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Original Article

Three-dimensional evaluation of hybrid expander appliances:


A pilot study
Mehmet Akina; Yasin Erdem Akgulb; Zehra Ileria; Faruk Ayhan Basciftcic

ABSTRACT
Objective: To evaluate transverse dimensional changes in dentoalveolar and skeletal structures
caused by hybrid expander, using cone-beam computed tomography (CBCT).
Materials and Methods: The CBCT records of nine patients (five boys and four girls) (mean age
13.61 6 0.72 years) treated with hybrid expander were examined. CBCT images were taken at
pretreatment and after the expansion. ELSA (point equidistant to both foramina spinosa) was
determined as a reference point to compare the distances in all three dimensions. Nineteen
transversal dimensions and four angles were measured for both right and left sides. Wilcoxon
signed rank test was used for statistical comparison at P , .05 levels.
Results: A V-shaped expansion of suture was successfully achieved in all patients without teeth
support. The amount of opening was greater in anterior than posterior and in inferior than superior.
An 8.75-mm screw expansion was achieved for all patients. Expansion effects reverberated to
maxillary central incisor, canine, first premolar, and first molar at 70%, 75%, 92%, and 89%,
respectively. The molar teeth tipped buccally (right 3.06u and left 3.24u) as did premolars (right
2.88u and left 3.02u).
Conclusion: The hybrid expander, minimally invasive expansion appliance that protects teeth by
including bone support, can be used easily for rapid maxillary expansion treatment. (Angle Orthod.
2016;86:8186.)
KEY WORDS: Bone-borne expansion; CBCT; Hybrid expander

INTRODUCTION introduced for a constricted maxilla. The most common


RME appliances are tooth-borne.79
Maxillary constriction is a common orthodontic
To obtain separation of maxillary midpalatal suture
problem and usually accompanied with unilateral or
interlocks, heavy force is needed. This heavy force
bilateral posterior crossbite.1,2 Rapid maxillary expan-
produces mechanical stress on teeth and adverse
sion (RME) has become a useful treatment method for
effect on teeth such as buccal tipping, gingival
severe transversal maxillary constriction and posterior
recession, fenestration of buccal cortex, and root
crossbite1,35 since its introduction by Angell6 in 1860
resorption of the posterior teeth.1012 To avoid such
and its increased popularity in the 1900s. Different complications, clinicians have designed RME appli-
types of appliances and treatment protocols have been ances that attach directly to the palatal surfaces of the
maxilla. Use of palatal distractor types of these bone-
borne RME appliances has not been become wide-
a
Assistant Professor, Department of Orthodontics, Faculty of spread.
Dentistry, Selcuk University, Konya, Turkey.
To minimize the surgical procedure and cost, mini-
b
Research Assistant, Department of Orthodontics, Faculty of
Dentistry, Selcuk University, Konya, Turkey. screw has begun to be used as a boneanchor.13,14
c
Professor, Department of Orthodontics, Faculty of Dentistry, Popular types of these appliances are used: (1) two
Selcuk University, Konya, Turkey. mini-screws on rugae as anterior anchorage unit and
Corresponding author: Dr Mehmet Akin, Selcuk Universitesi, first maxillary molars as posterior anchorage unit and
Dishekimligi Fakultesi Ortodonti AD, Selcuklu 42079, Kampus/
(2) four mini-screws for total anchorage unit. We
Konya, Turkey
(e-mail: drmehmetakin@selcuk.edu.tr) designed an alternative to these methods and pro-
duced new bone-borne RME appliances used with two
Accepted: February 2015. Submitted: December 2014.
Published Online: April 29, 2015 mini-screws and acrylic palatal pad (Figure 1). Since
G 2016 by The EH Angle Education and Research Foundation, this appliance comprises two mini-screws and palatal
Inc. pad, it could be named a hybrid expander.

DOI: 10.2319/121214-902.1 81 Angle Orthodontist, Vol 86, No 1, 2016


82 AKIN, AKGUL, ILERI, BASCIFTCI

Figure 1. Hybrid expander appliance. Figure 2. Reference ELSA points.

Conventional records, such as cephalometric radio- points on this model. Hyrax screw (G&H Orthodontics,
graphs, panoramic radiographs, and dental cast Franklin, Ind) was adapted as deep as possible on the
models provide limited information because of super- midline of the palatal vault. The hybrid expander
imposition of the anatomic structures and difficulties in appliance was produced, which had acrylic palatal
landmark identification.15,16 pad not covering any teeth (Figure 1). The hybrid
Three-dimensional volumetric imaging, such as expander gets support only from palate and the mini-
cone-beam computed tomography (CBCT), not only screws, not covering teeth. That which makes this
permits the acquisition of an overlay-free image, but appliance more hygienic than tooth-borne palatal
also allows minimal image distortion, superimposition, expanders. The appliance was cemented to the mini-
and low radiation dosage that are comparable to a full- screws with resin composite (Transbond XT, 3M
mouth series of periapicals.1719 Unitek, Monrovia, Calif). The appliance activation
The aim of this pilot study was to assess the clinical was made two times a day (23 quarter turn 5
applicability of this bone-borne hybrid expander and 0.5 mm) for the first week to overcome the resistance
evaluate the three-dimensional analysis of the move- of the mid-palatal sutures, and then one time a day for
ment of teeth, alveolar processes, and skeletal 3 weeks. Thirty-five quarter turns of 0.25 mm caused
structures caused by this appliance. 8.75 mm of maxillary expansion.
Pretreatment and posttreatment CBCT images were
MATERIALS AND METHODS obtained by using Kodak equipment (Model CS 9300,
Carestream Health Inc, Rochester, NY) set as follows:
Ethical approval for this study was obtained from the exposures were made at 8.0 mA and 70 kV for 6.15
Selcuk University Medicine Faculty Research Ethics seconds, and with an axial slice thickness of 0.18 mm.
Committee (2013/51), and informed written consent The patients were asked to put their head in Frankfort
was obtained from all the study participants. The horizontal position for the CBCT scans. The Digital
sample consisted of five boys and four girls, 13.61 6 Imaging and Communications in Medicine (DICOM)
0.72 years old undergoing RME with the hybrid images were imported, and cross-sectional slices were
expander. Subjects were recruited from the patients made with the Simplant Software (13.01 Version,
at the orthodontic clinic of Selcuk University, Konya. Materialise, Leuven, Belgium). By using the Simplant
Inclusion criteria were as follows: Software program, the three-dimensional image re-
N maxillary transverse deficiencies, constructions were standardized by using the Frankfort
N no developmental deformity, horizontal plane (represented by a line on the image)
as the x-axis, the transporionic plane as the y-axis, and
N skeletal Class I malocclusion,
the midsagittal plane as the z-axis. To establish the
N no cleft and palate,
standard orientation of the craniofacial structures,
N 2- to 3-mm overbite, and
three-dimensional reference planes were initially set
N need for nonextraction fixed orthodontic treatment.
according to the reference point ELSA (Figure 2).20
Expansion was made minimally invasive by using The center of the line connecting the geometric
a hybrid expander. It was designed to be fixed on hard centers of each foramen spinosum was identified as
palate with one mini-screw on each side, for a total of ELSA. The horizontal plane was defined as the plane
two mini-screws. Two self-tapping mini-screws (Excal- that passed through the auditory external meatus and
ibur, SIA, Caserta, Italy) (1.6 mm in diameter, 10 mm) ELSA. The vertical plane was defined as the plane that
were inserted bilaterally between the upper second was located perpendicularly to the horizontal plane
premolars and first molars on the palate at a 45u. The passing through the medial edge of the foramen
dental cast was obtained, and we signed mini-screw magnum. The frontal plane was located perpendicular

Angle Orthodontist, Vol 86, No 1, 2016


HYBRID EXPANDER 83

Table 1. Measured Dental and Skeletal Points


uI Interincisal coronal width (right and left) Landmark on mesial surfaces of both maxillary central incisors
uC Upper canine (right and left) Point on the middle of the buccal surface of the maxillary canines
uB Upper first premolar (right and left) Point on the middle of the buccal surface of the maxillary first premolars
uM Upper first molar (right and left) Point on the middle of the buccal surface of the maxillary first molars
uIa Interincisal apex width (right and left) Point in apices of both maxillary central incisors
uCa Upper canine apex (right and left) Point in apices of both maxillary canines
uBa Upper first premolar buccal apex (right and left) Point in apices of both maxillary buccal premolars
uMa Upper first molar buccal apex (right and left) Point in apices of both maxillary buccal molars
ep Endopremolare (right and left) Medial point on inner surface of alveolar ridge corresponding to first maxillary premolar
EP Ectopremolare (right and left) Medial point on outer surface of alveolar ridge corresponding to first maxillary premolar
em Endomolare (right and left) Medial point on inner surface of alveolar ridge corresponding to first maxillary molar
EM Ectomolare (right and left) Medial point on outer surface of alveolar ridge corresponding to first maxillary molar
epa Endopremolare apical (right and left) Point on inner surface of alveolar ridge corresponding to apex of first premolar
Epa Ectopremolare apical (right and left) Point on outer surface of alveolar ridge corresponding to apex of first premolar
ema Endomolare apical (right and left) Point on inner surface of alveolar ridge corresponding to apex of first molar
Ema Ectomolare apical (right and left) Point on outer surface of alveolar ridge corresponding to apex of first molar
O Low border of orbit (right and left) Point on the lowest part of the lower orbit border
P Piriform (right and left) Outermost point on the nasal wall
ANS Anterior nasal spine Anterior nasal spine located above Point A
PNS Posterior nasal spine Posterior border point of palatal process of maxilla
Z Zygomaxillare (right and left) Lowest point on suture between zygomatic and maxillary bones
A Point A Subspinale, the most dorsally located point on the contour of the maxilla
B Point B Supramental, the most dorsally located point on the contour of the mandible

to the horizontal and vertical planes. All transversal the two tracings was tested with a Wilcoxon test; no
linear and angular measurements were recorded for significant difference was found (P , .05), confirming
each scan before RME (T1) and after treatment (T2). the intraobserver reliability of the measurements.
One investigator performed the measurements. All
points measured are listed in Table 1 (Figure 3).
Table 2. Intraclass Correlation Coefficients and Interval for
Intragroup and Intergroup Agreement
Statistical Analysis
Interclass Intraclass
Statistical Package for the Social Sciences (SPSS Teeth
17.0, Chicago, Ill) was used for data analysis, and a P Maxillary central incisors (diastema) 0.958 0.923
value , .05 was considered statistically significant. Maxillary canines 0.963 0.954
Maxillary first premolars 0.970 0.919
Numerical data were given as mean 6 SD. Images of
Maxillary first molars 0.975 0.964
five patients were randomly selected, and the initial Apex of maxillary central incisors 0.953 0.987
measurements of each side were repeated by the Apex of maxillary canines 0.941 0.978
same investigator 2 weeks after the first measure- Buccal apex of first premolars 0.945 0.945
ments. Intraclass and interclass correlation coefficients Mesiobuccal apex of maxillary first 0.937 0.932
molars
were performed to assess the reliability of the
measurements as described by Houston21 in same Alveolar crest
images, and the coefficients of reliability for the Ectopremolare 0.929 0.925
Endopremolare 0.932 0.930
measurements were above 0.903 (0.9030.987) (Ta- Ectomolare 0.924 0.919
ble 2). In addition, the statistical difference between Endomolare 0.917 0.903
Skeletal structures
Lower margins of orbita 0.979 0.958
Piriform 0.983 0.943
Anterior nasal spine 0.934 0.951
Posterior nasal spine 0.915 0.942
Zygomaxillare 0.953 0.953
Point A 0.959 0.961
Point B 0.985 0.937
Teeth
Maxillary first premolar, right 0.919 0.972
Maxillary first premolar, left 0.925 0.960
Maxillary first molar, right 0.928 0.981
Figure 3. Skeletal points. Maxillary first molar, left 0.911 0.977

Angle Orthodontist, Vol 86, No 1, 2016


84 AKIN, AKGUL, ILERI, BASCIFTCI

Table 3. Transverse Expansion Amounts Between Dental and Skeletal Structures and Statistical Comparison (in mm)a
Right Side Transverse
Expansion Left Side Transverse Expansion Total Expansion (8.75)
Measurement Values Mean SD Sig % Mean SD Sig % Mean SD Sig %
Teeth
Maxillary central incisors (diastema) 2.98 0.74 * 0.34 3.15 0.81 * 0.36 6.13 1.57 * 0.70
Maxillary canines 3.33 0.67 * 0.38 3.24 0.72 * 0.37 6.56 1.72 * 0.75
Maxillary first premolars 3.94 0.81 * 0.45 4.11 0.77 * 0.47 8.05 2.03 ** 0.92
Maxillary first molars 3.76 0.90 * 0.43 4.03 0.84 * 0.46 7.79 1.52 * 0.89
Apex of maxillary central incisors 2.10 0.56 * 0.24 2.28 0.61 * 0.26 4.38 1.25 * 0.50
Apex of maxillary canines 3.50 0.73 * 0.40 3.33 0.68 * 0.38 6.83 1.49 * 0.78
Buccal apex of first premolars 3.59 0.80 * 0.41 3.50 0.87 * 0.40 7.09 2.01 * 0.81
Mesiobuccal apex of maxillary first 3.59 0.74 * 0.41 3.68 0.83 * 0.42 7.26 1.84 * 0.83
molars
Alveolar crest
Ectopremolare 4.20 1.03 * 0.48 4.38 0.92 * 0.50 8.58 2.13 ** 0.98
Endopremolare 4.38 0.91 * 0.50 4.29 1.04 * 0.49 8.66 1.90 ** 0.99
Ectomolare 4.11 0.85 * 0.47 4.20 0.89 * 0.48 8.31 1.79 ** 0.95
Endomolare 4.20 0.97 * 0.48 4.29 0.79 * 0.49 8.49 2.08 ** 0.97
Skeletal structures
Lower margins of orbita 0.01 0.01 NS 0.00 0.00 0.02 NS 0.00 0.01 0.03 NS 0.00
Piriform 1.05 0.24 NS 0.12 0.96 0.32 NS 0.11 2.01 0.72 NS 0.23
Anterior nasal spine 2.28 0.70 * 0.26 2.54 0.83 * 0.29 4.81 1.17 * 0.55
Posterior nasal spine 0.70 0.31 NS 0.08 0.88 0.41 NS 0.10 1.58 0.73 NS 0.18
Zygomaxillare 0.04 0.01 NS 0.00 0.05 0.03 NS 0.00 0.09 0.06 NS 0.00
Point A 3.68 1.10 * 0.42 3.41 0.97 * 0.39 7.09 1.89 * 0.81
Point B 0.00 0.00 NS 0.00 0.00 0.03 NS 0.00 0.00 0.03 NS 0.00
a
Sig indicates statistical significance; NS, not significant.
* P , .05, ** P , .01.

Because the size of the study group was only 9, the structures is shown in Table 3. There was significant
statistical evaluations of these data were performed expansion on all teeth and alveolar crest parameters
using nonparametric tests. Statistically significant (P , .05). In skeletal structures, only anterior nasal
differences between the T1 and T2 sides were spine and A point significantly expanded (P , .05). The
determined using the Wilcoxon test. Statistical signif- maximum transverse increase (8.05 5 92%) was found
icance was set at P , .05. in the maxillary first premolar region on teeth. The
minimum transverse increase (4.38 5 50%) was found
on the apex of maxillary central incisors region on teeth.
RESULTS
Approximately the same amount of transverse increase
All 18 mini-screws were still stable when the was obtained on maxillary first premolar region on teeth
expansion finished. A V-shaped opening of the suture with the amount of screw expansion. On the skeletal
and the dentition was observed with the greatest structure, the maximum transverse increase (7.09 5
amount of opening anteriorly and inferiorly directed in 81%) was found in point A, the minimum transverse
the transverse dimension. The amount of transmitted increase (0 5 0%) was found in lower margins of orbita,
screw expansion (8.75 mm) on teeth and skeletal zygomaxillare, and point B.

Table 4. Buccal Tipping and Statistical Comparison of Teeth (in degrees)a


Before Expansion (Average After Expansion (Average
Tipping) Tipping) Mean Differences Sig
Measurement Values Mean SD Mean SD Mean SD
Teeth
Maxillary first premolar, right 13.27 2.34 16.33 3.04 3.06 1.41 *
Maxillary first premolar, left 14.43 3.12 17.67 2.97 3.24 1.53 *
Maxillary first molar, right 15.56 3.41 18.44 3.21 2.88 1.87 *
Maxillary first molar, left 14.52 2.94 17.54 3.42 3.02 1.74 *
a
Sig indicates statistical significance.
* P , .05.

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HYBRID EXPANDER 85

The amount of expansion caused tipping of teeth as found that the amount of buccal tipping was 7.01u for
shown in Table 4. Tipping of posterior teeth was the right molar and 6.79u for the left molar in the hyrax
significantly increased by the impact of expansion. group when they compared the dentoalveolar inclina-
The most increased tipping was found on the maxillary tion of patients treated with either a hyrax expander or
left first premolar tooth (3.24u), and the least increased an acrylic expander. In our study, we determined that
tipping was found on the maxillary right first molar the mean amount of buccal tipping was 2.88u for the
tooth (2.88u). right and 3.02u for the left molar. Tausche et al.5
evaluated the dentoalveolar effect of bone-borne
DISCUSSION Dresden distractor and found 3.5u buccal tipping for
the right molar and 2.5u for the left molar, similar to us.
The objective of this study was to evaluate the
The bone-borne expander caused molar buccal tipping
effects of bone-borne hybrid expander with two mini-
of approximately half that of the conventional Hass and
screws on maxillary teeth and maxillary bone. In
Hyrax expander as inferred in the literature. This
clinical experience, the transversal deficiencies of all
greater tipping could be regarded as an expansion
patients were successfully treated.
force transmission to bone via the teeth. On the other
Posterior insertion of two mini-screws between the
hand, in the bone-borne expander, expansion force
second premolar and first molar, located approximate-
transmission is to bone directly.
ly 56 mm from tooth, seems to be preferable and
Hybrid expander appliance with only two mini-
harmless for teeth. This area has been described as
screws, no tooth support, and with exchangeable
a safe place for mini-screws.22 Using the hybrid
abutments is effective for RME. This appliance makes
expander appliance is a minimally invasive method
RME more hygienic for teeth and gingival tissue. Fixed
compared with the bone-borne RME appliance method
orthodontic treatment could be begun immediately and
and minimally harmless for teeth compared with the
an expansion, retention period is unnecessary. Other
conventional RME and hybrid hyrax appliance meth-
appliances could be used for retention such as
od.13,23
a transpalatal arch or Nance.
Our data showed significant increases in oral cavity
Further studies to evaluate the dentoalveolar and
width at the levels of the maxillary premolars and
maxillary three-dimensional effects of the hybrid
molars (mean 5 8.05 mm; 92%, mean 5 7.79 mm;
expander should be designed by comparing tooth-
89% of appliances expansion) after the expansion.
borne and tooth-and-tissueborne appliances includ-
Bone segment were expanded (between 95% and
ing a control group. Another limitation of this study is
99%) more effectively than dental segment in alveolar
the small sample size. To overcome this limitation, the
crest. Our results are compatible with the results of
same author performed all measurements, and the
Tausche et al.,5 who reported that the transverse
high accuracy (a coefficient of more than 0.903) of the
increase at the level of dental segment was maximum
quantitative measurements supports the reliability of
in premolar and molar region and that alveolar crest
the results. Future studies with a large sample size are
regions were expanded between 99% and 107%
needed for the further evaluation of this appliance.
according to the appliance expansion. They used
surgical approach in young adults, and RME was
obtained with Dresden distractor hybrid hyrax. CONCLUSIONS
The V-shaped opening was obtained with hybrid N RME could be obtained and supported with two mini-
expander in midpalatal suture on horizontal and screws and palatal bone without the support of teeth.
coronal planes. Anterior nasal spine was affected N RME with hybrid expander appliance showed V-
55%; however, the posterior nasal spine was affected shaped opening of suture on horizontal and coronal
18% from the expansion. This result was different from planes.
the results of Habersack et al.24 and Christie et al.,25 N Hybrid expander appliance caused less buccal
who described parallel opening on the midpalatal tipping on posterior teeth than conventional RME
suture. On the other hand, Wertz and Dreskin,26 Silva appliances when literature results were compared.
Filho et al.,27 and Tausche et al.5 demonstrate that the N Hybrid expander appliance could prevent teeth from
opening of midpalatal suture in the area of ANS was root resorption, dehiscence, and fenestration be-
wider than in PNS after RME. Perhaps, the nature of cause of no tooth support.
the parallel opening on midpalatal suture could be
young age.25
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