of M. C. Escher
Doris Schattschneider
W
hile the mathematical side of Dutch Scientists, mathematicians and M. C.
graphic artist M. C. Escher (1898 Escher approach some of their work
1972) is often acknowledged, few in similar fashion. They select by in-
of his admirers are aware of the tuition and experience a likely-looking
mathematical depth of his work. set of rules which defines permis-
Probably not since the Renaissance has an artist sible events inside an abstract world.
engaged in mathematics to the extent that Escher Then they proceed to explore in detail
did, with the sole purpose of understanding math- the consequences of applying these
ematical ideas in order to employ them in his art. rules. If well chosen, the rules lead to
Escher consulted mathematical publications and exciting discoveries, theoretical devel-
interacted with mathematicians. He used math- opments and much rewarding work.
ematics (especially geometry) in creating many [18, p. 4]
of his drawings and prints. Several of his prints In Eschers mind, mathematics was what he
celebrate mathematical forms. Many prints provide encountered in schoolworksymbols, formulas,
visual metaphors for abstract mathematical con- and textbook problems to solve using prescribed
cepts; in particular, Escher was obsessed with the techniques. It didnt occur to him that formulating
depiction of infinity. His work has sparked investi- his own questions and trying to answer them in
gations by scientists and mathematicians. But most his own way was doing mathematics.
surprising of all, for several years Escher carried
out his own mathematical research, some of which Until 1937
anticipated later discoveries by mathematicians. M. C. Escher grew up in Arnhem, Holland, the
And yet with all this, Escher steadfastly denied youngest in a family of five boys. His father was
any ability to understand or do mathematics. His a civil engineer and his four older brothers all be-
son George explains: came scientists. The home atmosphere may have
Father had difficulty comprehending instilled in him some habits of scientific inquiry,
that the working of his mind was akin including the patient, methodical approach that
to that of a mathematician. He greatly would characterize his later work. Also, the young
enjoyed the interest in his work by boys were given regular lessons in woodworking
mathematicians and scientists, who techniques that would later become very useful to
readily understood him as he spoke, Escher in making woodcuts.
in his pictures, a common language. His school life may have been less useful than
Unfortunately, the specialized language his home life. Recalling his school years, Escher
of mathematics hid from him the fact once confessed I was an extremely poor pupil in
that mathematicians were struggling arithmetic and algebra, and I still have great dif-
ficulty with the abstractions of figures and letters. I
with the same concepts as he was.
was slightly better at solid geometry because it ap-
pealed to my imagination, but even in that subject
Doris Schattschneider is professor emerita of mathemat- I never excelled at school [1, p. 15]. He did well in
ics at Moravian College in Bethlehem, Pennsylvania. Her drawing, however, and his high school art teacher
email address is schattdo@moravian.edu. encouraged him to make linocuts.
rhombus, rectangle, square, and isosceles right examples. He would begin with a two-color regular
triangle (a grid of squares in which the diagonals division from one of his ten categories (Figure 3
have been drawn). He labeled these AE, respec- begins with type IIA). Each of these categories had
tively. As he sought to answer his two questions, four tiles meeting at every vertex and required
he filled the pages of several school copybooks only two colors. He would then choose a tile and
with his sketches of marked grids representing a segment of the boundary that connected one
tilings, scratching out those that didnt work out of its vertices (say B) to another carefully chosen
or that duplicated an earlier discovery. Each time boundary point (say A) that was not a vertex of the
he discovered a marked grid that represented a tiling (Figure 3a). Using A as a pivot point, he would
regular division of the plane, he recorded it and then pivot the boundary segment connecting A
made an example of a tiling with a shaped tile, and B (stretching it if necessary) so that vertex B
its vertices marked by letters. slid along the boundary of the tile, stopping at a
To quickly record how each edge of a tile was new position (say C). Repeating this on the corre-
related to another edge of the same tile or an sponding segments of the boundaries of all tiles
adjacent tile, Escher devised his own notation: = produced a new tiling with vertices at which three
meant related by a translation and || related by tiles met, requiring three colors for map-coloring
a glide-reflection. An S on its side meant related (Figure 3b). The process could be continued with
by a 180 rotation and L meant related by a 90 the new segment AC, sliding C along the boundary
rotation. Figure 2 shows one copybook page with until it reached a vertex D of the original tiling.
five different rhombus systems on the left and This produced a new tiling that again required only
shaped tilings for two of these systems on the two colors (Figure 3c). At the intermediate (3-color)
right. Note Eschers voorbeeld maken! at the bot- stage, the network of tile edges was certainly not
tom of the pagemake an example! His results homeomorphic to the original, but surprisingly,
were recorded entirely visually, with no need for at the end (2-color) stage, the new network of tile
words. Ultimately he found ten different classes edges might also not be homeomorphic to that of
of these tilings and numbered the classes I X. His the original tiling. Escher thought of the intermedi-
Notebook charts giving both visual and descriptive ate (3-color) tiling as having components of both
versions of the classes are in [53, pp. 5861]. the beginning and ending 2-color tilings, and so
To discover still other regular divisions, those labeled it with both types. In Figure 3, his type
for which three colors would be required for map- IIA system is transformed to IIAIIIA, and that is
coloring, Escher employed a technique that he transformed to system IIIA. In this instance, the
called transition. Figure 3 recreates one of his tiles in the final tiling have three, not four, edges
Figure 7. Eschers diagram sent to Coxeter, exhibiting what the artist had figured out. The original
drawing is faint, drawn in pencil on tracing paper. This is a reconstruction by the author, and
shows Coxeters red markings.