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FOCAL POiNT Research, Policy, and Practice in Childrens Mental Health Summer 2005, Vol. 19 No. 1, pages 11-14
al and vocational goals and expec- needed help. By late adolescence, This was true for the majority of
tations for themselves. By the time they had developed a belief in their the troubled teens, but more so
they reached age 40, not one of own effectiveness and a conviction for the females than the males.
these individuals was unemployed, that the problems they confronted Overall, the troubled teen-
none had been in trouble with the could be overcome by their own ac- agers had slightly higher mortality
law, and none had to rely on social tions. They had more realistic edu- rates by age forty (4.4%) than their
services. Their divorce rates, mortal- cation and vocational plans, and resilient peers (3.3%) and the low-
ity rates and rates of chronic health higher expectations for their future risk members of the same birth
problems were significantly lower than did their peers with coping cohort (2.8%), with more fatalities
at midlife than those of their same problems. due to accidents and AIDS. The
sex peers. Their educational and 2. Protective factors in the majority of the survivors, however,
vocational accomplishment were family. Children who succeeded had no serious coping problems by
equal to or even exceeded those against the odds had the opportu- the time they reached midlife. They
of children who had grown up in nity to establish, early on, a close were in stable marriages and jobs,
more economically secure and sta- bond with at least one competent, were satisfied with their relation-
ble home environments. Their very emotionally stable person who was ships with their spouses and chil-
existence challenges the myth that sensitive to their needs. Much of dren, and were responsible citizens
a child who is a member of a so- this nurturing came from substitute in their community.
called high-risk group is fated to caregivers, such as grandparents, Several turning points led to
become one of lifes losers. older siblings, aunts, and uncles. lasting positive shift in the life trajec-
Resilient children seemed to be es- tories among the high-risk men and
Resilience in the Formative pecially adept at recruiting such women in our cohort who had been
Years surrogate parents. troubled teenagers. These changes
Three clusters of protective fac- Resilient boys tended to come took place after they had left high
tors differentiated the resilient boys from households with structure school and without the benefit of
and girls who had successfully over- and rules, where a male served as a planned intervention by profes-
come the odds from their high-risk model of identification, and where sional experts. One of the most
peers who developed serious coping there was encouragement of emo- import lessons we learned from our
problems in childhood or adoles- tional expressiveness. Resilient girls follow-up in adulthood was that the
cence. tended to come from families that opening of opportunities in the third
1. Protective factors within combined an emphasis on indepen- and fourth decade of life led to en-
the individual. Even in infancy, dence with reliable support from a during positive changes among the
resilient children displayed tem- female caregiver. The families of majority of teenage mothers, the
peramental characteristics that elic- these children tended to hold re- delinquent boys, and the individu-
ited positive responses from their ligious beliefs that provided some als who had struggled with mental
caregivers. At age one, their moth- stability and meaning in their lives. health problems in their teens.
ers tended to characterize them as 3. Protective factors in the Among the most potent forces
active, affectionate, cuddly, good- community. Resilient youngsters for positive change for these youth
natured, and easy to deal with; at tended to rely on elders and peers in adulthood were continuing edu-
age two, independent observers in their community for emotional cation at community colleges and
described the resilient toddlers as support and sought them out for adult high schools, educational and
agreeable, cheerful, friendly, re- counsel in times of crisis. A favor- vocational skills acquired during
sponsive, and sociable. They were ite teacher was often a positive role service in the armed forces, mar-
more advanced in their language model, so were caring neighbors, riage to a stable partner, conversion
and motor development, and in elder mentors, parents of boy- or to a religion that demanded active
self-help skills than their peers who girlfriends, youth leaders, ministers, participation in a community of
later developed problems. and members of church groups. faith, recovery from a life-threat-
By age 10, the children who ening illness or accident, and, to a
succeeded against the odds had Recovery in Adulthood much lesser extent, psychotherapy.
higher scores on tests of practical One of the most striking find- Attendance at community col-
problem-solving skills and were ings in our follow-up studies done leges and enlistment in the armed
better readers than those who de- in adulthood (at ages 32 and 40) was forces provided troubled teenag-
veloped behavior or learning prob- that most of the youth who had de- ers with the opportunity to obtain
lems. They also had a special talent veloped serious coping problems in educational, vocational, and social
that gave them a sense of pride, and adolescence had staged a recovery skills that made it possible for them
they willingly assisted others who by the time they reached midlife. to move out of welfare dependence
Regional Research Institute for Human Services, Portland State University. This article and others can be found at www.rtc.pdx.edu
For reprints or permission to reproduce articles at no charge, please contact the publications coordinator at 503.725.4175;
FOCAL POiNT Research, Policy, and Practice in Childrens Mental Health Summer 2005, Vol. 19 No. 1, pages 11-14
into a competitive job market. Such sion rather than on talk therapy general, the outlook in adulthood
effects also carried forward to their that provided insight. The majority for individuals who had been shy or
children. Both the teenage mothers of the men and women consistently lacked self-confidence as children or
and the former delinquents who had ranked the effectiveness of mental adolescents was more positive than
made use of educational opportuni- health professionals (whether psy- for those who had displayed fre-
ties that were available to them in chiatrists, psychologists, or social quent anti-social behavior, and for
adulthood were eager to see their workers) much lower than the coun- youths whose parents had chronic
own sons and daughters succeed in sel and advice given by spouses, mental health and/or alcohol abuse
school. problems.
Marriage to a stable part- When we examined
ner, whom they considered a the links between individual
close friend, was another posi- dispositions and external
tive turning point. Often it was sources of support in the
a happy second marriage, after family and community, we
a hastily or impulsively con- discovered that the resilient
tracted first marriage had ended men and women were not
in divorce. Such a marriage passively reacting to the con-
provided the once-troubled straints of negative circum-
partners with a steady source stances. Instead, they active-
of emotional support, and with ly sought out the people and
the opportunity to share their opportunities that led to a
concerns with a caring person positive turnaround in their
who bolstered their self-esteem. lives. The youth who made
Conversion to a religious a successful adaptation in
faith that provided structure, a adulthood despite adversity
sense of community, and the relied on sources of support
assurance of salvation was an within their family and com-
important turning point in the munity that increased their
lives of many troubled teenag- competencies and self-effi-
ers. Most of them were sons cacy, decreased the number
and daughters of alcoholics of stressful life events they
who had been abused as chil- subsequently encountered,
dren, and who had struggled and opened up new opportu-
with substance abuse problems of friends, members of the extended nities for them.
their own. family, teachers, mentors, co-work-
Some individuals who had ers, members of church groups, or Future Directions
struggled with mental health prob- ministers. Their low opinion of the Most of our findings have
lems in their teens encountered effectiveness of professional help by since been replicated in a num-
a different kind of epiphany that mental health specialists did not im- ber of longitudinal studies around
turned their lives around as they prove from the second to the third the worldon the mainland in
approached age 40. They had ex- and to the fourth decade of life. the U.S.A., and in Australia, New
perienced a prolonged and painful Zealand, Denmark, Sweden, Great
bout with a life-threatening illness Factors Contributing to the Britain, and Germany (Werner,
or an accident. A close encounter Recovery of Troubled Teens 2005). In all of these studies, one
with death forced them to examine The troubled individuals can discern a common core of in-
the lives they had lived and to con- who made use of informal opportu- dividual dispositions and sources of
sider the opportunities for positive nities in their twenties and thirties, social support that contribute to re-
change they would seize when they and whose lives subsequently took silience. These protective buffers ap-
recovered. a positive turn, differed in signifi- pear to make a more significant im-
Formal psychotherapy had cant ways from those who did not pact on the life course of individuals
worked with only a few troubled make use of such options. They who thrive despite adversity than
individuals (some 5%) who tended were active and sociable, had better do specific risk factors and stress-
to be better educated and were of a problem-solving and reading skills, ful life events, and they transcend
more introspective bent. The major- and had been exposed to more posi- ethnic and social class boundaries.
ity in this group relied on medica- tive interactions with caregivers in Many of the protective factors that
tion that relieved anxiety or depres- infancy and early childhood. In fostered resilience among those ex-
Regional Research Institute for Human Services, Portland State University. This article and others can be found at www.rtc.pdx.edu
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FOCAL POiNT Research, Policy, and Practice in Childrens Mental Health Summer 2005, Vol. 19 No. 1, pages 11-14
posed to multiple risk factors were the dispositions and competencies
2005 STAFF of the RESEARCH AND
also beneficial to those who lived in of the participants. Thus, we should TRAINING CENTER ON FAMILY SUP-
more favorable environments, but exercise some caution in advocating PORT AND CHILDRENS MENTAL
HEALTH
they did have a stronger predictive a particular treatment unless its ef-
power for positive developmental fectiveness has been independently Regional Research Institute for
Human Services
outcomes for individuals especially evaluated. Graduate School of Social Work
Portland State University
challenged by adversity (Masten & PO Box 751, Portland, OR 97207-0751
Voice: 503.725.4040, Fax:
Coatsworth, 1998). 503.725.4180
Despite this accumulating evi- www.rtc.pdx.edu
dence, the study of resilience across Emmy Werner is Research Pro- Barbara J. Friesen, Director; Janet
S. Walker, Director of Research and
the life span is still relatively un- fessor of Human Development in Dissemination; Lynwood J. Gordon,
Associate Director of Training and
charted territory. We urgently need the Department of Human and Technical Assistance; Donna Fleming,
to explore the reserve capacity of Community Development at the Center Coordinator; Stacey Sowders
and Anne Thompson, Project Support;
older people who are an increasing University of California, Davis. Noah Latz and Cintia Mason, Student
Assistants.
segment of our populationtheir
Voices of Youth: Pauline Jivanjee
on resilience also needs to focus References Student Mentee; Jan Lacy, Family
have consistently noted that a high- and Vulnerability: Adaptation in and JoAnn Sowers, Co-Principal
er proportion of females than males the context of childhood adversities. Project Manager.
managed to cope effectively with New York: Cambridge University Partnerships in Planning: Laurie Powers
on informal sources of social sup- Masten, A. S., & Coatsworth, J.D. Assistant.
port than the men. We suspect that (1998). Resilience in individual Work-Life Integration: Julie
these same gender differences may development: The development Rosenzweig, Eileen Brennan and
also apply to coping with old age. of competence in favorable and Investigators; Katherine Huffstutter,
Project Manager.
We need more evidence from unfavorable environments: Les-
Transforming Transitions: Jennifer
twin, adoptee, and family studies sons from research on successful Bradley, Beth Green and Constance
about the mediating effect of ge- children. American Psychologist, Lehman, Co-Principal Investigators;
netic influences that lead to positive 53, 205 - 220. Eileen Brennan, Project Collaborator;
ty. Future research on risk and resil- Werner, E. E. (2005). What can we Mentee.
ience also needs to acquire a cross- learn about resilience from large- Practice-Based Evidence: Barbara J.
cultural perspective that focuses on scale longitudinal studies? In S. Friesen and Terry Cross, Co-Principal
the children from developing coun- Goldstein & R. Brooks (Eds.), Janet S. Walker, Project Collaborators;
carefully evaluate intervention pro- Vulnerable but invincible: A longitu- Investigators; Jennifer Bradley, Project
Coordinator.
grams that aim to foster resilience. dinal study of resilient children and
Building on Family Strengths
Throughout our study, we observed youth. New York: McGraw Hill. Conference: Lynwood J. Gordon
high-risk individuals in their re- Werner, E. E., & Smith, R.S. (1992). Anne Thompson, Support Staff.
sponses to adversity as well as to the Overcoming the odds: High-risk chil- Publications: Stacey Sowders and Anne
opening up of naturally occurring dren from birth to adulthood. Ithaca, Noah Latz and Cintia Mason, Student
opportunities. Our findings suggest NY: Cornell University Press. Publications Assistants.
edu
designed to improve the lives of Journeys from childhood to midlife:
at-risk children and youth will also Risk, resilience and recovery. Ithaca, Publications Coordinator, rtcpubs@pdx.
edu
have variable effects, depending on NY: Cornell University Press.
Regional Research Institute for Human Services, Portland State University. This article and others can be found at www.rtc.pdx.edu
For reprints or permission to reproduce articles at no charge, please contact the publications coordinator at 503.725.4175;
FOCAL POiNT Research, Policy, and Practice in Childrens Mental Health Summer 2005, Vol. 19 No. 1, pages 11-14