thickness, UCL heterogeneity, and ulnar nerve cross- 9. Tullos HS, King JW. Throwing mechanism in sports.
sectional area. Owing to the small sample size we Orthop Clin North Am 1973;4:709-720.
were also not able to evaluate possible correlations of 10. Cain EL Jr, Dugas JR, Wolf RS, Andrews JR. Elbow in-
juries in throwing athletes: a current concepts review. Am
elbow soft-tissue changes with the pitchers playing
J Sports Med 2003;31:621-635.
alternate positions when not pitching. Another limita-
11. Wright RW, Steger-May K, Klein SE. Radiographic nd-
tion of this study is that the valgus force applied when ings in the shoulder and elbow of Major League Baseball
imaging the ulnohumeral joint was applied manually. pitchers. Am J Sports Med 2007;35:1839-1843.
The same orthopaedic surgeon examiner applied the 12. Jazrawi LM, Leibman M, Mechlin M, et al. Magnetic
valgus stress to every pitcher in the study, but the study resonance imaging evaluation of the ulnar collateral lig-
may have beneted from applying a standardized load ament in young baseball pitchers less than 18 years of age.
to all subjects via a Telos stress device. It would have Bull Hosp Jt Dis 2006;63:105-107.
been benecial to evaluate the nonthrowing arm, both 13. Nazarian LN, McShane JM, Ciccotti MG, OKane PL,
before and after the season, to assure that the changes Harwood MI. Dynamic US of the anterior band of the
seen were not just normal responses that are seen in ulnar collateral ligament of the elbow in asymptomatic
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149-154.
have been benecial to obtain a follow-up ultrasound
14. Ciccotti MG, Atanda A, Nazarian LN, Dodson CC,
examination approximately 3 months after postseason Holmes L, Cohen SB. Stress sonography of the ulnar
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Conclusions 15. Sasaki J, Takahara M, Ogino T, Kashiwa H, Ishigaki D,
The stresses placed on the elbow during only one Kanauchi Y. Ultrasonographic assessment of the ulnar
collateral ligament and medial elbow laxity in college
season of pitching create adaptive changes to multiple
baseball players. J Bone Joint Surg Am 2002;84-A:
structures about the elbow including UCL heterogene- 525-531.
ity and thickening, increased ulnohumeral joint space 16. Timmerman LA, Schwartz ML, Andrews JR. Preopera-
laxity, and enlarged ulnar nerve cross-sectional area. tive evaluation of the ulnar collateral ligament by
magnetic resonance imaging and computed tomography
Acknowledgment arthrography. Evaluation in 25 baseball players with
The authors thank Coach Bill McElreath for his help surgical conrmation. Am J Sports Med 1994;22:26-31.
with this project. discussion 32.
17. Jones KJ, Dines JS, Rebolledo BJ, et al. Operative man-
agement of ulnar collateral ligament insufciency in
adolescent athletes. Am J Sports Med 2013;42:117-121.
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