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ecause the incdence of harmonic-related not only cannot cancel the harmonics completely I
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problems in utility and industrial power but also cause problems, such as enlarging the dc I
systems is increasing, active power filters volt-age ripples and ac peak current of the rectifier. I
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have attracted great attention and have been ex- This is because a diode rectifier with smoothing dc I
pected to be an effective remedy. Generally, an ac- capacitors behaves like a harmonic voltage source I
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tive filter has been considered to be a current source rather than as a harmonic current source. Another I
connected in parallel with the load (harmonic aspect is that there may be LC passive filters or I
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source). The approach is based on the principle of power-factor correction capacitor banks connected I
injecting harmonic current into the ac system, of on the load side (downstream) from the point where I
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the same amplitude ancl reverse phase to that of the an active filter is connected. In this case, the equiva- I
load current harmonic:;. It has been wrongly be- lent circuit downstream seen from the connection
lieved that the active filter is an ideal harmonic point of active filter would not be a current source
compensator whose compensation characteristics even ifthe main loads are a harmonic current source.
would not be influenced by the source impedance When a conventional parallel active filter is applied
(as happens with a pas:,ive filter). In this article it to compensate a diode rectifier or a power system
will be shown, however, that such active filters such that downstream contains passive filters and/or
(designated here as parallel active filters) are only capacitor banks, the current injected by the active
effective for those nonlinear loads which can be filter will flow into the diode rectifier or the load
considered as current -source type of harmonic side that presents low impedance. As a result, har-
source (harmonic currmtsource herein), such as monics of the source current cannot be completely
phase-controlled thyrktor rectifiers with large dc canceled. Moreover, harmonic current flowing into
inductance for dc drives, etc. the diode rectifier or the system downstream in-
Parallel active filters have been studied by many creases greatly, and overcurrent may occur due to
contributors since 1970s [l}-[9], and have been put the injected current.
into practical use [lo]-[ 121. Unfortunately, no paper A series active filter has been proposed to com- I
has discussed the charact:eristics and application con- pensate for harmonics of diode rectifiers [ l b ] ,[17]. I
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siderations of parallel aci:ive filters when they are ap- Although the series active filter is not found in com- I
plied to nonlinear loads that are voltage-source type mon practical use, [16] and E171 have shown that I
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of harmonic source (harmonicvoltage source),such the series active filter is more suitable for harmonic I
as diode rectifiers with direct smoothing dc capaci- compensation ofdiode rectifiers, i.e., harmonic volt- I
tors for ac drives, etc. This may be because traditional age sources. This paper puts more emphasis on the I
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harmonic sourceswere mainly phase-controlled thyris- application issues of both parallel and series active I
tor rectifiers and cycloconverters, which can be re- filters in power systems. Their features and required I
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garded as current-sourceloads. operation conditions are clarified analytically and I
On the other hand, since more and more diode demonstrated through real field testing. I
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rectifiers with smoothing dc capacitors are used in I
electronic equipment, household appliances, and ac Two Types of Harmonic Sources I
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drives, harmonics generated by these loads have be- I
come a major issue. Naturally, attempts have been Current-Source ,Type of Harmonic Sources I
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made to use parallel active filters for harmonic com- (Hurmonic Current Sources) I
pensation of these diode rectifiers. However, it has As is well-known, thyristor converters are a com- I
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been found in the field that the parallel active filters mon source of harmonic currents. The distortion of I
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This article was presented in its original firm at the 7th Intl Conference on Harmonics and Quality of Power, Las I
Vexas, Nevada. Pen(: is with Oak Ridge National Laboratory, P.0. Box 2009, Bldg. 91 02-1, Oak Ridge, T N !I
37831 -8038. He is a Stnior Member of the I E E E .
1077-2618/98/$10.00O1998 IEEE /E hdustry Applications Mogozine = September/Ocfober I 998
m
Voltage-Source Type of Harmonic Sources
(Harmonic Voltage Sources)
Nowadays, another common harmonic source is
that of diode rectifiers with smoothing dc capaci-
tors as shown in Fig. 3(a). Fig. 4 shows the current
and voltage waveforms. Although the current is
highly distorted, its harmonic amplitude is greatly
affected by the impedance of the ac side, whereas
the rectifier voltage (i.e., the voltage at the rectifier
input terminal as shown in Fig. 4(b)) is characteris-
tic and less dependent upon the ac impedance.
4 Therefore, a diode rectifier behaves like a voltage
source rather than a current source. Fig. 3(b) shows
the equivalent circuit of the diode rectifier system,
where the diode rectifier is represented as a volt-
/L age-source type of harmonic source (or harmonic
voltage source). Accordingly, the harmonic cur-
Current-SourceType
AC Source Harmonic Source rent originates from the rectifier voltage, and its
contents are determined by, and dependent, upon
(b) the rectifier voltage and the ac impedance.
Fig. I . Typical current-source type of harmonic source. ( d j Thyristor rectifier
for dc drives, heater drive, etc. (b) Per-phase equivalent circuit of thyristor Characteristic Andysis of farale/ Active Filters
A parallel active filter is a pulse-width modulation
(PWM) inverter to be placed in parallel with a load
(or a harmonic source) to inject a harmonic current
with the same amplitude as that of the load into the
ac system. Its control is implemented through ade-
tection and extraction circuit of the load harmonic
current. In order not to lose generality, the har-
monic current source is represented as Nortons
equivalent circuit, and the harmonic voltage
source as Thevenins equivalent circuit, respec-
tively, as shown in Figs. 5 and 6. A pure cur-
rent-source type of harmonic source is a special case
of the Nortons equivalent with ZL-+W. A pure
voltage-source type of harmonic source is a special
case of Thevenins equivalent with ZL--+O.
(4)
VL
Voltage-SourceType
is satisfied, (l), (2) and (3) can be rewritten as AC Source Harmonic Source
(b)
Fig. 3, Typical voltage-source type of harmonic source. (a)Diode rectifier for
ac PWM drives, electronic equipment, etc. (b) Per-phase equivalent circuit of
AC Source
-
A
Parallel AF
-
Harmonic Source
1 LO
Fig. 7. B a s k primipZe ofparazzeel active filter for harmonic current source.
I , =GI, (10)
z,+- L L
1-G
Fig. 6. Basic principle of parallel active filter for harmonic voltage source.
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I lZ~l>>lZsl. Equation (9) can be easily satisfied by
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I the active filter. G is determined by the active filter,
I and mainly dominated by the detection circuit of
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I harmonics, delay time of the control circuit, and
I current response of the PWM inverter of the active
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Therefore, when the following equation
I filter. Ingeneral, ll-Glb=0.1-0.3, so the compensa-
I tion rate of harmonics, which is defined as (1-11s
I
I /I~0/).100%, ranges over 90% - 70%.
I However, the load impedance, ZL, will become
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I very low for harmonics when a parallel (or shunt)
I passive filter or power-factor improvement capaci- is satisfied, the source current will become sinusoi-
I tor bank is connected on the side of the thyristor dal. That is,
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I rectifier. Consequently, compensation characteris-
I tics of the active filter are influenced by the source
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I impedance, Zs, because the condition, ~ZLI>>1Zsl,
I is no longer satisfied [13]. Moreover, it is clear
I
I from (7) that the current flowing into the passive I, =o
I filter 'connected on the load side is equal to ILh-
I
I ILOh=VSh/ZL. This current may be devastatingly
I large when the ac source is stiff and has appreciable
I
I voltage distortion, VJh. This means that ambient L
I harmonics upstream will flow into the passive fil-
I
I ter. The load harmonic current, I L O ~will, be en- Equation (13) is the required operating condi-
I tirely compensated by the active filter but not by tion that should be satisfied when a parallel active
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I the passive filter and the passive filter will absorb filter compensates for a harmonic voltage source.
I all ambient harmonics upstream instead. There- However, it is difficult for a parallel active filter to
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fore, special considerations are needed when a par- satisfy (13 ) , because a harmonic voltage source usu-
I allel passive filter and a parallel active filter are ally presents a very low internal impedance, ZL.
I placed in the same power system. If one tries to use
I For example, considering a diode rectifier with a
I a combined system of parallel active filter and par- large smoothing electrolytic dc capacitor, we have
I allel passive filter to compensate load harmonics, 12,= 01 as long as no series reactor is placed on the
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I the compensation responsibility of both the active ac side of the rectifier. So (13) cannot be satisfied
I filter and passive filter should be clear and well only with the source impedance, Zs, which is usu-
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I controlled. For example, using an active filter to ally under 10 percent (0.1 pu).
I compensate for the fifth- and seventh-order har- Providedthat lZjl=?%=O.O3pu,/l-G/h=O.l for
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monics and a passive filter for higher order har- the fifth-order harmonic, a series reactor of o.06pu
monics is a good responsibility-sharing of (i.e., 6 percent) has to be placed on the ac side ofthe
harmonic compensation, since an active filter is diode rectifier to let lZs+ZL/(l-G)I=3pu. More-
better for lower order harmonic compensation and over, it is evident from (12), (14)and (16) that (i)
a passive filter is better for higher order harmonic the parallel active filter makes the source imped-
compensation. In this case, only the fifth- and sev- ance equivalent to zero as seen from the load side,
enth-order harmonics of the load current should be thus lowering ac impedance to the load, (ii) har-
extracted as the reference of the active filter so that monic current injected by the parallel active filter
the active filter would not inject higher order har- will flow into the load, and (iii) distortion of the
monic current into the line. source voltage, vsb, also causes a large harmonic
m
(22) I
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I in Fig. 9, can be adapted. In this case, we have al-
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I most K=-. Also, the ramp (or triangular wave)
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I comparison control method shown in Fig. 10 can
I be used, where the reference of output voltage, Vi,
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I is given by
I Fig. 9. Hysteresis control method for series active filter.
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I V,* = G ( K I , - V L ) . (27)
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I Hence, assuming that the active filter follows its
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reference bona fide, i.e.,V, = V i , the source current
I becomes
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I V, - (1- G)V,
I Fig. 10. Ramp-comparison control method for series I, =
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active filter. Z , + Z L +KG
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I When Vxi, is relatively small and
I the source current becomes
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I ll-Glb < < l (29)
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I is satisfied, the source current becomes sinusoidal
I even with K= lpu and IZ~+ZLIK,
that is,
I
I Therefore, when (24)is satisfied, we have ( 2 5 ) and
I (26) as:
I
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I Equation (29) is the required operating condi-
I
I tion for the series active filter to compensate for a
I harmonic voltage-source load, which depends only
I
I I, =o (25) on the series active filter itself. It is also clear from
I (30) that the compensation characteristics of the se-
I
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ries active filter are independent from the source im-
I pedance Zs and the load impedance ZL. Hence the
I series active filter can suppress harmonics of the
I
I Equation (24) is the required operating condi- source current effectively.These conclusionsregard-
I tion for the series active filter to compensate for a ing the series active filter compensating for a
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I harmonic voltage source. To realize a large gain, K , harmonic voltage-source load are completely
I the hysteresis-comparator control method shown equivalent to those of the parallel active filter com-
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Excellent and independent of the source impedance, Z, for cur- Excellent and independent of the source impedance, Z, and the
Compensation Characteristics rent-source loads, but depend on Z, when the load impedance, load impedance, Z,, for voltage-source loads, but depend on Z,
Z, , is IOW when the loads are a current-source tvue
A low impedance parallel branch (parallel passive filter or
Iniected current flows into the load side and may cause
Application Considerations power-factor improvement capacitor bank) is needed when ap-
overcurrent when applied to a capacitive or voltage-source load
died to an inductive or current-source load
Cctnclusions
In this article, comm'm nonlinear loads have been
characterized into two types of harmonic sources,
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current-source type of harmonic source and volt- Fig. 19. Simulated results of series active filter. I
age-source type of harmonic source. Compensation I
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characteristics of both parallel active filters and se- network such as at a point of common coupling, I
ries active filters have been discussed analytically the network impedance and main harmonic I
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and experimentally for these two types ofharmonic sources downstream from the installation point I
sources. The corresponding required operation should be investigated in order to get good petfor- I
conditions, features, application issues, and adap- mance and to minimize influence to the loads I
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tive harmonic sources of both filters have been pre- downstream. In some cases, a combined system of I
sented. The fact that the traditional active filter, parallel active filter and series active filter may be I
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the parallel active filter, is not panacea to harmonic necessary by utilizing the harmonic isolation func- I
compensation, and that and one cannot use it tion of the series active filters. No doubt active fil- I
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blindly, has been clearly addressed. The parallel ac- ters are superior to passive filters if used in their I
tive filter will increase harmonic current and may niche applications. I
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cause overcurrent of the load when the load is a har- I
monic voltage source. Instead, it has been verified References I
I
that the series active filter is better suited for com- 111 H. Sasaki and T. Machida, "A new method ro eliminare AC I
pensation of a harmonic voltage source such as a di- harmonic currenrs by magnetic compensation-consider- I
arions on basic design," l E E E Tram P A S , Vo1.90, no. 5, p. I
ode rectifier with smoothing dc capacitor. The 2009, 1971. I
conclusions of this article also imply that when a 121 L. Gyugyi and E. C. Strycula, "Active AC power filters," I
I
parallel active filter is installed in a power system IEEEIIAS Annu. Meeting, 1976, p. 529. I
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