5 ^ .5 * .5 + .5 =
Continued Fractions
"Natural phenomena express themselves through number without the need to measure.
Observation and measurement succeeds only in verifying what was already present within number itself.
We can uncover the secrets of number only by holding it up to the light in the proper way".
Jay Kappraff
Table of Contents
1.- Introduction
2.- Basic definitions
3.- Calculating the indices
4.- Calculating the convergents
5.- A graphical procedure: the Farey tree
6.- Continued fractions of irrational numbers
7.- Noble numbers
8.- References
Appendix
1.- Introduction
Beyond integer numbers, we find fractions -also known as rational numbers- which express a relation between two whole quantities (two
edges in a polygon, the frequencies of two oscillators, etc.). When written in decimal notation they have either a finite number of decimals,
like 235/100=0.235, or an infinite number of repetitive decimals, like 11/7=1.571428571428571428... The other "half" of the movie is played
by irrational numbers, those with an infinite, non-repetitive sequence of decimals. Some of them, such as =1.6180339887... or
=3.1415926535... play a key role in Sacred Geometry.
The aim of this article is to provide a tool, namely continued fractions, with which any real number, either rational or irrational, can be
analysed and its "inner" structure uncovered. Continued fractions allow us to understand why, among the infinite number of sequences that
converge to the Golden Ratio , Fibonacci sequence is so special; or what does it mean that the Golden Ratio is the most irrational number;
or why some special rationals, known as Noble numbers and closely related to , play a key role in many natural phenomena such as plant
phyllotaxis. In the journey, a hierarchy of rationals known as the Farey Tree, with many implications in physics and chemistry, will emerge
in a natural way.
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This expression is known as the continued fraction expansion -or simply continued fraction- of number 5/12. In this representation, the
numerators are always 1. The interesting part are the whole numbers that appear in the successive denominators. To recover the original
number, it suffices to know these numbers; therefore the continued fraction expansion is usually abbreviated as 5/12 = [2, 2, 2]. In general,
any real number x between 0 and 1 can be expressed as a continued fraction as follows:
where ak , k=1,2,... are called the indices. The continued fraction expansion is finite if x is rational, and infinite if x is irrational. If the
integer part of x is not zero, then the general expression of x becomes
Here we can see that the continued fraction actually expresses the structure of the decimal part of x. Therefore, from now on we shall restrict
our analysis to continued fractions of numbers contained between 0 and 1.
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We have stopped the process at the third index, but in general there can be much more indices: the process actually stops when we get a zero
remainder. Let's illustrate it with the example given in the previous section, namely the fraction A/B = 5/12:
It is important to notice that any continued fraction has two possible representations, because [a1, a2, ..., an,1] is exactly equal to
[a1, a2, ..., an+1]. That is to say, when the last index is 1, it can be added to the preceding one leading to an equivalent, more "compact"
continued fraction with one less index. In the previous example:
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According to the stated property, 2/5 = 0.4 is the best possible rational approximation to 5/12 = 0.4166666 with denominator no larger than
5 (error=4%). Similarly, the "expanded" representation of the continued fraction (the one ending with a 1) provides one extra convergent,
namely 3/7 = 0.42857143. This is the best possible approximation to 5/12 with denominator no larger that 7 (error=2.8%). We can observe
that using the "compact" representation of a continued fraction "hides" one of the convergents of the expansion. Therefore, it is preferable
to work with the equivalent "extended" representation that ends in a 1.
As we add more indices to the convergent, its direct calculation gets more and more difficult. However, there exists an iterative procedure
that allows us to calculate a given convergent from the two preceding ones [Kapp]. To initialize the process we need to calculate P1/Q1, for
which no previous convergents exist; in this case we assume the initial conditions P-1/Q-1 = 1/0 and P0/Q0=0/1. The overall process can be
summarized in the form of a table as follows:
Now we check that this algorithm effectively provides the expected convergents for the "extended" continued fraction representation
[2,2,1,1] of 5/12:
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This process generates a new rational contained in between its predecessors, so that we have 0/1 < 1/3 < 1/2 < 2/3 < 1/1. The question is:
what are the continued fractions of the newly obtained rationals? They can be easily obtained with the aid of the following tree:
Starting from unity, a descension can be to the left (L) or to the right (R). To obtain the continued fraction of a rational in the tree, we first
write down the descending steps in each direction until we reach the number of interest. For example to reach 1/3 we make two left steps
[LL]. Then the resulting sequence of L's and R's needs be completed either with an L or with an R: in our example, we have [LLL] or [LLR].
This leads to the two possible representations of the continued fraction that we are searching. The indices in the continued fraction are
obtained by counting the consecutive number of equal steps: for example [LLL] has three consecutive L steps so it corresponds to the
continued fraction [3], whereas [LLR] has two L steps and one R step, so it corresponds to the continued fraction [2,1]. In both cases, they
equal 1/3 as shown below:
Continuing the process of generating a new rational number in between every pair of the previous existing rationals, we obtain what is
known as the Farey tree:
To determine the continued fraction of each rational in the tree, we write down each descending L/R step in the process as follows:
Notice that any rational in this tree can be arrived at by one and only one path down the tree. Then its corresponding continued fraction is
easily obtained by counting the sequence of consecutive L-R steps as explained above. The following figure illustrates the Farey tree and the
two equivalent representations of the continued fraction of each rational number in the tree:
It is worth making several observations concerning the structure of the Farey tree and the corresponding continued fractions:
(1) The sequence of L-R steps that leads to a given rational, with a final L or a final R appended, provides the two equivalent continued
fractions of this rational: the "compact" one and the "extended" one. For example to reach 5/12 we follow the sequence of steps [LLRRL]. If
we complete this sequence with a final L, we obtain [LLRRLL] = [2, 2, 2]; on the other hand, if we complete it with a final R, we obtain
[LLRRLR] = [2, 2, 1, 1] .
(2) Any new row in the Farey tree has a number of fractions double its preceding row, because a new element is introduced in between each
existing pair. In addition, each row has mirror symmetry: if we draw a vertical down 1/2, to each side of this line we find a couple of
complementary fractions that add up to 1. For example in the third row, we find 3/7 and 4/7, 3/8 and 5/8, 2/7 and 5/7, and 1/5 and 4/5.
Moreover, it suffices to know the continued fraction of the elements located to the right of 1/2: the continued fraction of their
complementaries is the same with the leftmost two figures added up, as shown below:
(3) The convergents that lead to a given rational can be directly obtained as the fractions that brace it in an alternating way along the
vertical. The first step can be to the left or to the right of the vertical. Each alternative path provides the convergents of one of the two
continued fraction representations of the starting rational, as illustrated in the following diagram for the fraction 5/12 (the convergents of [2,
2, 2] in red, and the convergents of [2, 2, 1, 1] in blue):
Again it is clear that, in order to recover all the convergents to a given rational, the "extended" continued fraction (ending with a 1) must be
used. In summary, the Farey tree contains all the necessary information to obtain both the indices and the convergents of any given rational
number, provided we know its exact location in the tree. The following table summarizes the first 32 rational numbers contained in the
Farey tree and their corresponding continued fractions:
We can see that each row in the Farey tree corresponds to a block of rationals in this table. All the numbers in each block have in common
that the indices of their continued fraction add up to the same value: 2 in the first row, 3 in the second, 4 in the third, ... Different continued
fractions in a block somewhat describe different ways of splitting the integer value associated to that row. In every block, there is one
rational number whose continued fraction is the most dispersed: it is the ratio of two consecutive numbers in the
Fibonacci sequence, Fn-1/Fn. If we look back to the tree, we can see that a continued fraction with a sequence of ones corresponds to
rational numbers which zigzag down the tree following the steps [LRLR ...] = [1, 1, 1, 1, ...]. It is interesting to note that the complementary
numbers to those special rationals in each row are also very dispersed but begin with 2 instead of 1: their sequence is of the type [LLRLRL ...]
= [2, 1, 1, 1, ...] . They correspond to the ratio of a Fibonacci number and the number before its predecessor in the sequence, Fn-2/Fn. We
shall see in a later section that these rationals are the convergents of two irrational numbers from a family of special irrationals called Noble
numbers. Can you guess what irrational numbers do those sequences lead to, in case we let them continue indefinitely?
It is also interesting to notice that each rational number in the table above has been assigned an absolute position, a natural number. The
reader can check that this position can be obtained from the Farey tree by numbering the rationals in each row from right to left, starting in
the first row and proceeding downwards. The key fact is that those position numbers are not arbitrary: each one is directly related to the
continued fraction representation of the corresponding rational. For example, imagine we wanted to know which is the 25th rational in the
tree. To proceed we simply need to put down 25 in binary notation, 25 = 11001, and substitute each 1 by a L move and each 0 by an R move.
The final result is [LLRRL] which after completion with an L or R gives rise to [2, 2, 2] = [2, 2, 1, 1] = 5/12. Therefore, there is a rational
number associated to every natural number according to this process.
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We can observe that all continued fractions in this family have constant indices [p; p, p, p, ...]. They correspond to a set of numbers known as
the Metallic Means. As the reader may have noticed, the first number in this family is, of course, the Golden Ratio: = [1; 1, 1, 1, 1, ...]. Its
decimal part - 1 = 1/ has the expansion [1,1,1,1,...]. Let's calculate the convergents of 1/ -the convergents of will be their inverses- and
see if they sound familiar to us:
As we can see, the convergents of the inverse of the Golden Ratio are the quotients of successive numbers in the Fibonacci
sequence. Can you locate them in the Farey tree? Now my question is the following: among the infinite number of sequences whose
consecutive quotients converge to the Golden Ratio why is the Fibonacci sequence so special? Well, according to the general property of the
convergents of a continued fraction stated in section 4, the ratio Fn-1/Fn of consecutive values in the Fibonacci sequence is the best possible
rational approximation to 1/ with denominator no larger than Fn(for example, 8/13 is the best rational approximation to 1/ with
denominator no larger than 13).
Now we are also in a position to understand why the Golden Ratio is the most irrational number. The answer is directly related to
the degree to which an irrational number can be successively approximated by the convergents Pk/Qkof its infinite continued fraction
expansion. A measure of the approximation of Pk/Qk to is given by [Kapp]:
In other words, the convergents of corresponding to large values of the indices ak approximate more closely because | - Pk/Qk| is small.
For example, approximating by the fifth convergent in its continued fraction expansion given above provides a very accurate value -good to
nine decimal places, see the Appendix- because the index a5 is very large: P5/Q5 = [3,7,15,1,292] = 3.141592653012...
Now consider = 1/ in the pevious inequality. Since all the indices of its continued fraction expansion are equal to 1, it is the irrational
number with the poorest approximation to its convergents. And as the convergents are the best rational approximation to their limiting
irrational, 1/ is the irrational number which is further apart of the rationals than any other irrational -whose indices in the continued
fraction expansion will necessarily be greater than one.
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The resulting infinite continued fraction converges to two irrational numbers, one located to the right and the other to the left of the starting
rational, in this case 5/12. Jay Kappraff has demonstrated that the resulting irrational number G has the general formula [Kapp]:
where p1/q1 is the starting fraction and p0/q0 is the one immediately above it in the tree, either to the left or to the right. In our example, the
two Noble numbers "generated" by 5/12 are the following:
It is interesting to notice that when the zigzagging process starts, every new convergent down the tree is obtained by direct mediant addition
of the two preceding ones. This a very important property that all Noble numbers share with the Golden Ratio. It is usually stated by saying
that Noble numbers have no intermediate convergents -of course below its "generating" fraction, in our example 5/12. In the path
down the tree, this means that there is no step that passes through an intermediate fraction (further apart from the vertical) which is not a
convergent, something which only happens when we make consecutive LL... or RR... steps: for example, to arrive at 5/12 we need to pass
through 1/3, which is not a convergent of the continued fraction of 5/12, but it is located "in between" the convergents 1/2 and 2/5 in the
descension through the Farey tree.
Noble numbers also share with the Golden Ratio the property of being the "most irrational" numbers, because of the tail of 1's in their
continued fraction expansion. These two properties account, on the one hand, for their occurrence in the study of plant phyllotaxis.
Quoting Jay Kappraff [Kapp, p. 325]: "When noble numbers are multiplied by 360 degrees, they yield special angles related to the growth
of plants known as divergence angles. These angles describe the placement of florets on the surface of a plant such as the florets that
result in the spiral whorls of a sunflower. For example the irrational [2,1,1,1,...] = 1/2 is the most prevalent number, and it leads to the
angle 360/2 = 137.5 degrees. The next most important angle is [3,1,1,1,...] which, when multiplied by 360 yields 99.5 degree. The next
angle in importance is [2,2,1,1,1,...] and gives rise to 151.1 degree".
The fact that Noble numbers are the most poorly approximated by any rational number makes them also important in many chaotic orbit
problems in physics. John D. Barrow explains it in an elegant way [Barr]: "These numbers characterise the frequencies of undulating
motions which are the least susceptible to being perturbed into chaotic instability. Typically, a system which can oscillate in two ways, like
a star that is orbiting around a galaxy and also wobbling up and down through the plane of the galaxy, will have two frequencies
determining those different oscillations. If the ratio of those frequencies is a rational fraction, then the motion will ultimately be periodic,
but if it is an irrational number then the motion will be non-periodic, exploring all the possibilities compatible with the conservation of its
energy and angular momentum. If we perturb a system that has a rational frequency ratio, then it can easily be shifted into a chaotic
situation with irrational frequencies. The Golden Ratio is the most stable because it is farthest always from one of these irrational ratios.
In fact, t he stability of our solar system over long periods of time is contingent upon certain frequency ratios lying very close to Noble
numbers".
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8.- References
[Kapp] Kappraff, Jay: "Beyond Measure: a guided tour through Nature, Myth and Number", World Scientific Publishing, 2002.
[Barr] Barrow, John D: "Chaos in numberland: The secret life of continued fractions", Plus Magazine, 2000.
When should we stop the process? The continued fraction of an irrational number has an infinite number of indices. The continued fraction
resulting from stopping this process at a given iteration provides an approximation to the original number. The more indices we calculate,
the better the approximation. However, if the original number is known to a finite number of decimals, we are actually limited by this
constraint. Imagine that we want to obtain the continued fraction of knowing its decimal representation up to ten decimal places. The
operations would go as follows:
Once we have the indices of the continued fraction, the convergents may be recovered by the same algorithm that applies to rational
numbers as explained in section 5. In our example, this allows us to calculate successive approximations to number . Each of them, being
the convergent of a continued fraction, is the best approximation among the ones with no larger denominators:
It is interesting to point out that the approximation 355/113 was already known to the early Chinese [Barr]. And the approximation
22/7 is found in the Great Pyramid of Gizeh, and it allows a very good approximation to the squaring of the circle, as we have seen in this
article.
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Last updated:
20/01/2014