Anda di halaman 1dari 18

Review Article

Brain Circuitry
Address correspondence to
Dr John H. Peever,
Department of Cell and
Systems Biology, University of

Controlling Sleep and Toronto, 25 Harbord St,


Toronto, ON M5S 3G5, Canada,
john.peever@utoronto.ca.

Wakefulness Relationship Disclosure:


Dr Horner has received
personal compensation for
serving as a consultant for
Richard L. Horner, PhD; John H. Peever, PhD Dairy Farmers of Canada
and Viord Inc and receives
royalties from BookBaby for
his book, The Universal
ABSTRACT Pastime: Sleep and Rest
Purpose of Review: This article outlines the fundamental brain mechanisms that Explained. Dr Horner has
control sleep-wake patterns and reviews how pathologic changes in these control received grants from Canada
Research Chair (950-229813),
mechanisms contribute to common sleep disorders. the Canadian Institutes of
Recent Findings: Discrete but interconnected clusters of cells located within the Health Research (MT-15563),
brainstem and hypothalamus comprise the circuits that generate wakefulness, nonYrapid and the National Sanitarium
Association Innovative
eye movement (non-REM) sleep, and REM sleep. These clusters of cells use specific Research Program (00144051).
neurotransmitters, or collections of neurotransmitters, to inhibit or excite their respective Dr Peever has received grant
sleep- and wake-promoting target sites. These excitatory and inhibitory connections support from the Canadian
Institutes of Health Research.
modulate not only the presence of wakefulness or sleep, but also the levels of arousal Unlabeled Use of
within those states, including the depth of sleep, degree of vigilance, and motor activity. Products/Investigational
Dysfunction or degeneration of wake- and sleep-promoting circuits is associated with Use Disclosure:
Drs Horner and Peever report
narcolepsy, REM sleep behavior disorder, and age-related sleep disturbances. no disclosures.
Summary: Research has made significant headway in identifying the brain circuits that * 2017 American Academy
control wakefulness, non-REM, and REM sleep and has led to a deeper understanding of Neurology.
of common sleep disorders and disturbances.

Continuum (Minneap Minn) 2017;23(4):955972.

INTRODUCTION sleep, the other being sleep intensity.


From birth until death, the human Sleep intensity, or depth, is commonly
brain spends one or more periods of measured as the difficulty in waking
each 24-hour day in wakefulness and someone up from sleep in response to
the remaining hours in sleep. Differ- a given stimulus, such as an auditory
ent people sleep different amounts tone. Such an index of sleep depth is
(typically 7 to 9 hours per day) to correlated with the prominence of
equip them with optimal alertness, high-voltage slow waves in the EEG.
attention, performance, and executive Based on the distribution of sleep
function. Figure 1-1 summarizes the stages throughout the night, normal
recommendations for sleep time du- sleep is typically characterized by:
rations across the life span based on (1) deep nonYrapid eye movement
an extensive literature review by a (non-REM) sleep predominating at
panel of scientists and clinicians.1 the beginning of the night, (2) lighter
The physiologic and neurobiological non-REM sleep and increasing in-
mechanisms that influence the timing trusions of wakefulness toward the
of sleep onset and offset are intro- end of the night, and (3) increasing
duced in this article. REM sleep amounts and intensity
Sleep duration is one of the two throughout the night. The brain mech-
major components underlying optimal anisms that generate these states of

Continuum (Minneap Minn) 2017;23(4):955972 ContinuumJournal.com 955


Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.
Sleep and Wakefulness

FIGURE 1-1 Sleep amounts across the human life span. According to a report by the National Sleep Foundation,
recommended amounts (hours) of sleep are shown for each age range and are arranged in the following
categories: recommended, may be appropriate, and not recommended.

Data from Hirshkowitz M, et al, Sleep Health.1 sleephealthjournal.org/article/S2352-7218%252815%252900015-7/fulltext.

KEY POINTS wakefulness, non-REM, and REM sleep influence specific components of sleep
h Different people sleep are the major focus of this article, behavior. Examples of such drugs and
different amounts, but which serves as a key to understanding their mode of action on aspects of the
normal healthy adults
where the breakdown or pathophysio- sleep-wake circuitry will be discussed
generally sleep between
logic changes occur in the different in appropriate sections of this review.
7 and 9 hours per day.
However, daily sleep
sleep disorders. Individuals experience what would
times vary among be classified as normal sleep behavior
people and across their
BRAIN MECHANISMS OF when the activity of these cell clusters
life spans. WAKEFULNESS AND SLEEP and circuits change in a normally
h Cell groups located Several discrete clusters of cells exist coordinated sequence in time and
primarily in the in distinct regions of the brain that place within the brain. However, sleep
brainstem and together comprise the interconnected disorders are common and varied.2,3
hypothalamus function circuits generating the states we recog- Suboptimal timing or quality of sleep
to drive the individual nize as wakefulness, non-REM sleep, can occur as a result of two major
behavioral states of and REM sleep. These interconnecting factors that are not mutually exclusive:
sleep and wakefulness. clusters of brain cells use individual (1) a primary sleep disorder (eg, insom-
These cell groups are neurotransmitters, or collections of nia, narcolepsy, restless legs syndrome,
mutually connected neurotransmitters, to inhibit or excite sleep-related breathing problems, and
and use specific their target sites. These excitatory and circadian rhythm sleep-wake disor-
neurotransmitters to
inhibitory connections modulate not ders) or (2) lifestyle influences (eg,
promote each brain
only the presence of wakefulness or phase shifts due to occupational or
state by either inhibiting
or activating their
sleep per se, but also the levels of recreational activities such as shift work,
respective target sites. arousal within those states, including lack of exposure to direct sunlight, or
the depth of sleep, degree of vigilance, extended nocturnal exposure to artifi-
and motor activity. Some commonly cial light).
used drugs modulate these excitatory Each of these sleep disorders is intro-
and inhibitory connections and thus duced and explained in subsequent
exert alerting or sedating properties or articles in this issue. However, two

956 ContinuumJournal.com August 2017

Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.


KEY POINTS
important overarching principles are cordingly, this article first introduces h Sleep is optimized when
outlined in this introductory discussion the brain mechanisms that generate the sleep period is
on sleep neurobiology and physiology the states of wakefulness and sleep. The aligned with an
that relate to sleep disorders: article then focuses on sleep disorders individuals circadian
1. Sleep is best optimized when the (narcolepsy and RBD) to highlight how body clock.
sleep period is appropriately current research findings are identifying h Diffuse circuits located
aligned with an individuals the pathophysiologic underpinnings of in the brainstem,
circadian body clock (ie, when the mechanisms and management of hypothalamus, and
the sleep type is aligned with such disorders. basal forebrain
chronotype). Misalignment or contain glutamate,
mismanagement of this optimal Wakefulness-Generating norepinephrine,
relationship can result in Circuits histamine, serotonin,
Several neuronal groups contribute to dopamine, and orexin,
experiences of poor sleep quality,
the brain activation of wakefulness, which serve to promote
inappropriate sleepiness, and
wakefulness.
sleep initiation or maintenance which is characterized by low-voltage
insomnia. Such misalignment and fast-wave EEG activity and rest-
occurs in shift work sleep ing postural motor tone in the EMG.
disorder, advanced or delayed Lesions or degeneration of the ascend-
sleep-wake phase disorders, ing projections of the arousal circuits
and irregular sleep-wake can produce excessive sleepiness and
phase disorder.2 are thought to underlie the outbreak of
2. Sleep parasomnias are best encephalitis lethargica in the 1920s.7,8
explained by the basic premise Drug-induced modulation of these
that sleep and wakefulness are circuits facilitates sedation and sleep.
not mutually exclusive states and Of significance to the initial discus-
can dissociate. Such dissociation sion of wakefulness-generating systems
can result in components of are the neuronal groups containing
behaviors that are normally norepinephrine, histamine, serotonin,
associated with wakefulness and dopamine (Figure 1-2A). Because
temporarily overlapping with of commonalities in the chemical
sleep.4,5 Such overlap causes a structure of these neuromodulators,
class of sleep disorders that are they are collectively grouped under
classified as the parasomnias the term monoamines. Other cell
and defined as behaviors or groups also contribute to the activated
experiences intruding into brain state of wakefulness. Accordingly,
sleep.2,6 This overlap of waking orexin (hypocretin), acetylcholine, and
and sleep behaviors/experiences glutamate-containing cell groups are
produces identifiable and discrete also introduced in this section.
clinical parasomnias (eg, REM Norepinephrine-containing neu-
sleep behavior disorder [RBD], rons of the locus coeruleus in the
hypnagogic hallucinations, dorsal pons have widespread projec-
sleep paralysis, somnambulism, tions throughout the brain, includ-
somniloquy, sleep terrors, ing the forebrain and cerebral cortex,
and bruxism).2 in addition to brainstem arousal and
Overall, understanding how normal autonomic systems (Figure 1-2A). Their
sleep-wake behavior is generated is activation contributes to attention, cor-
a prerequisite to understanding the tical arousal, as well as autonomic
pathophysiology underlying the spec- activation to support these processes.
trum of clinical sleep disorders. Ac- Correspondingly, the activity of locus

Continuum (Minneap Minn) 2017;23(4):955972 ContinuumJournal.com 957


Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.
958
ContinuumJournal.com
Sleep and Wakefulness

FIGURE 1-2 Hypothesized circuits underlying wakefulness, nonYrapid eye movement (non-REM) sleep, and REM sleep. A, Diffuse circuits located throughout the
brainstem, hypothalamus, and basal forebrain promote wakefulness. Wakefulness-promoting cells located in the parabrachial nucleus (PBN; glutamate),
locus coeruleus (LC; norepinephrine), laterodorsal tegmental nuclei (LDT), pedunculopontine tegmental nuclei (PPT; acetylcholine), tuberomammillary
nucleus (TMN; histamine), dorsal raphe nucleus (serotonin), ventral tegmental area and periaqueductal gray (VTA/vPAG; dopamine), and lateral hypothalamus (LH; orexin
[ORX]; melanin-concentrating hormone [MCH]) project to the thalamus, basal forebrain (BF), or cortex to support arousal. B, +-Aminobutyric acid (GABA) and
galanin-containing cells in the ventrolateral preoptic (VLPO) area and GABA cells in the parafacial zone (PZ) of the brainstem function to promote non-REM sleep.
VLPO neurons induce non-REM sleep by projecting to and inhibiting the cell circuits that promote wakefulness (A). GABA cells in the PZ also promote non-REM sleep by
inhibiting wakefulness-promoting neurons in the parabrachial nucleus. C, Circuits that promote REM sleep and REM sleep paralysis are located in the brainstem. Glutamate
cells in the subcoeruleus nucleus (SubC) project to and excite GABA and glycine (Gly) cells in the ventromedial medulla (VMM), which, in turn, project to somatic motor

Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.


neurons to cause REM sleep paralysis (atonia). These same cells also participate in controlling the timing of REM sleep itself. They do this, in part, by projecting to the
basal forebrain, which causes the cortical activation that defines the brain arousal state during REM sleep. Cholinergic cells in the PPT and LDT also communicate with the
SubC to impact REM sleep timing and control. Importantly, REM sleep is suppressed by GABA cells in the ventrolateral periaqueductal gray (vlPAG) that project to and inhibit
the glutamate cells in the SubC that promote REM sleep.

Ach = acetylcholine; DA = dopamine; GABA = +-aminobutyric acid; Glut = glutamate; HIS = histamine; NE = norepinephrine; 5-HT = 5-hydroxytryptamine.

August 2017
coeruleus neurons is maximal in wake- neurons (ie, wakefulness greater than
fulness, declines in non-REM sleep, and non-REM sleep, with minimal activity
is minimal in REM sleep. Stimulant in REM sleep for noradrenergic, hista-
medications (eg, methylphenidate, am- minergic, and serotonergic neurons).
phetamines) facilitate noradrenergic The activity of dopaminergic neurons
projections to promote alertness in has not been as well documented as
patients with hypersomnia disorders. noradrenergic and serotonin systems,
Histamine-containing neurons in the but recent photometry studies indi-
tuberomammillary nucleus of the caudal cate that dopamine cells in the ventral
hypothalamus contribute to brain arousal tegmental area are most active in
via excitatory projections to the basal wakefulness and REM sleep and are
forebrain, cerebral cortex, and brainstem. least active during non-REM sleep.
The tuberomammillary nucleus is the one Activation of these neurons promotes
major source of brain histamine and has wakefulness, whereas their inactiva-
widespread projections throughout the tion promotes sleep.9
central nervous system (Figure 1-2A). Orexin-containing neurons located
The activity of histaminergic neurons is in the lateral hypothalamus also have
maximal in wakefulness, declines in widespread projections to the brain-
non-REM sleep, and is minimal in REM stem, thalamus, hypothalamus, and
sleep. Through this organization and cerebral cortex. The strongest projec-
activity profile, antihistamines that pene- tions are to the locus coeruleus. The
trate the blood-brain barrier promote activity of orexinergic neurons is maxi-
drowsiness and sleep. mal in periods of wakefulness asso-
Two major collections of serotonin- ciated with overt movements and
containing neurons exist: (1) rostral motor activation and declines to minimal
groups in the pons known as the dorsal levels in non-REM sleep and REM sleep
raphe nuclei, and (2) caudal groups without muscle twitches (ie, periods
in the medulla known as the caudal identified as tonic REM sleep). Loss of
raphe nuclei. The pontine dorsal raphe orexin (hypocretin) neurons is involved
serotonergic neurons project to the in the clinical signs and symptoms of
cortex and contribute to brain arousal narcolepsy and cataplexy. Although
(Figure 1-2A), whereas the medullary modafinil is a widely prescribed stimu-
caudal raphe group primarily projects lant and is prescribed for patients with
to the brainstem and spinal cord and narcolepsy, its mode of action is not well
facilitates autonomic and motor func- understood. Studies in preclinical animal
tions to support waking activities. models, however, have shown that
Correspondingly, the activity of seroto- modafinil increases immediate early
nergic neurons is maximal in wakeful- gene (c-Fos) expression in orexin (hypo-
ness, declines in non-REM sleep, and is cretin) cells indicative of neuronal acti-
minimal in REM sleep. vation and increases dopamine levels.
Dopamine-containing neurons of The two major collections of
the ventral tegmental areas and acetylcholine-containing neurons are
periaqueductal gray project to the (1) a basal forebrain group, and (2)
striatum and frontal cortex. Activation two pontine groups, which include the
of these dopamine-containing neu- laterodorsal tegmental and pedunculo-
rons is relevant to arousal and move- pontine tegmental nuclei (Figure 1-2A).
ment, but recordings from these The basal forebrain cholinergic group
neurons show that their activity profile projects to the cortex and promotes
is unlike the other monoaminergic cortical arousal and attentive states,
Continuum (Minneap Minn) 2017;23(4):955972 ContinuumJournal.com 959
Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.
Sleep and Wakefulness

KEY POINT
h The switch from whereas the pontine groups project to non-REM sleep and lowest in wakeful-
wakefulness into the thalamus and also facilitate cortical ness, with maintained (or modestly
nonYrapid eye arousal. Importantly, two subpopula- reduced) activity in REM sleep. These
movement sleep is tions of pontine cholinergic neurons sleep-active cell groups synthesize
facilitated and are identifiable from their activity pro- and secrete the inhibitory amino acid
maintained by a group files. One group of cells has maximal +-aminobutyric acid (GABA) and the
of neurons that inhibit activity in both wakefulness and REM neuropeptide galanin (Figure 1-2B).
arousal-promoting sleep, facilitating low-voltage and fast- Overall, the high-voltage and slow-
circuits. +-Aminobutyric wave EEG activity common to both wave EEG activity that occurs in
acidYcontaining cell states. The second group has minimal non-REM sleep is generated by a
groups located in the
activity in both wakefulness and non- combination of two factors: (1) inhibi-
ventrolateral preoptic
REM sleep and has maximal activity in tion of the ascending brain arousal
area and medullary
parafacial zone function
REM sleep that is largely responsible for systems by the descending projec-
to promote and stabilize the activated brain state of REM sleep; tions of these sleep-active GABA and
nonYrapid eye the contribution of the monoaminergic galanin-containing inhibitory neurons
movement sleep. and orexinergic neurons to the EEG and (2) activation of cortically projecting
activation of REM sleep is minimal, as inhibitory neurons.
those neuronal groups are effectively Importantly, these inhibitory sleep-
silent in REM sleep. active +-aminobutyric acidYmediated
The excitatory amino acid glutamate (GABA-ergic) cell groups receive in-
is present in neuronal groups through- hibitory inputs from neurons of the
out the pons and midbrain reticular ascending arousal system. Through
formation. Glutamate is also present as this organization, they are minimally
a cotransmitter in most of the neuronal active in wakefulness and states of
groups projecting to the brainstem, heightened arousal. Likewise, these
thalamus, hypothalamus, and cerebral inhibitory GABA-ergic sleep-active cell
cortex. The activity of the pontine and groups project to, and inhibit, all the
midbrain reticular neurons is typically neuronal groups involved in arousal. The
maximal in wakefulness and minimal in inhibitory non-REM sleepYgenerating
non-REM sleep, with similar (or in- system initiates and sustains sleep and
creased) levels in REM sleep. Recently, inhibits arousal once these cell groups
glutamatergic neurons in the pararachial are released from inhibition and be-
nucleus have been shown to signifi- come active at sleep onset. This arrange-
cantly contribute to behavioral respon- ment of reciprocal inhibition between
siveness and activated cortical activity via arousal and non-REM sleepYgenerating
a relay involving the basal forebrain and neuronal systems has been termed the
lateral hypothalamus (Figure 1-2A).10,11 sleep-wake switch.8,12
However, the control of non-REM
NonRapid Eye Movement sleep also appears to be modulated by
Sleep-Generating Circuits circuits in the brainstem. Using opto-
Non-REM sleep is facilitated and genetic and chemogenetic methods,
maintained by a group of neurons that Anaclet and colleagues13 showed that
inhibit the brain-arousal systems of direct activation of GABA-ergic neu-
wakefulness (Figure 1-2B). The major rons in the medullary parafacial zone
non-REM sleepYgenerating cell groups can rapidly induce non-REM sleep
are located in the ventrolateral pre- (Figure 1-2B). Parafacial zone neurons
optic area, anterior region of the hypo- monosynaptically innervate and re-
thalamus, and the basal forebrain and lease GABA onto parabrachial neu-
have activity levels that are maximal in rons, which, in turn, project to and
960 ContinuumJournal.com August 2017

Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.


release glutamate onto magnocellular of the sleep-active GABA-ergic neurons,
basal forebrain neurons. In addition to thus promoting sleepiness as well as
GABA/galanin ventrolateral preoptic fragmentation of wakefulness and sleep
cells, GABA-ergic parafacial zone neu- in patients with narcolepsy.
rons also appear able to trigger non- Coordinating influence of the cir-
REM and slow-wave activity. cadian timing system. A question that
arises concerning the sleep-wake
Organization of the Sleep-Wake switch is what causes the change in
Switch balance and a sudden switch in brain
The arrangement of reciprocal inhibi- state at night and in the morning? The
tion between the arousal and non- answer relates to the first overarching
REM sleepYgenerating circuits results principle of sleep-wake physiology:
in sustained periods of sleep and Sleep is best optimized when the sleep
wakefulness that are coordinated and period is appropriately aligned with an
consolidated to appropriate periods individuals circadian body clock.
across the day. In short, the arousal In an average adult, a decline in
neurons reinforce their own activation body temperature at night (usually
by inhibiting sleep neurons, thus around 10:00 PM to 11:00 PM) pre-
facilitating consolidated periods of cipitates optimal and typical sleep
wakefulness appropriate for optimal onset, with most individuals reporting
behaviors and cognition. Likewise, that they find it difficult to fall asleep
sleep-active GABA neurons reinforce earlier than this time frame, and that it
their own activation by inhibiting arousal is harder to stay awake after this time.
neurons, thus facilitating consolidated Likewise, a rise in body temperature
periods of sleep appropriate for op- in the morning (around 6:00 AM to
timal behavior and cognition in subse- 7:00 AM) in an average individual
quent wakefulness. triggers normal awakening and alert-
This mutually inhibitory organiza- ness, with individuals commonly
tion of the sleep-wake switch also reporting that they find it difficult to
provides a degree of resistance to wake up earlier than this time and to
changes in the sleep-wake state when stay asleep after this time. Other
one side of the switch is active. This individuals who are early birds or
steadiness and resistance to change night owls, or patients diagnosed with
when one side of the switch is active advanced or delayed sleep-wake phase
thus provides for consolidated periods disorder, have either advanced or de-
of sleep at night and wakefulness layed sleep onset and offset times, as
during the day (ie, the sleep-wake their circadian body temperature cycles
switch is stable in either position). are further advanced or delayed com-
Neurodegeneration or lesions impact- pared to that of the average person.
ing some components of the sleep- A major reason that self-selected
wake switch can destabilize it. For sleep phase is strongly linked to the
example, loss of orexin (hypocretin) body temperature cycle is because
neurons in patients with narcolepsy body temperature has significant ef-
reduces excitation of the arousal neu- fects on the position of the sleep-wake
rons, particularly of the locus coeruleus, switch. The circadian-mediated de-
which receives the densest innervation. cline in body temperature at night
This effectively unbalances the sleep- activates sleep-active GABA neurons,
wake switch by both reducing levels of thus promoting sleep via a change in
arousal, as well as removing inhibition position of the sleep-wake switch.
Continuum (Minneap Minn) 2017;23(4):955972 ContinuumJournal.com 961
Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.
Sleep and Wakefulness

KEY POINT
h Commonly used drugs This body temperatureYmediated acti- In summary, when sleep phase is ap-
can flip the sleep-wake vation of sleep-active GABA neurons propriately aligned with an individuals
switch toward alertness also leads to inhibition of the arousal body clock, then sleep timing, duration,
or sedation. For example, circuits via the reciprocal inhibition, and consolidation are all optimized. In
drugs that bind to resulting from the organization of the contrast, when the sleep phase is in-
+-aminobutyric acid A sleep-wake switch. The decline in body appropriately aligned with an individ-
receptors promote temperature at night therefore pro- uals body clock, then sleep timing,
neuronal inhibition and motes sleep initiation and mainte- duration, and consolidation are sub-
sleepiness, whereas nance by tipping the balance of the optimal. Under such conditions, sleep
caffeine promotes sleep-wake switch simultaneously both initiation or maintenance insomnia and
wakefulness by
away from arousal and toward sleep. sleep fragmentation are typically reported.
antagonizing adenosine
Likewise, the circadian-mediated rise Effects of drugs on the sleep-wake
receptors that suppress
sleep induction circuitry.
in body temperature in the morning in- switch. Commonly used drugs can also
hibits sleep-active GABA neurons, thus flip the sleep-wake switch toward alert-
promoting wakefulness via a reversal ness or sedation. For example, a variety
of the position of the sleep-wake of drugs bind to the GABA-A receptor
switch, and also leads to activation of and enhance the effects of GABA,
the arousal circuits. The rise in body thereby promoting neuronal inhibition
temperature in the morning therefore and sleepiness. Such drugs include the
promotes the normal initiation of awak- benzodiazepines, imidazopyridines (ie,
ening by tipping the balance of the the nonbenzodiazepine sedative hyp-
sleep-wake switch simultaneously both notics), barbiturates, some IV and
toward arousal and away from sleep. inhalational anesthetics (eg, propofol
Self-selected sleep phase and opti- and isoflurane), and ethanol. Because
mal timing of sleep are strongly linked of the anatomic arrangement of recip-
to the circadian body temperature rocal inhibition between the arousal
cycle. The relationship of optimal and sleep-generating circuits in the
sleep phase to the body temperature sleep-wake switch, all of these GABA-
cycle persists, regardless of an individ- ergic agents effectively flip the switch
uals chronotype (ie, whether their toward sedation and, at the same time,
chronotype fits with being an early away from arousal. However, because
bird or a night owl, having an average of widespread inhibitory influences
bedtime and waking schedule, or of GABA-A receptor stimulation also
having advanced or delayed sleep- contained within the respiratory net-
wake phase disorders). In each case, work, an attendant risk exists of re-
sleep onset is facilitated when an indi- spiratory depression, hypoventilation,
viduals body temperature declines and asphyxia following administration
because of their circadian rhythm, of GABA-mimetic drugs, as well as a
regardless of actual time of day, and, lack of compensatory respiratory and
likewise, arousal is facilitated because arousal responses to that depression.14
of the circadian-mediated rise in body Development of antagonists for the
temperature, again regardless of actual orexin (hypocretin) peptides also of-
time of day. For example, despite a fers a promising avenue for drug
night of shift work, people often development for insomnia, as well as
report difficulty initiating and sustain- providing for brain sedation with re-
ing sleep the next day because the duced risk of respiratory depression
circadian variations in body tempera- due to the lack of direct effects of the
ture are not fully adjusted to the orexinergic antagonists on the GABA-
schedule (ie, similar to jet lag). ergic system.15
962 ContinuumJournal.com August 2017

Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.


Caffeine is also widely used as a and arousal responses to acute respira-
stimulant and acts as an adenosine tory distress can predispose infants to
receptor antagonist. Adenosine is re- increased risk of life-threatening events
leased from neurons and glia, and at night and sudden infant death
adenosine levels increase as a function syndrome.19 Repeated exposure to
of cellular metabolism and rise during intermittent hypoxia can also cause
the day. Adenosine inhibits wake- degeneration of noradrenergic locus
active neuronal groups, and blockade coeruleus neurons, thus predisposing
of this inhibition with caffeine pro- individuals to the risks of deteriorating
motes brain arousal and effectively respiratory and arousal responses to
tips the sleep-wake switch toward asphyxia and of respiratory failure.20
arousal. Other central nervous system
stimulants include amphetamines and Rapid Eye Movement
cocaine, and these increase the syn- SleepGenerating Circuits
aptic concentrations of monoamines REM sleep is a state accompanied by
by blocking reuptake and increasing dreaming, heightened brain neural ac-
exocytosis. Administration of these tivity, paralysis of the skeletal muscula-
drugs further tips the sleep-wake ture (although the diaphragm is spared
switch toward heightened arousal. this inhibition), heightened respiratory
Melatonin is a commonly used over- and cardiovascular variability, and de-
the-counter sleep aid, but this drug pressed respiratory responses to hyp-
may not exert direct influence on the oxia and hypercapnia.14,21 Disorders in
sleep-wake circuitry. Instead, melato- discrete components of the REM sleep
nin is a marker of, and is strongly circuitry can lead to distinct clinical
aligned to, the circadian timing system. motor disorders and parasomnias.22,23
The appropriately timed administra- REM sleep is present in homeotherms
tion of melatonin can be used to phase (ie, mammals and birds), but some
shift the circadian timing system16 and, mammals (eg, the permanently aquatic
by so doing, can entrain circadian cetaceans such as whales and dol-
rhythms.15 This effect of melatonin phins) have no identifiable REM sleep
can explain improved sleep observed to no apparent detriment. The under-
in individuals with disrupted circadian standing of circuits generating REM
rhythms.15 sleep, which has undergone major
Effects of physiologic stressors on revisions in recent years, is introduced
the sleep-wake switch. Sleep-related below before discussion of associated
breathing disorders are common and clinical problems.
lead to recurrent episodes of asphyxia Two major circuits are involved in
and sleep disturbance. The hypercapnic REM sleep generation, and their es-
and hypoxic stimuli lead to activation of sential elements include interactions
respiratory neurons in an attempt to between (1) GABA and glutamatergic
increase lung ventilation and correct neurons and (2) monoaminergic and
the asphyxia, and these stimuli also lead cholinergic neurons (Figure 1-2C).24
to activation of brainstem arousal neu- The critical REM sleepYgenerating re-
rons to trigger arousal from sleep.14 gion is located in the dorsal pons, and
Noradrenergic locus coeruleus neu- activation of this region produces the
rons and serotonergic raphe neurons defining signs of REM sleep, including
have been strongly implicated in these low-voltage and fast-wave EEG activity
responses.17,18 Developmental abnor- and muscle atonia due to active sup-
malities in the integrated respiratory pression of postural motor tone.
Continuum (Minneap Minn) 2017;23(4):955972 ContinuumJournal.com 963
Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.
Sleep and Wakefulness

KEY POINTS
h Rapid eye movement In the GABA and glutamatergic snoring, hypoventilation, and obstruc-
sleep and its cardinal mechanism of REM sleep generation, tive sleep apnea. However, the pe-
features (ie, cortical activation of pontine glutamatergic neu- riods of major suppression of upper
activation and muscle rons of the subcoeruleus nucleus (also airway muscle activity that occur in
atonia) are generated by known as the sublaterodorsal tegmental REM sleep do not seem to involve the
+-aminobutyric acid, nucleus) leads to REM sleep. These same mechanism as for the suppres-
glutamate, and glutamatergic cells become active to sion of spinal motor activity. For
cholinergic neurons generate REM sleep when they are example, the tongue musculature is
located in the released from inhibition by pontine suppressed through two additional
brainstem. GABA-ergic neurons located in the ven- processes in REM sleep: first, with
h Identification of the trolateral periaqueductal gray and lateral withdrawal of excitation (ie, a process
brain circuits that pontine tegmentum (Figure 1-2C).25,26 of disfacilitation) mediated principally
control wakefulness and In the monoaminergic and cho- by reduced monoaminergic and glu-
sleep has led to a linergic explanation of REM sleep tamatergic inputs to the hypoglossal
deeper understanding
generation, decreased activity of the motor pool, and, second, with recruit-
of several sleep
monoaminergic cell groups preceding ment of REM sleep inhibition mediated
disorders.
and during REM sleep withdraws inhi- by a muscarinic receptor mechanism
h Narcolepsy is caused by bition of pontine cholinergic neurons. linked to a G proteinYcoupled inwardly
loss of hypothalamic
This withdrawal leads to increased rectifying potassium channel.
orexin cells and is
acetylcholine release into the pontine
characterized by
reticular formation that promotes en- DYSFUNCTION OF SLEEP-WAKE
excessive sleepiness,
try into REM sleep.27,28 CIRCUITRY UNDERLIES SLEEP
disturbed rapid eye
movement sleep, sleep The core circuit necessary for gen- DISORDERS
paralysis (atonia), erating REM sleep involves the GABA- Investigation of the fundamental brain
and hypnagogic glutamate circuit. 22,24 Cholinergic mechanisms underlying sleep-wake
hallucinations. activity arising from interactions with- control has laid the foundation for
in the monoaminergic-cholinergic cir- understanding the pathophysiology of
cuit appears to serve an accessory role several sleep disorders. Breakdown
in REM sleep generation, reinforcing in sleep-wake circuits and the commu-
transitions into REM sleep from non- nication between them contributes
REM sleep.24 Resolution of this REM to both narcolepsy and REM sleep
sleepYgenerating circuitry and the pri- behavior disorder. Changes in the
macy of one mechanism over another circuits controlling non-REM sleep
is an active area of research.24,28 A lead to degeneration of normal sleep-
recent study also identified GABA cells wake patterns that occur with age and
in the medial medulla as potential in Alzheimer disease.
players in REM sleep modulation.29
Spinal motor activity in REM sleep Narcolepsy
is suppressed through recruitment Narcolepsy is a debilitating sleep dis-
of descending neural circuits that order that can impair a persons ability
involve glycine (principally) and GABA to work, socialize, and drive safely.
(Figure 1-2C). Disruption of this de- Narcolepsy is caused by loss of hypo-
scending spinal motor inhibitory path- thalamic orexin cells and is character-
way can lead to RBD. Suppression of ized by excessive sleepiness, disturbed
motor activity in the muscles sur- REM sleep, sleep paralysis (atonia),
rounding the upper airway during and hypnagogic and hypnopompic hal-
physiologic atonia in REM sleep can lucinations. Another common symptom
lead to periods of upper airway of narcolepsy is cataplexy, which is the
narrowing and collapse, resulting in involuntary onset of skeletal muscle
964 ContinuumJournal.com August 2017

Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.


KEY POINT
paralysis or weakness during otherwise plexy and REM sleep.30Y32 Muscle h Cataplexy may be
normal wakefulness; these attacks are stretch and monosynaptic H reflexes caused by inappropriate
debilitating for patients because they are absent during both cataplexy and recruitment of circuits
leave the affected individual conscious REM sleep.33,34 Neuroimaging studies that generate rapid
but unable to move and create risk for in patients with narcolepsy and elec- eye movement sleep
falls and injury. The neural mechanisms trophysiologic recordings from iso- paralysis.
that trigger cataplexy are unclear, but it lated neurons in narcoleptic dogs show
is hypothesized that it results from that the brainstem circuitry involved in
intrusion of normal REM sleep paralysis REM sleep has similar activity during
into wakefulness (Case 1-1). both REM sleep and cataplexy.35Y38 For
Our understanding of the mecha- example, in narcoleptic dogs, cells in
nisms of REM sleep is helping to the locus coeruleus (a brainstem re-
identify some of the potential causes gion involved in REM sleep control)
of cataplexy. Converging lines of evi- abruptly cease firing during both REM
dence suggest that cataplexy and REM sleep and cataplexy,39 and cells in the
sleep share a common neural mecha- medullary gigantocellular nucleus (a
nism. For example, tricyclic antide- region critical for promoting REM
pressants, which are used to alleviate sleep paralysis) increase their activity
cataplexy, also suppress REM sleep, during both REM sleep and cataplexy.40
and rapid withdrawal of these drugs In addition, serotonin cells in the dorsal
causes large rebounds in both cata- raphe nucleus, which are associated

Case 1-1
A 17-year-old boy, who had been highly motivated and had excellent grades
in school, suddenly began experiencing relentless sleepiness. No matter how
much he slept, he continued to struggle to stay awake during the day,
although he felt refreshed immediately after awaking in the morning or
after a daytime nap. He also reported that his sleep was restless, and he
often experienced frequent nighttime awakenings. His persistent daytime
sleepiness and lack of vigilance began to impact his ability to study for
school, and his grades declined. He also reported that he would awaken
from vivid dreams but was unable to move for several seconds afterward
despite being awake and conscious. He also reported apparent vivid,
dreamlike hallucinations while dozing off to sleep on several occasions.
About a month after developing sleepiness, he experienced two episodes of
bilateral muscle weakness that caused him to suddenly slump down in his
chair despite remaining fully conscious. These attacks lasted about a minute
each and occurred while he was laughing heartily.
Comment. This is a typical account of narcolepsy. Many patients are
diagnosed in their teenage years, often after developing sleepiness and
restless nighttime sleep. Sleepiness persists despite increasing amounts of
nighttime sleep or after adding daytime naps to their sleep schedules.
Daytime sleepiness typically has a major impact on their daytime functioning.
Sleep paralysis (inability to move after waking from a dream) and hypnagogic
hallucinations (vivid dreamlike experiences while falling asleep) are also
common symptoms in narcolepsy. However, the tell-tale sign of narcolepsy is
cataplexy (the sudden onset of muscle weakness or paralysis following a very
humorous or emotionally charged situation). Narcolepsy results from death
of orexin (hypocretin) cells in the lateral hypothalamus.

Continuum (Minneap Minn) 2017;23(4):955972 ContinuumJournal.com 965


Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.
Sleep and Wakefulness

KEY POINTS
h Cataplexy attacks are with modulating behavioral arousal,41 lacking orexin.45 Furthermore, GABA-
usually triggered by also influence cataplexy. Restoration of ergic neurons in the amygdala send
strong positive emotions orexin receptors onto dorsal raphe descending projections to critical ele-
such as excited neurons in mice that lack these re- ments of sleep-wake circuitry, includ-
laughter, elation, or ceptors decreases cataplectic attacks in ing the locus coeruleus, the lateral
surprise, but they are this model of narcolepsy.42 pontine tegmentum, the ventrolateral
also associated with Some patients with narcolepsy re- periaqueductal gray, as well as the
negative emotions port hypnagogic hallucinations during subcoeruleus, which is a critical part
such as fear. cataplectic attacks, and some patients of the REM sleepYgenerating circuit.45
h The amygdala regulates enter REM sleep during cataplexy, However, one of the strongest asso-
emotions and is suggesting that such attacks result ciations between narcolepsy and the
activated during from inappropriate recruitment of REM dysfunction of sleep-wake circuits arises
cataplexy; therefore, it sleep circuits. Recent data show that from the fact that arousal-promoting
may play a central role cataplexylike attacks can be triggered in orexin neurons are lost in human nar-
in triggering cataplexy
orexin knockout mice (ie, narcoleptic colepsy and that loss of orexin and
attacks that occur in
mice) by activating the brainstem circuit orexin cells and mutation of orexin
response to strong
positive emotions.
(ie, the subcoeruleus nucleus) that receptors can trigger symptoms of nar-
controls REM sleep.43 This observa- colepsy in dogs and mice, which could
h Rapid eye movement tion suggests that cataplexy may result explain the profound sleepiness that
sleep behavior disorder
from pathologic recruitment of the defines narcolepsy.23 This concept is
is a parasomnia that is
characterized by
circuits that cause REM sleep paralysis, supported by multiple lines of experi-
excessive and elaborate and that muscle paralysis in REM sleep mental data showing that orexin cells
movements during rapid and cataplexy stem from a common are most active during wakefulness,
eye movement sleep. neural mechanism. and that their direct activation or
It is important to recognize that inactivation promotes arousal and
cataplexy attacks are usually triggered sleep, respectively.46 Another link be-
by strong positive emotions such as tween the orexin system and narcolepsy
excited laughter, elation, or surprise, stems from the fact that orexin neurons
but they are also associated with are highly responsive to strong positive
negative emotions such as fear. The emotions; therefore, the loss of these
association between emotion and cat- neurons in patients with narcolepsy
aplexy suggests that circuits regulating may destabilize the natural muscle
emotion may also play a role in regulation system within the brainstem
cataplexy control. The amygdala is a and allow positive emotions to trigger
brain structure that not only underlies motor paralysis.47,48
the processing of emotions, but is one
that has been associated with REM Rapid Eye Movement Sleep
sleep regulation44 and could therefore Behavior Disorder
be involved in controlling emotionally RBD is a parasomnia that is character-
triggered cataplexy. The link between ized by excessive and elaborate move-
the amygdala and cataplexy is sup- ments during REM sleep. Movements
ported by imaging studies showing in RBD range from simple motor
that the amygdala is activated during activity such as talking, shouting, and
cataplexy.36 In narcoleptic dogs, neu- limb jerking, to more complex move-
rons of the amygdala increase firing ments such as gesturing, punching, or
during cataplectic attacks.35 A recent kicking. Movements in RBD are often
study indicates that bilateral lesions of so violent that they cause injury to the
the amygdala significantly reduce the patient or their bed partner and can
frequency of cataplectic attacks in mice cause severe injuries (eg, lacerations or
966 ContinuumJournal.com August 2017

Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.


KEY POINTS
broken bones) that may require med- Studies indicate that RBD could h Rapid eye movement
ical treatment. RBD is a serious health be caused by degeneration of the sleep behavior disorder
problem because most patients even- circuits that control healthy REM sleep is the strongest
tually develop a neurodegenerative (Figure 1-2C).53 For example, experi- predictor of the onset
disease that is characterized by !- mentally induced lesions of the core of neurodegenerative
synuclein deposition.49 RBD is cur- REM sleep circuits, including the diseases, with more
rently the strongest predictor of the subcoeruleus nucleus and ventral me- than 80% of patients
onset of neurodegenerative diseases, dial medulla, cause RBD-like motor developing Parkinson
with more than 80% of patients devel- behaviors in cats, rats, and mice.54,55 disease, dementia with
oping Parkinson disease (PD), dementia This observation is in line with clinical Lewy bodies, or multiple
system atrophy.
with Lewy bodies, or multiple system neuroimaging studies and postmor-
atrophy. Therefore, identification of tem tissue analysis showing damage h Degeneration of rapid
prodromal neurodegeneration before or defects of the brainstem regions eye movement sleep
actual disease onset has major clinical that house REM sleep circuits in circuits in the brainstem
underlies the motor
implications. Scientifically, RBD pre- patients with RBD.49,56,57 However,
symptoms of rapid eye
sents a unique opportunity to study and perhaps most importantly, recent
movement sleep
the development of a neurodege- studies show that some patients with behavior disorder.
nerative syndrome from its prodromal RBD have Lewy bodies, neuronal loss,
stages and may be the ideal way to depigmentation, or gliosis within (or
develop neuroprotective therapies for near) the circuits that control normal
the prevention of ensuing degenerative REM sleep (eg, subcoeruleus, ventral
disorders.50 medial medulla, and pedunculopontine
The close association between RBD tegmental nucleus).49,58Y64 These find-
and the subsequent development of ings not only support the neuroimag-
synucleinopathies suggests that RBD ing findings of neuronal cell loss in
itself could result from a neurodegen- these areas associated with RBD path-
erative process. One possibility is that ogenesis,56,57 but they also substantiate
RBD arises from neurodegeneration of basic neuroscience data showing that
the circuits that control healthy REM lesions within the REM sleep circuits
sleep, and subsequent pathologies trigger RBD-like behaviors in animals.65Y68
develop as degeneration spreads ros- Therefore, one possibility is that RBD
trally. Although this idea remains is caused by degeneration of the core
speculative, it fits well with the classic circuits that control healthy REM sleep.
model of PD pathogenesis by Braak However, some forms of RBD prob-
and colleagues,51 which proposes that ably do not stem from neurodegenera-
neurodegeneration starts in the tive processes. For example, RBD also
brainstem before ascending rostrally can be triggered by brainstem tumors,
into the central nervous system struc- infarcts, and lesions.69,70 The location
tures associated with the classic motor of these lesions is typically confined
and cognitive features of PD. Clinical to brainstem regions associated with
data support this idea. For example, REM sleep control. RBD is also associ-
patients with RBD often exhibit PD- ated with alcohol withdrawal and is
like symptoms (eg, bradykinesia) be- common in long-term antidepressant
fore they are clinically diagnosed with users.71 RBD in these situations could
PD,52 suggesting that RBD and PD stem from a drug-induced imbalance in
symptoms stem from a common neuro- the normal biochemical mechanisms
degenerative process that potentially that control REM sleep. Data suggest
affects the caudal brainstem areas asso- that RBD could also result from distur-
ciated with REM sleep and movement. bances in the normal biochemical
Continuum (Minneap Minn) 2017;23(4):955972 ContinuumJournal.com 967
Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.
Sleep and Wakefulness

KEY POINT
h Loss of nonYrapid mechanisms that control REM sleep. trol, then a link should exist between
eye movement For example, pharmacologic blockade these disorders. In fact, RBD is com-
sleepYgenerating cells of either GABA/glycine or cholinergic mon in patients with narcolepsy. Ap-
in the ventrolateral inhibition results in enhanced motor proximately 45% to 61% of patients
preoptic area is activity during REM sleep,54,72,73 sug- who have narcolepsy with cataplexy
associated with sleep gesting that imbalances in the release (narcolepsy type 1) experience RBD.74
fragmentation during of these transmitters could facilitate Interestingly, patients with narcolepsy
aging, and more severe RBD-like movements. In addition, with cataplexy are more frequently
loss of ventrolateral overactivation of the red nucleus (a affected by RBD than those who have
preoptic cells is region that controls muscle twitches narcolepsy without cataplexy (narco-
associated with greater
during REM sleep) triggers excessive lepsy type 2). Also, RBD can be trig-
nonYrapid eye
movements during REM sleep in mice gered or aggravated by antidepressant
movement sleep
disturbance in patients
and rats. Together, these observations treatment in patients with narcolepsy
with neurodegenerative suggest that the exaggerated motor with cataplexy. In addition, many pa-
disorders. activity in patients with RBD can result tients with narcolepsy exhibit marked
from overexcitation of circuits gen- increases in overall levels of motor
erating twitches or breakdown of bio- activity during REM sleep, even if they
chemical mechanisms that normally do not experience frank RBD. There-
suppress motor activity in REM sleep. fore, one major commonality between
Another line of evidence sup- RBD and narcolepsy is abnormal motor
porting the claim that RBD could stem activity, with RBD resulting from loss of
from a biochemical imbalance in REM normal REM sleep paralysis, and cata-
control mechanisms comes from a plexy resulting from intrusion of REM
genetic study in mice.54 This study sleep paralysis into wakefulness. These
showed that RBD-like behaviors can clinical observations suggest that RBD
be triggered in transgenic mice with and narcolepsy may result from abnor-
deficient glycine and GABA transmis- mal control of the circuits that underlie
sion, which are not only key players in REM sleep, and particularly those that
promoting REM sleep paralysis, but are regulate REM sleep paralysis.
also important in controlling REM
sleep timing. Brooks and Peever54 Age-Related Sleep
found that impaired inhibitory trans- Disturbances
mission not only induced overt RBD- Investigation of the brain mechanisms
like motor behaviors (eg, chewing, face underlying non-REM sleep control has
grooming, running), but it also caused also improved our understanding of
mild sleep disturbances and cortical age-related changes in sleep. Dis-
EEG slowing, which are both findings turbed sleep is a common and trou-
in RBD. However, Brooks and Peever54 bling symptom associated with both
also found that RBD symptoms could normal aging and certain degenerative
be mitigated by treating mice with disorders such as Alzheimer disease.
either clonazepam or melatonin (two Multiple lines of data suggest that
effective treatments for RBD). These GABA- and galanin-containing cells in
findings suggest that impairments or the ventrolateral preoptic area play a
imbalances in central nervous system role in controlling non-REM sleep8
neurotransmission, particularly, in GABA (Figure 1-2B). For example, targeted
and glycine transmission, could con- lesions of ventrolateral preoptic cells
tribute to RBD pathogenesis. cause fragmented sleep in rodents,
If both RBD and narcolepsy arise and optogenetic activation of ventro-
from disturbances in REM sleep con- lateral preoptic cells induces non-REM
968 ContinuumJournal.com August 2017

Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.


sleep in mice. Recently, Lim and generated by GABA, glutamate, and
colleagues75 found that cell loss within cholinergic neurons located in the
the intermediate nucleus (the ven- brainstem (Figure 1-2C). However, it
trolateral preoptic homologue in remains unclear how these brainstem
humans) was correlated with sleep circuits communicate with the cell
fragmentation in elderly (approximately groups that initiate wakefulness and
89 years of age) individuals and those non-REM sleep. Identification of the
with Alzheimer disease. 75 Specifi- brain circuits that control wakefulness
cally, they found that individuals with and sleep has led to a deeper under-
more galanin-containing ventrolateral standing of several sleep disorders.
preoptic neurons had better sleep, Loss of orexin cells underlies the
whereas those with fewer ventrolateral sleepiness of narcolepsy, and pathologic
preoptic neurons had more fragmented recruitment of REM sleep-promoting
sleep patterns. This work suggests circuits is associated with cataplexy
that the ventrolateral preoptic area in in narcolepsy. Degeneration of REM
humans promotes non-REM sleep, and sleep circuits underlies motor symp-
that degeneration or neuronal loss in toms in RBD, whereas loss of non-REM
this critical area is associated with sleepYgenerating cells is associated
age-related changes in normal sleep with sleep fragmentation during aging
patterns in older adults, and that and neurodegenerative disorders.
greater ventrolateral preoptic cell loss
in neurodegenerative disorders may REFERENCES
result in more deranged non-REM 1. Hirshkowitz M, Whiton K, Albert SM,
et al. National Sleep Foundation sleep
sleep architecture. time duration recommendations:
methodology and results summary. Sleep
CONCLUSION Health 2015;1(1):40Y43. doi:10.1016/
j.sleh.2014.12.010.
Cell groups located primarily in the
brainstem and hypothalamus function 2. American Academy of Sleep Medicine.
International classification of sleep disorders.
to drive the individual behavioral states 3rd ed. Darien, IL: American Academy of Sleep
of sleep and wakefulness. These cell Medicine, 2014.
groups are mutually connected and 3. Colten H, Altevogt B. Sleep disorders
use specific neurotransmitters to pro- and sleep deprivation: an unmet public
mote each brain state by either in- health problem. Washington, DC:
Institute of Medicine. Committee on Sleep
hibiting or activating their respective Medicine and Research, Board on Health
target sites. Diffuse circuits that contain Sciences Policy, The National Academies
glutamate, norepinephrine, histamine, Press, 2006.
serotonin, dopamine, and orexin pro- 4. Avidan A. Non-rapid eye movement
parasomnias; clinical spectrum, diagnostic
mote wakefulness (Figure 1-2A). The features, and management. In: Kryger MH,
switch from wakefulness into non- Roth T, Dement WC, eds. Principles and
REM sleep is facilitated and main- practice of sleep medicine. St. Louis, MO:
tained by a group of neurons that Elsevier, Saunders, 2017:981Y992.

inhibit arousal-promoting circuits 5. Silber M, St. Louis E, Boeve B. Rapid eye


movement sleep parasomnias. In: Kryger M,
(Figure 1-2B). GABA-containing cell Roth T, Dement W, eds. Principles and
groups located in the ventrolateral Practice of Sleep Medicine. St. Louis, MO:
preoptic area and medullary parafacial Elsevier, Saunders, 2017:993Y1001.
zone function to promote and stabilize 6. Sateia M, Thorpy M. Classification of sleep
disorders. In: Kryger M, Roth T, Dement W,
non-REM sleep. REM sleep and its
eds. Principles and Practice of Sleep
cardinal features (ie, cortical activa- Medicine. St. Louis, MO: Elsevier, Saunders,
tion and muscle atonia) are primarily 2017:618Y626.

Continuum (Minneap Minn) 2017;23(4):955972 ContinuumJournal.com 969


Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.
Sleep and Wakefulness

7. Wilkins RH, Brody IA. Neurological classics 20. Zhu Y, Fenik P, Zhan G, et al. Selective loss of
IV. Encephalitis lethargica. Arch Neurol catecholaminergic wake active neurons in a
1968;18(3):324Y328. murine sleep apnea model. J Neurosci
2007;27(37):10060Y10071. doi:10.1523/
8. Saper CB, Chou TC, Scammell TE. The sleep
JNEUROSCI.0857-07.2007.
switch: hypothalamic control of sleep
and wakefulness. Trends Neurosci 21. Horner RL. Respiratory physiology. In:
2001;24(12):726Y731. doi:10.1016/ Kryger MH, Roth T, Dement WC, eds.
S0166-2236(00)02002-6. Principles and practice of sleep medicine. St.
Louis, MO: Elsevier, Saunders, 2017:155Y166.
9. Eban-Rothschild A, Rothschild G, Giardino
WJ, et al. VTA dopaminergic neurons 22. Fraigne JJ, Torontali ZA, Snow MB,
regulate ethologically relevant sleep-wake Peever JH. REM sleep at its core - circuits,
behaviors. Nat Neurosci 2016;19(10): neurotransmitters, and pathophysiology.
1356Y1366. doi:10.1038/nn.4377. Front Neurol 2015;6:123. doi:10.3389/
fneur.2015.00123.
10. Fuller PM, Sherman D, Pedersen NP, et al.
Reassessment of the structural basis of the 23. Dauvilliers Y, Siegel JM, Lopez R, et al.
ascending arousal system. J Comp Neurol CataplexyVclinical aspects, pathophysiology
2011;519(5):933Y956. doi:10.1002/cne.22559. and management strategy. Nat Rev Neurol
2014;10(7):386Y395. doi:10.1038/
11. Qiu MH, Chen MC, Fuller PM, Lu J.
nrneurol.2014.97.
Stimulation of the pontine parabrachial
nucleus promotes wakefulness via 24. Grace KP, Horner RL. Evaluating the
extra-thalamic forebrain circuit nodes. Curr evidence surrounding pontine cholinergic
Biol 2016;26(17):2301Y2312. doi:10.1016/ involvement in REM sleep generation.
j.cub.2016.07.054. Front Neurol 2015;6:190. doi:10.3389/
fneur.2015.00190.
12. McGinty D, Szymusiak R. The sleep-wake
switch: a neuronal alarm clock. Nat Med 25. Luppi PH, Gervasoni D, Verret L, et al.
2000;6(5):510Y511. Paradoxical (REM) sleep genesis: the switch
from an aminergic-cholinergic to a
13. Anaclet C, Ferrari L, Arrigoni E, et al. The
GABAergic-glutamatergic hypothesis.
GABAergic parafacial zone is a medullary
J Physiol Paris 2006;100(5Y6):271Y283.
slow wave sleep-promoting center. Nat
doi:10.1016/j.jphysparis.2007.05.006.
Neurosci 2014;17(9):1217Y1224. doi:10.1038/
nn.3789. 26. Fuller PM, Saper CB, Lu J. The pontine REM
switch: past and present. J Physiol
14. Horner R, Malhotra A. Control of breathing
2007;584(pt 3):735Y741. doi:10.1113/
and upper airways during sleep. In:
jphysiol.2007.140160.
Broaddus C, Mason R, Ernst J, et al., eds.
Murray & Nadels textbook of respiratory 27. Brown EN, Lydic R, Schiff ND. General
medicine. St. Louis, MO: Elsevier, Saunders, anesthesia, sleep, and coma. N Engl J Med
2016:1511Y1526. 2010;363(27):2638Y2650. doi:10.1056/
NEJMra0808281.
15. Saper CB, Scammell TE. Emerging
therapeutics in sleep. Ann Neurol 28. Brown RE, Basheer R, McKenna JT, et al.
2013;74(3):435Y440. doi:10.1002/ana.24000. Control of sleep and wakefulness. Physiol
Rev 2012;92(3):1087Y1187. doi:10.1152/
16. Czeisler C, Buxton O. Human circadian
physrev.00032.2011.
timing system and sleep-wake regulation. In:
Kryger M, Roth T, Dement W, eds. Principles 29. Weber F, Chung S, Beier KT, et al. Control of
and practice of sleep medicine. St. Louis, REM sleep by ventral medulla GABAergic
MO: Elsevier, Saunders, 2017:362Y376. neurons. Nature 2015;526(7573):435Y438.
17. Buchanan GF, Richerson GB. Central doi:10.1038/nature14979.
serotonin neurons are required for arousal 30. Guilleminault C, Raynal D, Takahashi S, et al.
to CO2. Proc Natl Acad Sci U S A 2010;107(37): Evaluation of short-term and long-term
16354Y16359. doi:10.1073/pnas.1004587107. treatment of the narcolepsy syndrome with
18. Gargaglioni LH, Hartzler LK, Putnam RW. clomipramine hydrochloride. Acta Neurol
The locus coeruleus and central Scand 1976;54(1):71Y87. doi:10.1111/
chemosensitivity. Respir Physiol Neurobiol j.1600-0404.1976.tb07621.x.
2010;173(3):264Y273. doi:10.1016/ 31. Ristanovic RK, Liang H, Hornfeldt CS, Lai C.
j.resp.2010.04.024.
Exacerbation of cataplexy following gradual
19. Kinney HC, Thach BT. The sudden infant withdrawal of antidepressants:
death syndrome. N Engl J Med manifestation of probable protracted
2009;361(8):795Y805. doi:10.1056/ rebound cataplexy. Sleep Med 2009;10(4):
NEJMra0803836. 416Y421. doi:10.1016/j.sleep.2008.04.004.

970 ContinuumJournal.com August 2017

Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.


32. Gillin JC, Wyatt RJ, Fram D, Snyder F. The knock-out mice. J Neurosci 2013;33(23):
relationship between changes in REM sleep 9734Y9742. doi:10.1523/JNEUROSCI.
and clinical improvement in depressed 5632-12.2013.
patients treated with amitriptyline.
Psychopharmacology (Berl) 1978;59(3): 46. Mileykovskiy BY, Kiyashchenko LI, Siegel JM.
267Y272. doi:10.1007/BF00426633. Behavioral correlates of activity in identified
hypocretin/orexin neurons. Neuron
33. Overeem S, Lammers GJ, van Dijk JG. Weak 2005;46(5):787Y798. doi:10.1016/
with laughter. Lancet 1999;354(9181):838. j.neuron.2005.04.035.
doi:10.1016/S0140-6736(99)80023-3.
47. Siegel JM, Boehmer LN. Narcolepsy and the
34. Overeem S, Reijntjes R, Huyser W, et al.
hypocretin systemVwhere motion meets
Corticospinal excitability during laughter: emotion. Nat Clin Pract Neurol
implications for cataplexy and the 2006;2(10):548Y556. doi:10.1038/
comparison with REM sleep atonia. J Sleep ncpneuro0300.
Res 2004;13(3):257Y264. doi:10.1111/
j.1365-2869.2004.00411.x. 48. Burgess CR, Peever JH. A noradrenergic
35. Gulyani S, Wu MF, Nienhuis R, et al. mechanism functions to couple motor
Cataplexy-related neurons in the amygdala behavior with arousal state. Curr Biol
2013;23(18):1719Y1725. doi:10.1016/
of the narcoleptic dog. Neuroscience
2002;112(2):355Y365. doi:10.1016/ j.cub.2013.07.014.
S0306-4522(02)00089-1. 49. Iranzo A, Tolosa E, Gelpi E, et al.
36. Hong SB, Tae WS, Joo EY. Cerebral perfusion Neurodegenerative disease status and
changes during cataplexy in narcolepsy post-mortem pathology in idiopathic
patients. Neurology 2006;66(11):1747Y1749. rapid-eye-movement sleep behaviour
doi:10.1212/01.wnl.0000218205.72668.ab. disorder: an observational cohort study.
Lancet Neurol 2013;12(5):443Y453.
37. Maquet P, Peters J, Aerts J, et al.
doi:10.1016/S1474-4422(13)70056-5.
Functional neuroanatomy of human
rapid-eye-movement sleep and dreaming. 50. Iranzo A, Molinuevo JL, Santamara J, et al.
Nature 1996;383(6596):163Y166. Rapid-eye-movement sleep behaviour
38. Schwartz S, Maquet P. Sleep imaging and disorder as an early marker for a
the neuro-psychological assessment of neurodegenerative disorder: a descriptive
dreams. Trends Cogn Sci 2002;6(1):23Y30. study. Lancet Neurol 2006;5(7):572Y577.
doi:10.1016/S1474-4422(06)70476-8.
doi:10.1016/S1364-6613(00)01818-0.
39. Wu MF, Gulyani SA, Yau E, et al. Locus 51. Braak H, Del Tredici K, Rub U, et al. Staging
coeruleus neurons: cessation of activity of brain pathology related to sporadic
during cataplexy. Neuroscience Parkinsons disease. Neurobiol Aging 2003;24(2):
1999;91(4):1389Y1399. doi:10.1016/ 197Y211. doi:10.1016/S0197-4580(02)00065-9.
S0306-4522(98)00600-9. 52. Postuma RB, Lang AE, Gagnon JF, et al.
40. Siegel JM, Nienhuis R, Fahringer HM, How does parkinsonism start? Prodromal
parkinsonism motor changes in idiopathic REM
et al. Neuronal activity in narcolepsy:
identification of cataplexy-related cells in sleep behaviour disorder. Brain 2012;135
the medial medulla. Science 1991;252(5010): (pt 6):1860Y1870. doi:10.1093/brain/aws093.
1315Y1318. 53. Peever J, Luppi PH, Montplaisir J.
Breakdown in REM sleep circuitry underlies
41. Wu MF, John J, Boehmer LN, et al. Activity
REM sleep behavior disorder. Trends
of dorsal raphe cells across the sleep-waking
Neurosci 2014;37(5):279Y288. doi:10.1016/
cycle and during cataplexy in narcoleptic
j.tins.2014.02.009.
dogs. J Physiol 2004;554(pt 1):202Y215.
doi:10.1113/jphysiol.2003.052134. 54. Brooks PL, Peever JH. Impaired GABA and
42. Hasegawa E, Yanagisawa M, Sakurai T, glycine transmission triggers cardinal
Mieda M. Orexin neurons suppress narcolepsy features of rapid eye movement sleep
via 2 distinct efferent pathways. J Clin Invest behavior disorder in mice. J Neurosci
2014;124(2):604Y616. doi:10.1172/JCI71017. 2011;31(19):7111Y7121. doi:10.1523/
JNEUROSCI.0347-11.2011.
43. Torontali ZA, Peever J. Pharmacogenetic
manipulation of rapid eye movement (REM) 55. Luppi PH, Clement O, Sapin E, et al. The
sleep circuitry. Sleep 2014;37:A21. neuronal network responsible for
paradoxical sleep and its dysfunctions
44. LeDoux J. The amygdala. Curr Biol 2007;17(20):
causing narcolepsy and rapid eye movement
R868YR874. doi:10.1016/j.cub.2007.08.005.
(REM) behavior disorder. Sleep Med Rev
45. Burgess CR, Oishi Y, Mochizuki T, et al. 2011;15(3):153Y163. doi:10.1016/
Amygdala lesions reduce cataplexy in orexin j.smrv.2010.08.002.

Continuum (Minneap Minn) 2017;23(4):955972 ContinuumJournal.com 971


Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.
Sleep and Wakefulness

56. Scherfler C, Frauscher B, Schocke M, et al. sleep. Nature 2006;441(7093):589Y594.


White and gray matter abnormalities in doi:10.1038/nature04767.
idiopathic rapid eye movement sleep 66. Schenkel E, Siegel JM. REM sleep without
behavior disorder: a diffusion-tensor atonia after lesions of the medial medulla.
imaging and voxel-based morphometry
Neurosci Lett 1989;98(2):159Y165.
study. Ann Neurol 2011;69(2):400Y407. doi:10.1016/0304-3940(89)90503-X.
doi:10.1002/ana.22245.
67. Holmes CJ, Mainville LS, Jones BE.
57. Garca-Lorenzo D, Longo-Dos Santos C, Distribution of cholinergic, GABAergic
Ewenczyk C, et al. The coeruleus/ and serotonergic neurons in the medial
subcoeruleus complex in rapid eye medullary reticular formation and their
movement sleep behaviour disorders in projections studied by cytotoxic lesions in
Parkinsons disease. Brain 2013;136(pt 7): the cat. Neuroscience 1994;62(4):1155Y1178.
2120Y2129. doi:10.1093/brain/awt152. doi:10.1016/0306-4522(94)90351-4.
58. Boeve BF, Silber MH, Saper CB, et al. 68. Vetrivelan R, Fuller PM, Tong Q, Lu J.
Pathophysiology of REM sleep behaviour Medullary circuitry regulating rapid eye
disorder and relevance to neurodegenerative movement sleep and motor atonia. J
disease. Brain 2007;130(pt 11):2770Y2788. Neurosci 2009;29(29):9361Y9369.
doi:10.1093/brain/awm056. doi:10.1523/JNEUROSCI.0737-09.2009.
59. Benarroch EE. New findings on the 69. Boeve BF. Idiopathic REM sleep behaviour
neuropathology of multiple system atrophy. disorder in the development of Parkinsons
Auton Neurosci 2002;96(1):59Y62. disease. Lancet Neurol 2013;12(5):469Y482.
doi:10.1016/S1566-0702(01)00374-5. doi:10.1016/S1474-4422(13)70054-1.
60. Turner RS, DAmato CJ, Chervin RD, Blaivas 70. Gagnon JF, Postuma RB, Mazza S, et al.
M. The pathology of REM sleep behavior Rapid-eye-movement sleep behaviour
disorder with comorbid Lewy body disorder and neurodegenerative diseases.
dementia. Neurology 2000;55(11): Lancet Neurol 2006;5(5):424Y432.
1730Y1732. doi:10.1212/WNL.55.11.1730. doi:10.1016/S1474-4422(06)70441-0.

61. Schenck CH, Mahowald MW, Anderson ML, 71. Gagnon JF, Postuma RB, Montplaisir J.
et al. Lewy body variant of Alzheimers Update on the pharmacology of REM sleep
behavior disorder. Neurology
disease (AD) identified by postmortem
ubiquitin staining in a previously reported 2006;67(5):742Y747. doi:10.1212/
case of AD associated with REM sleep 01.wnl.0000233926.47469.73.
behavior disorder. Biol Psychiatry 72. Brooks PL, Peever JH. Glycinergic and
1997;42(6):527Y528. GABA(A)-mediated inhibition of somatic
motoneurons does not mediate rapid eye
62. Boeve BF, Silber MH, Parisi JE, et al.
movement sleep motor atonia. J Neurosci
Synucleinopathy pathology and REM sleep
2008;28(14):3535Y3545. doi:10.1523/
behavior disorder plus dementia or
JNEUROSCI.5023-07.2008.
parkinsonism. Neurology 2003;61(1):40Y45.
doi:10.1212/01.WNL.0000073619.94467.B0. 73. Brooks PL, Peever JH. Identification of the
transmitter and receptor mechanisms
63. Albin RL, Koeppe RA, Chervin RD, et al. responsible for REM sleep paralysis. J
Decreased striatal dopaminergic innervation Neurosci 2012;32(29):9785Y9795.
in REM sleep behavior disorder. Neurology doi:10.1523/JNEUROSCI.0482-12.2012.
2000;55(9):1410Y1412. doi:10.1212/
WNL.55.9.1410. 74. Nightingale S, Orgill JC, Ebrahim IO, et al.
The association between narcolepsy and
64. Eisensehr I, Linke R, Noachtar S, et al. REM behavior disorder (RBD). Sleep Med
Reduced striatal dopamine transporters in 2005;6(3):253Y258. doi:10.1016/
idiopathic rapid eye movement sleep j.sleep.2004.11.007.
behaviour disorder. Comparison with
75. Lim AS, Ellison BA, Wang JL, et al. Sleep
Parkinsons disease and controls. Brain
is related to neuron numbers in the
2000;123(pt 6):1155Y1160. doi:10.1093/
ventrolateral preoptic/intermediate nucleus
brain/123.6.1155.
in older adults with and without Alzheimers
65. Lu J, Sherman D, Devor M, Saper CB. A disease. Brain 2014;137(pt 10):2847Y2861.
putative flip-flop switch for control of REM doi:10.1093/brain/awu222.

972 ContinuumJournal.com August 2017

Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.

Anda mungkin juga menyukai