Civil Engineers
Geotechnical Engineering 159
July 2006 Issue GE3
Pages 153160
Paper 14324
Received 06/06/2005
Accepted 21/10/2005
Keywords: Harry G. Poulos
design methods & aids/foundations/ Senior Principal, Coffey
piles & piling Geosciences, Australia
In all but small symmetrical pile group configurations, PG applied group load (example 2)
the load distribution will be non-uniform, with a Pi axial load on pile i
tendency for larger loads to be carried by piles near the Si settlement of pile i without insert
perimeter of the pile group, while the inner piles may St i settlement of pile i with insert
carry a significantly smaller load. If the design requires STi target settlement of pile i
that a certain minimum factor of safety be applied to STilim lower limit for target settlement of pile i
individual piles, the load that can be applied to a pile t thickness of insert
group may be limited by the most heavily loaded pile in
that group. This may lead to an over-conservative
1. INTRODUCTION
design in many cases. This paper describes the use of
Current practice in the design of piles in several countries
stiffness inserts at the head of the more heavily loaded
requires all piles within a group to have, at the working load, a
piles in a group. These inserts consist of a compressible
specified factor of safety against the ultimate pile capacity. In
material incorporated in the head of a pile, below the
all but small symmetrical pile group configurations, the load
pile cap. By selecting appropriate stiffnesses for these
distribution will be non-uniform, with a tendency for larger
inserts, it is possible to obtain an almost uniform
loads to be carried by piles near the perimeter of the pile
distribution of axial load within the group, together with
group, while the inner piles may carry a significantly smaller
a specified settlement. In this way, the allowable load
load. Consequently, the load that can be applied to a pile group
on a group can be increased, usually at the cost of a
may be limited by the most heavily loaded pile in that group.
modest increase in the settlement. The paper sets out a
This may lead to an over-conservative design in many cases.
relatively simple method for assessing the required
Clearly, it would be useful to have a means of reducing or
stiffness of the inserts, which involves firstly an analysis
eliminating the non-uniformity of load distribution within a
of the pile group without inserts in order to compute
group while also controlling the settlement.
the stiffness of each pile within the group environment.
On the basis of this analysis, the required insert stiffness
This paper describes the use of controlled stiffness inserts at the
for each pile can be computed. The paper gives two
head of the more heavily loaded piles in a group to achieve the
examples of the difference in the loadsettlement
above objectives. It sets out a relatively simple method for
characteristics of a pile group with and without stiffness
assessing the required stiffness of the inserts, which involves
inserts where non-uniform load and/or settlement
firstly an analysis of the pile group without inserts in order to
behaviour would occur without the inserts. A third case
compute the stiffness of each pile within the group
involves a piled raft, and demonstrates that improved
environment. On the basis of this analysis, the required insert
settlement performance may be achieved without
stiffness for each pile can be computed. Three examples are
compromising the requirements for ultimate vertical
described to illustrate the method of application of the
capacity.
approach.
NOTATION
A cross-sectional area of insert 2. STIFFNESS INSERTS
E Youngs modulus of insert Figure 1 shows a schematic diagram of a controlled stiffness
Es Youngs modulus of soil insert (CSI) together with a photograph of one such insert
fb ultimate load-bearing capacity of pile applied to the head of an H-pile in a building project in Hong
fs ultimate skin friction along pile shaft Kong.
KG i original stiffness of pile i in a group environment
KIi stiffness of insert i The concept of the CSI is to reduce the stiffness of the pile on
Mxx raft bending moment along x-axis which it is attached and so to increase the settlement and/or
Mxy torsional bending moment in raft reduce the axial load in that pile, in a controlled fashion (it
Myy raft bending moment along y-axiz may be argued that such inserts could more correctly be
P applied load (example 1) termed compressibility inserts, but because of previous usage 1
Geotechnical Engineering 159 Issue GE3 Use of stiffness inserts in pile groups and piled rafts Poulos 153
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that might be suitable for inserts are shown in Table 1, for an
axial strain of about 10%. In general, the Youngs modulus of
Pile cap
such materials will tend to change with increasing strain level,
and may in some cases increase.
(a) First the pile group is analysed without the inserts. This is
done most effectively by imposing known or equal loads
(typical of those that will act on the group) on each pile,
and computing the settlement of each pile in the group.
(b) Second, the pile group is analysed for the appropriate pile
head condition (e.g. with a rigid cap), incorporating the
Pile
inserts at the pile head.
The PIGS analysis implicitly assumes either that the piles are
connected by a single rigid pile cap, or else that the axial load
the term stiffness inserts will be adhered to). The stiffness KI on each of the piles is known.
of the CSI is given simply as
From the first analysis (without inserts), the stiffness KG i of any
EA pile i within the group environment can be computed as
1 KI
t follows:
Pi
where E is the Youngs modulus of the insert, A is the cross- 2 K Gi
Si
sectional area of the insert, and t is the thickness of the insert.
Figure 2 plots, for convenience, the relationship between where Pi is the load on pile i, and Si is the computed settlement
stiffness per unit area, insert thickness and insert material of pile i. If an insert is added to the head of pile i, with a
modulus. Typical values of Youngs modulus of some materials stiffness KIi , then the settlement of pile i, St i , will be given by
154 Geotechnical Engineering 159 Issue GE3 Use of stiffness inserts in pile groups and piled rafts Poulos
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E Pi
100000 K Gilim
Values 6 STilim
1000
500
Insert stiffness: MN/m/m2
10000
200
100
40
By adjusting the target value
1000 of settlement for each pile,
20
10 and the load on that pile, it is
100 possible (at least in principle)
to design the stiffness inserts
so that the pile group settles
10
0 005 010 015 020 025 030
in a predetermined manner.
Assuming that no inserts are present, and that the pile cap is
Pi rigid, a PIGS analysis of the pile group settlement and load
5 STilim
K Gi distribution gives the results shown in Table 3. It can be seen
that the load distribution is non-uniform, and that the corner
piles carry about 21% greater load than the average load, while
Alternatively, there will be a lower limit (KG ilim ) to the pile the centre pile carries a load about 25% smaller than the
stiffness for which stiffness inserts are required, and this limit average. If the design of the pile group was controlled by the
is given by requirement that the factor of safety for the most heavily
Geotechnical Engineering 159 Issue GE3 Use of stiffness inserts in pile groups and piled rafts Poulos 155
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Pile number Computed load: MN Settlement: mm
P 5 4375 MN
1 2.12 21.5
2 1.87 21.5
6 Fill
3 1.78 21.5
7 1.54 21.5
8 1.43 21.5
Marine 13 1.31 21.5
12 clay
Table 3. Example 1: computed load distribution for rigid pile
cap (group load 43.75 MN)
4 Alluvium
Compl.
weathered
10 Pile number Computed settlement: Computed pile
granite
(CDG)
mm stiffness: MN/m
STilim Pi =K G i
1:75=71:7 24:4 mm
loaded pile was to be no less than 2.0, then the applied load on
the group would need to be reduced by 21%, or else the
number of piles in the group would need to be increased In this case, a target settlement of STi 24.4 mm will be
accordingly. assumed. Using the relationship in equation (3), for equal load
in all piles (Pi 1.75 MN), and with the values of pile stiffness
Considering now the requirements for inserts to reduce the KG i in Table 2, the computed values of required insert stiffness
inequality of axial loads, a further PIGS analysis has been KIi are shown in Table 5.
carried out, assuming equal loads on all piles. This is necessary
because non-linear loadsettlement behaviour is assumed for Carrying out now a further group analysis with PIGS, and with
the piles in PIGS, and because the objective is to have equal the insert stiffness values as per Table 4, the corresponding
loads in the piles. Thus a more accurate indication of the loads and settlements are shown in Table 5. It will be seen that
relative stiffnesses of the piles within the group will be the computed settlement is equal in all piles and very close to
obtained by analysing the group with equal loads on all piles. the target value of 24.4 mm, and that the axial load on all piles
Table 4 gives the computed settlement and stiffness of each of is virtually equal. Thus in this particular case, by introducing
the piles within the group under a load of 1.75 MN per pile. It the stiffness inserts, the maximum pile load has been reduced
can be seen that, as would be expected, the stiffness of the from 2.12 MN to 1.76 MN, at the cost of an increased
piles within the group environment is greatest at the corner settlement from 21.5 mm to 24.2 mm. In this case, the
locations, and least at the centre location. maximum pile load would then satisfy the requirement for a
Fill 6 20 20 20 20 16
Marine clay 12 8 20 6 20
Alluvium 4 30 36 30 30 24
CD granite 10 70 84 70 70 56
HW granite Variable 120 120 12
SW granite Large 5000 22.5
156 Geotechnical Engineering 159 Issue GE3 Use of stiffness inserts in pile groups and piled rafts Poulos
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Pile number Required insert stiffness: Computed load: MN Computed settlement:
MN/m mm
Table 5. Example 1: computed insert stiffness values required for uniform settlement and load
under rigid cap (target settlement 24.4 mm)
1 8.67 63.8
2 7.74 60.2
5. EXAMPLE 2: BORED PILE GROUP FOUNDED ON
3 8.76 56.5
SLOPING BEDROCK 4 7.72 63.8
This case is illustrated in Fig. 4, and involves a group of nine 5 6.37 60.2
bored piles 1.2 m in diameter, founded on a layer of highly 6 7.55 56.5
weathered bedrock with a surface sloping at 458 (this may be a 7 8.67 63.8
8 7.74 60.2
rather extreme geological situation). The assumed geotechnical
9 8.76 56.5
parameters are shown in Table 2. A working load of 72 MN is
applied to the group, giving an overall factor of safety of the
Table 6. Example 2: computed load distribution for rigid pile
group of about 2, assuming a group efficiency factor of unity. cap (group load 72 MN)
1 62.0 129.0
2 62.1 128.8
1 2 3 3 54.9 145.7
4 66.1 121.0
4 5 6 40 5 66.8 119.8
6 58.8 136.0
7 8 9 40
7 62.0 129.0
8 62.1 128.8
9 54.9 145.7
40 40
Geotechnical Engineering 159 Issue GE3 Use of stiffness inserts in pile groups and piled rafts Poulos 157
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Pile number Required insert stiffness: Computed load: MN Computed settlement:
MN/m mm
Table 8. Example 2: computed insert stiffness values required for uniform settlement and load
under rigid cap (target settlement 66.8 mm)
5
4 5 6 6 5 4
15
differential settlements. All three philosophies have their
1 2 3 3 2 1
5
applications, but in this paper attention will be focused on the
third philosophy. In this regard, Horikoshi and Randolph4 have
suggested a principle for optimum design of piled rafts, in 30
which piles are concentrated near the centre of the foundation
system in order to reduce the settlement there while not
holding up the lesser-settling outer portions of the
foundation. This principle is eminently suitable for uniformly
loaded foundations, but may create problems for tall building
foundations where piles near the edges of the foundation may
be required to resist overturning moments due to wind loading.
30
In such cases, controlled stiffness inserts may provide a
suitable solution to the problem of differential settlement
reduction without compromising the axial and moment
50
270 MN. For the long-term loadings shown in Fig. 5 the total Pile types 5, 6 18 MN
applied load is 268 MN, giving an overall factor of safety
against bearing capacity failure of about 3.1. For the raft alone, Fig. 5. Piled raft example
without piles, the factor of safety is about 2.1.
The computer program GARP5 has been used to examine the Quantity Value
behaviour of the piled raft foundation with and without
stiffness inserts. This program assumed the raft to be an elastic Undrained shear strength: kPa 150
plate; the piles are modelled as interacting non-linear springs Long-term Youngs modulus of clay: MPa 60
whose stiffness decreases hyperbolically with increasing load Ultimate bearing capacity of raft: kPa 900
Ultimate shaft friction on piles: kPa 90
level. The initial pile head stiffness is computed from a
Ultimate end bearing on piles: MPa 1.35
boundary element analysis of pilesoil interaction, together
with the interaction factors between two piles. Allowance is
Table 9. Example 3: summary of assumed parameters for piled
made for the possibility of local bearing failure below the raft raft foundation
by limiting the raftsoil contact pressures to the ultimate
158 Geotechnical Engineering 159 Issue GE3 Use of stiffness inserts in pile groups and piled rafts Poulos
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bearing capacity of the raft (assumed here to be six times the (a) The raft without piles (Case 1) experiences substantial
undrained shear strength of the clay). settlements and angular rotations, and has very large
bending moments induced by the column loadings. Such a
Five cases have been analysed, as described in Table 10. For performance would not be acceptable in practice.
the cases where controlled stiffness inserts are used (Cases 3 (b) The raft with piles and no inserts (Case 2) has considerably
and 4), alternative design approaches have been used, as reduced settlements and angular rotations, and the
follows: maximum bending moments are also reduced. This
performance would be more likely to be acceptable, despite
the still relatively large maximum settlement (for example,
(a) In Case 3 the design approach set out in equation (4) has
such settlements are not uncommon in Frankfurt).
been used, with inserts being designed for all pile types
(c) The raft with piles and inserts on all but the least stiff piles
other than the least stiff pile type (Type 6).
(Case 3) experiences a larger maximum settlement, but the
(b) In Case 4 the design approach in equation (4) has been
angular rotation is reduced and the raft bending moments
used, but with inserts being used only on the two stiffest
are reduced significantly. In addition, the proportion of the
pile types (Types 1 and 4), these being matched to the
load carried by the piles decreases compared with Case 2.
softest pile type (Type 6). The design concept here is that
(d) The raft with piles and inserts only on the outer piles (Case
the raft will allow some smoothing of the deflections
4) experiences a significant reduction in the maximum
between the outer piles with the inserts and the soft inner
angular rotation compared with the other cases, and a
piles.
reduction in torsional moment, but the other components
(c) In Case 5 an iterative approach has been taken to adjust
of bending are almost unchanged. In this case the piles
the stiffness of the inserts calculated in Case 4 and try to
carry more load than in Case 3, but less than in Case 2.
obtain a uniform distribution of settlement.
(e) The use of inserts leads to a greater proportion of load
being taken by the raft.
Table 10 also shows the computed insert stiffness values for
each case. Figure 6 compares the computed pile loads for Cases 2 to 5,
and indicates the redistribution of load due to the inserts. Some
The results of the analyses are summarised in Table 11, from of the piles without inserts (Type 6 for Case 3, Type 2 for Case
which the following observations are made: 4, and Type 5 for Case 5) in fact fully utilise their ultimate
capacity when inserts are
used on the other piles.
Case Description Computed stiffness of Interestingly, the case of the
inserts: MN/m
piles without inserts results in
the most distribution of loads
1 Raft alone, no piles among the piles. Indeed, it
2 Raft with piles, no stiffness inserts
does not appear to be feasible
3 Raft with piles, inserts on pile types 1, 2, 3, 4 and 5, 472 (Type 1 piles)
designed in accordance with equation (4) to match pile in this case to achieve both
type 6 uniform loads and uniform
730 (Type 2 piles) settlements.
840 (Type 3 piles)
769 (Type 4 piles)
In summary, the use of
2381 (Type 5 piles)
4 Raft with piles, inserts on pile types 1 and 4, designed to 472 (Type 1 piles) controlled stiffness inserts
match pile type 6 applied to the stiffest piles in
769 (Type 4 piles) the piled raft system leads to
5 As for Case 4, but with iterative adjustments to the insert 273 (Type 1 piles) an overall improvement in
stiffness values (six iterations)
the piled raft behaviour. The
1515 (Type 2 piles)
840 (Type 4 piles) design approach used for
Case 3 leads to a noticeable
Table 10. Example 3: summary of cases analysed reduction in raft bending
moments and also in
Case Maximum Minimum Maximum Maximum Mxx : Maximum M yy : Maximum Mxy : % Pile load
settlement: mm settlement: mm angular rotation: MNm/m MN/m MN/m
rad
Geotechnical Engineering 159 Issue GE3 Use of stiffness inserts in pile groups and piled rafts Poulos 159
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addition, if there is a
Ultimate pile load
16 tendency for the founding
14
conditions to be variable
among the piles in a group,
12 the use of CSIs can
10 eliminate tilting of the
Load: MN
No insertscase 2
Case 3
foundation, while retaining
8 Case 4 equal loads. For piled rafts,
Case 5
6 differential settlements and
angular rotations may be
4
reduced significantly while
2 enhancing the proportion of
load carried by the raft. The
0
1 2 3 4 5 6 use of inserts on the piles
Pile type enables the outer piles to
provide both axial and
Fig. 6. Computed pile loads for piled raft example rotational resistance while at
the same time settling a
similar amount to the softer
inner piles.
maximum angular rotation. The design approaches in Cases 4
and 5 lead to a considerable reduction in angular rotation, but
8. ACKNOWLEDGEMENTS
little improvement in bending moments, other than torsional
The author gratefully acknowledges the constructive comments
moment. However, the maximum settlement is virtually
of P. K. Wong of Coffey Geosciences, Sydney, and the
unchanged while the minimum settlement is increased, so that
encouragement of C. M. Wong, of C. M. Wong and Associates,
overall the foundation system performance is enhanced, with
Hong Kong, who has adopted the principles outlined in this
no significant penalty in increased settlement.
paper on a major project in Hong Kong.
7. CONCLUSIONS
This paper has introduced the concept of controlled stiffness REFERENCES
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160 Geotechnical Engineering 159 Issue GE3 Use of stiffness inserts in pile groups and piled rafts Poulos
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