Brain Circuitry
Address correspondence to
Dr John H. Peever,
Department of Cell and
Systems Biology, University of
FIGURE 1-1 Sleep amounts across the human life span. According to a report by the National Sleep Foundation,
recommended amounts (hours) of sleep are shown for each age range and are arranged in the following
categories: recommended, may be appropriate, and not recommended.
KEY POINTS wakefulness, non-REM, and REM sleep influence specific components of sleep
h Different people sleep are the major focus of this article, behavior. Examples of such drugs and
different amounts, but which serves as a key to understanding their mode of action on aspects of the
normal healthy adults
where the breakdown or pathophysio- sleep-wake circuitry will be discussed
generally sleep between
logic changes occur in the different in appropriate sections of this review.
7 and 9 hours per day.
However, daily sleep
sleep disorders. Individuals experience what would
times vary among be classified as normal sleep behavior
people and across their
BRAIN MECHANISMS OF when the activity of these cell clusters
life spans. WAKEFULNESS AND SLEEP and circuits change in a normally
h Cell groups located Several discrete clusters of cells exist coordinated sequence in time and
primarily in the in distinct regions of the brain that place within the brain. However, sleep
brainstem and together comprise the interconnected disorders are common and varied.2,3
hypothalamus function circuits generating the states we recog- Suboptimal timing or quality of sleep
to drive the individual nize as wakefulness, non-REM sleep, can occur as a result of two major
behavioral states of and REM sleep. These interconnecting factors that are not mutually exclusive:
sleep and wakefulness. clusters of brain cells use individual (1) a primary sleep disorder (eg, insom-
These cell groups are neurotransmitters, or collections of nia, narcolepsy, restless legs syndrome,
mutually connected neurotransmitters, to inhibit or excite sleep-related breathing problems, and
and use specific their target sites. These excitatory and circadian rhythm sleep-wake disor-
neurotransmitters to
inhibitory connections modulate not ders) or (2) lifestyle influences (eg,
promote each brain
only the presence of wakefulness or phase shifts due to occupational or
state by either inhibiting
or activating their
sleep per se, but also the levels of recreational activities such as shift work,
respective target sites. arousal within those states, including lack of exposure to direct sunlight, or
the depth of sleep, degree of vigilance, extended nocturnal exposure to artifi-
and motor activity. Some commonly cial light).
used drugs modulate these excitatory Each of these sleep disorders is intro-
and inhibitory connections and thus duced and explained in subsequent
exert alerting or sedating properties or articles in this issue. However, two
FIGURE 1-2 Hypothesized circuits underlying wakefulness, nonYrapid eye movement (non-REM) sleep, and REM sleep. A, Diffuse circuits located throughout the
brainstem, hypothalamus, and basal forebrain promote wakefulness. Wakefulness-promoting cells located in the parabrachial nucleus (PBN; glutamate),
locus coeruleus (LC; norepinephrine), laterodorsal tegmental nuclei (LDT), pedunculopontine tegmental nuclei (PPT; acetylcholine), tuberomammillary
nucleus (TMN; histamine), dorsal raphe nucleus (serotonin), ventral tegmental area and periaqueductal gray (VTA/vPAG; dopamine), and lateral hypothalamus (LH; orexin
[ORX]; melanin-concentrating hormone [MCH]) project to the thalamus, basal forebrain (BF), or cortex to support arousal. B, +-Aminobutyric acid (GABA) and
galanin-containing cells in the ventrolateral preoptic (VLPO) area and GABA cells in the parafacial zone (PZ) of the brainstem function to promote non-REM sleep.
VLPO neurons induce non-REM sleep by projecting to and inhibiting the cell circuits that promote wakefulness (A). GABA cells in the PZ also promote non-REM sleep by
inhibiting wakefulness-promoting neurons in the parabrachial nucleus. C, Circuits that promote REM sleep and REM sleep paralysis are located in the brainstem. Glutamate
cells in the subcoeruleus nucleus (SubC) project to and excite GABA and glycine (Gly) cells in the ventromedial medulla (VMM), which, in turn, project to somatic motor
Ach = acetylcholine; DA = dopamine; GABA = +-aminobutyric acid; Glut = glutamate; HIS = histamine; NE = norepinephrine; 5-HT = 5-hydroxytryptamine.
August 2017
coeruleus neurons is maximal in wake- neurons (ie, wakefulness greater than
fulness, declines in non-REM sleep, and non-REM sleep, with minimal activity
is minimal in REM sleep. Stimulant in REM sleep for noradrenergic, hista-
medications (eg, methylphenidate, am- minergic, and serotonergic neurons).
phetamines) facilitate noradrenergic The activity of dopaminergic neurons
projections to promote alertness in has not been as well documented as
patients with hypersomnia disorders. noradrenergic and serotonin systems,
Histamine-containing neurons in the but recent photometry studies indi-
tuberomammillary nucleus of the caudal cate that dopamine cells in the ventral
hypothalamus contribute to brain arousal tegmental area are most active in
via excitatory projections to the basal wakefulness and REM sleep and are
forebrain, cerebral cortex, and brainstem. least active during non-REM sleep.
The tuberomammillary nucleus is the one Activation of these neurons promotes
major source of brain histamine and has wakefulness, whereas their inactiva-
widespread projections throughout the tion promotes sleep.9
central nervous system (Figure 1-2A). Orexin-containing neurons located
The activity of histaminergic neurons is in the lateral hypothalamus also have
maximal in wakefulness, declines in widespread projections to the brain-
non-REM sleep, and is minimal in REM stem, thalamus, hypothalamus, and
sleep. Through this organization and cerebral cortex. The strongest projec-
activity profile, antihistamines that pene- tions are to the locus coeruleus. The
trate the blood-brain barrier promote activity of orexinergic neurons is maxi-
drowsiness and sleep. mal in periods of wakefulness asso-
Two major collections of serotonin- ciated with overt movements and
containing neurons exist: (1) rostral motor activation and declines to minimal
groups in the pons known as the dorsal levels in non-REM sleep and REM sleep
raphe nuclei, and (2) caudal groups without muscle twitches (ie, periods
in the medulla known as the caudal identified as tonic REM sleep). Loss of
raphe nuclei. The pontine dorsal raphe orexin (hypocretin) neurons is involved
serotonergic neurons project to the in the clinical signs and symptoms of
cortex and contribute to brain arousal narcolepsy and cataplexy. Although
(Figure 1-2A), whereas the medullary modafinil is a widely prescribed stimu-
caudal raphe group primarily projects lant and is prescribed for patients with
to the brainstem and spinal cord and narcolepsy, its mode of action is not well
facilitates autonomic and motor func- understood. Studies in preclinical animal
tions to support waking activities. models, however, have shown that
Correspondingly, the activity of seroto- modafinil increases immediate early
nergic neurons is maximal in wakeful- gene (c-Fos) expression in orexin (hypo-
ness, declines in non-REM sleep, and is cretin) cells indicative of neuronal acti-
minimal in REM sleep. vation and increases dopamine levels.
Dopamine-containing neurons of The two major collections of
the ventral tegmental areas and acetylcholine-containing neurons are
periaqueductal gray project to the (1) a basal forebrain group, and (2)
striatum and frontal cortex. Activation two pontine groups, which include the
of these dopamine-containing neu- laterodorsal tegmental and pedunculo-
rons is relevant to arousal and move- pontine tegmental nuclei (Figure 1-2A).
ment, but recordings from these The basal forebrain cholinergic group
neurons show that their activity profile projects to the cortex and promotes
is unlike the other monoaminergic cortical arousal and attentive states,
Continuum (Minneap Minn) 2017;23(4):955972 ContinuumJournal.com 959
Copyright American Academy of Neurology. Unauthorized reproduction of this article is prohibited.
Sleep and Wakefulness
KEY POINT
h The switch from whereas the pontine groups project to non-REM sleep and lowest in wakeful-
wakefulness into the thalamus and also facilitate cortical ness, with maintained (or modestly
nonYrapid eye arousal. Importantly, two subpopula- reduced) activity in REM sleep. These
movement sleep is tions of pontine cholinergic neurons sleep-active cell groups synthesize
facilitated and are identifiable from their activity pro- and secrete the inhibitory amino acid
maintained by a group files. One group of cells has maximal +-aminobutyric acid (GABA) and the
of neurons that inhibit activity in both wakefulness and REM neuropeptide galanin (Figure 1-2B).
arousal-promoting sleep, facilitating low-voltage and fast- Overall, the high-voltage and slow-
circuits. +-Aminobutyric wave EEG activity common to both wave EEG activity that occurs in
acidYcontaining cell states. The second group has minimal non-REM sleep is generated by a
groups located in the
activity in both wakefulness and non- combination of two factors: (1) inhibi-
ventrolateral preoptic
REM sleep and has maximal activity in tion of the ascending brain arousal
area and medullary
parafacial zone function
REM sleep that is largely responsible for systems by the descending projec-
to promote and stabilize the activated brain state of REM sleep; tions of these sleep-active GABA and
nonYrapid eye the contribution of the monoaminergic galanin-containing inhibitory neurons
movement sleep. and orexinergic neurons to the EEG and (2) activation of cortically projecting
activation of REM sleep is minimal, as inhibitory neurons.
those neuronal groups are effectively Importantly, these inhibitory sleep-
silent in REM sleep. active +-aminobutyric acidYmediated
The excitatory amino acid glutamate (GABA-ergic) cell groups receive in-
is present in neuronal groups through- hibitory inputs from neurons of the
out the pons and midbrain reticular ascending arousal system. Through
formation. Glutamate is also present as this organization, they are minimally
a cotransmitter in most of the neuronal active in wakefulness and states of
groups projecting to the brainstem, heightened arousal. Likewise, these
thalamus, hypothalamus, and cerebral inhibitory GABA-ergic sleep-active cell
cortex. The activity of the pontine and groups project to, and inhibit, all the
midbrain reticular neurons is typically neuronal groups involved in arousal. The
maximal in wakefulness and minimal in inhibitory non-REM sleepYgenerating
non-REM sleep, with similar (or in- system initiates and sustains sleep and
creased) levels in REM sleep. Recently, inhibits arousal once these cell groups
glutamatergic neurons in the pararachial are released from inhibition and be-
nucleus have been shown to signifi- come active at sleep onset. This arrange-
cantly contribute to behavioral respon- ment of reciprocal inhibition between
siveness and activated cortical activity via arousal and non-REM sleepYgenerating
a relay involving the basal forebrain and neuronal systems has been termed the
lateral hypothalamus (Figure 1-2A).10,11 sleep-wake switch.8,12
However, the control of non-REM
NonRapid Eye Movement sleep also appears to be modulated by
Sleep-Generating Circuits circuits in the brainstem. Using opto-
Non-REM sleep is facilitated and genetic and chemogenetic methods,
maintained by a group of neurons that Anaclet and colleagues13 showed that
inhibit the brain-arousal systems of direct activation of GABA-ergic neu-
wakefulness (Figure 1-2B). The major rons in the medullary parafacial zone
non-REM sleepYgenerating cell groups can rapidly induce non-REM sleep
are located in the ventrolateral pre- (Figure 1-2B). Parafacial zone neurons
optic area, anterior region of the hypo- monosynaptically innervate and re-
thalamus, and the basal forebrain and lease GABA onto parabrachial neu-
have activity levels that are maximal in rons, which, in turn, project to and
960 ContinuumJournal.com August 2017
KEY POINT
h Commonly used drugs This body temperatureYmediated acti- In summary, when sleep phase is ap-
can flip the sleep-wake vation of sleep-active GABA neurons propriately aligned with an individuals
switch toward alertness also leads to inhibition of the arousal body clock, then sleep timing, duration,
or sedation. For example, circuits via the reciprocal inhibition, and consolidation are all optimized. In
drugs that bind to resulting from the organization of the contrast, when the sleep phase is in-
+-aminobutyric acid A sleep-wake switch. The decline in body appropriately aligned with an individ-
receptors promote temperature at night therefore pro- uals body clock, then sleep timing,
neuronal inhibition and motes sleep initiation and mainte- duration, and consolidation are sub-
sleepiness, whereas nance by tipping the balance of the optimal. Under such conditions, sleep
caffeine promotes sleep-wake switch simultaneously both initiation or maintenance insomnia and
wakefulness by
away from arousal and toward sleep. sleep fragmentation are typically reported.
antagonizing adenosine
Likewise, the circadian-mediated rise Effects of drugs on the sleep-wake
receptors that suppress
sleep induction circuitry.
in body temperature in the morning in- switch. Commonly used drugs can also
hibits sleep-active GABA neurons, thus flip the sleep-wake switch toward alert-
promoting wakefulness via a reversal ness or sedation. For example, a variety
of the position of the sleep-wake of drugs bind to the GABA-A receptor
switch, and also leads to activation of and enhance the effects of GABA,
the arousal circuits. The rise in body thereby promoting neuronal inhibition
temperature in the morning therefore and sleepiness. Such drugs include the
promotes the normal initiation of awak- benzodiazepines, imidazopyridines (ie,
ening by tipping the balance of the the nonbenzodiazepine sedative hyp-
sleep-wake switch simultaneously both notics), barbiturates, some IV and
toward arousal and away from sleep. inhalational anesthetics (eg, propofol
Self-selected sleep phase and opti- and isoflurane), and ethanol. Because
mal timing of sleep are strongly linked of the anatomic arrangement of recip-
to the circadian body temperature rocal inhibition between the arousal
cycle. The relationship of optimal and sleep-generating circuits in the
sleep phase to the body temperature sleep-wake switch, all of these GABA-
cycle persists, regardless of an individ- ergic agents effectively flip the switch
uals chronotype (ie, whether their toward sedation and, at the same time,
chronotype fits with being an early away from arousal. However, because
bird or a night owl, having an average of widespread inhibitory influences
bedtime and waking schedule, or of GABA-A receptor stimulation also
having advanced or delayed sleep- contained within the respiratory net-
wake phase disorders). In each case, work, an attendant risk exists of re-
sleep onset is facilitated when an indi- spiratory depression, hypoventilation,
viduals body temperature declines and asphyxia following administration
because of their circadian rhythm, of GABA-mimetic drugs, as well as a
regardless of actual time of day, and, lack of compensatory respiratory and
likewise, arousal is facilitated because arousal responses to that depression.14
of the circadian-mediated rise in body Development of antagonists for the
temperature, again regardless of actual orexin (hypocretin) peptides also of-
time of day. For example, despite a fers a promising avenue for drug
night of shift work, people often development for insomnia, as well as
report difficulty initiating and sustain- providing for brain sedation with re-
ing sleep the next day because the duced risk of respiratory depression
circadian variations in body tempera- due to the lack of direct effects of the
ture are not fully adjusted to the orexinergic antagonists on the GABA-
schedule (ie, similar to jet lag). ergic system.15
962 ContinuumJournal.com August 2017
KEY POINTS
h Rapid eye movement In the GABA and glutamatergic snoring, hypoventilation, and obstruc-
sleep and its cardinal mechanism of REM sleep generation, tive sleep apnea. However, the pe-
features (ie, cortical activation of pontine glutamatergic neu- riods of major suppression of upper
activation and muscle rons of the subcoeruleus nucleus (also airway muscle activity that occur in
atonia) are generated by known as the sublaterodorsal tegmental REM sleep do not seem to involve the
+-aminobutyric acid, nucleus) leads to REM sleep. These same mechanism as for the suppres-
glutamate, and glutamatergic cells become active to sion of spinal motor activity. For
cholinergic neurons generate REM sleep when they are example, the tongue musculature is
located in the released from inhibition by pontine suppressed through two additional
brainstem. GABA-ergic neurons located in the ven- processes in REM sleep: first, with
h Identification of the trolateral periaqueductal gray and lateral withdrawal of excitation (ie, a process
brain circuits that pontine tegmentum (Figure 1-2C).25,26 of disfacilitation) mediated principally
control wakefulness and In the monoaminergic and cho- by reduced monoaminergic and glu-
sleep has led to a linergic explanation of REM sleep tamatergic inputs to the hypoglossal
deeper understanding
generation, decreased activity of the motor pool, and, second, with recruit-
of several sleep
monoaminergic cell groups preceding ment of REM sleep inhibition mediated
disorders.
and during REM sleep withdraws inhi- by a muscarinic receptor mechanism
h Narcolepsy is caused by bition of pontine cholinergic neurons. linked to a G proteinYcoupled inwardly
loss of hypothalamic
This withdrawal leads to increased rectifying potassium channel.
orexin cells and is
acetylcholine release into the pontine
characterized by
reticular formation that promotes en- DYSFUNCTION OF SLEEP-WAKE
excessive sleepiness,
try into REM sleep.27,28 CIRCUITRY UNDERLIES SLEEP
disturbed rapid eye
movement sleep, sleep The core circuit necessary for gen- DISORDERS
paralysis (atonia), erating REM sleep involves the GABA- Investigation of the fundamental brain
and hypnagogic glutamate circuit. 22,24 Cholinergic mechanisms underlying sleep-wake
hallucinations. activity arising from interactions with- control has laid the foundation for
in the monoaminergic-cholinergic cir- understanding the pathophysiology of
cuit appears to serve an accessory role several sleep disorders. Breakdown
in REM sleep generation, reinforcing in sleep-wake circuits and the commu-
transitions into REM sleep from non- nication between them contributes
REM sleep.24 Resolution of this REM to both narcolepsy and REM sleep
sleepYgenerating circuitry and the pri- behavior disorder. Changes in the
macy of one mechanism over another circuits controlling non-REM sleep
is an active area of research.24,28 A lead to degeneration of normal sleep-
recent study also identified GABA cells wake patterns that occur with age and
in the medial medulla as potential in Alzheimer disease.
players in REM sleep modulation.29
Spinal motor activity in REM sleep Narcolepsy
is suppressed through recruitment Narcolepsy is a debilitating sleep dis-
of descending neural circuits that order that can impair a persons ability
involve glycine (principally) and GABA to work, socialize, and drive safely.
(Figure 1-2C). Disruption of this de- Narcolepsy is caused by loss of hypo-
scending spinal motor inhibitory path- thalamic orexin cells and is character-
way can lead to RBD. Suppression of ized by excessive sleepiness, disturbed
motor activity in the muscles sur- REM sleep, sleep paralysis (atonia),
rounding the upper airway during and hypnagogic and hypnopompic hal-
physiologic atonia in REM sleep can lucinations. Another common symptom
lead to periods of upper airway of narcolepsy is cataplexy, which is the
narrowing and collapse, resulting in involuntary onset of skeletal muscle
964 ContinuumJournal.com August 2017
Case 1-1
A 17-year-old boy, who had been highly motivated and had excellent grades
in school, suddenly began experiencing relentless sleepiness. No matter how
much he slept, he continued to struggle to stay awake during the day,
although he felt refreshed immediately after awaking in the morning or
after a daytime nap. He also reported that his sleep was restless, and he
often experienced frequent nighttime awakenings. His persistent daytime
sleepiness and lack of vigilance began to impact his ability to study for
school, and his grades declined. He also reported that he would awaken
from vivid dreams but was unable to move for several seconds afterward
despite being awake and conscious. He also reported apparent vivid,
dreamlike hallucinations while dozing off to sleep on several occasions.
About a month after developing sleepiness, he experienced two episodes of
bilateral muscle weakness that caused him to suddenly slump down in his
chair despite remaining fully conscious. These attacks lasted about a minute
each and occurred while he was laughing heartily.
Comment. This is a typical account of narcolepsy. Many patients are
diagnosed in their teenage years, often after developing sleepiness and
restless nighttime sleep. Sleepiness persists despite increasing amounts of
nighttime sleep or after adding daytime naps to their sleep schedules.
Daytime sleepiness typically has a major impact on their daytime functioning.
Sleep paralysis (inability to move after waking from a dream) and hypnagogic
hallucinations (vivid dreamlike experiences while falling asleep) are also
common symptoms in narcolepsy. However, the tell-tale sign of narcolepsy is
cataplexy (the sudden onset of muscle weakness or paralysis following a very
humorous or emotionally charged situation). Narcolepsy results from death
of orexin (hypocretin) cells in the lateral hypothalamus.
KEY POINTS
h Cataplexy attacks are with modulating behavioral arousal,41 lacking orexin.45 Furthermore, GABA-
usually triggered by also influence cataplexy. Restoration of ergic neurons in the amygdala send
strong positive emotions orexin receptors onto dorsal raphe descending projections to critical ele-
such as excited neurons in mice that lack these re- ments of sleep-wake circuitry, includ-
laughter, elation, or ceptors decreases cataplectic attacks in ing the locus coeruleus, the lateral
surprise, but they are this model of narcolepsy.42 pontine tegmentum, the ventrolateral
also associated with Some patients with narcolepsy re- periaqueductal gray, as well as the
negative emotions port hypnagogic hallucinations during subcoeruleus, which is a critical part
such as fear. cataplectic attacks, and some patients of the REM sleepYgenerating circuit.45
h The amygdala regulates enter REM sleep during cataplexy, However, one of the strongest asso-
emotions and is suggesting that such attacks result ciations between narcolepsy and the
activated during from inappropriate recruitment of REM dysfunction of sleep-wake circuits arises
cataplexy; therefore, it sleep circuits. Recent data show that from the fact that arousal-promoting
may play a central role cataplexylike attacks can be triggered in orexin neurons are lost in human nar-
in triggering cataplexy
orexin knockout mice (ie, narcoleptic colepsy and that loss of orexin and
attacks that occur in
mice) by activating the brainstem circuit orexin cells and mutation of orexin
response to strong
positive emotions.
(ie, the subcoeruleus nucleus) that receptors can trigger symptoms of nar-
controls REM sleep.43 This observa- colepsy in dogs and mice, which could
h Rapid eye movement tion suggests that cataplexy may result explain the profound sleepiness that
sleep behavior disorder
from pathologic recruitment of the defines narcolepsy.23 This concept is
is a parasomnia that is
characterized by
circuits that cause REM sleep paralysis, supported by multiple lines of experi-
excessive and elaborate and that muscle paralysis in REM sleep mental data showing that orexin cells
movements during rapid and cataplexy stem from a common are most active during wakefulness,
eye movement sleep. neural mechanism. and that their direct activation or
It is important to recognize that inactivation promotes arousal and
cataplexy attacks are usually triggered sleep, respectively.46 Another link be-
by strong positive emotions such as tween the orexin system and narcolepsy
excited laughter, elation, or surprise, stems from the fact that orexin neurons
but they are also associated with are highly responsive to strong positive
negative emotions such as fear. The emotions; therefore, the loss of these
association between emotion and cat- neurons in patients with narcolepsy
aplexy suggests that circuits regulating may destabilize the natural muscle
emotion may also play a role in regulation system within the brainstem
cataplexy control. The amygdala is a and allow positive emotions to trigger
brain structure that not only underlies motor paralysis.47,48
the processing of emotions, but is one
that has been associated with REM Rapid Eye Movement Sleep
sleep regulation44 and could therefore Behavior Disorder
be involved in controlling emotionally RBD is a parasomnia that is character-
triggered cataplexy. The link between ized by excessive and elaborate move-
the amygdala and cataplexy is sup- ments during REM sleep. Movements
ported by imaging studies showing in RBD range from simple motor
that the amygdala is activated during activity such as talking, shouting, and
cataplexy.36 In narcoleptic dogs, neu- limb jerking, to more complex move-
rons of the amygdala increase firing ments such as gesturing, punching, or
during cataplectic attacks.35 A recent kicking. Movements in RBD are often
study indicates that bilateral lesions of so violent that they cause injury to the
the amygdala significantly reduce the patient or their bed partner and can
frequency of cataplectic attacks in mice cause severe injuries (eg, lacerations or
966 ContinuumJournal.com August 2017
KEY POINT
h Loss of nonYrapid mechanisms that control REM sleep. trol, then a link should exist between
eye movement For example, pharmacologic blockade these disorders. In fact, RBD is com-
sleepYgenerating cells of either GABA/glycine or cholinergic mon in patients with narcolepsy. Ap-
in the ventrolateral inhibition results in enhanced motor proximately 45% to 61% of patients
preoptic area is activity during REM sleep,54,72,73 sug- who have narcolepsy with cataplexy
associated with sleep gesting that imbalances in the release (narcolepsy type 1) experience RBD.74
fragmentation during of these transmitters could facilitate Interestingly, patients with narcolepsy
aging, and more severe RBD-like movements. In addition, with cataplexy are more frequently
loss of ventrolateral overactivation of the red nucleus (a affected by RBD than those who have
preoptic cells is region that controls muscle twitches narcolepsy without cataplexy (narco-
associated with greater
during REM sleep) triggers excessive lepsy type 2). Also, RBD can be trig-
nonYrapid eye
movements during REM sleep in mice gered or aggravated by antidepressant
movement sleep
disturbance in patients
and rats. Together, these observations treatment in patients with narcolepsy
with neurodegenerative suggest that the exaggerated motor with cataplexy. In addition, many pa-
disorders. activity in patients with RBD can result tients with narcolepsy exhibit marked
from overexcitation of circuits gen- increases in overall levels of motor
erating twitches or breakdown of bio- activity during REM sleep, even if they
chemical mechanisms that normally do not experience frank RBD. There-
suppress motor activity in REM sleep. fore, one major commonality between
Another line of evidence sup- RBD and narcolepsy is abnormal motor
porting the claim that RBD could stem activity, with RBD resulting from loss of
from a biochemical imbalance in REM normal REM sleep paralysis, and cata-
control mechanisms comes from a plexy resulting from intrusion of REM
genetic study in mice.54 This study sleep paralysis into wakefulness. These
showed that RBD-like behaviors can clinical observations suggest that RBD
be triggered in transgenic mice with and narcolepsy may result from abnor-
deficient glycine and GABA transmis- mal control of the circuits that underlie
sion, which are not only key players in REM sleep, and particularly those that
promoting REM sleep paralysis, but are regulate REM sleep paralysis.
also important in controlling REM
sleep timing. Brooks and Peever54 Age-Related Sleep
found that impaired inhibitory trans- Disturbances
mission not only induced overt RBD- Investigation of the brain mechanisms
like motor behaviors (eg, chewing, face underlying non-REM sleep control has
grooming, running), but it also caused also improved our understanding of
mild sleep disturbances and cortical age-related changes in sleep. Dis-
EEG slowing, which are both findings turbed sleep is a common and trou-
in RBD. However, Brooks and Peever54 bling symptom associated with both
also found that RBD symptoms could normal aging and certain degenerative
be mitigated by treating mice with disorders such as Alzheimer disease.
either clonazepam or melatonin (two Multiple lines of data suggest that
effective treatments for RBD). These GABA- and galanin-containing cells in
findings suggest that impairments or the ventrolateral preoptic area play a
imbalances in central nervous system role in controlling non-REM sleep8
neurotransmission, particularly, in GABA (Figure 1-2B). For example, targeted
and glycine transmission, could con- lesions of ventrolateral preoptic cells
tribute to RBD pathogenesis. cause fragmented sleep in rodents,
If both RBD and narcolepsy arise and optogenetic activation of ventro-
from disturbances in REM sleep con- lateral preoptic cells induces non-REM
968 ContinuumJournal.com August 2017
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