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ISO27k RASCI ta

Original German audit table generously contributed to the ISO27k Toolkit by Matth
Eventually translated to English, modified and this page added by Gary Hinso
Updated following release of ISO/IEC 27001:2013 by Manuel Garcia Zamora of Q

The RASCI table associates rles in the organization with the sections of ISO/IEC 27002.

The roles are identified as R,A,S,C or I, meaning:


- Responsible i.e. this rle has primary responsibility for performing the activities in this section
- Accountable i.e. this rle will be called to account if the risks materialize (usually because preventive controls fa
- Supportive i.e. this rle actively assists with the design, implementation or management of the activities in this
- Consulted i.e. this is a hands-off rle, offering guidance and direction to those more actively involved
- Informed i.e. this rle has an interest in the status of the risks in this section and should be kept in touch with d

Some organizations are prefer the simpler RACI, and that's fine: this is simply a tool to help figure out and d
Management System. Use it as you wish. Add more rles, change or delete them, whatever.

The contents of the RASCI table in the ISO27k Toolkit merely demonstrate how we envisage the table being
Customize the table as much as you like. Do not feel in any way constrained by the examples provided - in fact it
Notice that as you enter R/A/S/C/I, the cells are automatically colour coded for you using Excel's conditional form

Copyright
This work is copyright 2014, ISO27k Forum, some rights reserved. It is licensed under the Creative Commo
welcome to reproduce, circulate, use and create derivative works from this provided that (a) it is not sold or inco
to the ISO27k Forum at www.ISO27001security.com, and (c) if they are published or shared, derivative works are
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5 Information security policies
5.1.1 Policies for information security C I
5.1.2 Review of the policies for information security C

6 Organizing information security


6.1.1 Information security roles and responsibilities A I
6.1.2 Segregation of duties A I
6.1.3 Contact with authorities A
6.1.4 Contact with special interest groups A
6.1.5 Information security in project management A
6.2.1 Mobile device policy A I
6.2.2 Teleworking A I

7 Human resource security


7.1.1 Screening A
7.1.2 Terms and conditions of employment A I
7.2.1 Management responsibilities A I
7.2.2 Information security awareness, education and training A I
7.2.3 Disciplinary process A I
7.3.1 Termination or change of employment responsibilities A I

8 Asset management
8.1.1 Inventory of assets A
8.1.2 Ownership of assets A
8.1.3 Acceptable use of assets A I
8.1.4 Return of assets A I
8.2.1 Classification of information A I
8.2.2 Labelling of information A I
8.2.3 Handling of assets A I
8.3.1 Management of removable media A I
8.3.2 Disposal of media A I
8.3.3 Physical media transfer A I

9 Access control
9.1.1 Access control policy A
9.1.2 Access to networks and network services A I
9.2.1 User registration and de-registration A
9.2.2 User access provisioning A
9.2.3 Management of privileged access rights A
9.2.4 Management of secret authentication information of users A
9.2.5 Review of user access rights A
9.2.6 Removal or adjustment of access rights A
9.3.1 Use of secret authentication information A I
9.4.1 Information access restriction A I
9.4.2 Secure log-on procedures A
9.4.3 Password management system A
9.4.4 Use of privileged utility programs A I
9.4.5 Access control to program source code A I

10 Cryptography
10.1.1 Policy on the use of cryptographic controls A I
10.1.2 Key management A

11 Physical and environmental security


11.1.1 Physical security perimeter A I
11.1.2 Physical entry controls A I
11.1.3 Securing offices, rooms and facilities A I
11.1.4 Protecting against external and environmental threats A I
11.1.5 Working in secure areas A I
11.1.6 Delivery and loading areas A I
11.2.1 Equipment siting and protection A I
11.2.2 Supporting utilities A
11.2.3 Cabling security A
11.2.4 Equipment maintenance A
11.2.5 Removal of assets A I
11.2.6 Security of equipment and assets off-premises A I
11.2.7 Secure disposal or re-use of equipment A I
11.2.8 Unattended user equipment A I
11.2.9 Clear desk and clear screen policy A I

12 Operations security
12.1.1 Documented operating procedures A
12.1.2 Change management A I
12.1.3 Capacity management A
12.1.4 Separation of development, testing and operational environments A
12.2.1 Controls against malware A
12.3.1 Information backup A
12.4.1 Event logging A
12.4.2 Protection of log information A
12.4.3 Administrator and operator logs A
12.4.4 Clock synchronisation A
12.5.1 Installation of software on operational systems A I
12.6.1 Management of technical vulnerabilities A
12.6.2 Restrictions on software installation A I
12.7.1 Information systems audit controls A

13 Communications security
13.1.1 Network controls A
13.1.2 Security of network services A
13.1.3 Segregation in networks A
13.2.1 Information transfer policies and procedures A I
13.2.2 Agreements on information transfer A
13.2.3 Electronic messaging A I
13.2.4 Confidentiality or non-disclosure agreements A

14 System acquisition, development and maintenance


14.1.1 Information Security requirements analysis and specification A
14.1.2 Securing application services on public networks A
14.1.3 Protecting application services transactions A
14.2.1 Secure development policy A
14.2.2 System change control procedures A
14.2.3 Technical review of applications after operating platform changes A
14.2.4 Restrictions on changes to software packages A
14.2.5 Secure system engineering principles A
14.2.6 Secure development environment A
14.2.7 Outsourced development A
14.2.8 System security testing A
14.2.9 System acceptance testing A C
14.3.1 Protection of test data A

15 Supplier relationships
15.1.1 Information security policy for supplier relationships A
15.1.2 Addressing security within supplier agreements A
15.1.3 Information and communication technology supply chain A
15.2.1 Monitoring and review of supplier services A
15.2.2 Managing changes to supplier services A

16 Information security incident management


16.1.1 Responsibilities and procedures A
16.1.2 Reporting information security events A I
16.1.3 Reporting information security weaknesses A I
16.1.4 Assessment of and decision on information security events A
16.1.5 Response to information security incidents A
16.1.6 Learning from information security incidents A
16.1.7 Collection of evidence A

17 Information security aspects of business continuity management


17.1.1 Planning information security continuity A
17.1.2 Implementing information security continuity A
17.1.3 Verify, review and evaluate information security continuity A
17.2.1 Availability of information processing facilities A
18 Compliance
18.1.1 Identification of applicable legislation and contractual requirements A I
18.1.2 Intellectual property rights A I
18.1.3 Protection of records A I
18.1.4 Privacy and protection of personally identifiable information A I
18.1.5 Regulation of cryptographic controls A
18.2.1 Independent review of information security A
18.2.2 Compliance with security policies and standards A I
18.2.3 Technical compliance review A

Number of responsibilities 0 0
Number of accountabilities 112 0
Number of controls supported 0 0
Number of controls on which consulted 2 1
Number of controls of which informed 0 48
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