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677

Ascitic Fluid Analysis in Hepatocellular


Carcinoma
Agosfino Colli, M.D., Massimo Cocciolo, M.D., Carlo Xiva, M.D.,
Loredana Marcassoli, Mariangela Pirola, Palma Di Gregorio, Biol.Sc.D.,
and Guglielmo Buccino, Bio1.Sc.D.

Background. Ascites in patients with hepatocellular cated cirrhosis, on the renal f ~ n c t i o n However,
.~ the
carcinoma (HCC) is a poorly characterized subgroup of growth and spread of HCC could, at least hypotheti-
malignancy-related ascites. Not only the underlying liver cally, worsen fluid accumulation into the peritoneal cav-
disease, but also the tumor growth and spread contrib- ity by increasing portal pressure with thrombosis or
utes to the ascites formation. The authors differentiated compression of intrahepatic portal branches or by ob-
ascites in HCC from other types of ascites. structing lymph channels and infiltrating the perito-
Methods. The authors analyzed the ascitic fluid of
185 consecutive patients (89 liver cirrhosis, 33 HCC, 31
neum.
peritoneal carcinomatosis, 22 liver metastases, 10 sponta- Despite the large amount of information about
neous bacterial peritonitis). ascitic fluid analysis and its diagnostic value, we have
Resulfs. Each subgroup showed a typical pattern. not found any study devoted to characterize the ascitic
Compared with the cirrhotic patients, those with HCC fluid in patients with HCC.
showed a higher frequency of positive cytologic findings Recently, some biochemical parameters (serum-
(4 of 33 versus 0/89, P < 0.004), elevated fibronectin con- ascites albumin gradient [SAAG], ascitic fibronectin,
centration (10/33 versus 8/89, P < 0.004), and elevated cholesterol, sialic acid) have been reported to yield a
polymorphonuclear cell count (10/33 versus 5/89 P < near-perfect discrimination between malignant and
0.004). nonmalignant ascites, even better than cytologic exami-
Conclusions. A significant number of patients with nation.4-" However, in these studies, patients with
ascites and HCC patients showed signs of peritoneal infil-
HCC are not examined at all or are considered as a
tration with positive cytologic findings and increased
concentration of fibronectin. Moreover, neutrocytic small and marginal subgroup.
ascites without signs of superinfection is relatively com- To differentiate ascites in HCC from other types of
mon (30%). Cancer 1993; 72677-82. ascites, particularly from sterile uncomplicated ascites
in cirrhosis of the liver, we analyzed, measuring these
Key words: hepatocellular carcinoma, serum-ascites al- new parameters (SAAG, fibronectin, cholesterol, and
bumin gradient, spontaneous bacterial peritonitis, fibro- sialic acid) a series of 185 consecutive ascites (33 from
nectin, diagnostic paracentesis. patients with HCC overimposed on liver cirrhosis, 89
sterile uncomplicated ascites in cirrhosis of the liver, 31
Hepatocellular carcinoma (HCC) is a common compli- peritoneal carcinomatosis, 22 from patients with liver
cation of long-standing liver disease and, at least in metastasis, and 10 spontaneous bacterial peritonitis).
Western Countries and in Japan, more than 80% of the
cases are overimposed on a cirrhotic liver.',2 Patients
Ascites in patients with HCC is considered a sign of
the severity of the underlying liver disease with portal We examined 185 consecutive patients with ascites ad-
hypertension and hypoalbuminemia. Its response to mitted to our medical division between January 1986
the treatment with diuretics depends, as in uncompli- and September 1991. We classified them into five
groups:

From Ospedale "C. Borella," Giussano (Milano), Italy.


Address for reprints: Agostino Colli, M.D., Divisione di Medi-
Group 1
cina, Ospedale di Giussano, via Milano, 65, 20034 Giussano (Milano)
Italy. Eighty-nine patients had sterile uncomplicated cirrhotic
Accepted for publication March 23, 1993. ascites. Diagnosis of cirrhosis was based on clinical
678 CANCER August 1, 1993, Volume 72, No. 3

grounds and histologically confirmed in 5 1 of them. In filtration; and one with liver cirrhosis and abdominal
every patient, the serum alpha-fetoprotein was lower non-Hodgkin lymphoma.
than 10 ng/ml and the ultrasound (US) abdomen scan
showed no evidence of malignancy. Microbiologic cul- Methods
tures of the fluid gave negative results.
In every patient, a diagnostic paracentesis was per-
Group 2 formed within 24 hours from the admission to our hos-
pital, and usually before the beginning of any treat-
Thirty-three patients had ascites of 70 patients with ment. Some patients were already in chronic treatment
HCC in liver cirrhosis. The diagnosis was based on his- with diuretics, but without oliguria and evidence of
tologic study of adequate specimens obtained by US- fluid accumulation. None of the patients had received
guided biopsy or laparoscopy or at necropsy. Multiple antibiotic treatment before investigation.
tumor masses or a large single mass with a diameter > 5 Paracentesis was performed under aseptic condi-
cm were found in five patients. In all of the patients, the tions using a 20-gauge needle and aspirating at least
finding of ascites was concomitant with the diagnosis 350 ml of fluid: 20 ml were immediately injected, at
of HCC. patients bedside, into blood culture bottles with aero-
bic and anaerobic culture media (Liquoid Brain Heart
Group 3 Infusion and Thioglycollate, Roche, Basel, Switzerland)
and observed for an adequate period, up to a month.
Thirty-one patients had peritoneal carcinomatosis: 7 The ascitic fluid was also cultured for Mycobacterium
with and 24 without liver metastases. Diagnosis was tuberculosis in special media.
based on positive ascitic cytologic findings at paracente- Leukocyte and PMN counts were performed by
sis and surgical or laparoscopic findings of peritoneal nonautomated means. Cytologic examination was per-
infiltration in patients with ovarian (13), colonic (6), formed within 1hour on stained smears of the sediment
uterine (2), renal (2), pancreatic (l),breast (l), lym- of centrifuged 250 ml of fluid.
phoma (l),or unknown (5) malignancy. Chemical analyses (glucose, protein, albumin,
amylase, lactate dehydrogenase, triglyceride, choles-
Group 4 terol) were performed by the techniques usually ap-
plied for blood samples. For alpha-fetoprotein and car-
Twenty-two patients had liver metastases, no evidence cinoembryonic antigen determination, an immunoen-
of liver cirrhosis, and negative ascitic cytologic results. zymatic assay was used (IMx AFP and 1Mx CEA,
Diagnosis was made by histologic or cytologic study on Abbott GmbH Wiesbaden, Germany). The fibronectin
specimens obtained by US-guided biopsy or fine-nee- concentration was determined by nephelometric assay
dle aspiration of the liver metastases: 7 gastric carci- with a specific immune serum (Behringwerke AG, Mar-
noma, 4 colonic carcinoma, 2 pancreatic carcinoma, 2 burg, W. Germany) in 5 ml of ascitic fluid freshly col-
lung carcinoma, 2 ovarian carcinoma, 2 lymphoma, 1 lected in a plastic tube containing ethylenediamine tet-
breast carcinoma, 1 renal carcinoma, and 1 adenocarci- raacetic acid. The sialic acid concentration was deter-
noma of unknown origin. mined with enzymatic-colorimetric assay (Boehringer
Mannheim, W. Germany) in 5 ml of ascitic fluid. Serum
Group 5 total protein and albumin concentrations were mea-
sured for determination of SAAG on a venous blood
Ten patients had spontaneous bacterial peritonitis with sample taken immediately before paracentesis.
positive bacteriologic culture of the ascites in absence of
evident visceral contamination. In all of the patients, Statistical Analysis
the polymorphonuclear cell (PMN) count was > 250/
mm3. Seven patients had cirrhosis of the liver, one had For each parameter, a comparison among groups was
HCC in cirrhosis, one had peritoneal carcinomatosis performed with analysis of variance and the Student-
from gastric carcinoma, and one had liver metastases Neuman-Keuls test. We preselected the cutoff values
from colonic carcinoma and negative cytologic results. for each parameter indicating complicated ascites ac-
To simplify the study, we excluded four patients cording to the data of previous studies: particularly
with ascites: one with tubercular peritonitis; one with SAAG < 1.1 mg/dl, ascitic fibronectin > 75 mg/l, cho-
neoplastic infiltration of the pericardium and evidence lesterol > 50 mg/dl, sialic acid > 30 mg/dl, leukocyte
of constrictive pericarditis; one with amyloidosis, con- count > 500/mm3, PMN > 250/mm3. We calculated
gestive heart failure, nephrotic syndrome, and liver in- and analyzed the frequency rates exceeding the cutoff
Ascites in HCC/Colli et al. 679

Table 1. Results of Ascitic Fluid Analysis in 175 Patients With Ascites and Comparison Between Sterile
Uncomplicated Cirrhotic Ascites and Malignancy-Related Ascites Subgroups
Group 1 Group 2 Group 3 Group 4

(n = 89) (n = 33) (n = 31) (n = 22)


Parameter Mean 2 S D Mean f SD P versus 1 Mean ? SD P versus 1 Mean f SD P versus 1
Serum-ascites albumin
gradient (g/dl) 1.9 f 0.5 2.1 f 0.7 NS 0.8 f 0.7 < 0.01 1.5 f 0.8 NS
Fibronectin (mg/l) 32.1 f 30.1 *
29.0 62.8 NS 204.2 f 93.0 < 0.01 84.9 -+ 74.4 < 0.01
Sialic acid (mg/dl) 16.2 f 88.1 21.0 f 18.1 NS 59.0 f 18.4 < 0.01 34.7 2 137.6 < 0.01
Cholesterol (mg/dl) 30.1 k 33.9 24.7 f 26.4 NS 93.4 f 26.2 < 0.01 68.2 f 44.3 NS
Leukocyte count
(cells/mm3) 422 f 571 809 f 860 NS 3011 f 2294 < 0.01 1055 2 1595 NS
Polymorphonuclear cell
count (cells/mm3) 103 f 102 765 f 768 NS 1622 f 1066 < 0.01 55 -+ 39 NS
Group 1: sterile uncomplicated cirrhotic ascites; Group 2: hepatocellular carcinoma in liver cirrhosis; Group 3: peritoneal carcinomatosis; Group 4: liver metastases;
SD: standard deviation.

for each group of ascites with chi-square test, with by definition, in patients with cirrhosis and in those
Yates modification, and the Bonferroni adjustment with other malignancies. Ascitic concentration was >15
where needed; a P value < 0.05 was considered signifi- ng/dl only in patients with elevated serum concentra-
cant. We excluded from the comparisons the 10 pa- tion; in all of the patients, the concentration in the asci-
tients with spontaneous bacterial peritonitis (SBP). tic fluid was lower than serum concentration.
SAAG was lower than 1.1 g/dl in the exudative
range, in 21 of 31 patients with peritoneal carcinomato-
ResuIts sis, in 3 of 33 with HCC, in 7 of 22 with liver metas-
tases, and in only 1 of 89 patients with cirrhosis. Con-
Results are expressed as mean k SD unless otherwise comitant liver metastases (seven) or liver cirrhosis (one)
indicated. were demonstrated by US abdomen scan or biopsy or
None of the parameters considered showed a signif- both in the patients with peritoneal carcinomatosis and
icant difference between HCC and sterile uncompli- SAAG > 1.1.
cated cirrhotic ascites, comparing the mean values; how- Ascitic sialic acid was elevated in 30 of 31 patients
ever, the comparison of the rates of frequency of values with peritoneal carcinomatosis and in 10 of 22 patients
exceeding the cutoffs showed a significant difference with liver metastases (P < 0.004 versus group 1).
for fibronectin, cytologic findings, leukocyte count, and Ascitic cholesterol was elevated in 16 of 89 cirrhotic
PMN count ( P < 0.001). and in all 31 peritoneal carcinomatosis.
In patients with other subtypes of malignancy-re- Fibronectin was elevated in 8 of 89 patients with
lated ascites (groups 3 and 4), not only fibronectin but cirrhosis, 10 of 33 HCC, 2 of 22 metastases, and in 30 of
also sialic acid and cholesterol concentrations were 3 1 peritoneal carcinomatosis.
higher than in group 1. SAAG was lower in patients Leukocyte count and PMN count were elevated in
with peritoneal carcinomatosis. all patients with the infected ascites (SBP)in which cul-
Table 1 shows the mean value and SD in groups 1 ture was always positive. However, an increase in PMN
to 4. In Table 2 the rates of SAAG, fibronectin, sialic count with a negative culture was found in 24 of 31
acid, cholesterol, leukocyte count, PMN count exceed- patients with carcinomatosis and in 10 of 33 HCC, with
ing the cutoff values and the results of cytologic exami- a significant difference with group 1 (cirrhosis of the
nation in each group are shown. Table 3 shows the liver) and group 4 (liver metastases).
diagnostic value of fibronectin, leukocyte count, PMN Finally, cytologic study was positive in 4 of 33 pa-
count, and cytologic findings in the differential diagno- tients with HCC, with no false-positive results in group
sis between HCC and sterile uncomplicated cirrhotic 1. Positive cytologic findings were, in every case, con-
ascites. Table 4 shows the results of ascitic fluid analysis firmed by an adequate liver biopsy.
in the 10 patients with SBP (group 5). Figure 1 shows the results of PMN count, cytologic
Serum alpha-fetoprotein was elevated (> 200 ng/ examination, and fibronectin concentration in the pa-
ml) in 21 of 33 patients with HCC and always normal, tients with HCC (group 2).
680 CANCER August 1, 1993, Volume 7 2 , No. 3

Table 2. Frequency Rate of Patients With Parameters That Exceed the Cutoff Values and Comparison Between Sterile
Uncomplicated Cirrhotic Ascites and Malignancy-Related Ascites Subgroups
Group 1 (YO) Group 2 (%) Group 3 (%) Group 4 (YO)
Parameter (n = 89) (n = 33) P versus I (n = 31) P versus 1 (n = 22) P versus 1
Serum-ascites albumin gradient
(< 1.1g/dl) 1(1) 3 (9) NS 21 (68) < 0.004 7 (32) NS
Fibronectin (> 75 mg/l) 8 (9) 10 (30) < 0.04 30 (97) < 0.004 8 (37) < 0.04
Sialic acid (> 30 mg/dl) 7 (8) 6 (18) NS 30 (97) < 0.004 15 (68) < 0.02
Cholesterol (> 50 mg/dl) 16 (18) 3 (9) NS 31 (100) < 0.004 15 (68) < 0.02
Leukocyte count (> 500/mm3) 26 (29) 19 (58) < 0.04 31 (100) < 0.004 11 (50) < 0.02
Polymorphonuclear cell count
(> 250/mm3) 5 (6) 10 (30) < 0.004 24 (77) < 0.004 0 NS
Positive cytologic results 0 4 (12.1) < 0.04 31 (100) < 0.004 0 NS
Group 1: sterile uncomplicated cirrhotic ascites; Group 2: hepatocellular carcinoma in liver cirrhosis; Group 3: peritoneal carcinomatosis; Group 4: liver metastases.

Discussion is an intracellular matrix glycoprotein released from ma-


lignant cells dissociating into the peritoneal cavity.l 6 It
Malignancy-related ascites is classified into five main was found in elevated concentrations in peritoneal car-
subgroups on pathophysiologic basis: (1) peritoneal cinomatosis (30/31, 97% in our series). However, two
carcinomatosis without liver metastases; (2) peritoneal other markers of malignant implants in the
carcinomatosis with liver metastases; (3) massive liver peritoneum-cholesterol" and sialic acid"-showed a
metastases without peritoneal infiltration; (4)chylous lower sensitivity (3/33, or 9%; and 6/33, or IS%, re-
ascites (rare); and (5) HCC. Every subgroup is expected spectively) in patients with HCC.
to have a characteristic cytologic and biochemical pat- Alpha-fetoprotein concentration in ascites was ele-
tern.13 To make it easy, if peritoneal infiltration cyto- vated (> 15 ng/rn1)l3 in 12 of 33 (36%) patients with
logic results are positive and if liver metastases occur, HCC but only in 50% of patients with elevated serum
SAAG is > 1.1g/dl. level (> 200 ng/ml: 21/33, 63%). Thus its measure-
Our data fail to demonstrate a typical pattern in the ment in the ascites seems not to yield additive informa-
subgroup of patients with HCC (Tables I and 2). The tion.
SAAG-that is, the oncotic gradient between serum Finally, we found a statistically significant increase
and ascites correlated with portal hypertension (the hy- in frequency of an elevated leukocyte count and PMN
drostatic counterbalancing pre~sure)'~-as expected, count in ascites of patients with HCC compared with
almost always produced elevated (30/33,91 YO)results. sterile uncomplicated cirrhotic ascites. Increased leuko-
Cytologic findings were positive in four cases (12%), cyte count is a nonspecific finding often related to di-
according to the autopsy findings of peritoneal infiltra- uretic therapy and concentration of ascitic fluid.17 On
tion in another series.I5 Moreover, ascitic fibronectin the contrary, increased PMN count (> 250/mm3) in
concentration was elevated in 10 of 33 patients (3 of ascitic fluid is regarded as the most accurate index of
which had positive cytologic findings). In a recent re- superinfection and dictate antibiotic therapy." Apart
port, ascitic fibronectin was elevated in 3 of 16 patients from 10 cases of SBP (7 in cirrhosis, 1 in HCC, 1 in
with HCC without peritoneal metastases.' Fibronectin massive metastasis, and 1in peritoneal carcinomatosis),

Table 3. Sensitivity, Specificity, and Diagnostic Accuracy of Fibronectin, Leukocyte Count, and Polymorphonuclear
Count in Differential Diagnosis Between Sterile Uncomplicated Cirrhotic Ascites and Ascites
in Hepatocellular Carcinoma
Group 1 Group 2 Diagnostic
Parameter (n = 89) (n = 33) Sensitivity Specificity (YO) accuracy (YO)
Fibronectin (> 75 mg/l) 8 10 30.3% 91 74.6
Leukocyte count (> 500/mm3) 26 19 57.6% 70.8 75.3
Polymorphonuclear cell count
(> 250/mm3) 5 10 30.3% 94.4 77
Positive cytologic findings 0 4 12.1% 100 85.3
Group 1: sterile uncomplicated cirrhotic ascites; Group 2: hepatocellular carcinoma in h e r cirrhosis.
Ascites in HCC/Colli et al. 681

Table 4. Ascitic Fluid Analysis in 10 Patients With Spontaneous Bacterial Peritonitis


Polymorphonuclear
Type of Fibronectin Leukocyte count cell count
ascites (ml/@ (cells/m3) (cells/mm3) Culture
Cirrhosis 60 1100 1000 Escherichia coli
Cirrhosis 26 1900 1600 E. coli
Cirrhosis 39 2700 2160 E. coli
Cirrhosis 10 6000 5400 Diplococcus pneumoniae
Cirrhosis 10 900 855 E. coli
Cirrhosis 56 2800 2576 Yersinia enferocolitica
Cirrhosis 60 26600 26000 E. coli
Hepatocellular
carcinoma 5 11500 11270 E. coli
Peritoneal
carcinomatosis 129 6000 5400 E. coli
Liver metastases 38 300 290 Proteus niirabilis

in which culture was positive, we found neutrocytic tients, and an elevated PMN count in 24 of 31 (P <
ascites only in 5 of 89 (6%) patients with cirrhosis and 0.004, with respect to sterile uncomplicated cirrhotic
in 10 of 33 (30%)with HCC ( P < 0.004). None of these ascites), thus we suggest that the increase in the leuko-
patients showed symptoms indicative of peritoneal in- cyte count, more specifically, in the PMN count in
fection at paracentesis and during follow-up. We per- ascites may represent a phlogistic reaction to neoplastic
formed insemination and microbiologic cultures ac- implant in the peritoneum or on the liver surface. In our
cording to the recommended thus un- series and in another recent report, superinfection of
detected infection seems improbable. In another small ascitic fluid seems not to increase fibronectin ascitic
series, ascitic leukocyte and PMN counts were signifi- concentration. In our series of 10 cases of SBP, the only
cantly higher in patients with HCC (4/6 and 3/6, re- patient with elevated fibronectin (> 75 mg/l) had peri-
spectively) than in cirrhotic patients (O/2O).I3 More- toneal carcinomatosis (Table 3). On the contrary, other
over, the reported prevalence of sterile neutrocytic reports emphasized the lack of specificity of increased
ascites in cirrhosis is about 3% to 8%;18higher preva- ascitic fibronectin concentration demonstrating high
lence (28% with a cutoff value of 150 PMN/mm3) was concentration in SBP2*and in tubercular p e r i t ~ n i t i s . ~ ~
reported in a study which gathered in a single group We found only 1patient (from 190 patients with ascites
cirrhosis and HCC2 In peritoneal carcinomatosis, too, admitted to our medical division in 5 years) with tuber-
we noticed an elevated leukocyte count in 31 of 31 pa- cular ascites and she had elevated ascitic fibronectin
(230 mg/l).
In summary, ascitic fluid in a significant fraction of
patients with HCC differentiates from sterile uncompli-
cated cirrhotic ascites (Table 4 and Fig. 1) showing signs
of peritoneal infiltration (positive cytologic findings),
aseptic increase of PMN count, and elevated concentra-
tion of fibronectin, a glycoprotein released from malig-
nant cells. Ascitic fibronectin also was elevated in 8 of
22 (36%) patients with massive liver metastases and
1 a 0
negative cytologic findings, confirming a high sensitiv-
0 0
0 ity in detection of malignancy-related as cite^.'-^," We
0 cannot exclude minimal peritoneal infiltration without
0
neoplastic cells shedding and, thus, these ascites should

: : have been correctly classified in the peritoneal carcino-


matosis group by more invasive diagnostic procedures
(laparoscopy or laparotomy) or at autopsy, in spite of
m so0 Rlp5
negative cytologic results.
Figure 1. Polymorphonuclear cell (PMN) count and fibronectin
In clinical practice, in case of ascites of unknown
concentration in 33 patients with hepatocellular carcinoma (HCC, cause, paracentesis and ascitic fluid analysis is informa-
group 2) with positive (0)and negative ( 0 )cytologic examination. tive. A neutrocytic ascites (with sterile adequate cul-
682 CANCER August 1, 1993, Volume 72, No. 3

tures) or elevated concentration of fibronectin or both 10. Jungst D, Gerbes AL, Martin R, Paumgartner G. Value of ascitic
suggests the diagnosis of malignancy-related ascites, lipids in the differentiation between cirrhotic and malignant
ascites. Hepatology 1986; 6:239-43.
particularly HCC or massive liver metastases if the 11, Colli A, Buccino G, Cocciolo M, Parravicini R, Mariani F, Scal-
SAAG is elevated; a positive cytologic result is diagnos- trini GC. Diagnostic accuracy of sialic acid in the diagnosis of
tic for peritoneal infiltration, with liver metastases or malignant ascites. Cancer 1989; 63:912-6.
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13. Runyon BA, Hoefs JC, Morgan TR. Ascitic fluid analysis in ma-
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