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Solar hydrogen production: A comparative performance


assessment

Anand S. Joshi*, Ibrahim Dincer, Bale V. Reddy


Faculty of Engineering and Applied Science, University of Ontario Institute of Technology, 2000 Simcoe Street North, Oshawa,
ON L1H 7K4, Canada

article info abstract

Article history: Hydrogen is a sustainable fuel option and one of the potential solutions for current energy
Received 31 August 2010 and environmental problems. Its eco-friendly production is really crucial for better envi-
Received in revised form ronment and sustainable development. In this paper, various solar hydrogen production
23 November 2010 methods are discussed. A comparative performance assessment study of solar thermal and
Accepted 26 November 2010 photovoltaic (PV) hydrogen production methods is carried out. It is found that the solar
Available online 13 January 2011 thermal hydrogen production via electricity production is an environmentally benign
method and possesses higher exergy efficiency than PV hydrogen production. However,
Keywords: the latter is better in a way that it does not involve any moving parts. PV hydrogen
Hydrogen production production suffers lower exergy efficiency because of low PV efficiency.
Solar energy Copyright 2010, Hydrogen Energy Publications, LLC. Published by Elsevier Ltd. All rights
PV reserved.
Electricity
Efficiency
Exergy

1. Introduction sources for example, solar energy. Solar energy is abundant


source of energy that is freely and immensely available all over
Hydrogen, undoubtedly, is future fuel and energy carrier. It is the globe and can be used for electricity production using two
carbon free and hence environmentally friendly. Although different routes namely, PV and solar thermal via concen-
hydrogen is naturally present on Earth in combined state in trating collector systems. Some difficulties associated with the
both organic and inorganic compounds for example, as intermittent nature of solar energy, cloudy and no sunshine
hydrocarbons, water and other substances, but it is scarcely conditions are successfully encountered by using a storage
present in the free and molecular state, therefore, the system. Storage system in PV hydrogen production system is
elemental hydrogen is artificially produced and hence its safe a battery bank where as in thermal system it can be a hot water
and environmentally benign production is most important. storage tank or phase change materials. The estimated
Electrolysis of water is one of the many techniques by which potential of the direct capture of solar energy is enormous.
hydrogen can be produced. An electrolyser unit uses electricity When solar energy strikes the Earths atmosphere, approxi-
and breaks water into hydrogen and oxygen. While hydrogen mately 30% gets reflected. After reflection by the atmosphere,
can be considered as a direct energy source like fuel in auto- Earths surface receives around 3.9  1024 MJ incident solar
mobiles, oxygen can be considered as a safe by-product. energy per year which is almost 10000 times more than current
Production of electricity can be done by using renewable global energy consumption. Thus, the harvesting of less than

* Corresponding author.
E-mail addresses: anandsj75@rediffmail.com (A.S. Joshi), ibrahim.dincer@uoit.ca (I. Dincer), bale.reddy@uoit.ca (B.V. Reddy).
0360-3199/$ e see front matter Copyright 2010, Hydrogen Energy Publications, LLC. Published by Elsevier Ltd. All rights reserved.
doi:10.1016/j.ijhydene.2010.11.122
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1% of photonic energy would serve all human energy needs [1]. less as compared to the latter which is used mostly for space
PV system, as discussed above, is a novel approach to the applications. The efficiency of the PV system can also be
electricity generation as it uses solar energy which is freely calculated by taking the product of the efficiencies of its various
available. Though the intermittent nature of solar radiation components like solar cell, module, battery, etc. From a health
limits the use of this technology up to some extent, still for off perspective, the potential benefits of solar energy applications
sunshine periods the stored energy in a battery bank can be seem very desirable. The two disadvantages of the PV tech-
used. PV systems can not only be used as standalone systems nology can be low conversion efficiency and high cost of the
but also as connected to grid to supply continuous electricity solar cells but it can be overcome by intense research in the
throughout a day. The efficiency of the solar cell can range same. On the other hand, solar thermal technology is at its
from 12 to 15% typically for the silicon solar cell. However, it is maturity stage. Depending upon the temperature needed
as high as 25e30% for GaAs solar cells. The cost of the former is different types of solar collectors can be used. Table 1 gives

Table 1 e Different types of solar collectors (adapted from Ref. [2]).


Flat plate collector C1
T < 200  C
P < 1 MW(th)

Vacuum tube collector C3


T < 300  C
P < 1 MW(th)

Concentrating solar collector C 40e80


T < 350  C
P < 50 &MW(e)

Field mirror collector C 200e700


T < 1500  C
P < 150 &MW(e)

Parabolic collector C 1000e2500


T < 2500  C
P < 100 kW (th)/Einh.
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information about different solar collectors, their tempera- 2.1. PV hydrogen production via electrolysis
tures, concentration factors and power capacities.
The flat plate collector is the simplest one on which solar The hydrogen production by electrolysis of water using the
radiation incident on a flat transparent surface which trans- electricity produced by the PV cells was started in the begin-
mit these radiation to an equal size absorbing/collecting ning of 70s [3e6]. The electrolysis of water can be carried out
surface generally made up of Cu or Al metals. Cu or Al metals by a current generated by the PV cells. From the economic and
are preferred because of high thermal conductivity (Cu) and ecological viewpoints, the most effective production method
comparatively reasonable cost (Al) of the material. Point to be is considered the application of a photovoltaic current source
noted here is that the incident solar flux directly gets absorbed (PCS) as a result of transforming radiant solar energy directly
on the receiver surface. Larger the area of receiver surface into electrical energy. When the efficiency of modern photo-
larger would be the thermal energy available. The concen- converters (i.e. PVs) and electrolysers is about 20% and 80%,
tration factor of a FPC is 1 and a thermal power up to 1 MW can respectively [7], the total efficiency of solar radiant energy
be generated for a temperature range up to 200  C by con- transformed to chemical hydrogen energy is nearly 16% [6].
necting flat plate collectors in series. The other collectors The schematic diagram of a hydrogen production system that
shown are concentrating collectors. Their concentration uses PV unit is shown in Fig. 1. The electrolysis of distilled
factor, power and the operating temperature are higher. The water using electricity produced by the PV panel takes place in
application of solar energy in hydrogen production is dis- electrolyser unit and produces hydrogen and oxygen as the
cussed in the subsequent sections. The various hydrogen end products as shown in same figure. Joshi et al. [8] have
production methods are also discussed in brief. analyzed a PV-based solar hydrogen production and found the
exergy efficiency is ranging between 3.68 and 4.84% and
concluded that the efficiency is low because of low PV effi-
ciency [9]. This technology is not cost effective as the PV
2. Solar hydrogen production systems
technology is costly therefore needs a higher and extensive
research in this area. Some advantages of PV technology are
Various solar hydrogen production systems are summarized
that it does not emit greenhouse gases during the operation
in Table 2. The main four types of systems are as follows: (1) PV
and since it does not involve any moving part its maintenance
(2) photoelectrochemical (3) photobiological and (4) solar
is simple and easy and it does not cause any noise pollution
thermal. The PV-based hydrogen production is mainly asso-
during operation.
ciated with an electrolyser unit that utilizes the DC electricity
produced by the PV panels to electrolyze water into hydrogen
and oxygen. In solar thermal, the thermal power of solar 2.2. Solar photoelectrochemical hydrogen production
energy is utilized to produce hydrogen. Solar thermal energy system
can be utilized in two ways; low temperature and
high temperature application also called concentrated solar Another method to convert sunlight into hydrogen is by
energy. PV, photoelectrolysis and biophotolysis are low photoelectrolysis of water that uses photoelectrochemical
temperature application where as thermolysis, thermochem- light collecting systems (PEC e photoelectrochemical cell) to
ical cycles, gasification, reforming and cracking are high power the electrolysis of water. Recently, Kelly and Gibson [10]
temperature applications of concentrated solar thermal conducted some tests on two simple and inexpensive photo-
energy. The details of each hydrogen production method are electrochemical (PEC) reactors namely teardrop shaped
presented in the following sections. plastic-film bag reactor, and acrylic spherical tank reactor

Table 2 e Various solar hydrogen production systems with their types, processes, process description and end products.
Solar H2 production systems Type Processes Process description End
products

PV Low temperature Electrolysis Water electrolysis H2, O2


Photoelectrochemical Photoelectrolysis Photoelectrolysis of water H2, O2
Photobiological Photobiolysis Plant and algal photo-synthesis H2
Concentrated solar thermal High temperature Thermolysis Thermal dissociation of water H2, O2
Thermochemical Thermochemical cycles using H2, O2
cycles metal oxides
Gasification Steam-gasification of coal and other solid H2, CO2
carbonaceous materials
Cracking Thermal decomposition of natural gas H2, C
(NG), oil, and other hydrocarbons
Steam-reforming Steam-reforming of NG, oil, and H2, CO2
other hydrocarbons
Electrolysis High temperature water electrolysis and H2, O2
water electrolysis via solar
thermal electricity generation
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solution is that the performance of the solar cells in terms of


electrical efficiency would not be affected by the thermal
energy (heat) of the solar radiation. In other words, the KOH
solution would cool down the solar cells if the concentrated
solar radiations try to increase the temperature of the solar
cells of the PV module.
Fujishima and Honda [11] also proposed a photo-
electrochemical hydrogen production system that uses
a single PEC. When exposed to sunlight, a semiconductor
photoelectrode (anode or cathode), submerged in an aqueous
electrolyte, generates sufficient voltage to split water mole-
Fig. 1 e Schematic of a PV hydrogen production system.
cules; typically the other electrode is a metal [12]. Photons
with energies greater than the semiconductor band gap can be
absorbed by the semiconductor, creating electron-hole pairs
capable of producing hydrogen via water electrolysis using which are split by the electric field in the space-charge region
solar energy and found that the latter had the best light- between the semiconductor and the electrolyte. The electric
field reflects the band bending of the conduction and valence
focusing properties, with up to a factor of 3.7 increase in the
band edges at the semiconductor surface and is necessary to
solar energy (and thus hydrogen production) for PEC cells
supply the free carriers to the appropriate electrode. The
mounted at the optimal point within the reactor electrolyte.
overall cell reaction then becomes [13]:
They concluded that by increasing the solar irradiance on the
PEC photoelectrode, the hydrogen production increases and 2hy H2 Ol/1=2O2 g H2 g (1)
also it can help to reduce the system cost. A schematic of their
spherical tank reactor is shown in Fig. 2. The positive and where h is the Plancks constant, n is the frequency.
negative terminals of the PV modules were connected to Photoelectrolysis integrates solar energy absorption and
anode and cathode, respectively, which are separated by water electrolysis into a single photoelectrode. The device
a chamber divider. The tank was filled with the 5 M KOH does not require a separate power generator and electrolyser
electrolytic solution. When sunlight falls on PV module it [14]. The maximum theoretical efficiency is about 35% [15]. In
produces electricity which further negotiates the chemical current research, it has been seen that photoelectrolysis
reaction and produces hydrogen on cathode and oxygen on systems reached first-law of thermodynamic efficiency of
anode side of the system respectively. The spherical shape of about 18% [16]. However, this efficiency was obtained for only
the rector is helpful to focus solar radiation on the PV module a very small amount of hydrogen production. The solar-to-
by properly orienting the PV module towards the sun or hydrogen conversion efficiency of the materials has not yet
simply by tilting the reactor so the PV cells face the sun met requirements for practical use due to the limitation of
thereby increasing the hydrogen output per unit area. Since usable solar spectrum. It is expected that technological
the electrolyte solution takes the shape of its curved advancement and speedy commercialization will make such
container, the reactor acted as a convex lens that focused the systems feasible and practical. Although photoelectrolysis
solar radiation onto the PV cells at an increased intensity. cells are simple and do not require the complex
Further it is possible to focus light onto the PV cell by manufacturing steps necessary in the formation of p/n and
a combination of light-focusing properties of the reactor n/p PVs, they require high land space and semiconductor
together with that of lenses such as Fresnel lenses. Another requirements. Its lifetime is also extremely low, and some
advantage of having the PV module dipped inside the KOH operational/technical details are unknown [17]. Moreover,
they suffer from material problems.

2.3. Solar photobiological hydrogen production

Photobiological hydrogen production uses the processes same


as plant and algal photosynthesis, for hydrogen production.
The biological hydrogen production can be classified into two:
(1) light dependent and (2) light independent process. First
process includes direct or indirect biophotolysis and photo-
fermentation whereas the second one includes dark fermen-
tation [18]. Plant and algal photosynthesis results in the
splitting of water into oxygen and a reducing agent strong
enough to reduce CO2, or protons, to carbohydrates or
hydrogen, respectively. Photobiological production of hydrogen
from water (biophotolysis), involves an efficient biological
converter, microalgae, and a photobioreactor. Microalgae are
Fig. 2 e A schematic of spherical tank reactor (adopted from suitable for such processes, as they exhibit hydrogen evolution
[10]). under some conditions, and they can be cultured in closed
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systems that can permit hydrogen capture. Microalgal strains temperatures (1200 K). An efficient 2-step thermochemical
must be developed that exhibit high hydrogen production rates cycle using metal oxide redox reactions can be given as,
and photosynthetic efficiencies in dense cultures at full solar 1st step (solar):
intensities. The photobioreactor must expose the H2 producing
y
cultures to sunlight, while allowing recovery of the gas [6]. One Mx Oy /xM O2 (3)
2
advantage of biological processes is to be catalyzed by micro-
organisms in an aqueous environment at ambient temperature 2nd step (non-solar):
and pressure [18]. Biological methods for solar hydrogen xM yH2 O/Mx Oy yH2 (4)
production have not yet been developed for commercial use,
except for the laboratory stage and small (<10 m2) outdoor where M denotes a metal and MxOy the corresponding metal
demonstration scale systems [19]. This technology is still under oxide. The first, endothermic step is the solar thermal disso-
development stage because of relatively low efficiency of ciation of the metal oxide to the metal or the lower-valence
photosynthesis as trees and agricultural crops convert sunlight metal oxide. The second, non-solar, exothermic step is the
at efficiencies less than 1% [20]. hydrolysis of the metal to form H2 and the corresponding
metal oxide. The net reaction is (H2O H2 1/2O2), but since
H2 and O2 are formed in different steps, the need for high-
2.4. Concentrated solar thermal hydrogen production temperature gas separation is thereby eliminated.

Various thermochemical methods for solar hydrogen 2.4.3. Decarbonization of fossil fuels
production are given in Table 2. The chemical source of Hydrogen can be produced from fossil fuels by using solar
hydrogen that is, water for the solar thermolysis and the solar thermochemical processes. Three solar thermochemical
thermochemical cycles, fossil fuels for the solar cracking, and processes are: solar cracking, solar reforming, and solar gasi-
a combination of fossil fuels and H2O for the solar reforming fication. The process of solar cracking can be explained by the
and solar gasification are also given in the same table. Since all thermal decomposition of NG, oil, and other hydrocarbons,
these methods involve endothermic reactions, they make use and can be represented by the simplified net reaction:
of thermal energy of concentrated solar radiation as the y
Cx Hy /xCgr H2 (5)
energy source of high-temperature process heat. Various 2
hydrogen production methods involving concentrated
The steam-reforming of NG, oil, and other hydrocarbons,
thermal energy are described in brief as follow:
and the steam-gasification of coal and other solid carbona-
ceous materials can be expressed by the simplified net
2.4.1. Solar thermolysis reaction:
The single-step thermal dissociation of water is known as
y 
water thermolysis and can be given as Cx Hy xH2 O/ x H2 xCO (6)
2
H2 O/H2 1=2O2 (2)
Depending on the reaction kinetics and on the presence of
As discussed above, the reaction requires a high-tempera- impurities in the raw materials, other compounds may also be
ture heat source at above 2500 K to have a reasonable degree formed. Reaction (5) produces a carbon-rich condensed phase
of dissociation, and by the need of an effective technique for and a hydrogen-rich gas phase. The carbonaceous solid product
separating H2 and O2 to avoid ending up with an explosive can either be sequestered without CO2 release or used as material
mixture. Among many, effusion separation [21e23] and elec- commodity or reducing agent under less severe CO2 restraints.
trolytic separation [24,25] are two ways to separate the The product of reaction (6) is syngas. The CO content present in
hydrogen from products. Kogan [23] and Diver et al. [26] have the syngas can be shifted to H2 via the catalytic water-gas shift
tested semi-permeable membranes based on ZrO2 and other reaction (CO H2O H2 CO2), and the product CO2 can be
high-temperature materials at up to 2500 K, but these separated from H2 using, for example, the pressure swing
ceramics usually fail to withstand the severe thermal shocks adsorption technique. Some of these processes that are already
that often occur when working under high flux solar irradia- on industrial scale use the heat supplied by burning the feedstock
tion. Some simple and workable methods are rapid quench by as the process heat which further results in either the contami-
injecting a cold gas [27], by expansion in a nozzle, or by nation of the gaseous product in case of internal combustion or in
submerging an irradiated target in liquid water [28], but the a reduced thermal efficiency due to irreversibility associated
quench causes a significant drop in the exergy efficiency and with indirect heat transfer in case of external combustion.
produces an explosive gas mixture. The very high tempera- Some advantages of using solar energy for process heat are
ture required by the process (e.g. 3000 K for 64% dissociation at the discharge of pollutants can be avoided, the gaseous
1 bar) pose severe material problems and can lead to signifi- products are not contaminated and the calorific value of the
cant re-radiation from the reactor, thereby lowering the fuel is upgraded by adding solar energy in an amount equal to
absorption efficiency. the enthalpy change or total energy required by the reaction.
The steam-reforming/gasification method requires additional
2.4.2. Solar thermochemical cycles steps for shifting CO and for separating CO2 whereas the
Water-splitting thermochemical cycles have an upper edge on thermal cracking accomplishes the removal and separation of
thermolysis as it does not have the H2/O2 separation problem carbon in a single step. On the contrary, the major drawback
and further allow operating at relatively moderate upper of the thermal decomposition method is the energy loss
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associated with the sequestration of carbon. Thus, the solar first collected and concentrated using a concentrating solar
cracking may be the preferred option for NG and other collector. Thermal storage system may also be used to ensure
hydrocarbons with high H2/C ratio. For coal and other solid the continuous supply of thermal energy. Then by using a heat
carbonaceous materials, the solar gasification via reaction (6) engine the thermal energy is converted into mechanical shaft
has the additional benefit of converting a solid fuel tradi- work and by coupling a generator to heat engine the shaft work
tionally used to generate electricity in Rankine cycles into is converted into electricity. This electricity is used by an
a cleaner fluid fuel, i.e. hydrogen. This may be achieved in two electrolyser for water electrolysis.
ways: firstly it is produced by using solar process heat that can
be used in highly efficient fuel cells, and secondly, it is free 3.1. Energy and exergy efficiencies
from carbon as carbon dioxide is separated and sequestrated.
The energy and exergy efficiencies of the system can be
2.4.4. Solar thermal hydrogen production via electricity calculated by considering the efficiencies of each component
generation and electrolysis of the system. Here is a brief calculation for each component.
A schematic of solar thermal system can be described as To calculate the collector efficiency, the heat available on the
shown in the Fig. 3. The system comprises of four main units: collector surface is an important parameter that can be
concentrating collector, heat engine, generator and electro- calculated by Hottler Whiller equation as [29],
lyser. Thermal heat storage unit can also be added to the  
Q_ FR AA rR aA It C  UL TA  Ta  es T4A  T4a (7)
circuit to ensure the continuous supply of thermal energy to
heat engine. When solar radiation strikes the concentrating where rR is the reflectivity of the reflector surface; aA is the
collector it gets concentrated on the absorber surface with absorptivity of the absorber surface; It is the intensity of total
which heat engine is attached. Heat engine uses part of this solar radiation (W/m2); AA is the area of absorber surface (m2); C
thermal energy and converts it to mechanical (shaft) work. is the concentration factor; UL is the heat transfer coefficient
Remaining thermal energy escapes into the atmosphere and from absorber surface to ambient (W/m2 K); TA is the absorber/
hence called heat loss. The shaft work is then utilized to receiver surface temperature ( C); Ta is the ambient temperature
generate electricity by using an electrical generator. The ( C); e is the emissivity of the absorber surface; s is the
electricity generated is then supplied to electrolyser unit StefaneBoltzmann constant (5.67  108 W/m2 K4); FR is the
which electrolyses water into hydrogen and oxygen. The efficiency factor.
system involves moving parts for example, heat engine, Useful heat available at the receiver surface is limited by the
generator etc., therefore, requires more maintenance as Carnot efficiency of a fictitious heat engine working between
compared to others (e.g. PV hydrogen production system). the temperature of the receiver and the ambient temperature
and can be given as,
 
Ta
3. Analysis of PV AND Solar Thermal Q_ u Q_ 1  (8)
TA
Hydrogen Production Systems
The energy efficiency of the concentrating collector can be
In this section, the analysis of the PV and solar thermal defined as the ratio of thermal energy available at the receiver
hydrogen production systems is done. The two different routes surface to the incident solar energy on the concentrator and
are shown in Fig. 4. In PV route, DC electricity is generated first can be expressed as,
by PV panes and then stored in a battery bank. The DC elec-
tricity can be converted to AC electricity by using an inverter Q_
hC (9)
It AC
and then this electricity is further used to run an electrolyser.
In solar thermal route, the thermal energy of solar radiation is where Ac Area of collector (m2).

Fig. 3 e Schematic of a solar thermal hydrogen production system.


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efficiency of the electrical generator/alternator is limited by


Solar Energy
iron loss, copper loss and the voltage drop in the diode bridge
and it is between 50e62% [31]. The final expression for exergy
Solar Thermal PV efficiency of electrical generator/alternator becomes,

PE VI VI
jGEN (14)
Solar Collector PM s  u s  2prpm
60
PV Panels
where s is torque (Nm), u is the rotations per minute (rpm), V is
Thermal Storage the voltage (V) and I is the current (A).
Battery Bank The energy efficiency of electrolyser can be calculated as [6],
Heat Engine _ H2 HHVH2
m
hEL (15)
Pin
Generator Electrolyser Inverter The exergy efficiency of electrolyser can be calculated as [6],

_ out Ex
Ex _ H Ex _ O
Solar Hydrogen jEL 2 2
(16)
Pin Pin

Fig. 4 e Two routes of solar hydrogen production. Once all the above said efficiencies of each unit are known,
the overall energy efficiency of solar thermal hydrogen
production system can be calculated as,
The exergy efficiency of the concentrating collector can be h hC  hHE  hGEN  hEL (17)
defined as the ratio of the useful thermal energy available at
the receiver surface to the incident solar exergy on the Similarly the overall exergy efficiency of the solar thermal
concentrator and can be expressed as, hydrogen production system becomes,

j jC  jHE  jGEN  jEL (18)


Q_ u
jC   (10)
It 1  TTaS AC Similarly, the overall energy efficiency of a PV hydrogen
production system can be calculated as
The exergy of the solar radiation incident on the collector
surface as expressed in the denominator of the Eq. (10) can be h hPV  hCR  hIN  hEL (19)
defined as the product of intensity of solar radiation, area of where
the collector surface and the Carnot cycle efficiency of a ficti-
tious heat engine between ambient and Sun temperatures Voc Isc
hPV (20)
[30]. The mechanical work (shaft work) of a heat engine can be It A
calculated as, Here, Voc is the open circuit voltage (V) Isc is the short circuit
current (A).
_ hHE Q_ u
W (11) And the overall exergy efficiency of PV hydrogen produc-
where tion system becomes,
j jPV  jCR  jIN  jEL (21)
Ta
hHE 1  (12)
TA where JPV is the exergy efficiency of PV panel, JCR is the
Note that the efficiency of heat engine (hHE) is the Carnot exergy efficiency of charge regulator, and JIN is the exergy
cycle efficiency that limits the maximum usage/application of efficiency of inverter.
thermal energy by any heat engine. In other words, no heat The exergy efficiency of PV panel can be given as,
engine can perform better than its Carnot cycle efficiency. FFVoc Isc VI
jPV     (22)
Therefore the exergy efficiency of the heat engine is less than It 1  TTSa A It 1  TTaS A
the Carnot cycle efficiency. Once mechanical work is
produced, electricity can be generated by coupling an elec- where the fill factor (FF) is the ratio of electrical output to the
trical generator/alternator with the heat engine. It can also be maximum possible electrical output from a PV cell. Fill factor
calculated by taking the ratio of electrical power generated to can be expressed as
solar energy incident on the collector area. Hence the energy VI
FF (23)
efficiency of the electrical generator can be calculated as, Voc Isc

PE
hGEN (13)
PM
3.2. Sustainability index
where PE is the electrical power (W) and PM is the mechanical
power (W). Once the exergy efficiency of the system is known, the
The exergy efficiency of electrical generator/alternator can sustainability index can be calculated. The relation between
also be considered same as the energy efficiency because the exergy efficiency (J) and the sustainability index (SI) can be
electrical output and mechanical input remains the same. The given as [32]:
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Table 3 e Energy and exergy efficiency parameters for Table 5 e Energy and exergy efficiencies of photovoltaic
solar concentrating collector [29]. hydrogen system components (modified from [6]).
Parameter Value Parameter Value Components Energy Exergy e
efficiency (%) fficiency (%)
rR 0.9 FR 0.9
aA 0.9 e 0.9 PVs 11.2e12.4 9.8e11.5
AA 0.8 m2 AC 80 m2 Charge regulators 85e90 85e90
C 100 UL 8 W/m2K Inverter 85e90 85e90
Electrolyser 56 52

1
j1 (24) areas of absorber surface and collector, concentration ratio
SI
and overall heat loss coefficient have been modified and are
where given in Table 4. To analyze the solar concentrator perfor-
1 mance based on energy and exergy efficiencies four different
SI (25) cases are adopted which are described in brief as follows.
DP
Case 1: it uses the data of Tyagi et al. [29] as given in Table 3.
and Dp is the depletion factor/number defined by [33] as the Case 2: it uses the data same as Case 1 except for the value
ratio of exergy destruction rate to the input exergy rate of the of emmisivity.
system and can be given as Case 3: it uses the data same as Case 1 except for the values
_ D of absorptivity and emmisivity.
Ex
DP (26) Case 4: it uses the modified data as given in Table 4.
_ in
Ex
The above four cases are discussed with their explanation in
detail and the different climatic parameters in the next section.
3.3. Case study
For the analysis of PV hydrogen production system, the
data of Yilanci et al. [6] as presented in Table 5 is adopted.
For a case study, the analysis presented in the previous
section is applied to PV and solar thermal hydrogen produc-
tion systems. The case study is divided into three parts. First
4. Results and discussion
part deals with the efficiency analysis of concentrating
collector for solar thermal hydrogen production system.
The analysis and data presented in the previous section are
Second part deals with the overall energy and exergy effi-
applied to solar thermal and PV hydrogen production systems
ciency analysis of the thermal and PV hydrogen production
and the results and their pertinent discussion for all the three
systems whereas the third part deals with the sustainability
parts as described in the beginning of case study are presented
index analysis of the above two systems.
as follows.
To analyze the solar thermal hydrogen production system,
the energy and exergy efficiency analysis of concentrating
4.1. Efficiency analysis for concentrating collector
collector is very important as this component is responsible to
convert solar energy to concentrated thermal energy and is
For solar thermal hydrogen production system, first the energy
affected by climatic parameters such as intensity of solar
and exergy efficiencies of solar collector are evaluated by using
radiation and ambient temperature and the physical param-
Eqs. (7)e(10) and the data of Tyagi et al. [29] (Table 3). The effect
eters of the concentrator such as reflectivity of reflector
of variation in solar radiation on the energy and exergy effi-
surface, absorptivity and emmisivity of absorber surface,
ciencies of concentrated collector is also calculated and is
areas of absorber surface and collector, concentration ratio
shown in Table 6 and Fig. 5, respectively. The effect of
and overall heat loss coefficient, etc. For the energy and exergy
absorptivity and emmisivity of the absorber surface on energy
analysis of concentrating collector of solar thermal system,
and exergy efficiencies is also shown in the same table. Table 6
the data of Tyagi et al. [29] is adopted and presented in Table 3.
It should be noted that they have assumed the absorptivity
and emmisivity of the absorber surface each equal to 0.9. To
have a more realistic analysis and for comparison purposes, Table 6 e Effect of solar radiation, absorptivity and
some data of Tyagi et al. [29] such as absorptivity, emmisivity, emmisivity on the energy and exergy efficiency of a solar
concentrating collector.
It , Case 1, Case 2, Case 3, Case 4a,
W/m2 aA 0.9, aA 0.9, aA 0.8, aA 0.8,
Table 4 e Modified parameters for the evaluation of e 0.9 e 0.1 e 0.2 e 0.2
energy and exergy efficiency of solar concentrating
collector (modified from [29]). hC JC hC JC hC JC hC JC
Parameter Value Parameter Value (%) (%) (%) (%) (%) (%) (%) (%)

rR 0.9 FR 0.9 500 23.9 16.07 60.74 40.79 48.04 32.26 51.76 34.76
aA 0.8 e 0.2 750 40.25 27.03 64.79 43.51 53.62 36.01 56.14 37.7
AA 0.0079 m2 AC 1.96 m2 1000 48.41 32.51 67 44.87 56.42 37.89 58.33 39.18
C 250 UL 25 W/m2K a For Case 4, complete data is shown in Table 4.
11254 i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 6 ( 2 0 1 1 ) 1 1 2 4 6 e1 1 2 5 7

Energy Efficiency Case 1 Exergy Efficiency Case 1 Energy Efficiency Case 2


Exergy Efficiency Case 2 Energy Efficiency Case 3 Exergy Efficiency Case 3
Energy Efficiency Case 4 Exergy Efficiency Case 4

70
Energy & Exergy Efficiency (%)
60

50

40

30

20

10
500 750 1000
2
Solar Radiation (W/m )

Fig. 5 e Variation of energy and exergy efficiency with solar radiation.

shows four cases for energy and exergy efficiencies of the solar to irreversibility and hence gives more realistic analysis.
concentrating collector and they are described as follows: Case Energy and exergy efficiencies increase with the increase in
1 that uses the data of Tyagi et al. [29], Cases 2 and 3 use solar radiation because higher solar radiation is responsible
modified data from Tyagi et al. [29]. It should be noted that for high thermal energy available at absorber surface. There-
Tyagi et al. [29] have assumed the absorptivity and emmisivity fore it can be said that the higher the intensity of solar radi-
of the absorber surface each equal to 0.9 (Case 1). To minimize ation, higher would be the energy and exergy efficiencies of
the radiation losses the emmisivity is reduced in Cases 2, 3 and the concentrating collector. Further, comparing Cases 1 and 2
4. In Case 3, the absorptivity and emmisivity are taken as 0.8 it can be said that the energy and exergy efficiencies of former
and 0.2, respectively. Case 4 shows the effect of concentration are lower because of higher emmisivity. Comparing Cases 2
factor, areas of absorber and collector surface and the overall and 3 it can be said that the efficiencies of Case 2 is higher
heat loss coefficient on the efficiencies of the collector. The because of low emmisivity and high absorptivity. Comparing
modified data for Case 4 is shown in Table 4. It should be noted Cases 3 and 4 one may get that the efficiencies of Case 4 are
that the absorber area is reduced to reduce the heat loss due to higher because of higher concentration factor. The area of
radiation and the concentration factor is increased to have absorber surface is reduced to reduce the heat losses due to
more thermal energy available at absorber surface. More radiation.
realistic value of overall heat loss coefficient (25 W/m2 K) is
considered as at higher absorber temperatures for example,
4.2. Overall efficiency analysis for solar thermal and PV
823 K, the heat transfer coefficient is also high [34]. For calcu-
hydrogen production systems
lations, three different solar intensities, i.e., 500, 750 and
1000 W/m2 are considered and ambient and the absorber
Once the solar concentrating collector efficiency is evaluated,
temperatures are assumed as 298 and 823 K, respectively.
the overall energy and exergy efficiencies of solar thermal
Fig. 5 shows the variation of energy and exergy efficiencies
hydrogen production system can be calculated by using Eqs.
of a solar concentrating collector. It is clear from the same
(11)e(18), however, for present case study, the energy and
figure that energy efficiency is higher than the exergy effi-
exergy efficiency data for other components (except for
ciency in all four cases. This is because the exergy efficiency
storage system) (Table 7) of the solar thermal hydrogen
also called second law efficiency, incorporates the losses due
production system as shown in Fig. 4 is considered. It is found
that the overall energy and exergy efficiencies of solar thermal
hydrogen production system range between 10.42e12.92%
and 3.06e6.31%, respectively, as shown in Fig. 6. The
Table 7 e Energy and exergy efficiencies of solar thermal
hydrogen system components [6,30]. minimum overall energy and exergy efficiencies are calcu-
lated by taking least values of individual components and
Components Energy Exergy e
efficiency (%) fficiency (%) maximum value is calculated considering maximum values of
the same. Note that the energy efficiency of the heat engine is
Solar collector 58.33 39.18 calculated as 63.8% by using Eq. (12) which is also the Carnot
Heat engine 63.8 30e50
cycle efficiency working between the higher (823 K) and lower
Generator 50e62 50e62
Electrolyser 56 52
(298 K) temperatures and exergy efficiency of the heat engine
is assumed as ranging between 30 and 50% which is less than
i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 6 ( 2 0 1 1 ) 1 1 2 4 6 e1 1 2 5 7 11255

PV Hydrogen Production System 10


Theoretical
14 Solar Thermal Hydrogen Production System 9 Concentrating Collector
System
12 8 Heat Engine
Overall Efficiency (%)

Generator
10 7

Sustainability Index
Electrolyser
8 6

6 5

4 4

2 3

0 2

Energy Efficiency Energy Efficiency Exergy Efficiency Exergy Efficiency 1


(Minimum) (Maximum) (Minimum) (Maximum)
0
0 10 20 30 40 50 60 70 80 90 100
Fig. 6 e Overall energy and exergy efficiency range for PV Exergy Efficiency (%)
and solar thermal hydrogen production systems.
Fig. 7 e Variation of sustainability index with exergy
efficiency of a solar thermal hydrogen production system.

that of the Carnot cycle efficiency and are also given in Table 7.
exergy efficiency level as compared to PV hydrogen produc-
The energy and exergy efficiencies of solar concentrating
tion system which suffers the lower electrical efficiency
collector are taken from Case 4 corresponding to the solar
because of high operating temperatures.
radiation of 1000 W/m2. It is to be noted that the above
calculations are based on theoretical data therefore, gives
a theoretical analysis of energy and exergy efficiencies of 4.3. Sustainability index analysis of solar thermal and
a solar thermal hydrogen production system. PV hydrogen production systems
The overall efficiencies of PV hydrogen production system
are also shown in Fig. 6. The exergy and energy efficiencies of The sustainability index for solar thermal hydrogen produc-
different components as given in Table 5 are considered to tion system is calculated based on the overall exergy effi-
evaluate the overall exergy and energy efficiencies of the PV ciency of the solar thermal hydrogen production system and
hydrogen production system. However, this can also be done by using Eqs. (24)e(26) and are shown in Fig. 7. It is clear from
by calculating each components efficiency by using Eqs. (15), the same figure that sustainability index ranges between 1.03
(16) and (19)e(23). Referring Table 5 and by using Eq. (19), the and 1.07. A curve based on theoretical calculation of sustain-
energy efficiency of the PV hydrogen production system is ability index is also shown just to have a clear understanding
calculated as ranging between 4.53 and 5.62% (Fig. 6). Similarly of the variation of it with exergy efficiency. The relation
the exergy efficiency of the PV hydrogen production system is between sustainability and exergy efficiency is given by Eq.
calculated by using Eq. (21) as ranging between 3.68 and 4.84% (24). Here sustainability is measured in terms of sustainability
(Fig. 6). It can be seen from Tables 5 and 7 that the energy and index (SI). It is clear from Fig. 7 that the sustainability index
exergy efficiencies of individual components of the systems increases with increasing exergy efficiency. A system is said to
are higher as compared to the overall energy and exergy effi- be more sustainable if its sustainability index is higher. It is
ciencies of the system because latter is the product of former possible only when its exergy efficiency is also higher [35,36].
and some components namely solar concentrating collector The sustainability index of each component is also shown in
and PV panels have lower efficiencies. the same figure. It is understood easily that although the
An interesting point worth mentioning in Fig. 6 is that the
minimum exergy efficiency of the solar thermal hydrogen
production system is lower than the PV hydrogen production 10
Theoretical
system. It may be because at low operating conditions, for 9 PV array
example, in the morning time of the day, the intensity of solar 8
System
Inverter
irradiance is low and the ambient temperature is also low. Charge Regulator
7
Sustainability Index

This affects adversely to the exergy efficiency of the former as Electrolyser


6
the heat engines efficiency drops due to insufficient thermal
5
energy available due to low thermal gradient. However these
4
conditions are favorable for the PV system to maintain its
electrical efficiency for the same solar irradiance. On the other 3

hand, when the operating conditions are high, for example, in 2

the noon time of the day, the intensity of solar irradiance and 1
the operating temperature both are higher therefore 0
0 10 20 30 40 50 60 70 80 90 100
producing higher thermal energy/gradient to the heat engine
Exergy Efficiency (%)
and obviously the heat engines thermal efficiency gets better
this time and hence the performance of the solar thermal Fig. 8 e Variation of sustainability index with exergy
hydrogen production system is higher at the maximum efficiency of a solar PV hydrogen production system.
11256 i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 6 ( 2 0 1 1 ) 1 1 2 4 6 e1 1 2 5 7

PV Hydrogen Production System  Both PV and solar thermal hydrogen production systems are
1.08 Solar Thermal Hydrogen Production System environmentally benign.
1.07  The energy and exergy efficiencies of concentrating
Sustainability Index

1.06 collector increase with increasing solar radiation.


1.05  Energy efficiency of the systems is higher than the exergy
1.04 efficiency as expected.
1.03  Higher the exergy efficiency of the system, higher would be
1.02 the sustainability index.
1.01  Solar thermal hydrogen production system has higher
Minimum Max imum sustainability index because of higher exergy efficiency as
compared to the PV hydrogen production system.
Fig. 9 e Comparison of sustainability index for solar
thermal and PV hydrogen production systems.

Acknowledgement

The authors acknowledge the financial support provided by


sustainability index of each component is higher individually the Natural Sciences and Engineering Research Council of
but the sustainability index of the overall system is lower. It is Canada in Canada.
because of the fact that the exergy efficiency of the overall
system is lower as it is the product of the exergy efficiencies of
the different components of the system. The low sustain- Nomenclature
ability index of the system is a consequence of low overall
exergy efficiency of the system.
The sustainability index corresponding to the exergy A area, m2
efficiency of PV hydrogen production system is calculated as C concentration factor
ranging between 1.04 and 1.05, and is shown in Fig. 8. A lower DP depletion factor
value of sustainability index can be seen in same figure. It is _
Ex exergyrate, W
due to the lower value of exergy efficiency of the system FF fill factor
which in turn is a result of low exergy efficiency of PV unit. It FR efficiency factor
is clear from Figs. 7 and 8 that to improve the sustainability HHVH2 higher heating value of Hydrogen, 39.4 kWh/kg
index one has to improve the exergy efficiency of the system. I current, A
It can be done by system modifications and proper imple- It intensity of total solar radiation, W/m2
mentation and use of a particular technology. A comparison m _ mass flow rate, kg/s
of sustainability index of both systems is shown in Fig. 9. It is P power, W
clear from the same figure that the sustainability index of Q_ thermal energyrate, W
solar thermal hydrogen system is higher as compared to the SI sustainability index
PV hydrogen production system as former has higher exergy T temperature,  C
efficiency. UL heat transfer coefficient from absorber
surface to ambient, W/m2 K
V voltage, V
W_ shaft work, W
5. Conclusions
Greek letters
In the present study, various types of solar hydrogen a absorptivity
production systems are discussed. Two routes of hydrogen e emmisivity
production namely PV and solar thermal systems are studied h energy efficiency, %
for their performance based on energy and exergy analysis r reflectivity
and sustainability index. A case study is presented to apply s StefaneBoltzmann constant, 5.67  108 W/m2 K4
the analysis to evaluate the above said parameters. The s torque, Nm
exergy efficiency of the concentrating collector is an impor- J exergy efficiency, %
tant parameter to evaluate the exergy efficiency of the solar u rotations per minute, rpm
thermal hydrogen production system as it fluctuates with the
intensity of solar radiation. Similarly, the exergy efficiency of Subscripts
PV panel also fluctuates with the intensity of solar radiation a ambient
and ambient temperature, therefore making it a critical A absorber
parameter for the exergy efficiency calculation of the PV C collector
hydrogen production system. Design modifications and CR charge regulator
proper implementation and use of respective technologies D destruction
may enhance the exergy efficiency of the system. Some EL electrolyser
concluding remarks are as follows. E electrical
i n t e r n a t i o n a l j o u r n a l o f h y d r o g e n e n e r g y 3 6 ( 2 0 1 1 ) 1 1 2 4 6 e1 1 2 5 7 11257

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