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A modified solution of radial subgrade modulus

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The Japanese Geotechnical Society

Soils and Foundations

www.sciencedirect.com
journal homepage: www.elsevier.com/locate/sandf

A modied solution of radial subgrade modulus for a circular

tunnel in elastic ground
Dongming Zhanga, Hongwei Huanga,n, Kok Kwang Phoonb, Qunfang Huc
a
Key Laboratory of Geotechnical and Underground Engineering of Minister of Education, Department of Geotechnical Engineering, Tongji University,
Shanghai, China
b
Department of Civil and Environmental Engineering, National University of Singapore, Blk E1A, # 07-03, 1 Engineering Drive 2, Singapore 117576, Singapore
c
Shanghai Institute of Disaster Prevention and Relief, Shanghai, China
Received 16 May 2013; received in revised form 19 August 2013; accepted 2 October 2013

Abstract

In models based on Winkler springs for tunnel lining design, designers always face the difculty of selecting appropriate values for the radial
subgrade modulus (kr). The widely used solution kr for a circular tunnel in elastic ground proposed by Wood (1975) was found to be applicable
only when the tunnel radial deformation is oval-shaped. On the basis of the Wood's solution, this note presents a general solution for kr when the
radial deformation of the tunnel is described by a Fourier series. This modied Wood's solution of kr using compatible stress functions is
validated by a numerical example. The modied solution for the example shows good consistency with the original Wood's solution when the
tunnel becomes an oval shape with deformations. The example indicates that the magnitude of kr is signicantly affected by the distribution shape
of the tunnel radial deformation. The value of kr is no longer a constant value around the tunnel when the tunnel deforms into a general shape
described by a Fourier series. It is quite different from the value of kr for a distribution shape described by a single Fourier term, i.e. one involving
a single frequency. The application of a general solution for kr is illustrated by a design case using a bedded beam model.
& 2014 The Japanese Geotechnical Society. Production and hosting by Elsevier B.V. All rights reserved.

Keywords: Tunnel lining; Winkler model; Radial subgrade modulus; Fourier series; Elastic analysis

1. Introduction

Recommended by guidelines for the structural design of

n
Corresponding author. Tel.: 86 2165989273; fax: 86 2165985017.
E-mail addresses: 09zhang@tongji.edu.cn (D. Zhang),
huanghw@tongji.edu.cn (H. Huang), kkphoon@nus.edu.sg (K.K. Phoon),
huqunf@tongji.edu.cn (Q. Hu).
Peer review under responsibility of The Japanese Geotechnical Society.
tunnel linings, the bedded beam model based on Winkler
springs is widely used by tunnel design engineers (RTRI,
1997; ITA, 2004; JSCE, 2007). In this model, however, it is
not easy for engineers to determine the radial subgrade
modulus (kr) appropriately (Duddeck and Erdmann, 1982;
Mair, 2008; Gruebl, 2012). Table 1 shows values for kr
recommended by Standards in China and Japan for shield-
driven tunnels. Table 1indicates that even when the soil is
of a specic type, engineers still have to select a value from

http://dx.doi.org/10.1016/j.sandf.2014.02.012
0038-0806 & 2014 The Japanese Geotechnical Society. Production and hosting by Elsevier B.V. All rights reserved.

Please cite this article as: Zhang, D., et al., A modied solution of radial subgrade modulus for a circular tunnel in elastic ground. Soils and Foundations (2014),
http://dx.doi.org/10.1016/j.sandf.2014.02.012
2 D. Zhang et al. / Soils and Foundations ] (]]]]) ]]]]]]

Nomenclature ur, u soil radial and tangential displacement

um weight of a general mode m in Fourier series
Am, Bm, Cm, Dm coefcients in stress function r, r0, r1 radial coordinate, tunnel radius, radius of the large
am weight of the krm circle in FEM mesh
EC, v soil Young's modulus, Poisson's ratio sr soil radial stress changes
kr, krm radial subgrade modulus, the value for a general angle measured counterclockwise from the
mode m tunnel crown
m shape mode of the tunnel radial deformation

the wide range of kr based on their own experience. Unfortu-
nately, the structural behavior of the segmental lining and the
joints have been found to be quite sensitive to the selected
magnitude of kr (Lee et al., 2001). Hence, some analytical
solutions of kr have been put forward as a rational method to
determine the magnitude of this parameter (Arnau and Molins,
2011).
To derive these analytical solutions for kr, the distribution
shape of the radial deformation of the tunnel (hereafter referred
to as the distribution shape) must be prescribed. Usually this
distribution shape is assumed to be either circular (Sagaseta,
1987) or oval (Wood, 1975). However, a single distribution
shape might not be sufcient to describe the actual behavior of
the tunnel lining due to the complex soil-lining interactions.
Hence, a solution of kr based on the single circular or oval
shape would be ideal for tunnel designs. In this note, an
analytical solution for kr for a more general distribution shape
described by a Fourier series (Eq. (1)) is presented.
2. Problem statement
Fig. 1 shows the problem geometry. A circular tunnel with
radius r0 is embedded in a homogeneous isotropic innite
elastic ground. The tunnel is assumed to deform radially into
the shape described by a Fourier series due to tunneling. With
the prescribed radial displacement and the calculated stress
change, the radial subgrade modulus (kr) can be obtained as
follows:
sr


kr
2
ur r r 0
The assumptions made in this note are the same as those
made by Wood (1975): (a) the plane strain condition is in a
direction perpendicular to the cross section of the tunnel; (b)
r

ur um cos m 1 r
m Fourier series deformation shape

ur=umcosm
Besides the solution for an oval shape, Wood (1975) also r=r1
presented a solution of kr for the distribution shape described
by a general term of the above Fourier series. However, the
Airy stress function used in the Wood (1975)'s solution of kr
r=r0
for the general term does not satisfy the strain compatibility
equation identically. Wood (1975)'s solution is thus revised
using compatible Airy stress functions to derive a complete u ur
solution of kr for a general distribution shape described in the Undeformed tunnel shape
form of a Fourier series. A numerical example presented by
Bobet (2001) is adopted to validate the proposed analytical
solution of kr. Finally, a design case is introduced to illustrate
Homogeneous linear elastic soil: EC, v
the applicability of the proposed solution of kr to the bedded
beam model. Fig. 1. Geometry of the problem.

Table 1
Parameter kr recommended by standards in China and Japan.

Type of soil Clayer or silty soils Sandy soils

Very soft Soft Medium Stiff Very loose Loose Medium Dense
a
kr (MPa/m) 315 1530 30150 4150 315 1530 30100 4 100
(kr  2r0)b (MPa) 04 415 1546 446 028 2855
a
China Standard (Liu and Hou, 1997).
b
Japan Standard (RTRI, 1997): radial subgrade modulus (kr)  tunnel diameter (2r0).

Please cite this article as: Zhang, D., et al., A modied solution of radial subgrade modulus for a circular tunnel in elastic ground. Soils and Foundations (2014),
http://dx.doi.org/10.1016/j.sandf.2014.02.012
 D. Zhang et al. / Soils and Foundations ] (]]]]) ]]]]]] 3

the interface between the tunnel lining and ground is assumed in Wood (1975)'s solution is not compatible for general values
to have a small coefcient of friction, so that the shear stress at of m.
the interface can be neglected; and (c) the stress change and the This incompatibility of the Airy stress function adopted in
displacement of the ground at innity from the tunnel axis the Muir Wood's solution is further demonstrated when an
must be zero. FEM analysis is used with the commercial nite element code
ABAQUS. This has been widely used for the numerical
3. Wood (1975)'s solution analysis for tunnels (Cui and Kimura, 2010). The nite
element mesh, shown in Fig. 2, is a half ring cut from the
On the basis of the work done by Morgan (1961), Wood innite problem domain. The linear elastic soil is simulated by
(1975) rened a solution of kr for a distribution shape 3600 6-node quadratic triangle elements. The soil Young's
described by a general Fourier term (Eq. (3)), namely: modulus is assumed to be 20 MPa and different soil Poisson's
ratios are studied. The inner arc is the tunnel boundary at
ur um cos m; mZ1 3 r r0 3 m (BC-C) and the outer arc is the soil element at
To solve this two-dimensional problem, the Airy stress r r1 10 m (BC-A). The innite problem domain away from
function method is adopted. The Airy stress function should the outer arc is simulated by 90 5-node innite elements
satisfy both the differential equations of equilibrium and the provided by the ABAQUS/Standard program. The length d in
compatibility equation. Thus, the solution of this two-dimensional the innite direction for each innite element is set 2 times r1
problem is reduced to nding a compatible Airy stress function (shown in Fig. 2). The boundary BC-B is an axis of symmetry.
that only needs to satisfy the boundary conditions of the problem. The displacement boundary conditions calculated by Eqs. (5b)
The Airy stress function for Wood (1975)'s solution is and (5c) are applied on the tunnel boundary BC-C. With the
calculated stress changes and the prescribed displacements, kr
cr  2 d cos m 4 can be computed numerically from Eq. (2).
The respective solutions for the radial stress change, Fig. 3 compares the numerical values of kr derived from the
radial displacement and tangential displacement, satisfying the FEM with the analytical solutions (Eq. (6)) for different
equilibrium equations, the constitutive laws and the boundary Poisson's ratios. The numerical values do not match the
conditions, are: analytical solutions, except for the case where m 2. This
inconsistency is likely to be caused by an incompatible Airy
sr  cr  4 m2 2  3m2 r 2 r 0 2 cos m 5a stress function, as noted previously. Hence, the Wood (1975)'s
solution of kr is correct only when the tunnel deforms into an
1 vcr  3 
ur 2 m2 v4  m2 oval distribution shape. Fortunately, this oval shape might be a
3EC
 fairly satisfactory assumption in cases characterized by an
9r 2 r 0 2 v 1m2 cos m 5b absence of information about tunnel deformation. That
explains why the solution proposed by Wood in the 1970s is
1 vcr  3  2 still widely used today, especially in the preliminary design
u  m  16 v16  4m2
3E C m stage. However, the in-situ soil-lining interactions induced by

9r 2 r 0 2 2v 1m2 sin m 5c tunneling can be highly complex due to various factors
(Koyama, 2003; Sung et al., 2006; Shahin et al., 2011;
By substituting Eqs. (5a) and (5b) into Eq. (2), the
corresponding kr is
3m2  1E C
kr 6
1 v4m2  1  4m2 2vr 0
From Eq. (6), Wood (1975) found that the parameter m has
little effect on the magnitude of kr. As a result, he concluded
that it is reasonable to assume kr is independent of the
distribution shape and the error introduced by this assumption
is acceptable when compared with the uncertainty associated
with other soil parameters.
However, by substituting the Airy stress function (Eq. (4))
into the strain compatibility equation,
 2  2 
1 1 2 1 1 2

r 2 r r r 2 2 r 2 r r r 2 2
cr  6 cos m2  m2 m16 m2 3m2 r 2 r 0 2 0
7
Eq. (7) cannot be identically satised except in special cases
where m 2. In other words, the Airy stress function adopted Fig. 2. Finite element mesh.

Please cite this article as: Zhang, D., et al., A modied solution of radial subgrade modulus for a circular tunnel in elastic ground. Soils and Foundations (2014),
http://dx.doi.org/10.1016/j.sandf.2014.02.012
4 D. Zhang et al. / Soils and Foundations ] (]]]]) ]]]]]]

Huang et al., 2013). Even for the preliminary design in the  1 vC m  

ur
mm  1r 20  m 1m 21  2vr 2
greeneld, some of the analytical solutions (Bobet, 2001) have m 1E C r 1 m

also indicated that there should be another shape mode, m, for

 cos m 9b
the tunnel deformation. A single distribution shape (m 2)
may well be insufcient to describe the actual behavior of the  1 vC m  
tunnel lining. Hence, a solution of kr for a distribution shape u
mm  1r 20  m 1m  41 vr 2
m 1EC r 1 m
described by a general term of a Fourier series should be
 sin m 9c
helpful in the design of the tunnel lining. In this case, a
modied solution of kr found by adopting a compatible Airy By substituting Eqs. (9a) and (9b) into Eq. (2), the kr is
stress function for the general Fourier term is presented and given by
validated by the FEM results below. sr

m2  1EC
kr
10
ur r r0 1 v2m1  v 1  2vr 0

4. Modied solution Eq. (10) is also validated using an FEM analysis. The nite
element mesh and the soil properties are the same as those
A compatible Airy stress function corresponding to Eq. (3) used in the FEM analysis for the validation of the Wood
is chosen from the general stress function proposed by (1975)'s solution in Fig. 2. Following the previous procedure,
Timoshenko and Goodier (1970) as follows: the displacements calculated by Eqs. (9b) and (9c) are rst
applied on the tunnel boundary BC-C. Then the stress changes
(
Am r  m Bm rm C m r 2  m Dm r 2 m cos m; m Z 2; are calculated and the numerical results of kr can be obtained
 1
A1 r  1 C 1 r ln r D1 r 3 cos 2v
1  2v C 1 r sin ; m 1; from Eq. (2).
Fig. 4 shows the results of kr both from the numerical
8 analysis and from Eq. (10). The numerical results are clearly in
The general case for m Z 2 is rst considered. Correspond- good agreement with the analytical solutions from Eq. (10),
ing to the Airy stress function for m Z2 in Eq. (8), the indicating that the modied solution of kr for the distribution
modied solutions of the stress change and the displacement of shape described by a general term of Fourier series is correct.
the ground are In Fig. 4, both the analytical and numerical results show a
signicant effect of the mode parameter m on the magnitude
 
sr m  1Cm r  m r 2 r 0 2  1m  2 cos m 9a of kr.
Corresponding to the Airy stress function for the case
6 where m 1 in Eq. (8), solutions of the stress change and
v=0 (Wood(1975)) v=0 (FEM) the displacement of the ground are
5 v=0.35 (Wood(1975)) v=0.35(FEM)  2 
v=0.49 (Wood(1975)) v=0.49(FEM) r 0 1 2v r 2 3  2v C 1
sr cos 11a
Dimensionless k r

4
r 3 2v  1
k rr0 /E

3
C 1 1 v  2  2 
ur r 0 r 1  2v ln r8v  6 cos 11b
2 21 2vE C
1 C 1 1 v  2  2 
u r 0 r 1  2v 2 ln r3 4v 1 sin
0 21 2vE
2 3 4 5 6 7
Mode parameter m 11c
Fig. 3. Validation of Wood (1975)'s solution of kr. It is interesting to note that the solutions of soil displacement
(Eqs. (11b) and (11c)) have a term expressed by the logarithm
7
of the radial coordinate. In this case, the amount of displace-
v=0 (Modified) v=0 (FEM) ment increases as the distance from the tunnel axis increases,
6 v=0.35 (Modified) v=0.35 (FEM) which is in conict with the assumption (c). Mathematically,
v=0.49 (Modified) v=0.49 (FEM)
5 this is a consequence of the unbalanced boundary condition
Dimensionless k r

4 when the tunnel deforms into the mode shape when m 1, but
k rr0 /E

it has no physical meaning in reality. To avoid this coniction,

3
Bobet (2001) introduced a characteristic dimension to make
2 the displacement of the ground arbitrarily equal to zero for
1 rZ characteristic dimension. The adoption of the character-
0
istic dimension is reasonable because in actual cases there is
2 3 4 5 6 7 always a stiff layer below the tunnel where displacement
Mode parameter m
should be zero. The effect of the depth of the stiff layer on the
Fig. 4. Validation of modied solution of kr. soil stress is not signicant as long as the depth of the layer is

Please cite this article as: Zhang, D., et al., A modied solution of radial subgrade modulus for a circular tunnel in elastic ground. Soils and Foundations (2014),
http://dx.doi.org/10.1016/j.sandf.2014.02.012
 D. Zhang et al. / Soils and Foundations ] (]]]]) ]]]]]] 5

approximately 5 times the tunnel radius (Bobet, 2001). 5. Numerical example

In addition, the arching effect of the soils for a deep tunnel
also makes the ground behavior insignicant above the tunnel The following distribution shape presented by Bobet (2001)
for a distance of characteristic dimension (Chevalier and Otani, is adopted to validate the analytical solution presented in
2011). Based on Bobet's suggestion, the characteristic dimen- Eq. 16:
sion in this note is considered to be 10 times the tunnel radius. ur0  u0  u1 cos  u2 cos 2 u3 cos 3 17
Eqs. (11a) and (11b) is modied as follows (r r characteristic
dimension): A specic Bobet's shape is chosen and plotted in Fig. 5(a).
Fig. 5(b)(e) are the shapes corresponding to a single mode
C    parameter m (m 0, 1, 2 and 3) in Bobet's shape. The Young's
sr 1  2vr 20 r  3  10r 0  3
2v  1 modulus of the soil is assumed to be 20 MPa and its Poisson's

3  2vr  1  10r 0  1  cos 12a ratio is assumed to be 0.3. The tunnel radius is 3.0 m.
For comparison purposes, both Wood (1975)'s solution
C1 v    (Eq. (6)) and the modied solutions developed in the present
ur 1  2vr 20 r  2  10r 0  2
21  2vE study (Eqs. (10) and (13)) are used to formulate the krm in
 Eq. (16). The analytical solutions of kr for the Bobet's shape
8v  6ln r10r  1  cos 12b
are obtained by using Eq. (16) and plotted against the angle
C1 v    in Fig. 6. The validations of these analytical solutions are
u 1  2vr 20 r  2  10r 0  2 carried out by using a similar approach adopted for the
21  2vE
 validation of Eqs. (6) and (10). The displacements for each
23  4vln r10r 0  1  cos 12c
u0 u1
By substituting Eqs. (12a) and (12b) into Eq. (2), the Bobet (2001)'s general shape
solution of kr for m 1 then becomes u0:u1 :u2 :u3 =190:77:83:1

9411 422vE C u0
kr 13
51 v99 600 ln 10 198 800 ln 10vr 0
u0 u1
The case in which the mode parameter m is equal to zero,
which represents a circular distribution shape, also needs to be m=0 m=1
considered to cover all the terms in a Fourier series. The
solution of kr for this circular shape has already been solved
u2 u3
(Sagaseta, 1987) and is given by
r0
sr

EC
kr
14 u2 u3
ur r r0 1 vr 0

So far, the distribution shape of tunnel radial deformation u2

has only been described by a single term of the Fourier series. u3
u3
However, because of the complexity of real tunnel deforma- Underformed shape
m=2 m=3
tions, the Fourier series (Eq. (1)) is preferred to describe the Bobet (2001)'s shape

distribution shape. By invoking superposition, the soil stress

change corresponding to Eq. (1) is
Fig. 5. The Bobet (2001)'s distribution shape.
sr kr0 u0 k r1 u1 cos krm um cos m
1
krm um cos m 15 2.0
Modified solution
m0 Wood(1975)'s solution
FEM (Modified solution)
By substituting Eqs. (1) and (15) into Eq. (2), it follows that 1.5 FEM (Wood (1975)'s solution)
the solution of kr for any arbitrary distribution shape described
Dimensionless k r

max krr0/E (Single m=3) Wood (1975)'s Solution

by a Fourier series is
k rr0/Ec

1.0
1
krm um cos m
sr

1
m 10
Modified Solution
kr
am krm 16 0.5
ur r r 0 m0 min krr0/E (Single m=1)
um cos m
m0
0.0
where krm is the kr for the distribution shape described by a 0.0 22.5 45.0 67.5 90.0 112.5 135.0 157.5 180.0
The angle
general Fourier term (Eqs. (10), (13) and (14)), and am is the
weight of krm, expressed by (um/ur)cos m. Fig. 6. kr for Bobet (2001)'s distribution shape.

Please cite this article as: Zhang, D., et al., A modied solution of radial subgrade modulus for a circular tunnel in elastic ground. Soils and Foundations (2014),
http://dx.doi.org/10.1016/j.sandf.2014.02.012
6 D. Zhang et al. / Soils and Foundations ] (]]]]) ]]]]]]
single term in Eq. (16) are superposed and applied to the
tunnel boundary. The numerical values of kr are calculated and
plotted in Fig. 6.
In Fig. 6, the modied solutions are consistent with the
corresponding numerical results. Wood (1975)'s solutions do
not agree with the corresponding numerical results. It is also
interesting to nd that the kr at the tunnel springline ( 90)
calculated by Wood (1975)'s solution are exactly the same as
those calculated by modied solutions. The reason is that cos
and cos 3 vanish when is equal to 90. The deformation
shape (Eq. (17)) is made up of two terms (i.e. u0 and u2 cos 2)
at tunnel springline. As mentioned in relation to Fig. 3, Wood,
(1975)'s solution is correct for the case where m 2. Hence,
the same value of kr is calculated by these two solutions only
at the tunnel springline (i.e. 90) in Fig. 6. However, the
modied solution presented in this note should be used to
determine the kr for an arbitrary distribution shape described
by a Fourier series. The results from Fig. 6 also show that kr
for the distribution shape described by a Fourier series will not
be constant around the tunnel, which is different from the kr for
the shape described by a single Fourier term (see the dash lines
in Fig. 6). The variation of kr can be attributed to the fact that
the weight (am) varies with the angle around the tunnel
according to the denition of am in Eq. (16).
6. Application to a design case
It is well recognized from the numerical example that the kr
can be signicantly affected by the mode parameter m and the
corresponding weight um in the Fourier series. However, the
values for the parameters m and um are usually unknown at the
design stage. In that case, the values for m and um can be
determined by an iterative process of applying the bedded
beam model (BBM) repeatedly. Following the traditional
calculation procedure of the BBM, the lining displacements
are rst calculated and then are best tted by a trial Fourier
series. Then from Eq. (16), this best tted Fourier series can be
used to determine the kr for next step of calculation. The only
difference between calculation steps is the kr used in the BBM.
The iterative process can be stopped until the error between
two successive steps is below the tolerance level. Note that the
soil loads acting on the lining should remain unchanged during
the iterative process, which is also the basic assumption when
using the BBM.
A simple design case has been chosen to demonstrate this
iterative process. In this application case, the tunnel lining has
a density of 2.5 kg/m3, an outer radius r0 of 6 m and a
thickness of 0.50 m. The cover depth from the ground surface
to the tunnel crown is 20 m. The water table is at the ground
surface. The saturated soil gravity is 18 kN/m3. The soil has a
Young's modulus of 40 MPa and a Poisson's ratio of 0.33. The
lateral earth pressure coefcient is 0.7. The corresponding
bedded beam model for this case is illustrated in Fig. 7. The
loads acting on the lining, e.g., vertical total pressure (p1, p2),
lateral total pressure (q1, q2) and dead load (pg), are determined
by following the ITA guideline (ITA, 2004). The kr around the
tunnel at the initial step is set to zero. The trial Fourier series is
Please cite this article as: Zhang, D., et al., A modied solution of radial subgrade modulus for a circular tunnel in elastic ground. Soils and Foundations (2014),
http://dx.doi.org/10.1016/j.sandf.2014.02.012
p1
q1 q1
pg
r0
Tunnel Lining
q2 Spring q2
p2
Fig. 7. The bedded beam model (BBM) for the application case.
in the form of Eq. (17), for which the mode weights (u0, u1, u2
and u3) need to be determined.
Fig. 8 shows the iterative process of determining the mode
weights um and the kr in the form of the results against the
angle around the tunnel perimeter. In total, ten iterative steps
are conducted for this case. For each step, the radial displace-
ments ur and the corresponding kr are plotted in the left and
right panels of Fig. 8, respectively. From the left panel of
Fig. 8, it is evident that the trial Fourier series (Eq. (17))
describes the true distribution shape calculated by BBM with
remarkable accuracy. The coefcient of determination (R2) for
the trial Fourier series is 1.00 for each step. The ur and kr
obtained at step 10 are regarded as the object values for this
design case. From a visual inspection, it is found in Fig. 8 that
the difference between the results of step 2 and the object
results (step 10) are not signicant. It implies that error can be
accepted even at step 2 in engineering practice. From the
results of ur shown in step 10, the ellipse mode shape (m 2) is
the dominant mode with 68% in the Fourier series. However, it
is also obvious that this single shape (m 2) does not describe
the true distribution shape accurately. It is possible that the
error may be in the range of 50% when compared with the true
ur at the crown and invert, as shown in Fig. 8. Correspond-
ingly, the kr at step 10 shown in Fig. 8 is quite different from
the kr for the single mode shape (m 2). It is also interesting to
nd that singular points for kr were observed near the location
where ur is close to zero. In that case, calculated negative kr
around a singular point should be set to zero due to the non-
negativity for kr. The effect of the subgrade reaction at these
points on the results is negligible due to the small magnitude
of ur.
The convergence of the error between two successive steps
is analyzed for these ten steps. The relative error for ur and kr
at the tunnel crown are both plotted against the step number N
in Fig. 9. Numerically, it is evident that convergence occurs
rapidly. In this case, the error of the results at the 3rd step is
smaller than 10% and at the 6th step it is smaller than 0.1%.
This proves that the iteration method is very efcient to
determine the values for mode parameters um and the kr.
 D. Zhang et al. / Soils and Foundations ] (]]]]) ]]]]]] 7

100 2.00
BBM kr
75 Fourier (R2=1.00
Object (Step 10)
Object (Step 10) 1.50
50

ur (mm)

krr0/Ec
25
The angle
0 1.00
0.0 22.5 45.0 67.5 90.0 112.5 135.0 157.5 180.0
-25

-50 0.50

-75
u0:u1:u2:u3=2 : -4 : 84 : -10 The angle
-100 0.00
0.0 22.5 45.0 67.5 90.0 112.5 135.0 157.5 180.0
30 2.00
BBM kr
20 Fourier
Object (Step 10) Object (Step 10)
1.50
10
ur (mm)

krr0/Ec
The angle
0 1.00
0.0 22.5 45.0 67.5 90.0 112.5 135.0 157.5 180.0
-10
0.50
-20
u0:u1:u2:u3=5 : -9 : 66 : -20 The angle
-30 0.00
0.0 22.5 45.0 67.5 90.0 112.5 135.0 157.5 180.0

30 2.00
BBM
20 Object (Step 10) Object (Step 10)
m=2 1.50
10
ur (mm)

krr0/Ec

The angle
0 1.00
0.0 22.5 45.0 67.5 90.0 112.5 135.0 157.5 180.0 m=2
-10
0.50
-20
u0:u1:u2:u3=5 : -9 : 68 : -18 The angle
-30 0.00
0.0 22.5 45.0 67.5 90.0 112.5 135.0 157.5 180.0

Fig. 8. The ur and kr during the iterative process for the application case.

1.0E+01 presented and validated using a numerical example. The

1.0E+00 Ur_Error example demonstrates that apart from parameters of the elastic
kr_Error properties (Ec, ) and tunnel radius (r0), kr can also be
1.0E-01
signicantly affected by the mode parameter m, the weight
1.0E-02 um of the corresponding mode m in Fourier series and the angle
Error

1.0E-03 measured from the tunnel crown. The value of kr is no longer

constant around the tunnel when the distribution shape is
1.0E-04
described by a Fourier series. This is different from the value
1.0E-05 Errorn=(Rn-Rn-1)/Rn of kr for a distribution shape described by a single Fourier
1.0E-06 term, which is independent of . Finally, a simple design case
0 1 2 3 4 5 6 7 8 9 10
was presented using the bedded beam model to show the
Iterative Step N applicability of the proposed solution of kr.
Fig. 9. The convergence of the relative error for ur and kr. It should be noted that this modied solution, like other
elastic solutions, is restricted to certain geotechnical situations
where the soil deformation is relatively small. Fortunately, the
7. Conclusion lining deformation for tunnels driven by modern shield techni-
ques tends to be quite small. This allows for the application of
To determine the analytical solution of kr, it is necessary to elastic solutions of kr over a wider range of ground conditions.
prescribe the distribution shape of tunnel radial deformation. In
this note, a general distribution shape, described by a Fourier Acknowledgments
series, is considered for the solution of kr. The Wood (1975)'s
solution of kr is found to be applicable in cases where the This study was substantially supported by the National Basic
deformation shape is oval only (one special Fourier term). Research Program of China (2011CB013800), Natural Science
A modied solution using a compatible Airy stress function is Foundation Committee Program (51278381) and Shanghai

Please cite this article as: Zhang, D., et al., A modied solution of radial subgrade modulus for a circular tunnel in elastic ground. Soils and Foundations (2014),
http://dx.doi.org/10.1016/j.sandf.2014.02.012
8 D. Zhang et al. / Soils and Foundations ] (]]]]) ]]]]]]
Outstanding Academic Leaders Program (12XD1405100).
The authors would like to acknowledge this support and express
their appreciation.
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