(USP) were urged to determine the benefits and valuable source of long-term stability data for a
risks associated with lengthening expiration variety of drug products.
dates and to subsequently conduct longer stability This report summarizes data for 3005 lots
testing. In response, all of the data from the SLEP representing 122 drug products generated by the
was reviewed and analyzed. As a retrospective SLEP since 1986. Based on stability assessment,
analysis, this report summarizes extended drug 88% of the lots were extended beyond their original
product stability data collected by the SLEP over expiration date. Of the 2652 lots extended, only
the past 20 years. 18% were eventually terminated due to failure.
The International Conference on Harmoniza- The rest of the lots are either still active (35%) or
tion (ICH) defines shelf life as the time period were abated (47%) by the military. The shelf life
which a drug product is expected to remain within extension results were summarized in tabular
the approved shelf life specification, provided that form. The products were arranged into groups
it is stored under conditions defined on the based on stability performance.
container label.8 It is expected that the actual
shelf life will slightly exceed the projected labeled
shelf life. Pharmaceutical manufacturers are MATERIALS AND METHODS
required to assign an expiration date to each drug
product marketed in the United States. The SLEP Program Operation
labeled shelf life is estimated using appropriate
stability testing (21 CFR 211.137 and 211.166) The SLEP is a key component of the Medical
under current good manufacturing practices as Readiness Strategic Plan as developed by the
established and monitored by the FDA. The DOD Health Affairs and the Military Medical
stability assessments of both the new drug sub- Departments. The DOD Defense Medical Stan-
stance and the new drug product stored under dardization Board (DMSB) oversees the SLEP
controlled conditions are required documentation program and acts as an interface between the
for submission to the FDA in a new drug applica- military services and the FDA. Pharmaceutical
tion (NDA). The assessment follows scientifically drug products sealed in original container clo-
based technical procedures as described in the ICH sures are stored under controlled conditions by
Q1A(R2) Guidance.8 The initial expiration date is the military services. Certain lots of drug product
based on the amount of real-time stability data that are approaching their labeled expiration date
(generally from pilot scale batches) for the drug are selected by the DMSB for participation in the
product available at the time of approval of the SLEP program. Representative sealed containers
NDA. This initial date may later be extended of drug product from a given lot are submitted to
contingent upon the receipt of acceptable support- the FDA SLEP coordinator in the Office of
ing data from the manufacturer based on acceler- Regulatory Affairs for testing by the FDA field
ated stability studies and actual real-time stability labs. The test results are transmitted through the
data collected from the first three production FDA SLEP coordinator to the FDA SLEP chemist
batches. Drug products marketed in the United in the Division of Product Quality Research
States generally have a labeled shelf life of 12 (DPQR), Center for Drug Evaluation and
60 months. Research (CDER) for analysis. The FDA SLEP
The SLEP is administered by the FDA for the chemist evaluates the test results, approves or
U.S. DOD9 and recently for the Strategic National rejects the extension of the shelf life for that lot
Stockpile (SNS). To maintain a state of readiness, and archives the data, evaluations, and approvals
the military maintains, under controlled condi- for the program. Approval for a new expiration
tions, large stockpiles of pharmaceuticals sealed in date for that lot of drug product is transmitted
their original container closures. A system of through the FDA SLEP coordinator to represen-
extending the functional shelf life of these drug tatives for the DMSB.
products beyond their original expiration date was
initiated to reduce the high cost of replacing these
Sample Testing
stockpiles. Based on a comprehensive testing
program, the shelf life of several drug products Sealed containers of drug product from a given lot
has been extended on a lot-by-lot basis. This are sent to an FDA field lab. Samples are
program has resulted in substantial savings to subjected to a battery of tests prescribed by
the military. In return the FDA has access to a the FDA SLEP chemist. These tests and
JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 95, NO. 7, JULY 2006 DOI 10.1002/jps
STABILITY PROFILES OF DRUG PRODUCTS 1551
specifications are based on compendial (USP) autoinjectors, the attributes were potency (assay),
product release tests or the product release tests degradants, pH, preservatives, injection mecha-
as described in the original FDA submission nics, and physical appearance.
(NDA). If a lot fails any specification based on
the battery of tests, then the shelf life for that lot
is expired. RESULTS
Number of Number of Lots Total Lots Number of Lots Number of Extended Average Extension Time
Group Products per Product Tested Initially Extended Lots Terminated for Extended Lots (mo.)
1A 15 10242 466 All None 58
1B 25 59 164 All None 65
1C 23 34 85 All None 55
2 20 341 254 All Some (41) 58
3 13 3169 278 Most (256) None 44
4 16 8687 1675 Most (1402) Some (431) 76
5 10 221 83 50% (23) Some (7) 38
Total 122 2687 3005 2650 479 66
DOI 10.1002/jps JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 95, NO. 7, JULY 2006
1552 LYON ET AL.
all of the lots from these 15 products was are now dormant. The average extension for these
58 months, ranging from 12 to 184 months. The dormant lots was 55 months, ranging from 12 to
mean extension times and the ranges of extension 114 months. The tablet dosage form of chlorpro-
times for the individual products are provided in mazine HCl was assigned to Group 2.
the table. For six of the products the extension Each of the 20 products assigned to Group 2
times represent a combination of the active and (Tab. 5) had some lots that could not be repeatedly
dormant lots. In these cases, the range for the extended, one attribute eventually failing during
active lots is annotated in the table. Other dosage periodic retest. Of the 254 lots tested, 41 lots
forms of diphenhydramine HCL, doxycycline eventually failed and were terminated, 211 lots are
hyclate, morphine sulfate, potassium iodide, and now dormant and 2 lots are currently active. For
sodium chloride were assigned to other groups. the terminated lots, the amount of shelf life
The 25 products assigned to Group 1B (Tab. 3) extension before the failure ranged from 12 to
had 59 lots evaluated. Of the 164 lots tested, 143 103 months with an average of 53 months.
lots are dormant and 21 lots are still active. The Termination was due to a variety of test failures
average extension for the dormant lots was as indicated in the table. The average extension for
61 months and for the active lots was 92 months. the 211 dormant lots was 59 months ranging from
The average extension time for all of the lots from 15 to 137 months. The mean extension times and
these 25 products was 65 months, ranging from the ranges of extension times indicated in the table
15 to 278 months. Other dosage forms of ampi- represent a combination of the terminated, dor-
cillin, cimetidine HCl, ciprofloxacin, potassium mant, and active lots. The average extension time
iodide, and povidone-iodine were assigned to other for these combined lots was 58 months, ranging
groups. from 12 to 137 months. The range of extension
The 23 products assigned to Group 1C (Tab. 4) times for the two active lots is annotated in the
had only 34 lots evaluated. All the 85 lots tested table. Other dosage forms of ampicillin sodium,
JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 95, NO. 7, JULY 2006 DOI 10.1002/jps
STABILITY PROFILES OF DRUG PRODUCTS 1553
chlorpromazine HCl, cimetidine, morphine sul- annotated in the table. The reasons for denying
fate, and sodium chloride were assigned to other the extension of the 22 lots was due to a variety of
groups. test failures as indicated in the table. Other dosage
Each of the 13 products assigned to Group 3 forms of atropine sulfate, doxycycline hyclate, and
(Tab. 6) had most lots extended initially (50% morphine sulfate were assigned to other groups.
occurrence) and none of the extended lots were Each of the 16 products assigned to Group 4
terminated due to failure (periodic retest). Of the (Tab. 7) had most lots extended initially (50%
278 lots tested, 256 lots were extended and 22 lots occurrence) and some of the extended lots were
were denied extension. Of the extended lots, 81 lots terminated due to failure (periodic retest). Of the
are now dormant and 175 lots are currently active 1675 lots tested, 1402 lots were extended and 273
(primarily 159 lots of doxycycline hyclate tablets). lots were denied extension. Extension denials were
The average extension for these dormant lots was due to a variety of test failures as indicated in the
74 months and the average extension for these table. Of the extended lots, 431 lots eventually
active lots was 30 months. The average extension failed and were terminated, 519 lots now dormant
time for all of the lots from these 13 products was and 452 lots are currently active (primarily 119 lots
44 months, ranging from 12 to 216 months. For of atropine sulfate autoinjectors and 188 lots of
three products, the extension times represent a pralidoxime chloride autoinjectors). For the termi-
combination of the active and dormant lots. In nated lots, the amount of shelf life extension before
these cases, the range for the active lots is the failure ranged from 12 to 266 months with an
DOI 10.1002/jps JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 95, NO. 7, JULY 2006
1554 LYON ET AL.
average of 67 months. Termination was due to a failures as indicated in the table. The average
variety of test failures as indicated in the table. The extension for the 16 dormant lots was 33 months.
range of extension times for the active lots is The average extension time for all of the lots
annotated in the table. The average extension for (terminated and dormant) from these 10 products
these dormant lots was 81 months and the average was 38 months, ranging from 14 to 94 months. For
extension for these active lots was 79 months. The the individual products, the mean extension times
average extension time for all of the lots (termi- and the ranges of extension times in the table
nated, dormant, and active) from these 16 products represent a combination of the terminated and
was 76 months, ranging from 12 to 266 months. The dormant lots. The spray dosage form of diphenhy-
ointment dosage form of povidone-iodine was dramine HCl was assigned to Group 1A.
assigned to Group 1B.
Each of the 10 products assigned to Group 5
(Tab. 8) had most of the lots denied initial
DISCUSSION
extension (50% occurrence) and some of the
extended lots were terminated due to failure
Performance Evaluation
(periodic retest). Of the 83 lots tested, 23 lots were
extended and 60 lots were denied extension. Each product tested was assigned to one of five
Extension denials were due to a variety of test groups (as listed in Tab. 1) based on an explicit
failures as indicated in the table. Of the extended classification system. Products with no failures
lots, 7 lots eventually failed and were terminated, (initial extension failure or termination failure)
16 lots are now dormant, and none of the lots are were assigned to Group 1. This does not imply
currently active. For the terminated lots, the that these products will be stable indefinitely.
amount of shelf life extension before the failure Based on past performance, these products may
ranged from 17 to 94 months with an average of be considered the best candidates for shelf life
49 months. Termination was due to a variety of test extension. Other factors, including the number of
JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 95, NO. 7, JULY 2006 DOI 10.1002/jps
Table 5. Group 2: Products With All Lots Extended Initially: Some Termination Failures for Extended Lots
DOI 10.1002/jps
Drug Product Dosage Form Tested Dormant Active Mean Range Lots) [Extension Time, no.]
Ampicillin sodium Injection-solutiona 8 7 0 57 2987 Appearance g (1) [42]
Cefoperazone sodium Powder 4 3 0 46 2557 Assay (1) [25]
Cellulose, oxidized, regenerated Dermal 23 22 0 79 28137 Appearanceh (1) [28]
Cephapirin sodium Powder 13 10 2f 74 50114 Potency (1) [98]
Chlorpromazine HCl Tabletsb 15 14 0 52 2378 Appearancei (1) [78]
Cimetidine HCl Injection-solutionc 7 6 0 42 1567 Assay (1) [15]
Dextrose (5%) Injection-solution 22 18 0 65 13128 Assay (2) [77 and 80]; appearancei
(2) [84 and 84]
Flurazepam HCl Capsules 3 2 0 35 2744 Appearanceh (1) [27]
Furosemide Injection-solution 7 6 0 57 3190 Low pH (1) [31]
Morphine sulfate Autoinjectord 3 0 0 32 2937 Degradantj (3) [29, 30, and 37]
Metaraminol bitartrate Syringe-needle 4 3 0 40 3347 Assay (1) [47]
Ophthalmic irrigating Solution 6 5 0 52 1977 Low pH (1) [19]
Pancuronium bromide Injection-solution 13 12 0 79 54108 Assay (1) [85]
Ringers, lactated and dextrose Injection-solution 13 10 0 53 2087 Assayk (1) [55]; assayl
(1) [72]; appearanceh (1) [20]
Sodium chloride Injection-solutione 41 31 0 50 12113 Assay (9) [12103]; pH (1) [38]
Sodium polystyrene sulfonate Powder 3 2 0 55 4574 Water content (1) [45]
Succinylcholine chloride Powder 9 8 0 72 5895 Purity (1) [51]
Sulfadiazine silver Cream 37 36 0 57 28104 High pH and assay (1) [53]
Tetracycline HCl Capsules 11 7 0 50 17133 Dissolution (2) [17 and 20];
degradantm (2) [38 and 54]
Thiopental sodium Powder 12 9 0 54 2396 Low pH (2) [73 and 73];
appearancen (1) [56]
a
See capsule dosage form (Group 1B).
b
See injection-solution dosage form (Group 1C).
c
See tablet dosage form (Group 1B).
d
See syringe-needle (Group 1A) and injection-solution (Group 3) dosage forms.
e
See irrigation dosage form (Group 1A).
f
Active range: 110114 months.
g
Turbidity.
h
Color.
i
Color and integrity.
j
Pseudomorphine.
k
Ca, Na, K.
l
Na, K, lactate.
STABILITY PROFILES OF DRUG PRODUCTS
m
4-Epianhydrotetracycline.
n
Particulates.
Table 6. Group 3: Products With Most * Lots Extended Initially; No Termination Failures for Extended Lots
LYON ET AL.
DOI 10.1002/jps
Table 7. Group 4: Products With Most* Lots Extended Initially; Some Termination Failures for Extended Lots
Number of Lots Extension Time
Initial Extension Termination Failure
Drug Product Dosage Form Tested Extended Dormant Active Mean Range Failure (# Lots) (# Lots) [Range, mo.]
DOI 10.1002/jps
Aluminum acetate Tablets 12 10 6 0 52 1670 Effervesce (2) Effervesce (4) [5870]
Atropine sulfate Autoinjector 687 495 74 119b 57 12135 Appearancei (102) Appearancei (143) [12135]
Appearancej (20); appearancek (3) Appearancej (11) [12124]
Assay (57); coring (1) Assay (95) [22113]
Low phenol (7) Low phenol (52) [28126]
Assay (1) Coring (1) [43]
Low pH (1)
Cefoxitin sodium Powder 10 5 3 0 24 2455 Potency (4) Potency (2) [3840]
Appearancek (1)
c
Chloroquine phosphate Tablets 38 36 10 25 40 2086 Dissolution (1) Dissolution (1) [20]
Assay (1)
Clindamycin phosphate Injection-solution 31 25 15 0 44 1877 Assay (5) Assay (9) [2468]
Assay (1) Appearancek (1) [43]
d
Diazepam Autoinjector 67 66 10 39 63 12100 Degradantl (1) Degradantl (16) [2379]
pH (1) [84]
Diazepam Syringe-needle 35 25 16 0 53 12105 Appearancem (8) Appearancem (3) [1267]
Degradantl (2) Degradantl (6) [15102]
Epinephrine Cartridge-needle 33 17 16 0 22 1724 Assay (16) Assay (1) [18]
Heparin sodium Injection-solution 16 14 11 0 52 2282 Low pH (1); appearancek (1) Appearancek (3) [2247]
Penicillin G Powder 15 14 13 0 49 2295 Appearancek (1) Appearancek (1) [26]
Povidone-iodine Solutiona 20 16 14 0 74 29144 Assay (4) Appearancek (1) [29]
Appearancei (1) [64]
Pralidoxime chloride Autoinjector 412 399 145 188e 120 19266 Appearancek (6) Assay (39) [35266]
Assay (4) Appearancek (10) [96149]
Assay (1) Low pH (13) [88168]
Appearancen (1) Injector misfire (3) [43169]
Injector misfire (1) Low phenol (1) [125]
Pralidoxime chloride Powder 80 78 37 39f 88 23186 Appearancek (1); assay (1) Assay (1) [99]; pH (1) [163]
Pyridostigmine bromide Tablets 152 141 91 40g 61 19143 Assay (11) Assay (7) [1988]
Impurityo (2) Appearances (1) [93]
Ringers, lactated Injection-solution 59 56 54 0 52 23125 Assayp (2) Assayp (2) [52; 53]
Assayq (1)
h
Sulfadoxine and pyrimethamine Tablets 8 7 4 2 67 3493 Dissolutionr (1) Dissolutionr (1) [58]
*50% Occurrence.
a
See ointment dosage form (Group 1B).
b
Active range: 13129 months.
c
Active range: 2186 months.
d
Active range: 12100 months.
e
Active range: 19228 months.
f
Active range: 23186 months.
g
Active range: 24102 months.
h
Active range: 6193 months.
i
Brown precipitate.
j
Turbidity.
k
Color.
l
Carbostyril.
m
Crystals.
n
STABILITY PROFILES OF DRUG PRODUCTS
Particulates.
o
RO 15237.
p
Calcium.
q
Sodium.
r
Pyrimethamine dissolution.
s
Integrity.
1558
LYON ET AL.
DOI 10.1002/jps
STABILITY PROFILES OF DRUG PRODUCTS 1559
lots tested and the minimum extension time tested. The combination of lots from atropine
surpassed by all lots tested, need to be considered sulfate autoinjectors (687 tested), pralidoxime
in evaluating the performance of these products. chloride autoinjectors (412 tested), and pyridos-
Group 1 was divided into 3 subgroups based on tigmine bromide tablets (152 tested) represents
the number of lots tested. A greater confidence in 42% of the total lots summarized in this report.
the ability to extend the shelf life was associated Despite the failures, this group was relatively
with Group 1A (10 lots tested). The most prolific successful, considering 1404 (84%) of the 1675 lots
performer from this subgroup was ciprofloxacin tested were initially extended. Diazepam auto-
tablets (242 lots tested with 205 lots still active). injectors (67 lots tested) had only one lot that failed
Two other top performers from this group were initial extension and pralidoxime chloride powder
naloxone HCl (all 10 lots extended at least 5 years) (80 lots tested) had only two lots that failed initial
and halothane (all 12 lots extended over 4 years). extension. Of the extended pralidoxime chloride
The top performer in Group 1B was potassium powder lots, only two were terminated, but these
iodide granules with all five lots still active nearly two lots were extended for more than 8 years.
20 years after the original expiration date. Other products were successfully extended includ-
In addition, all of the lots of calcium chloride ing pralidoxime chloride autoinjectors (97% of lots
injection-solution and fentanyl citrate injection- tested), lactated Ringers injection solution (95%,
solution were extended more than 5 years. All of 59 lots tested), and pyridostigmine bromide tablets
the lots of two products from Group 1C (bupiva- (93% of lots tested). The product exhibiting the
caine HCl injection-solution and penicillin G greatest lot-to-lot variability was atropine sulfate
benzathine suspension) were extended more than autoinjectors. Hundred and ninety two lots (28%)
5 years. failed initial extension. The range of extension
Although Group 2 had some lots that encoun- times for lots of atropine sulfate autoinjectors
tered termination failure, some of these products exhibiting termination failures was 111 years.
could be considered quite reliable. Examples from For each of the 10 products assigned to Group 5,
this group indicate that if products are stored long most of the lots could not be extended. Lot-to-lot
enough, failures are bound to occur. Of the products variability was also evident with this group. Five of
with 10 lots tested, notable examples are listed. the seven penicillin G procaine powder lots could
All of the cephapirin sodium powder lots (13 tested) not be extended, while the other 2 lots were
were extended at least 4 years with only one extended for more than 5 years. Fourteen of 21
termination, occurring at 8 years and all of the mefloquine HCl tablets lots could not be extended,
pancuronium bromide injection-solution lots (13 1 extended lot was terminated at 17 months, while
tested) were extended at least 4 years with only one 1 lot was extended for more than 7 years. Of the 83
termination, occurring at 7 years. In addition, lots tested, only 28% could be initially extended.
sulfadiazine silver cream (37 lots tested) had only All of the products in this group were considered
one termination, occurring after 4 years and poor candidates and were discontinued from the
dextrose injection-solution (23 lots tested) had four shelf life program.
terminations, but all occurred after 8 years.
The products assigned to Group 3 had no
Opportunity for Failures
termination failures, but for each product one to
four lots failed initial extension, exemplifying lot- As more lots were tested, the chances that a lot
to-lot variability. In some cases the extension would fail increased. This was reflected in the
times were quite long. Although two lots of group classifications. Of the 27 products with 15 or
cefazolin sulfate powder failed initial extension, more lots tested, 13 products are assigned to Group
the eight remaining lots were extended more than 4 compared to only 5 products assigned to Group
5 years. One lot of spectinomycin sodium suspen- 1A. Sulfadiazine silver, now assigned to Group 2,
sion failed initial extension, but the seven remain- did not have any failures during the first 11 years
ing lots were extended more than 4 years. on the program. Up until the termination failure of
The products assigned to Group 4 had some lots the 27th lot tested, this product was classified as
exhibiting initial extension failure and some lots Group 1A. Diazepam autoinjectors, now assigned
exhibiting termination failures. The lot-to-lot to Group 4, did not have an initial extension failure
variability and the need for systematic testing during the first 6 years on the program. Up until
were most evident with this group. This group the initial extension failure of the 48th lot tested,
includes products that have been extensively this product was classified as Group 2. Doxycycline
DOI 10.1002/jps JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 95, NO. 7, JULY 2006
1560 LYON ET AL.
tablets, now assigned to Group 3 did not have an study could be used to select promising potential
initial extension failure during the first 6 years on candidates for an extension program.
the program. Up until the initial extension failure
of the 13th lot, this product was classified as Group
1A. This illustrates that the group classifications ACKNOWLEDGMENTS
may be dependent on the number of lots tested.
This also supports the subclassification of Group The authors are grateful to Christopher D. Ellison
1 into 1A, 1B, and 1C. of the Division of Product Quality Research for
editorial assistance.
Other Programs
The SLEP has been successful in helping to REFERENCES
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JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 95, NO. 7, JULY 2006 DOI 10.1002/jps