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Copyright 2004, New Forums Press, Inc., P. O. Box 876, Stillwater, OK. All Rights Reserved.

Turning Student Groups into Effective


Teams
Barbara Oakley Richard M. Felder
Oakland University North Carolina State University

Rebecca Brent Imad Elhajj


Education Designs, Inc. Oakland University

This paper is a guide to the effective design and management of team assignments in a college classroom
where little class time is available for instruction on teaming skills. Topics discussed include forming teams,
helping them become effective, and using peer ratings to adjust team grades for individual performance. A
Frequently Asked Questions section offers suggestions for dealing with several problems that commonly arise
with student teams, and forms and handouts are provided to assist in team formation and management.

I. Introduction cation skills required for high performance teamwork.


If team assignments are to be given, explicit steps should
The benefits of collaborative learning have been be taken to help students learn those skills and to equip
demonstrated in countless studies and several meta- them to deal effectively with the logistical and inter-
analyses (Johnson, Johnson, & Stanne, 2000; Springer, personal problems that commonly arise in collabora-
Stanne, & Donovan, 1997; Terenzini, Cabrera, Colbeck, tive efforts.
Parente, & Bjorkland, 2001). Compared to students An instructor attempting to find a concise guide
taught traditionally, students taught in a manner that on how to work with teams in the classroom may find
incorporates small-group learning achieve higher it difficult to gain a toehold in the literature. Many pa-
grades, learn at a deeper level, retain information longer, pers contain useful ideas on some specific aspect of
are less likely to drop out of school, acquire greater teamwork, such as team evaluation or assigning team
communication and teamwork skills, and gain a better roles to students, but they describe only part of what an
understanding of the environment in which they will instructor needs to know to create an effective class-
be working as professionals. room team structure. There are excellent books on team-
These benefits are not automatic, however. Be- work and project management (Garmston & Wellman,
ing part of an ineffective or dysfunctional team may 1999; Stein & Hurd, 2000), but they generally present
well be inferior to independent study in promoting learn- so much material that an instructor is left without a
ing and can lead to extreme frustration and resentment. clear picture of where to start and how to prioritize the
Students are not born with the project management, formidable array of suggestions. Other, briefer texts are
time management, conflict resolution, and communi- intended for use as supplemental resources for team

Volume 2, No. 1, 2004 / 9


members rather than as guides for instructors (Dufrene produced in the Appendix and are listed in Table 1.
& Lehman, 2002; Smith 2000; Strbiak & Paul, 1998). The forms are also available through the New Forums
This paper presents a brief instructors guide to website at http://www.newforums.com.
managing team assignments when little class time can Throughout the paper, we will presume that the
be devoted to providing explicit instruction in team- assignments to be worked on by student teams involve
work skills. Section II describes a simple but effective considerable time and effort, and that the teams will
approach to team formation and offers suggestions re- remain together for a significant portion of the course
garding optimal team size, criteria to use when form- or all of it. The suggested procedures are generally nei-
ing teams, and procedures for dissolving and reform- ther necessary nor appropriate for brief in-class group
ing teams. Section III deals with ways to help student activities, which require a great deal less structure and
groups learn to function effectively in teams, including formality to be effective. The suggestions are based in
setting guidelines for team functioning, having the stu- part on the cooperative and collaborative learning lit-
dents establish common expectations of one another, erature (Abrami et al., 1995; Feichtner & Davis, 1991;
and presenting strategies for avoiding problems with Felder & Brent, 1994, 1996, 2001; Johnson, Johnson,
team functioning and dealing with problems that oc- & Smith, 1998; Kagan, 1992; Millis & Cottell, 1998;
cur. Section IV describes a peer rating system for teams Obaya, 1999; Sharon & Sharon, 1976; Shaw, 1983)
and a procedure for using the ratings to adjust group and in part on our own classroom experience. In most
grades for individual performance. Section V offers cases we are of a single mind about the recommenda-
answers to several frequently asked questions about tions but in a few we have different points of view. In
team formation and management, and Section VI sum- the latter cases we will state the alternative positions
marizes the main ideas of the paper. Forms and hand- and leave the reader to choose the one that best fits his
outs to assist in implementing the team formation and or her teaching philosophy.
management procedures described in the paper are re-

Table 1: Forms to Use in Working with Teams

Form When Used Objective


Getting to Know You First day of class Divide students into teams
Team Policies First day of class Define rules and procedures for
teamwork
Student Expectations Assignment First week of class Develop a team contract
Coping with Hitchhikers and Couch First week of class Deal with dysfunctional teams
Potatoes on Teams
Evaluation of Progress Toward 1/3 through semester, Identify team problems
Effective Team Functioning 2/3 through semester
Team Member Evaluation 2nd or 3rd week, mid-semester, Peer rating
end of semester
Peer Rating of Team Members Mid-semester, end of semester Peer rating
Auto rating Spreadsheet Mid-semester, end of semester Use peer ratings to adjust team
grades for individual effort

The first administration is a trial runthe forms are filled out and shared among the team members but not
collected by the instructor.. This form is not given to students.

10 / Journal of Student Centered Learning


II. Forming Teams When students are told they will be working in
groups in courses in which group work is not tradi-
tional, some may immediately object strenuously. Oth-
A. Instructor-formed teams vs. self- ers will submit requests to work with their friends, rela-
selection tives, roommates, or athletic teammates, and will join
Instructors should form teams rather than allow- the chorus of objectors when they are informed that
ing students to self-select. Left to their own devices, their requests will not be honored. It is important to
the stronger students in the class will tend to seek one deal with these issues early before a wall goes up be-
another out, leaving the weaker ones to shift for them- tween the instructor and the class that may be difficult
selves, which works to no ones benefit. Groups con- to breach later.
taining all weak students are likely to flounder aim- On the first day of class, after announcing the
lessly or reinforce one anothers misconceptions, while group work requirement and noting that we will form
groups composed entirely of strong students often adopt the teams, we acknowledge to the students that some
a divide and conquer policy, parceling out and com- of them may be unhappy about this policy. We then
pleting different parts of the assignment individually explain that when they join a company, they will not be
and putting the products together without discussion. asked whether they prefer to work alone or with others,
The depth of understanding and development of team- and they will not be presented with a list of all the em-
work skills that result from generating and comparing ployees and asked who theyd like to work with. What
alternative solutions and resolving conflicts is thereby will happen is that they will be assigned to groups of
lost. In well-functioning diverse groups, the weak stu- coworkers by their supervisor, and their job performance
dents get the benefit of seeing how good students ap- rating may depend more on how well theyre able to
proach assignments and they may also get some indi- work with those people than on any other ability they
vidual tutoring, while the strong students who do the may have. We conclude by telling them that since thats
tutoring may benefit even more. Most teachers would what theyll be doing in their careers, they may as well
support from their own experience the observation of start learning how to do it now. They still may not like
Tryon Edwards that Thoroughly to teach another is it, but most will understand the logic of the argument
the best way to learn for yourself. and go along with it with minimal complaining. For
Most current research supports instructor-formed more information about dealing with student resistance
teams (Fiechtner & Davis, 1992; Obaya, 1999), al- to cooperative learning and other student-centered in-
though some authors disagree (Bacon, Stewart, & Sil- structional techniques, see Felder & Brent (1996).
ver, 1999). In one study, 155 students found by a two-
to-one ratio that their worst group work experiences B. Criteria for team formation
were with self-formed groups and their best with in- We propose forming three- to four-person teams
structor-formed groups (Fiechtner & Davis, 1985). Our for most assignments, attempting to observe the fol-
experiences echo those findingswe have found prob- lowing two guidelines to the greatest extent possible
lems with interaction between team members to be re- (Felder & Brent, 1994; Felder & Brent, 2001):
duced when self-selection is not allowed. Moreover,
our personal experience is that self-selected groups may 1. Form teams whose members are diverse in ability
have a higher propensity for cheating, because pre-ex- levels and who have common blocks of time to meet
isting relationships between students with a common outside class.
corner-cutting mindset can reinforce the belief within 2. In the first two years of a curriculum, avoid isolat-
a group that its okayeverybody does it. A tightly ing at-risk minority students on teams.
knit group of friends is more likely to incline toward
covering for one another rather than informing on in- There is no consensus in the literature on the op-
fractions such as plagiarism or failure to participate in timal team size, but most authors agree that the mini-
group efforts. mum for most team assignments is three and the maxi-

Volume 2, No. 1, 2004 / 11


mum is five. (There are obvious exceptions to these ing, in freshman and sophomore engineering courses
rules, such as laboratories with two-person work sta- we therefore recommend forming teams with all men,
tions.) With only two people on a team, there may not all women, two of each, or two or three women and
be a sufficient variety of ideas, skills, and approaches one man, but not two or three men and one woman.
to problem solving for the full benefits of group work The same rule would be applied to at-risk ethnic mi-
to be realized. Also, conflict resolution can be prob- norities. (Some authors recommend avoiding homoge-
lematic in a pair: whether right or wrong, the dominant neous teams in race or gender, but in classes where the
partner will win most arguments. On the other hand, if majority students heavily outnumber the minorities it
a team has more than five members, at least one is likely is not possible to avoid them.)
to be relatively passive unless the project is a large one Once the students enter the third year of the cur-
that has six or more distinct roles, which few team as- riculum, the risk of dropping out becomes minimal and
signments do. Many cooperative learning authorities the focus of the curriculum should change from reduc-
believe that five-member teams are likely to experience ing attrition to preparing students for the workplace.
the same problem. Our recommendation is therefore to On the job, no one is going to make sure that women
form three- and four-person teams, making more of and minorities are not isolated in groups, and so part of
them teams of four if early dropouts are common in the their education should be learning to work in such en-
course. vironments. For this reason, we abandon the non-iso-
In the preceding section we offered the rationale lation rule starting in the third year.
for ability heterogeneity in teams: essentially, it is to
provide weak students with good modeling of effec-
tive learning approaches and perhaps tutoring from C. Collecting the data needed to form
strong students, provide strong students with the learn- teams
ing benefits that come from teaching others, and avoid The information needed to form teams may be
the unfairness of allowing strong students to cluster obtained by having all students fill out the Getting to
together and the poor learning environment likely to Know You form (Appendix) on the first day of class.
exist in teams of all weak students. The desirability of This form provides information related to ability levels
forming teams whose members have common blocks and times available to meet outside class (Felder &
of time outside class is self-evident, especially if many Brent, 1994; Felder & Brent, 2001). Grades in prereq-
of the students commute to campus or have outside jobs uisite courses are a good measure of ability, since many
that require extensive time commitments. of the same skills are likely to be required in the
The second suggested guideline requires expla- prerequisite(s) and the current course. From a students
nation. Some ethnic minorities are at a relatively high perspective, checking the prerequisites (as opposed to,
risk for dropping out of college, and women are at higher say, asking for an overall GPA) is a natural thing for
risk than men for doing so in certain curricula (notably, the instructor to do at the beginning of a course. The
engineering), with most dropouts occurring in the first few students who do not elect to provide their grade on
two years of the curriculum (Seymour & Hewitt, 1997). the form are distributed randomly among the teams.
Studies have shown that when members of at-risk mi- One of us also includes questions about gender and
nority groups are isolated in project teams, they tend ethnicity on the form, with a statement that the student
either to adopt relatively passive roles within the team may choose not to answer these questions. (Almost
or are relegated to such roles, thereby losing many of everyone answers them, but their optional nature should
the benefits of the team interactivity (Heller & be made explicit.)
Hollabaugh, 1992; Widnall, 1988). The isolation these The forms are distributed, filled out, collected on
individuals feel within their teams could also contrib- the first day of class, and shuffled into teams using the
ute to a broader sense of isolation in the student body three criteria of ability heterogeneity, common blocks
at large, which may in turn increase the dropout risk. of time outside class, and (if the questions about gen-
Since women constitute an at-risk minority in engineer- der and ethnicity were included) non-isolation of at-

12 / Journal of Student Centered Learning


risk minorities in the first two years of the curriculum. doesnt compromise our ability to distribute the other
The process is generally much more efficient than most students in a fair way, we let them.
instructors fear before they have tried it. One of us has
taught classes of 120 and more for many years using
this technique, and can always form teams in two hours III. Converting groups into
or less. The team compositions can then be announced effective teams
on the second day of class.
The Getting to Know You form serves other pur- A group of students coming together to work on
poses as well. As students fill it out, they are often pleas- an assignment is not the same thing as a well-function-
antly surprised to find that the instructor is interested ing team. The students in any given group may some-
in them personallyin their hobbies and favorite mov- times work together, but they may also be inclined to
ies, for example. In smaller classes, one of us likes to work independently, simply pooling their work with
ask students to briefly introduce themselves, referring no discussion, and they may spend a great deal of time
to the form if they wish (which makes the task much in conflict over work-related or personal issues. In con-
less intimidating to students who are terrified about trast, members of an effective team always work to-
speaking in public). This technique helps convert the gethersometimes physically together and sometimes
class into a learning community. apart, but constantly aware of who is doing what. They
take different roles and responsibilities, help one an-
D. Dissolving and re-forming teams other to the greatest possible extent, resolve disagree-
At the beginning of all courses except those that ments amicably, and keep personal issues (which may
involve semester-long projects, we announce that we occur when any collection of people work together)
will dissolve the teams after 46 weeks and form new from interfering with the team functioning. With a
ones unless we get individual signed requests to stay group, the whole is often equal to or less than the sum
together from all members of a team, in which case of its parts; with a team, the whole is always greater. In
that team may remain intact. Our experience is that the survey after survey of employers, teamwork skills (along
overwhelming majority of the teams elect to stay to- with communication skills) are at the top of the list of
gether. The only ones that do not are those that are pain- attributes they would like to see more of in their new
fully dysfunctional, often because of uncooperative or hires. This section suggests several methods for equip-
domineering members. The latter individuals usually ping students with those skills.
had such a bad experience with their first teams that
they get their acts together on their new teams, and those A. Establishing expectations
teams function well. If it turns out that only one team Two important first steps in turning groups into
elects to dissolve, its members are distributed among effective teams are to set out a clear set of guidelines
existing teams of three. We do not recommend allow- for team functioning and to have the members formu-
ing groups to re-form more than once in a semester or late a common set of expectations of one another. Two
quarter. Frequent changes create logistical problems forms in the appendix may be used to facilitate this
with grading, and they may keep the students from de- process: the Team Policies Statement and the Team
veloping a team dynamic and learning to resolve the Expectations Agreement. The policy statement provides
interpersonal problems that almost inevitably arise in guidance on effective team functioning, outlining dif-
group work (Bacon et al., 1999). ferent team roles and the responsibilities that go with
When we re-form teams, we make some excep- each role, procedures for working on and submitting
tions to our ban on student selection of teammates. First, assignments, and strategies for dealing with uncoop-
we allow students on the disbanded teams to specify erative team members. The Team Expectations Agree-
whom they absolutely do not want to work with again ment serves two purposes: it unites the team with a com-
and we honor those requests. In addition, if some mem- mon set of realistic expectations that the members gen-
bers of a dissolved team want to stay together, and it erate and agree to honor, and it also serves as a quasi-

Volume 2, No. 1, 2004 / 13


legal document to prevent students from making in- teams, and new assignment or project groups frequently
valid claims about what they were supposed to do. [Re- make common mistakes that limit their effectiveness.
search has shown that commitments made in public are While some instructors begin classes with extensive
less likely to be violated (Salacik & Pfeffer, 1978)]. instruction on teaming skills and team-building exer-
Both of these forms are given out on the first day of cises, our preference is to provide a few precautionary
class, with a copy of the completed and signed Team notes initially and then to provide guidance on dealing
Expectations Agreement due back to the instructor with problems once the problems have begun to sur-
within a week. The instructor keeps file copies of the face, when the guidance is likely to have a much greater
completed agreement for reference in the event of prob- impact.
lems arising later in the course, and some instructors Following are several things we tell students early
hand back copies after about three weeks (by which in the course in an effort to keep them from making
time problems generally start to surface) as reminders some of the most common teaming mistakes.
to the students of what they had agreed to do.
The Team Policies Statement in the Appendix is As youll see in the Team Policy Statement, you
not intended to be copied and handed out verbatim; will have assigned roles in your teams (coordina-
rather, it may be used as a starting point for instructors tor, recorder, checker, etc.) that rotate among the
to formulate their own rules and guidelines. In particu- members. You may be inclined to ignore these role
lar, certain types of courses may require another set of assignments and just do the work in any way that
team roles in addition to the functional roles of coordi- comes to mind, or maybe one team member will
nator, checker, recorder, and monitor. In a lab course, actually do the coordinating all semester no mat-
for example, different students may be called on to take ter who is supposed to be doing it for a given as-
principal responsibility for experimental design, equip- signment. Thats a mistake. We strongly advise you
ment calibration and operation, data recording and pro- to take the roles seriouslyyour work will go more
cessing (including error analysis), and theory-based smoothly and turn out better if you do. Also, the
interpretation of results, and analogous classifications roles each involve different skills, all of which youll
may be constructed for project-based courses includ- need to function effectively as professionals. Now
ing engineering design. These roles should also be is the time to start picking up those skillsand you
spelled out in the Policy Statement. The Statement cant do it if you never take on the roles.
should also be considered a living document rather than
something etched in stone. Each time you teach a Some teams like to divide and conquer, parceling
course, make notes of things you wish you had inserted out different parts of the assignment, completing
or changes you think would make the statement more them individually, and stapling the different parts
effective, and incorporate those changes before you together and handing them in (perhaps after first
teach your next course. recopying them in a single handwriting to make it
Another measure that helps build team coherence look more like a unified effort). Dont do it! On
early is to have the members agree on a team name tests and/or when you report on your work, you
perhaps one that reflects their common interests (Millis will be examined individually on every aspect of
& Cottell, 1998). Both the students and you will enjoy the assignment, and your grade will depend in part
some of the creativity that this task frequently inspires. on how well you understand both the part that you
You may or may not tell them that the name has to be mainly did and all the other parts. Before you hand
within the bounds of good taste, depending on how you anything in, go over it in detail and make sure
feel about undergraduate humor. youre ready for that examination.

B. Preliminary instruction on effective One more tip is particularly important for team
team practices assignments that involve quantitative problem-solving.
Students are not born knowing how to work in

14 / Journal of Student Centered Learning


A common mistake is for teams to sit around a table tells students that its okay to assert their rights. Stu-
and solve all problems together. What usually hap- dent written responses to the Hitchhiker essay vary
pens is that someone on the team is faster than the widely, ranging from several scribbled sentences on a
others, and that one will begin every problem so- piece of scratch paper to typed, well-written, deeply
lution. If you happen to be in the slower category, insightful pieces several pages long. (Interestingly
you may have to figure out how to approach such enough, probably the best predictor of a problematic
problems for the first time on the tests, which is team member is a sloppy and superficial response to
not when you want to do it. A better approach is this assignment.) A common written response in junior
for every team member to outline the solutions in- and senior level classes involves a brooding realization
dividually, and then get together to work out the that the student had missed opportunities to take con-
details. trol in previous instances of mistreatment by classmates
or coworkers.
We give these little sermons when students first begin Even with the forceful urging of the Hitchhiker
to work in teams, and then give them again as reminders essay and the dawning realization of the important part
after the results from the first test are in, when some they themselves play in allowing themselves to be taken
unfortunate students who didnt believe the warnings advantage of, students still usually allow hitchhikers
learn the lessons the hard way. We may also require and couch potatoes to get away with little work on their
students to hand in their outlines for the first few first joint assignment. However, by the second assign-
assignments. We dont grade them, but we deduct points ment, students generally begin to take tentative steps
from students who fail to turn them in. towards confronting non-contributors. Problem mini-
clinics (described below) can provide valuable support
C. Dealing with problem team members at this point. Contributing students need to know that
It is a rare student team that doesnt eventually their professor is an ally who will back them up if they
run into problems with one or more of its members. take the uncomfortable step of confronting their fellow
The most common problems involve team members students, even if the confrontation simply consists of
who refuse to do their share of the work but try to get not putting a name on an assignment.
the same grades as their more responsible teammates Several elements of the Team Policies Statement
(aka hitchhikers); domineering team members who try give students tools for dealing with problematic team
to coerce the others into doing everything their way; members. The students are told that if a team member
resistant team members who resent having to work in a is not involved substantively in the work, his or her
team and refuse to participate or in other ways try to name should not go on the completed assignment. We
sabotage the team effort; and team members with widely also empower the students by allowing them to fire a
divergent goalssome wanting an A no matter what it non-participating team member, and we allow students
takes, others wanting to do just enough to get a C. who are repeatedly forced to do most of the work them-
Early in the course we hand out a copy of Coping selves to switch to a different team (Strong & Ander-
with Hitchhikers and Couch Potatoes on Teams (Ap- son, 1999).
pendix), and ask the students to write and turn in a half Neither firing nor quitting can occur simply be-
page essay on how they feel the Hitchhiker paper ap- cause students decide to do it, however. A team con-
plies to their past or present experiences (Oakley, 2002). templating firing someone or an individual contemplat-
Writing the essay ensures that the students have actu- ing resigning has to meet with the instructor firstalong
ally read the handout and also helps them internalize with the miscreant in the first case or the rest of the
what they have read. The essays are not graded. team in the second, if they are willing to come. At the
The Hitchhiker essay has proved to be an ef- meeting, we introduce the students to active listening,
fective tool for promoting healthy interactions within in which each side makes its case and the other side
groups. Good group dynamics do not entail some indi- has to repeat the case in its entirety to the first sides
viduals serving as doormats, and this paper explicitly satisfaction without reacting to it. (Very often the prob-

Volume 2, No. 1, 2004 / 15


lem almost resolves itself once each side can articulate Run periodic 10-minute crisis clinics. A quick
the other sides case.) Then we talk about what hap- scan of the results from the Evaluation of Progress
pens next, including the possibility of firing. If and toward Effective Team Functioning form can pro-
when these measures fail to resolve the problem, the vide clues about which problems might be worth
problem students team or the student intending to quit discussing in these sessions. In a clinic, raise a spe-
may send a memo warning of their intention, with a cific issue, such as the hitchhiker, and put the stu-
copy going to the instructor. If a week goes by with no dents in groups to brainstorm different strategies
improvement, the memo announcing the firing or quit- that might be used to deal with it. Any strategy is
ting may be sent, again with a copy to the instructor. It fair game in these brainstormsgood ones, bad
almost never happensusually teams work things out, ones, even illegal ones (the frustration and latent
with or without the instructors help. hostility implied by some of the illegal responses
Firing could have major consequences: one of us can be eye-openers for the hitchhikers). You may
requires the fired student to find a team of three willing also throw in a suggestion or two. List the ideas on
to take him/her on as a fourth or get zeros on team as- the board and have the groups decide on the best
signments for the rest of the semester, and another has first response, the best second response if the first
the fired student working alone for the rest of the se- response doesnt get the desired results, and the
mester. In any case, with student lawsuits becoming best last-resort response. Collect and list these re-
increasingly common, it is critically important to put sponses, and then begin or resume the regular class.
policies about firing in writing and for all students to The students will leave with excellent strategies
be aware of them at the outset of the course. that they generated themselves, and the hitchhik-
Several weeks into the course, interpersonal prob- ers will be put on notice that they could be in trouble
lems inevitably begin to surface. We recommend sev- if they dont shape up. One or two weeks later, you
eral techniques for helping students learn to confront might take up the overly dominant team member
and resolve these problems. (or whoever the troublemaker du jour might be) in
a similar exercise.
Hand out Evaluation of Progress toward Effective
Team Functioning (Appendix) several times dur- Students often have strong inhibitions against
ing the semester to get students to reflect on how speaking out about problems, or they may simply wish
their team is doing. Students are inclined to sweep to avoid unpleasantness. The crisis clinics provide a
problems under the rug until the problems become relatively comfortable forum for bringing problems up,
severe enough to cause explosions. Periodic reviews and they clearly convey the message that the students
of what is going well and what needs work can get have both the responsibility and the means to deal with
the problems on the table where they can be dealt the problems themselves, as opposed to either ignoring
with in a less emotional and more constructive man- them or looking to the instructor to solve them. In our
ner. Again, other than handing out, collecting, and experience, roughly one group in ten has problems se-
keeping the evaluations on file, the instructor nor- vere enough to compel team members to initiate dis-
mally would not comment or take action in response cussions with the instructor. Most of those cases in-
to them unless they suggest that an explosion is volve either a hitchhiker or a good student who feels
imminent (and perhaps not even then). (usually rightly) that he or she is doing most of the work.
When students start complaining about hitchhik- Most of these problems are resolved through active lis-
ers or otherwise non-cooperative team members, tening, and very rarely they end with a student either
remind the class about the measures for dealing quitting or being fired.
with these situations in the Team Policies State- We have observed that when these techniques and
ment. You might add that if a student is not coop- those described in the next section are implemented,
erating and they continue to put his or her name on some problem students drop the class earlyperhaps
the completed assignments, they have no basis for out of an awareness that they cannot slide through the
complaining.

16 / Journal of Student Centered Learning


system in ways that may have worked for them before. nations and other course assessments. If the weaker stu-
Most of those who stay in the course become more re- dents on a team know that no matter how hard they try,
sponsible once they realize that their grade is likely to their assignment grade will be lowered by the presence
be affected by their actions (or inactions). In a small of stronger students on the team, many will be discour-
number of cases, the seeds of personal responsibility aged and/or resentful (rightly so) of the system putting
only take root after the worst has happened. One of us them in that position. The second approach stresses
has had the gratifying experience of having a former teamwork skills over academic ability. If all team mem-
student appearing several years after being fired and bers act responsibly and cooperatively, they will all re-
thanking us for the wake-up call, which apparently made ceive the team assignment grade; the only ones penal-
a difference in his life. ized by the system will be the hitchhikers and the other
problem team members discussed earlier in this paper.
If peer ratings are to have any reliability and va-
IV. Peer Ratings and How to Use lidity, however, some guidance must be provided to the
Them team members on how to assign them. An excellent
computer-based system for providing such guidance and
Peer ratings are an effective device for improving carrying out the evaluation for primarily formative pur-
team performance, helping students develop teamwork poses is the Team Developer (McGourty & De Meuse,
skills, and adjusting team grades for individual perfor- 2001). This workbook/electronic system also offers
mance (Brown, 1995; Harkins & Jackson, 1985; suggestions to students and instructors on such things
Kaufman, Felder, & Fuller, 2000). As Millis and Cottell as how to get groups with differing motives, interests,
put it, [Students] may be able to psyche out a teacher, and personalities to work together; how to conduct
but they can rarely hide from their peers. (Millis & group meetings; how to keep someone from dominat-
Cottell, 1998) Kaufman et al. (2000) note, Some in- ing the team; and how to get quiet types to contribute
structors who do not adjust team grades for individual their thoughts and ideas.
performance argue that they are only simulating the We have made extensive use of a simpler yet none-
work environment, but they are incorrect. In the pro- theless effective peer rating system, which is based on
fessional world, individuals who do not pull their weight an autorating system developed by Rob Brown of the
on work teams eventually suffer consequences far worse Royal Melbourne Institute of Technology (Brown,
than low grades. 1995) and modified by Kaufman, Felder, and Fuller
There are two alternative approaches to using peer (2000).
ratings as a basis for team assignment grade adjustment.
The first one calls on the students to assess the relative After the first few weeks of class, have the students
contributions of the team members to the final prod- fill out Team Member Evaluation forms (Appen-
uct, usually expressing them as percentages of the total dix) for each team member (including themselves)
effort, and the second calls on them to assess the team and discuss them with one another.
citizenship of each member (cooperating with the team,
fulfilling responsibilities, helping others when possible, This rubric lists the attributes of good teamwork
etc.). In both approaches, the team grade is weighted that the instructor wishes the students to use as the ba-
by the average rating a team member receives to deter- sis of assigning ratings and has the students assign Likert
mine his or her individual grade. scores1 for each attribute to all team members, with one
We recommend the second approach (assessing form completed for each individual. The attributes listed
team citizenship). The first one (assessing relative con- in the Appendix are the ones that we use; possibilities
tributions) is intrinsically competitive and favors the
1
team members who are academically strongest, who Ratings of the level of agreement or disagreement with an item (1
almost inevitably make the greatest contributions to the = disagree strongly, ., 5 = agree strongly), or the frequency with
which the indicated action is accomplished (1 = never, 2 =
final team product and who are also favored on exami- sometimes, 5 = always).

Volume 2, No. 1, 2004 / 17


for others are suggested by McGourty and De Meuse when only one grade is given. An advantage of the first
(McGourty & De Meuse, 2001). Taking the attribute method is that students who receive low ratings in the
ratings into account, the students assign overall verbal first set have a chance to mend their ways in the second
ratings from a list that ranges from excellent to no half of the course. For this reason, in a single-project
show, and discuss their evaluations with one another course it would be a good idea to conduct a second
at their next team meeting. The forms for this first round round of practice ratings roughly halfway through
are not turned in to the instructor. This procedure gives the semester or quarter.
the students a concrete understanding of the rating sys-
tem that will later be used as the basis for determining Use the autorating system (Appendix) to convert
individual grades for the team assignments. the verbal ratings to numerical ones, calculate a
An alternative to having the students fill out the weighting factor for each team member, and de-
forms and discuss the ratings is for them to fill out the termine each students individual grade as the prod-
forms anonymously and share them over the Web, us- uct of the team assignment grade and the weight-
ing software designed for this purpose (McGourty & ing factor for that student. This system is not shared
De Meuse, 2001). An advantage of this procedure is with the students unless an individual student asks
that the students would be more likely to express nega- (in our experience, they almost never do).
tive opinions honestly; a disadvantage is that a produc-
tive discussion of those opinions might be less likely to Kaufman, Felder, and Fuller (2000) discuss this
follow. system, illustrate its application to a 90-student engi-
Before the students fill out the forms, spend a few neering class, and determine the incidence of inflated
minutes in class going over them, answering questions self-ratings, apparent gender and racial bias, and other
about them, and emphasizing the importance of hon- potential problems with peer ratings. They find that the
esty in completing them. Stress that it would be ex- system is reliable and almost problem-free. Even so,
tremely unfair for them to gloss over the faults of, say, instructors should reserve the right to disregard any
a team hitchhiker in these initial evaluations and then ratings that look suspicious after attempting to under-
later seriously downrate that student for the same be- stand the dynamics that produced them. (One of us still
havior when it can affect his or her grade. remembers a failing student who gave himself an ex-
cellent while rating the other three hard-working mem-
At the end of the course and (optionally) midway bers of his team superficial.)
through it, have the students complete the Team
Member Evaluation Form again, summarize their
verbal ratings on the Peer Rating of Team Mem- V. Frequently Asked Questions
bers Form (Appendix), and submit the latter form I find that when I use cooperative learning, many
into the instructor. A good idea is to have the stu- students raise objections at first. Most of the com-
dents submit the forms in sealed envelopes, with plainers seem to become more accepting after the
the student team names or numbers on the outside first few weeks of the course, but one or two con-
this makes it easy to sort the forms for each group. tinue to be upset about having to work in groups.
Should I worry about them?
If the mid-term form is collected, the ratings are
used in a manner to be described to make individual Sure, but not too much. Students routinely find
adjustments to the team assignment grades for the first things they dont like in their educationexams, for
half of the course and the final ratings are used for the example, or 8 a.m. classesbut their unhappiness im-
second-half grades. This method is appropriate for poses no obligation on us to change those things. Our
courses in which assignments are collected and graded job as instructors is not to make all of our students happy
at regular intervals, e.g. weekly. The single end-of-se- (although we would certainly prefer that they be) but
mester rating is more suitable for project-based courses to do all we can to help them learn and to assess their

18 / Journal of Student Centered Learning


mastery of the knowledge and skills we are trying to If youve collected the forms and can verify that no
teach. If some students dont like something youre one else has a compatible schedule, you might approve
doing and you believe that whatever it is helps further the exception, but not until then. You might also warn
your instructional mission, do your best to explain why them that they could be making their lives more difficult
youre doing it (see Section II-A) and then move on. by working in a pair on assignments designed for teams
You might also find it useful to conduct a mid-term of three or four.
course evaluation that includes student responses to the
use of teams in the course. When the dissenters learn I work at a commuter school where many students
that they constitute a very small minority of the class, also work part time. Some of my students turn in
their opposition is likely to become far less vocal. schedules indicating that theyre unavailable nearly
every hour of the week. Its nearly impossible to fit
Some teams are not taking on their assigned roles these people into a team with anyone else. Should
(recorder, coordinator, checker, etc.) Instead, they I let them work alone?
either parcel the problems out so that each team
member has to do only one-quarter of the work, or You have to be flexible in such casesit is unreasonable
they alternate weekshalf the team does the prob- to give students a forced choice between quitting their
lems one week, while the other half does them the jobs or working around the clock to accommodate your
next week. What should I do about this? class requirements. What you might do is let them work
individually, pointing out that they will be at a
If the students are only doing a fraction of the disadvantage relative to students working in teams but
problems and the exams are written to cover all the acknowledging your awareness that they have lives to
material on the assignments, the students are likely to lead. You might also try to organize them into virtual
do poorly on the exams. If they are doing well, the ex- groups whose members regularly compare answers by
ams may not require understanding of the full content email or phone, and you could consider making yourself
of the assignments and future tests should be made more available to them in extra office hours on campus or
comprehensive. We recommend making sure the first virtual office hours. Several references offer suggestions
exam in particular is comprehensive and (within rea- about running effective virtual teams (Gibson & Cohen,
son) challenging. When the exam is graded, point out 2003; Holton, 2001; McFadzean, 2001a, 2001b;
that saving time by not doing the homework and then McFadzean & McKenzie, 2001).
failing the course is not such a good idea. After that,
forget about it. The students who are not doing the work My class is usually in flux for the first two weeks
and failing are getting the grades they have earned, and with people adding and dropping. How do I form
if some students are able to do well on the exams de- stable groups?
spite not doing the homework, theyre clearly learning
the material, which is after all the point of the home- You might randomly form practice groups, an-
work. nouncing that youll form the permanent groups in two
weeks, and give a quiz sometime in that two-week pe-
A student is on the swim team (which imposes a riod. At the end of the two weeks, have students fill out
rigorous schedule) and wants to form a team of the questionnaires. Form permanent groups based on
two with his friend, who is also on the swim team. the questionnaires, the quiz grades, and the grades in
Both refuse to be in a team of four because no one prerequisite courses.
else would be able to accommodate their sched-
ule, and besides, they claim to know a lot about My class has labs traditionally taught using teams
working on teams because of their sports activi- of two because of space limitations around the com-
ties. Should I let them do it? puter station. Should I still try to force 34 person
teams?

Volume 2, No. 1, 2004 / 19


In this case it makes sense to go with pairs, but use the If homework is the only group activity, we recommend
pair programming approach that is becoming popular that 10-20% of the grade be team-related. If an
in computer science in which two programmers work additional project or series of labs are involved, another
side-by-side at one computer, collaborating on the same 10-20% could be added, for a total of 20-40%. If the
design, algorithm, code, or test (Williams, Kessler, entire course is project-based, perhaps as much as 80%
Cunningham, & Jeffries, 2000). The person at the of the grade can be based on the team product and
keyboard is the driver. The other is the navigator, who presentation. In the latter case, however, it is particularly
continuously observes the work of the driverwatching important to adjust the team grade for individual
for defects, suggesting alternatives, seeking resources, contributions as described in Section IV of this paper.
and considering strategic implications of the work in
progress. The roles are switched periodically. The other Occasionally, a student with failing test grades can
procedures detailed in this paper still apply. pass my course because his or her overall grade is
boosted by the team assignment grade. How should
Occasionally, students with a critical portion of I handle this?
an assignment to complete will suddenly drop the
course, leaving their team members in the lurch. In a course where most of the grade is determined by
Should I extend the assignment due date for that individual examinations, announce on the first day of
team? class and put into your syllabus that team assignment
grades will only count for students whose average grade
We recommend doing so. In fact, we tend to grant almost on the individual tests is at or above the passing level.
all such requests as long as the reasons are legitimate. (This would not be an appropriate policy for a course
It costs nothing, and it builds good will among the in which most of the grade is determined by a team
students. project.)

Although I try to persuade students that they should Ive got a terrible team in my coursetheyre con-
consider the team as their primary learning re- stantly arguing and complaining about one another.
source and come to me only when everyone is stuck Is cooperative learning failing, or am I?
on something, I still have students who come di-
rectly to me for help with practically everything. I Neitherin all likelihood, cooperative learning is
dont want them to think that Im unresponsive to working well and so are you. No instructional method
their needs, but I also want them to get away from comes with a 100% guarantee that it will always work
thinking of me as the one with all the answers. What well for all students: if some students fail a course, for
should I do? example, it does not automatically mean that either the
instruction or the instructor was deficient. If you have,
An important function of cooperative learning is to say, 10 teams in your class and most of them are
reduce the common student attitude that the instructor functioning well and most students are learning as much
is the only source of truth and wisdom. If you find or more than they did when you taught traditionally
several of your students laboring under this and you have one dysfunctional team, congratulate
misperception, consider adding the three before me yourself. Thats good teaching.
guideline (Kagan, 1992) to your Team Policies
statement. Require the students to consult three different I find that there are individual cases where one of
sources of informationother texts, teaching assistants, my announced policies put several of the students
even other teamsand to document their efforts before at an unfair disadvantage, but Im reluctant to make
coming to you. exceptions. Should I hold fast to the rules or deal
with these cases individually?
What percentage of the students final grade should
be devoted to teamwork type activities? No rules, policies, or procedures should ever be allowed

20 / Journal of Student Centered Learning


to replace your judgment as a teacher. You should As the course proceeds, periodically have the team
always feel free to change announced policies or grant members evaluate what they are doing well and
exceptions to them, provided that the changes do not what areas need work. The Evaluation of Progress
violate university policies and are not detrimental to toward Effective Team Functioning (Appendix)
the students. Such changes should be rare, however; if may be used for this purpose.
you find yourself having to make them frequently, it Once interpersonal conflicts start to surface, remind
suggests that you may need to think through your the students of the options provided in the Team
policies a little more carefully before announcing and Policies Statement for dealing with them, includ-
implementing them. ing the last-resort options of firing and quitting.
Run occasional crisis clinics to help students for-
mulate their own procedures for dealing with com-
VI. Summary mon problems, using the format outlined in Sec-
tion II-C.
Cooperative learning has been repeatedly shown Unless a course involves a semester-long project
to have strong positive effects on almost every con- and so requires that teams remain together, dissolve
ceivable learning outcome. Simply putting students in and reform the teams once midway through the se-
groups to work on assignments is not a sufficient con- mester, but allow teams that unanimously wish to
dition for achieving these benefits, however. Unless the stay together to do so.
instructor takes steps to assure that the groups develop Use a peer rating system to assess the performance
the attributes associated with high-performance teams, of individual team members and to adjust team
the group learning experience is likely to be ineffective grades to take the ratings into account. Be explicit
and may be disastrous. This paper offers suggestions about the criteria to be used in assigning ratings,
regarding those steps, of which the principal ones are and choose criteria that reflect responsibility and
these: cooperativeness rather than academic ability. Sys-
tems such as Team Developer (McGourty & De
Unless the class setting or the nature of the assign- Meuse, 2001) and the autorating system outlined
ments dictates otherwise, use three- and four-per- in Section IV are effective for both individual grade
son teams. Form the teams yourself, trying to make adjustments and providing constructive feedback
them heterogeneous in ability with common blocks to students on their strengths and weaknesses as
of time to meet outside class. In the first two years team members.
of a curriculum, avoid isolating at-risk minorities Conduct a mid-term course evaluation, including
on teams. The Getting to Know You form in the in it a question regarding the students attitudes to-
Appendix may be used to collect the information ward teams. You will probably find that most of
needed to form teams using these criteria. the students are either supportive of it or neutral,
As soon as the teams are formed, establish the poli- and the few (often vocal) dissenters will be put on
cies that will govern their operation and get them notice that they constitute a small minority in the
to formulate their own expectations of one another. class.
The Team Policies Statement and the Team Expec- Do not be bound rigidly by any of the policies you
tations Agreement in the Appendix provide mod- formulate. Students have different circumstances,
els for implementing this step. Let the students problems, and needs, and no rule can be made for
know about some of the mistakes new teams com- which there are no reasonable exceptions. Trust
monly make and suggest how they might avoid your judgment, and dont hesitate to exercise it.
making them, giving them messages like those in
Section II-B. Consider handing out Coping with Based on both the literature of cooperative learning and
Hitchhikers and Couch Potatoes on Teams (Ap- our experience, the methods described in this paper help
pendix) and using it as a basis for discussing prob- students enjoy grappling with the ideas and problems
lem students and how to deal with them.

Volume 2, No. 1, 2004 / 21


the class presents, and they also develop a sense of [Online]. Available: http://www.ncsu.edu/felder-public/
community among the students that contributes to the Papers/Resist.html.
departmental or school esprit de corps. The line of Felder, R. M., & Brent, R. (2001). Effective strategies for cooperative
learning. J. Cooperation & Collaboration in College
students outside the instructors office door during
Teaching, 10(2), 69-75, [Online]. Available: http://
office hours diminishes, and the questions asked during w w w. n c s u . e d u / f e l d e r - p u b l i c / P a p e r s /
those office hours are better. Perhaps most importantly, CLStrategies(JCCCT).pdf.
the students develop a life skill vital to their future Fiechtner, S. B., & Davis, E. A. (1985). Why some groups fail: A
professional and personal development: the ability to survey of students experiences with learning groups. The
interact in a positive and effective way with colleagues Organizational Behavior Teaching Review, 9(4), 75-88.
and coworkers. Fiechtner, S. B., & Davis, E. A. (1992). Why some groups fail: A
survey of students experiences with learning groups. In A.
S. Goodsell, M. R. Maher & V. Tinto (Eds.), Collaborative
Learning: A Sourcebook for Higher Education.: National
Acknowledgments Center on Postsecondary Teaching, Learning, & Assessment,
Syracuse University.
The authors thank the many reviewers who read
Garmston, R., & Wellman, B. (1999). The Adaptive School: A
and provided insight into this paper. Particularly valu- Sourcebook for Developing Collaborative Groups. Norwood,
able were insights and suggestions from the following Massachusetts: Christopher-Gordon Publishers, Inc.
Oakland University professors: Gary Barber, Lizabeth Gibson, C. B., & Cohen, S. G. (2003). Virtual Teams that Work :
Barclay, Todd Estes, Laila Guessous, Darrin Hanna, Creating Conditions for Virtual Team Effectiveness. San
Richard Haskell, Elysa Koppelman, Michael Latcha, Francisco: Jossey-Bass.
Kieran Mathieson, Louis Jack Nachman, Kathleen Harkins, S. G., & Jackson, J. (1985). The role of evaluation in
Pfeiffer, Michael Polis, Bradley Roth, Darrell Schmidt, eliminating social loafing. Personality and Social Psychology
Bulletin, 11(4), 457-465.
Meir Shillor, Lorenzo Smith, and Anna Spagnuolo.
Heller, P., & Hollabaugh, M. (1992). Teaching problem solving
through cooperative grouping. Part 2: Designing problems
and structuring groups. Am. J. Phys., 60(7), 637-644.
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team. Team Performance Management, 7(3/4), 36-47.
Abrami, P. C., Chambers, B., Poulsen, C., De Simone, C.,
Johnson, D. W., Johnson, R. T., & Smith, K. A. (1998). Active
DApollonia, S., & Howden, J. (1995). Classroom
learning: Cooperation in the college classroom (2nd ed.).
Connections: Understanding and Using Cooperative
Edina, MN: Interaction Book Co.
Learning. New York: Harcourt Brace & Company.
Johnson, D. W., Johnson, R. T., & Stanne, M. E. (2000). Cooperative
Bacon, D. R., Stewart, K. A., & Silver, W. S. (1999). Lessons from
learning methods: A meta-analysis. Minneapolis, MN:
the best and worst student team experiences: How a teacher
University of Minnesota Press.
can make the difference. Journal of Management Education,
23(5), 467-488. Kagan, S. (1992). Cooperative Learning. San Juan Capistrano, CA:
Resources for Teachers, Inc.
Brown, R. W. (1995). Auto rating: Getting individual marks from
team marks and enhancing teamwork. Paper presented at Kaufman, D. B., Felder, R. M., & Fuller, H. (2000). Accounting for
the Frontiers in Education Conference, IEEE/ASEE, individual effort in cooperative learning teams. J. Engr.
Pittsburgh. Education, 89(2), 133-140, [Online]. Available:
wwwncsu.edu/felder-public/Papers/kaufmanpap.pdf
Dufrene, D. D., & Lehman, C. M. (2002). Building High-
Performance Teams. Cincinnati: South-Western, a division McFadzean, E. (2001a). Supporting virtual learning groups. Part 1:
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Felder, R. M., & Brent, R. (1994). Cooperative Learning in
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McGourty, J., & De Meuse, K. P. (2001). The Team Developer: An
Assessment and Skill Building Program. New York: John
Barbara Oakley is currently an Assistant Professor of
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Higher Education Faculty. Phoenix, AZ: The Oryx Press. include the effects of electromagnetic fields on cells.
Oakley, B. A. (2002). It takes two to tango: How good students
enable problematic behavior in teams. Journal of Student Richard Felder is Hoechst Celanese Professor
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17(4), 19-25.

Volume 2, No. 1, 2004 / 23


GETTING TO KNOW YOU
(If you feel uncomfortable answering any of these questions, you may leave that area blank. However, please
complete as much as possible.)
Name:__________________________________________________________________________________

What you would like to be called: ____________________________________________________________

Address:________________________________________________________________________________

E-mail:__________________________________ Grades in (Prereqs):_______________________________

Phone Number: (w)____________________________(h)_________________________________________

(Optional) Gender__________________

(Optional) Ethnicity ________________ [African/African-American, Asian/Asian-American, Latino/a,


Native American, White, Other (specify)]

Academic Major:_________________________________________________________________________

Year of Study (e.g. sophomore, junior, senior, returning for 2nd degree)_______________________________

If returning for 2nd degree, what was first degree in?______________________________________________

Do you have a job aside from being a student? If so, where do you work and what do you do?
_______________________________________________________________________________________

Why do you want to be a __________ (insert profession)? [or, Why did you decide to major in _____, or, Why
are you taking this course?]
__________________________________________________________________________________________________________________________________________________________________
________________________________________________________________________________________

What is something about you that is probably not true of other students in the class (for example, an unusual
experience, hobby, skill, or interest)
_____________________________________________________________________________

Favorite movie:________________________________________________________________

Favorite music or book:_________________________________________________________

Favorite hobby or sports Activity:_________________________________________________

What is the most beautiful sight you have ever seen?_________________________________

Barbara Oakley, Oakland University, 2000.

24 / Journal of Student Centered Learning


GETTING TO KNOW YOU (page 2)
Times unavailable for group work. In the spaces below, please cross out the times when you will NOT be
available to work outside class on assignments with your group. Mark only genuine conflicts, such as with
classes or job responsibilities.

Time M T W H F Sat Sun

8-9am

9-10

10-11

11-12

12-1pm

1-2

2-3

3-4

4-5

5-6

6-7

7-8

8-9

9-10

10-?

Volume 2, No. 1, 2004 / 25


Team Policies
Your team will have a number of responsibilities as it completes problem and project assignments.
Designate a coordinator, recorder and checker for each assignment. Add a monitor for 4-person teams.
Rotate these roles for every assignment.
Agree on a common meeting time and what each member should have done before the meeting (readings,
taking the first cut at some or all of the assigned work, etc.)
Do the required individual preparation.
Coordinator checks with other team members before the meeting to remind them of when and where they
will meet and what they are supposed to do.
Meet and work. Coordinator keeps everyone on task and makes sure everyone is involved, recorder pre-
pares the final solution to be turned in, monitor checks to makes sure everyone understands both the solu-
tion and the strategy used to get it, and checker double-checks it before it is handed in. Agree on next
meeting time and roles for next assignment. For teams of three, the same person should cover the monitor
and checker roles.
Checker turns in the assignment, with the names on it of every team member who participated actively in
completing it. If the checker anticipates a problem getting to class on time on the due date of the assignment,
it is his/her responsibility to make sure someone turns it in.
Review returned assignments. Make sure everyone understands why points were lost and how to correct
errors.
Consult with your instructor if a conflict arises that cant be worked through by the team.
Dealing with non-cooperative team members. If a team member refuses to cooperate on an assignment, his/
her name should not be included on the completed work. If the problem persists, the team should meet with
the instructor so that the problem can be resolved, if possible. If the problem still continues, the cooperating
team members may notify the uncooperative member in writing that he/she is in danger of being fired,
sending a copy of the memo to the instructor. If there is no subsequent improvement, they should notify the
individual in writing (copy to the instructor) that he/she is no longer with the team. The fired student should
meet with his/her instructor to discuss options. Similarly, students who are consistently doing all the work
for their team may issue a warning memo that they will quit unless they start getting cooperation, and a
second memo quitting the team if the cooperation is not forthcoming. Students who get fired or quit must
either find another team willing to add them as a member or get zeroes for the remaining assignments.

As you will find out, group work isnt always easyteam members sometimes cannot prepare for or attend
group sessions because of other responsibilities, and conflicts often result from differing skill levels and work
ethics. When teams work and communicate well, however, the benefits more than compensate for the difficulties.
One way to improve the chances that a team will work well is to agree beforehand on what everyone on the team
expects from everyone else. Reaching this understanding is the goal of the assignment on the Team Expectations
Agreement handout.

Adapted from R. M. Felder & R. Brent, Effective Teaching, North Carolina State University, 2000.

26 / Journal of Student Centered Learning


TEAM EXPECTATIONS AGREEMENT
On a single sheet of paper, put your names and list the rules and expectations you agree as a team to
adopt. You can deal with any or all aspects of the responsibilities outlined abovepreparation for and
attendance at group meetings, making sure everyone understands all the solutions, communicating frankly
but with respect when conflicts arise, etc. Each team member should sign the sheet, indicating acceptance
of these expectations and intention to fulfill them. Turn one copy into the professor, and keep a remaining
copy or copies for yourselves.

These expectations are for your use and benefitthey wont be graded or commented on unless you specifically
ask for comments. Note, however, that if you make the list fairly thorough without being unrealistic youll be
giving yourselves the best chance. For example, We will each solve every problem in every assignment completely
before we get together or We will get 100 on every assignment or We will never miss a meeting are
probably unrealistic, but We will try to set up the problems individually before meeting and We will make
sure that anyone who misses a meeting for good cause gets caught up on the work are realistic.

R. M. Felder & R. Brent, Effective Teaching, North Carolina State University, 2000.

Volume 2, No. 1, 2004 / 27


EVALUATION OF PROGRESS TOWARD EFFECTIVE TEAM FUNCTIONING
Your Team Name:________________________________________

Symptoms of Internal Meeting Problems Usually Sometimes Hardly Ever

Team meetings generally begin 5-15 minutes late

Members often arrive late, leave early, or never even


show up for the meetings.

No agenda existsmembers simply have a vague notion


of what they want to accomplish.

One or two members monopolize discussion throughout


the meeting.

Members have not read the assignment, performed the


necessary background research, or done what they were
expected to do. Consequently, individuals are poorly
prepared for the meeting.

With words or by appearance, some members clearly


convey that they would rather be elsewhere.

Members constantly interrupt each other or talk in pairs


without listening to the individual who has the floor.

Issues never get resolved, only put on the back burner


until next time.

No follow-up action plan is developed. Members are


confused with regard to what the next step is and who
is responsible for performing it.

The same individual or individuals end up doing the


majority of the work. The meetings run on and on and
on with little to show for the time spent on them

Assignments are not completed on time or are completed


poorly.

Adapted from Jack McGourty and Kenneth P. De Meuse, The Team Developer: An Assessment and Skill Building Program, 2001, John
Wiley & Sons, New York.

28 / Journal of Student Centered Learning


TEAM MEMBER EVALUATION FORM
The following evaluation of your team members is a tool to help improve your experience with group work. Its
purpose is to determine those who have been active and cooperative members as well as to identify those who
did not participate. Be consistent when evaluating each group members performance by using the guidelines
below.

1 never 2 rarely 3 sometimes 4 usually 5 always

Name of student being evaluated:_________________________________________________________

Circle your responses.


Has the student attended team meetings? 1 2 3 4 5
Has the student made a serious effort at assigned work
before the team meetings? 1 2 3 4 5
Has the student made a serious effort to fulfill his/her
team role responsibilities on assignments? 1 2 3 4 5
Has the student notified a teammate if he/she would not
be able to attend a meeting or fulfill a responsibility? 1 2 3 4 5
Does the student attempt to make contributions in
group meetings? 1 2 3 4 5
Does the student listen to his/her teammates ideas and
opinions respectfully and give them careful consideration? 1 2 3 4 5
Does the student cooperate with the group effort? 1 2 3 4 5

Based on your responses to these questions, assign an overall rating on the following scale:
__________________ (Insert one of the given words.)

Excellent Consistently carried more than his/her fair share of the workload
Very good Consistently did what he/she was supposed to do, very well prepared and cooperative
Satisfactory Usually did what he/she was supposed to do, acceptably prepared and cooperative
Ordinary Often did what he/she was supposed to do, minimally prepared and cooperative
Marginal Sometimes failed to show up or complete assignments, rarely prepared
Deficient Often failed to show up or complete assignments, rarely prepared
Unsatisfactory Consistently failed to show up or complete assignments, rarely prepared
Superficial Practically no participation
No show No participation at all

Adapted from a form reprinted in B. J. Millis and P. G. Cottell, Jr., Cooperative Learning in Higher Education Faculty, Oryx, Phoenix,
1998.

Volume 2, No. 1, 2004 / 29


Peer Rating of Team Members
Your Name____________________________________ Your Team ________________________________

Please write the names of all of your team members, INCLUDING YOURSELF, and rate the degree to which
each member fulfilled his/her responsibilities in completing the team assignments. DO NOT LEAVE ANY
COMMENTARY BLANK! Place this form in a sealed envelope, with your team name/number on the outside, and
give it to your instructor. The possible ratings are as follows:

Excellent: Consistently carried more than his/her fair share of the workload.
Very good: Consistently did what he/she was supposed to do, very well prepared and cooperative.
Satisfactory: Usually did what he/she was supposed to do, acceptably prepared and cooperative.
Ordinary: Often did what he/she was supposed to do, minimally prepared and cooperative.
Marginal: Sometimes failed to show up or complete assignments, rarely prepared.
Deficient: Often failed to show up or complete assignments, rarely prepared.
Unsatisfactory: Consistently failed to show up or complete assignments, unprepared.
Superficial: Practically no participation.
No show: No participation at all.

These ratings should reflect each individuals level of participation and effort and sense of responsibility, not
his or her academic ability.

Name of team member Rating Commentary (DO NOT LEAVE BLANK!)

___________________________ __________ ___________________________________


___________________________________
___________________________________
___________________________ __________ ___________________________________
___________________________________
___________________________________
___________________________ __________ ___________________________________
___________________________________
___________________________________
___________________________ __________ ___________________________________
___________________________________
___________________________________

Your Signature _____________________________________

Adapted from R. M. Felder & R. Brent, Effective Teaching, North Carolina State University, 2000.

30 / Journal of Student Centered Learning


Autorating System
1. Determine group project grade.

2. Convert individual verbal ratings from the Peer Rating form to numbers, as follows:

Excellent = 100
Very good = 87.5 Satisfactory = 75 Ordinary =62.5
Marginal = 50
Deficient = 37.5 Unsatisfactory = 25 Superficial =12.5
No show = 0

3. On a spreadsheet, enter numerical ratings received by team members in rows.

4. Average individual marks, calculate overall team average, calculate adjustment factors as individual average
divided by team average. If an adjustment factor is greater than 1.05, reset it to 1.05.

5. Individual project grade = (team grade) (adjustment factor).

Example

Team project grade 80 Indiv.


Proj.
Grade
Name Vote Vote Vote Vote Indiv. Team Adj.
1 2 3 4 Avg. Avg. Fctr.
Betty 87.5 87.5 75 87.5 84.4 82.0 1.02 82

Carlos 87.5 100 87.5 87.5 90.6 82.0 1.05 84

John 62.5 75 50 75 65.6 82.0 0.80 64

Angela 87.5 87.5 87.5 87.5 87.5 82.0 1.05 84

Kaufman, Felder, and Fuller (2000). This sheet is for instructor to use and is not handed out to students. Adapted from Brown, R. W.
(1995). Autorating: Getting individual marks from team marks and enhancing teamwork. 1995 Frontiers in Education Conference
Proceedings, Paper 3C24.

Volume 2, No. 1, 2004 / 31


Coping with Hitchhikers and rible teachers. At first you felt sorry for himbut
recently youve begun to wonder if Jack is using
Couch Potatoes on Teams you.
Jack speaks loudly and self-confidently when you
You will usually find your university teammates
try to discuss his problemshe thinks the problems
as interested in learning as you are. Occasionally, how-
are everyone elses fault. He is so self-assured that
ever, you may encounter a person who creates difficul-
you cant help wondering sometimes if hes right.
ties. This handout is meant to give you practical advice
for this type of situation.
Your group finally was so upset they went to dis-
To begin with, lets imagine you have been as-
cuss the situation with Professor Distracted. He in turn
signed to a combined homework and lab group this
talked, along with the group, to Jack, who in sincere
semester with three others: Mary, Henry, and Jack. Mary
and convincing fashion said he hadnt really understood
is okayshes not good at solving problems, but she
what everyone wanted him to do. Dr. Distracted said
tries hard, and she willingly does things like get extra
the problem must be the group was not communicating
help from the professor. Henry is irritating. Hes a nice
effectively. He noticed you, Mary, and Henry looked
guy, but he just doesnt put in the effort to do a good
angry and agitated, while Jack simply looked bewil-
job. Hell sheepishly hand over partially worked home-
dered, a little hurt, and not at all guilty. It was easy for
work problems and confess to spending the weekend
Dr. Distracted to conclude this was a dysfunctional
watching TV. Jack, on the other hand, has been noth-
group, and everyone was at faultprobably Jack least
ing but a problem. Here are a few of the things Jack
of all.
has done:
The bottom line: You and your teammates are left
holding the bag. Jack is getting the same good grades
When you tried to set up meetings at the begin-
as everyone else without doing any work. Oh yeshe
ning of the semester, Jack just couldnt meet, be-
managed to make you all look bad while he was at it.
cause he was too busy.
Jack infrequently turns in his part of the homework.
What this group did wrong: Absorbing
When he does, its almost always wronghe ob-
This was an absorber group. From the very be-
viously spent just enough time to scribble some-
ginning they absorbed the problem when Jack did some-
thing down that looks like work.
thing wrong, and took pride in getting the job done
Jack has never answered phone messages. When
whatever the cost. Hitchhikers count on you to act in a
you confront him, he denies getting any messages.
self-sacrificing manner. However, the nicer you are (or
You e-mail him, but hes too busy to answer.
the nicer you think you are being), the more the hitch-
Jack misses every meetinghe always promises
hiker will be able to hitchhike their way through the
hell be there, but never shows up.
universityand through life. By absorbing the
His writing skills are okay, but he cant seem to do
hitchhikers problems, you are inadvertently training
anything right for lab reports. He loses the drafts,
the hitchhiker to become the kind of person who thinks
doesnt reread his work, leaves out tables, or does
it is all right to take credit for the work of others.
something sloppy like write equations by hand.
Youve stopped assigning him work because you
dont want to miss your professors strict deadlines.
What this group should have done:
Jack constantly complains about his fifty-hour work
weeks, heavy school load, bad textbooks, and ter- Mirroring
Its important to reflect back the dysfunctional
behavior of the hitchhiker, so the hitchhiker pays the

This essay is a brief, adapted version from It Takes Two to Tango: pricenot you. Never accept accusations, blame, or
How Good Students Enable Problematic Behavior in
criticism from a hitchhiker. Maintain your own sense
Teams, Barbara Oakley, Journal of Student Centered
Learning, Volume 1, Issue 1, Fall, 2002, pp. 19-27. of reality despite what the hitchhiker says, (easier said

32 / Journal of Student Centered Learning


than done). Show you have a bottom line: there are
limits to the behavior you will accept. Clearly com- People like Jack can be skilled manipulators.
municate these limits and act consistently on them. For By the time you find out his problems are never-end-
example, here is what the group could have done: ing, and he himself is their cause, the semester has ended
and he is off to repeat his manipulations on a new, un-
When Jack couldnt find time to meet in his busy suspecting group. Stop allowing these dysfunctional
schedule, even when alternatives were suggested, patterns early in the gamebefore the hitchhiker takes
you needed to decide whether Jack was a hitch- advantage of you and the rest of your team!
hiker. Was Jack brusque, self-important, and in a
hurry to get away? Those are suspicious signs. Henry, the Couch Potato
Someone needed to tell Jack up front to either find But we havent discussed Henry yet. Although
time to meet, or talk to the professor. Henry stood up with the rest of the group to try to battle
If Jack turns nothing in, his name does not go on against Jacks irrational behavior, he hasnt really been
the finished work. (Note: if you know your team- pulling his weight. (If you think of yourself as tired
mate is generally a contributor, it is appropriate to and bored and really more interested in watching TV
help if something unexpected arises.) Many pro- than working on your homeworkeveryone has had
fessors allow a team to fire a student, so the would- times like theseyou begin to get a picture of the couch
be freeloader has to work alone the rest of the se- potato.)
mester. Discuss this option with your instructor if You will find the best way to deal with a couch
the student has not contributed over the course of potato like Henry is the way you deal with a hitchhiker:
an assignment or two. set firm, explicit expectationsthen stick to your guns.
If Jack turns in poorly prepared homework or lab Although couch potatoes are not as manipulative as
reports, you must tell him he has not contributed hitchhikers, they will definitely test your limits. If your
meaningfully, so his name will not go on the sub- limits are weak, you then share the blame if you have
mitted work. No matter what Jack says, stick to Henrys work to do as well as your own.
your guns! If Jack gets abusive, show the professor
his work. Do this the first time the junk is submit- But Ive Never Liked Telling People What
ted, before Jack has taken much advantagenot to Do!
after a month, when you are really getting frustrated. If you are a nice person who has always avoided
Set your limits early and high, because hitchhikers confrontation, working with a couch potato or a hitch-
have an uncanny ability to detect just how much hiker can help you grow as a person and learn the im-
they can get away with. portant character trait of firmness. Just be patient with
If Jack doesnt respond to e-mails, answer phone yourself as you learn. The first few times you try to be
messages, or show up for meetings, dont waste firm, you may find yourself thinkingbut now he/she
more time trying to contact him. (It can be helpful, wont like meits not worth the pain! But many
particularly in industry, to use e-mail for contact- people just like you have had exactly the same troubled
ing purposes, because then a written record is avail- reaction the first few (or even many) times they tried to
able about the contact attempt. Copying the e-mail be firm. Just keep tryingand stick to your guns! Some-
to Jacks supervisor or other important people can day it will seem more natural and you wont feel so
often produce surprisingly effective results.) guilty about having reasonable expectations for others.
Keep in mind the only one who can handle Jacks In the meantime, you will find you have more time to
problems is Jack. You cant change himyou can spend with your family, friends, or schoolwork, because
only change your own attitude so he no longer takes you arent doing someone elses job along with your
advantage of you. Only Jack can change Jack own.
and he will have no incentive to change if you do
all his work for him.

Volume 2, No. 1, 2004 / 33


Common Characteristics that Allow a other team. (You cannot move to another group on your
Hitchhiker to Take Advantage own.) Your professor will probably ask some questions
Unwillingness to allow a slacker to fail and subse- before taking the appropriate action.
quently learn from their own mistakes.
Devotion to the ideal of the good of the team
Later onout on the job and in your
without common-sense realization of how this can personal life
allow others to take advantage of you. Sometimes You will meet couch potatoes and hitchhikers
you show (and are secretly proud of) irrational loy- throughout the course of your professional career.
alty to others. Couch potatoes are relatively benign, can often be firmly
You like to make others happy even at your own guided to do reasonably good work, and can even be-
expense. come your friends. However, hitchhikers are completely
You always feel you have to do betteryour best different peopleones who can work their way into
is never enough. your confidence and then destroy it. (Hitchhikers may
Your willingness to interpret the slightest contri- infrequently try to befriend you and cooperate once
bution by a slacker as progress. youve gained their respect because they cant manipu-
You are willing to make personal sacrifices so as late you. Just because theyve changed their behavior
to not abandon a hitchhikerwithout realizing you towards you, however, doesnt mean they wont con-
are devaluing yourself in this process. tinue to do the same thing to others.) Occasionally, a
Long-suffering martyrdomnobody but you could colleague, subordinate, supervisor, friend, or acquain-
stand this. tance could be a hitchhiker. If this is the case, and your
The ability to cooperate but not delegate. personal or professional life is being affected, it will
Excessive conscientiousness. help if you keep in mind the techniques suggested
The tendency to feel responsible for others at the above.
expense of being responsible for yourself.

A related circumstance: youre doing all


the work
As soon as you become aware everyone is leav-
ing the work to youor doing such poor work that you
are left doing it all, you need to take action. Many pro-
fessors allow you the leeway to request a move to an-

34 / Journal of Student Centered Learning

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