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The Mathematical Side

of M. C. Escher
Doris Schattschneider

W
hile the mathematical side of Dutch Scientists, mathematicians and M. C.
graphic artist M. C. Escher (1898 Escher approach some of their work
1972) is often acknowledged, few in similar fashion. They select by in-
of his admirers are aware of the tuition and experience a likely-looking
mathematical depth of his work. set of rules which defines permis-
Probably not since the Renaissance has an artist sible events inside an abstract world.
engaged in mathematics to the extent that Escher Then they proceed to explore in detail
did, with the sole purpose of understanding math- the consequences of applying these
ematical ideas in order to employ them in his art. rules. If well chosen, the rules lead to
Escher consulted mathematical publications and exciting discoveries, theoretical devel-
interacted with mathematicians. He used math- opments and much rewarding work.
ematics (especially geometry) in creating many [18, p. 4]
of his drawings and prints. Several of his prints In Eschers mind, mathematics was what he
celebrate mathematical forms. Many prints provide encountered in schoolworksymbols, formulas,
visual metaphors for abstract mathematical con- and textbook problems to solve using prescribed
cepts; in particular, Escher was obsessed with the techniques. It didnt occur to him that formulating
depiction of infinity. His work has sparked investi- his own questions and trying to answer them in
gations by scientists and mathematicians. But most his own way was doing mathematics.
surprising of all, for several years Escher carried
out his own mathematical research, some of which Until 1937
anticipated later discoveries by mathematicians. M. C. Escher grew up in Arnhem, Holland, the
And yet with all this, Escher steadfastly denied youngest in a family of five boys. His father was
any ability to understand or do mathematics. His a civil engineer and his four older brothers all be-
son George explains: came scientists. The home atmosphere may have
Father had difficulty comprehending instilled in him some habits of scientific inquiry,
that the working of his mind was akin including the patient, methodical approach that
to that of a mathematician. He greatly would characterize his later work. Also, the young
enjoyed the interest in his work by boys were given regular lessons in woodworking
mathematicians and scientists, who techniques that would later become very useful to
readily understood him as he spoke, Escher in making woodcuts.
in his pictures, a common language. His school life may have been less useful than
Unfortunately, the specialized language his home life. Recalling his school years, Escher
of mathematics hid from him the fact once confessed I was an extremely poor pupil in
that mathematicians were struggling arithmetic and algebra, and I still have great dif-
ficulty with the abstractions of figures and letters. I
with the same concepts as he was.
was slightly better at solid geometry because it ap-
pealed to my imagination, but even in that subject
Doris Schattschneider is professor emerita of mathemat- I never excelled at school [1, p. 15]. He did well in
ics at Moravian College in Bethlehem, Pennsylvania. Her drawing, however, and his high school art teacher
email address is schattdo@moravian.edu. encouraged him to make linocuts.

706 NOTICES OF THE AMS VOLUME 57, NUMBER 6


In 1919 Escher entered the Haarlem School Escher later wrote that after this Alhambra visit,
for Architecture and Decorative Arts intending I spent a large part of my time puzzling with
to study architecture, but with the advice of his animal shapes [1, p. 55]. By carefully studying
drawing and graphic arts teacher, Samuel Jessurun the Alhambra sketches and noting the geometric
de Mesquita, and the consent of his parents, soon relationships of the tiles to one another, he was
switched to a program in graphic arts. Among his able to make a dozen new symmetry drawings of
prints executed while in Haarlem are three that interlocked motifs.2 One of these showed inter-
show plane-filling; two of these are based on fill- locked Chinese boys. In spring 1937 he produced
ing rhombuses, and one has a rectangle filled with his first print that used a portion of a plane-filling
eight different elegant heads, four upside down, to produce a metamorphosis of figures. In Meta-
each repeated four times [53, pp. 78]. Plane-filling morphosis I,3 the buildings of the coastal town of
would soon become an obsession. Atrani morph into cubes which in turn evolve into
Upon finishing his studies at the Haarlem the Chinese boys [53, pp. 19, 286]. The print was
School in 1922, he traveled for most of a year a fantasy, linking his new interest in plane-fillings
throughout Italy and Spain, filling a portfolio with with his love of the Amalfi coast, but Escher never
sketches of landscapes and details of buildings, liked it because it didnt tell a storyhow do you
as well as meticulous drawings of plants and tiny link Chinese boys to an Italian town?
creatures in nature. During this odyssey, he visited In July 1937 the Escher family moved to a
the Alhambra in Granada, Spain, and there mar- suburb of Brussels, where a third son was born.
veled at the wealth of decoration in majolica tiles, That October Escher showed his meager portfolio
sketching a section that especially attracted him of symmetry drawings to his older half-brother
for its great complexity and geometric artistry Beer, a professor of geology, who immediately
[1, pp. 24, 41]. This first encounter with the til- recognized that these periodic patterns would be
ings in the Alhambra likely increased his interest of interest to crystallographers, since crystals were
in making his own tilings. In any case, during the defined by their periodic molecular structure. He
mid-1920s, he produced a few periodic mosaics offered to send Escher a list of technical papers
with a single shape, some of them hand-printed that might be helpful. There were ten articles in
on silk [53, p. 11]. Unlike the Moorish tiles that Beers list, all from Zeitschrift fr Kristallographie,
always had geometric shapes, Eschers tile shapes published between 1911 and 1933, by F. Haag,
(which he called motifs) had to be recogniz- G. Plya, P. Niggli, F. Laves, and H. Heesch [53, pp.
able (in outline) as creatures, even if only of the 24, 337]. Escher found only the articles by Haag
imagination. These early attempts show that he and Plya useful.
understood (intuitively, at least) how to utilize Haags article [28] provided a clear definition for
basic congruence-preserving transformations Escher of regular plane-fillings and also provided
translations, half-turns (180 rotations), reflections some illustrations. In one of his copybooks, Escher
and glide-reflectionsto produce his tilings. carefully wrote Haags definition of regular divi-
Escher married in 1924, and the couple settled sion of the plane (here translated):
in Rome, where two sons were born. Until 1935 he Regular divisions of the plane consist
continued to make frequent sketching trips, most of congruent convex polygons joined
in southern Italy, returning to his Rome studio together; the arrangement by which the
to compose his sketches for woodcuts and litho- polygons adjoin each other is the same
graphs. In 1935, with the growing rise of Fascism throughout.
in Italy and his sons in ill health, Escher felt it best
to move his family from Italy to Switzerland. In In the same copybook, Escher also sketched several
1936 he undertook a long sea journey, and dur- of Haags polygon tilings. After studying them, he
ing the trip he spent three days at the Alhambra, quickly discovered that the word convex in Haags
joined by his wife Jetta. There they made careful definition was superfluous, for by manipulating the
color sketches of many of the majolica tilings. tiles shape, he was able to sketch several examples
This second Alhambra visit, coupled with his of nonconvex polygonal tilings. It was probably at
move from the scenery of Italy, marked an enor- this point that he inserted parentheses around the
mous change in his work: landscapes would be word convex in Haags definition. Of course he
replaced by mindscapes.1 No longer would his also readily discovered that the word polygon was
sketches and prints be inspired by what he found far too restrictive for his purposes; it could easily
in mountainous villages, nature, and architecture. 2Eschers colored plane-fillings have been called tessella-
Now the ideas would be found only in the recesses tions, periodic drawings, tilings, and symmetry drawings.
of his mind. I prefer to use the last term.
3
All of Eschers prints that are named in this essay can
1
The title of a 1995 exhibit of Eschers work at the National be found in the catalogs [1] and [37], and many of them
Gallery of Canada in Ottawa was titled M. C. Escher: can also be found in [20], [59], and on the official website
Landscapes to Mindscapes. www.mcescher.com.

JUNE/JULY 2010 NOTICES OF THE AMS 707


be replaced by tile or discovery of a forgotten suitcase full of Plyas
shape. Haags defi- notes and other collected letters and papers, now
nition (with Eschers in the Plya archives at Stanford University, shows
amendments) was that Plya even sent Escher his own attempt at an
adopted by Escher and Escher-like tiling. Among these papers is Plyas
would guide all of his drawing of a tiling by snakes, inscribed sent to
symmetry investiga- MCE, at the address where Escher resided from
tions. He later carefully 1937 to 1940. Also, there is an outline of Plyas
recorded the defini- never-completed book The Symmetry of Ornament
tion on the back of his and many sketches of tilings, both for the planned
symmetry drawing 25 book and for the 1924 article that so influenced
(1939) of lizards (the Escher [53, pp. 33536].
drawing is depicted
in Eschers lithograph Escher as a Mathematical Researcher
Reptiles). From 1937 to 1941 Escher plunged into a methodi-
Plyas article [43] cal investigation that can only be termed math-
would have a great ematical research. Haags article had given him a
influence on Escher. definition of regular division of the plane, and
Escher carefully cop- Plyas article showed him that there were many
ied (by hand, in ink) the tile shapes that could produce these. He wanted to
Figure 1. A copy of the display in [43], full text that outlined find more and characterize them. The questions he
signed by Plya. the four isometries pursued, using his own techniques, were:
of the plane and an- (1) What are the possible shapes for a tile that
nounced Plyas classification of periodic planar can produce a regular division of the plane, that
tilings by their symmetry groups. Plya was evi- is, a tile that can fill the plane with its congruent
dently unaware that this classification had been images such that every tile is surrounded in the
carried out by Fedorov more than thirty years same manner?
earlier. Escher was already intuitively aware of (2) Moreover, in what ways are the edges of such
the congruence-preserving transformations Plya a tile related to each other by isometries?
spoke of but probably didnt understand any of the The only isometries that Escher allowed in order
discussion about symmetry groups. What struck to map a tile to an adjacent tile were translations,
him was Plyas full-page chart that displayed rotations, and glide-reflectionsa reflection would
an illustrative tiling for each of the seventeen require a tiles edge to be a straight segment,
plane symmetry groups (Figure 1). Escher care- not a natural condition for his creature tiles. In
fully sketched each of these seventeen tilings in a 19411942 he recorded his many findings in a
copybook and studied them, map-coloring some definitive Notebook that was to be his private en-
of them [47]. Among these, there were tilings that cyclopedia about regular divisions of the plane and
displayed symmetries he had not recorded in the how to produce and color them [46], [48], [53]. The
Alhambra; for example, tilings whose only symme- Notebook had two parts: its cover inscribed (here
tries other than translations were glide-reflections translated) Regular divisions of the plane into
or fourfold (90) and twofold (180) rotations. Within asymmetric congruent polygons; I Quadrilateral
one month of studying these, Escher had completed systems MCE 1-1941 Ukkel; II Triangle systems
his first symmetry drawings displaying fourfold rota- X-1942, Baarn.
tion symmetry: squirming lizards interlocked four at Eschers study of quadrilateral systems was
a time, pinwheeling where four feet met [53, p. 127]. extensive. He represented these tilings symboli-
He featured a portion of one of these drawings at the cally with a grid of congruent parallelograms in
center of his woodcut Development I, completed in which each parallelogram represented a single tile.
the same month. He shaded the grids checkerboard style, so that
Escher was so grateful for the help that Plyas each parallelogram shared edges only with paral-
paper provided that he wrote to the mathematician lelograms of the opposite color. He was interested
to thank him. He sent Plya the print Development I in asymmetric tiles (after all, his creature tiles
and asked the mathematician whether or not he had were to be primarily asymmetric), and in order to
written a book on symmetry for laymen as his article indicate the asymmetry, placed a hook inside each
indicated he had hoped to do. Although a writer once parallelogram. The hook provided orientation,
characterized Plyas reply as polite but formal, while small circles and squares on the tiles bound-
indicating he hadnt written the hoped-for book ary indicated twofold and fourfold centers about
[53, p. 22], Plya wrote to me in 1977 that he and which the tile could rotate into an adjacent tile.
Escher had corresponded more than once and Escher was aware that certain symmetries required
that he regretted losing the correspondence in special parallelogram grids and so considered
his haste to come to America in 1940. A recent five different categories: arbitrary parallelogram,

708 NOTICES OF THE AMS VOLUME 57, NUMBER 6


All M. C. Escher works 2009 The M. C. Escher CompanyThe Netherlands.
All rights reserved. Used by permission. www.mcescher.com.
Figure 2. A copybook page showing Eschers method of investigation of regular divisions of the
plane. His symbolic notation is explained in our text.

rhombus, rectangle, square, and isosceles right examples. He would begin with a two-color regular
triangle (a grid of squares in which the diagonals division from one of his ten categories (Figure 3
have been drawn). He labeled these AE, respec- begins with type IIA). Each of these categories had
tively. As he sought to answer his two questions, four tiles meeting at every vertex and required
he filled the pages of several school copybooks only two colors. He would then choose a tile and
with his sketches of marked grids representing a segment of the boundary that connected one
tilings, scratching out those that didnt work out of its vertices (say B) to another carefully chosen
or that duplicated an earlier discovery. Each time boundary point (say A) that was not a vertex of the
he discovered a marked grid that represented a tiling (Figure 3a). Using A as a pivot point, he would
regular division of the plane, he recorded it and then pivot the boundary segment connecting A
made an example of a tiling with a shaped tile, and B (stretching it if necessary) so that vertex B
its vertices marked by letters. slid along the boundary of the tile, stopping at a
To quickly record how each edge of a tile was new position (say C). Repeating this on the corre-
related to another edge of the same tile or an sponding segments of the boundaries of all tiles
adjacent tile, Escher devised his own notation: = produced a new tiling with vertices at which three
meant related by a translation and || related by tiles met, requiring three colors for map-coloring
a glide-reflection. An S on its side meant related (Figure 3b). The process could be continued with
by a 180 rotation and L meant related by a 90 the new segment AC, sliding C along the boundary
rotation. Figure 2 shows one copybook page with until it reached a vertex D of the original tiling.
five different rhombus systems on the left and This produced a new tiling that again required only
shaped tilings for two of these systems on the two colors (Figure 3c). At the intermediate (3-color)
right. Note Eschers voorbeeld maken! at the bot- stage, the network of tile edges was certainly not
tom of the pagemake an example! His results homeomorphic to the original, but surprisingly,
were recorded entirely visually, with no need for at the end (2-color) stage, the new network of tile
words. Ultimately he found ten different classes edges might also not be homeomorphic to that of
of these tilings and numbered the classes I X. His the original tiling. Escher thought of the intermedi-
Notebook charts giving both visual and descriptive ate (3-color) tiling as having components of both
versions of the classes are in [53, pp. 5861]. the beginning and ending 2-color tilings, and so
To discover still other regular divisions, those labeled it with both types. In Figure 3, his type
for which three colors would be required for map- IIA system is transformed to IIAIIIA, and that is
coloring, Escher employed a technique that he transformed to system IIIA. In this instance, the
called transition. Figure 3 recreates one of his tiles in the final tiling have three, not four, edges

JUNE/JULY 2010 NOTICES OF THE AMS 709


and meet six at a vertex; As the eye moves downward from the center row
Escher noted that this was of tiles, the opposite transformation takes place.
an exceptional case [53, Now the fish gain three-dimensional form and the
p. 62]. black birds dissolve to become water in which the
Escher did not record fish swim. In mathematics, the essence of dual
these discoveries with objects is that each completely defines the other,
words, but in his Note- such as a set and its complement, a statement and
book he displayed sixteen its negation. In addition to the figure/ground dual-
pages of carefully drawn ity, there are other kinds of duality represented in
illustrations of transi- this single print: black and white, sky and water.
tions that cover all of his And opposites: bird and fish often denote op-
ten categories [53, pp. posites (think neither fish nor fowl), and in the
6269]. In many cases, print, each bird is placed exactly opposite a fish,
he discovered more than
with the invisible surface of the water acting as a
one distinct transition of
compositional mirror.
the same tiling. Using to-
Part II of Eschers Notebook is brief, devoted to
days terminology, he dis-
what he called triangle systemsregular divisions
covered how to produce
having 120 rotation centers (system A) or 60, 120,
tilings of different isohe-
and 180 rotation centers (system B). After explain-
dral types beginning with
a single isohedral tiling. ing the necessary placement of rotation centers, he
And he also recorded in records only twenty different tilings, several with
a chart (a digraph!) which two motifs, and all carefully map-colored to respect
of his ten categories led to symmetry. Most require three colors. Unlike in his
others. This chart makes quadrilateral systems, some of his tiles have rota-
clear that his process of tion symmetry, and from these he derives other tiles
transition can change the with one or two motifs [53, pp. 7981].
topological and combi- In 1941, as he was nearing the end of these
natorial properties of a investigations, Escher and his family moved to
tiling but not change its Baarn, Holland, where he would spend all but the
symmetry group [48], [53, last two years of his life. In the years following, he
p. 60]. produced more than 100 regular divisions of the
Figure 3. Eschers transition The last section of plane, each final version numbered and carefully
process takes (a) a 2-colored tiling Eschers quadrilateral drawn on graph paper, its creature tiles outlined
with 180 rotation centers at tile systems study summa- in ink, map-colored using watercolors, respecting
vertices and midpoints of edges, rizes in ten pages his in- the symmetries of the tiling. As his portfolio of
to (b) a 3-colored tiling, to (c) a vestigations of what he symmetry drawings grew, he referred to it as his
2-colored tiling with 180 rotation called 2-motif tilings storehouse. Fragments of these drawings would
centers at midpoints of tile edges. [53, pp. 7076]. He would be featured in many prints, notecards, exhibit an-
begin with a regular divi- nouncements, painted and tiled public works, and
sion, map-colored with two or three colors, then even carved on the surface of a ball. In all, there
split each tile (in the same manner) into two dis- are 134 numbered symmetry drawings and many
tinct shapes, so that the resulting tiling could be unnumbered sketches.
colored with two colors. This investigation was Escher carried out several other minor math-
spurred by his fascination with what he called ematical investigations in order to achieve certain
duality many of his prints play with the idea of effects in his art. Some of these results were
interchanging the role of figure and ground, or jux- recorded in a notebook entitled Regular Division
taposition of opposites. Sky and Water I and Circle of the Plane: Abstract Motifs, Geometric Problems,
Limit IV (Angels and Devils) are famous examples.
and others were gathered in small folios. He stud-
For example, in Sky and Water I (Figure 4) a ied several Moorish-like tilings and investigated
horizontal row of interlocked flat tiles at the center linked rings (seen in his last print, Snakes). He
alternates white fish and black birds, dividing the enumerated several tilings by congruent triangles
print into upper and lower halves (sky and water). while designing bank notes. He also recorded
The fish in this center row can serve as figure and two theorems he evidently discovered but did
the birds as ground, or vice versa. But as the eye not prove. One was about concurrent lines in a
moves upward from this row of tiles, the creatures triangle, and the other about concurrent diago-
separate and take on distinct roles. The black birds nals in a special tiling hexagon [53, pp. 8293].
become three-dimensional as they rise, while the At my request, the first theorem was verified by
white fish melt to become sky. The fish become A. Liu and M. Klamkin [35] and the second by
the background against which figures of birds fly. J. F. Rigby [44].

710 NOTICES OF THE AMS VOLUME 57, NUMBER 6


An investigation in 1942 that was an amuse-
ment, shared with his children and grandchildren
[18, pp. 911], [50], was combinatorialto deter-
mine how many different patterns could be gener-

All M. C. Escher works 2009 The M. C. Escher CompanyThe Netherlands.


ated by following this algorithm:
Decorate a square with an asymmet-

All rights reserved. Used by permission. www.mcescher.com.


ric motif and use four copies of the
decorated square (independently chosen
from any of four rotated aspects) to fill
out a 22 larger square, then translate
the larger square in the direction of its
edges to fill the plane.
With a methodical search of the 44 possible 22
filled squares, eliminating obvious duplications,
and by sketching examples with a simple motif for
the rest, he ultimately found twenty-three distinct
patterns. That is, no two of these twenty-three pat-
terns were identical, allowing rotations. He also
asked the combinatorial question in two special
cases in which reflected aspects of the decorated
square were also allowed. In these cases, the
choices of the four copies of the decorated square
were restricted as follows: Figure 4. M. C. Eschers Sky and Water I, 1938. Woodcut,
435 cm x 439 cm.
Case (1)two choices must be the same
rotated aspect and independently, the
other two choices the same reflected many mathematicians is the
aspect. Case (2)two choices must be peculiar charm of their sub-
different rotated aspects and indepen- ject, will be a more important
dently, the other two choices different element [2].
reflected aspects. When Roger Penrose visited
the exhibit, he was amazed
Eschers results were sketched in copybooks and and intrigued. Eschers print
later printed with inked carved wooden stamps Relativity especially caught
using a motif that produced patterns resembling his eye. It shows three promi-
knitted or crocheted pieces. He also made a rib- nent staircases in a triangu-
bon design, outlining crossing bands in a square, lar arrangement (and some
and carved four wooden stampsone of the origi- smaller staircases), as seen
nal design, one of its reflection, and two others that from many different view-
reversed the crossings in the first two stamps. He points, with several persons
did not attempt to find the number of patterns simultaneously climbing or Figure 5. Penroses tribar.
produced by the 416 possible 22 squares filled descending them in an impos-
with aspects of these, but he did produce several sible manner, defying the law of gravity. Penrose
patterns with them and colored them with a mini- was inspired to find a structure whose parts were
mum number of colors so that continuous ribbon individually consistent but, when joined, became
strands had the same color and no two bands of impossible. After returning to England he came
the same color ever crossed [53, pp. 4452], [17, up with the idea of the now-famous Penrose tribar
p. 41]. in which three mutually perpendicular bars appear
to join to form a triangle (Figure 5). Following that,
Eschers Interactions with Mathematicians his father devised an endless staircase, another
Until 1954 few mathematicians outside of Holland object that can be drawn on paper but is impos-
knew of Eschers work. That year the International sible to construct as it appears [41, pp. 14950].
Congress of Mathematicians (ICM) was held in Penrose then closed the loop of discovery by
Amsterdam, and N. G. de Bruijn arranged for an sending the sketches of these impossible objects
exhibit of Eschers prints, symmetry drawings, to Escher, who in turn used them in crafting the
and carved balls at the Stedelijk Museum [11]. He perpetual motion in his print Waterfall and the
wrote in the catalog, Probably mathematicians will never-ending march of the monks in Ascending
not only be interested in the geometrical motifs; and Descending.
the same playfulness which constantly appears Penrose also visited Eschers home in 1962 and
in mathematics in general and which, to a great brought a gift of identical wooden puzzle pieces

JUNE/JULY 2010 NOTICES OF THE AMS 711


derived from a 60 rhombus. size and repeating (theoretically) infinitely within
Escher soon sent Penrose the the confines of a circle, was exactly what Escher
puzzles solution, enclosing had been looking for in order to capture infinity
a sketch of the unique way in a finite space.
in which the pieces fitted to- Escher worked over the figure with compass
gether. Here, congruent tiles and straightedge and circled important points
were surrounded in two dis- (Figure 6). From this, he managed to discern
tinct ways. In 1971 Escher enough of the geometry to produce his print Circle
produced his only tiling with Limit I. But he wanted to know more, and sent a
one tile that was not a regular large diagram to Coxeter showing what he had
division (today it would be figured out, namely, the location of centers of six
called 2-isohedral). It was the of the circles (Figure 7). In his letter, he politely
last of his numbered sym- asked Coxeter for a simple explanation how to
metry drawings, with a little construct the [remaining] circles whose centres
ghost that filled the plane approach [the bounding circle] from the outside
according to the rules of Pen- till they reach the limit. He also asked, Are there
roses puzzle [41, pp. 14445; other systems besides this one to reach a circle
Figure 6. Coxeters
53, p. 229]. limit? [5, p. 19], [54, p. 263]. Coxeter replied with
Figure 7, with Eschers
H. S. M. Coxeter also saw a minimal answer to Eschers first request:
markings (here computer-
Eschers work for the first
enhanced for visibility). The point that I have marked on your
time during that ICM in 1954,
and upon returning to Can- drawing (with a red o on the back of
ada, he wrote Escher a letter to express his appre- the page) lies on three of your circles
ciation of the artists work. Three years later, he with centres 1, 4, 5. These centres
wrote again to ask if he might use two of Eschers therefore lie on a straight line (which
symmetry drawings to illustrate an article based I have drawn faintly in red) and the
on his presidential address to the Royal Society fourth circle through the red point
of Canada. The article discussed symmetry in the must have its centre on this same red
Euclidean plane and also in the Poincar disk model line. [54, p. 264]
of the hyperbolic plane and on a sphere surface [3]. From this, Escher was supposed to construct
Escher readily agreed, and when he later received a the complete scheme. By contrast, Coxeter an-
reprint of the article, he wrote to Coxeter, some of swered the second question at length, beginning,
the text-illustrations and especially figure 7, page Yes, infinitely many! This particular pattern is
11, gave me quite a shock [5, p. 19]. The figures denoted by [4, 6] and then explained for which
hyperbolic tiling, with triangular tiles diminishing in p and q patterns [p, q] exist, referring to the text

Figure 7. Eschers diagram sent to Coxeter, exhibiting what the artist had figured out. The original
drawing is faint, drawn in pencil on tracing paper. This is a reconstruction by the author, and
shows Coxeters red markings.

712 NOTICES OF THE AMS VOLUME 57, NUMBER 6


Generators
  and Relations, and enclosing a spare
3
copy of 7 [54, p. 264].
Escher was disappointed with this reply, yet it
only increased his determination to figure things
out. He wrote to his son George:
[Coxeter] encloses an example of using
the values three and seven, of all things!
However this odd seven is of no use to
me at all; I long for two and four (or
four and eight) My great enthusiasm
for this sort of picture and my tenacity
in pursuing the study will perhaps lead
to a satisfactory solution in the end.
it seems to be very difficult for Coxeter
to write intelligibly to a layman. Finally,
no matter how difficult it is, I feel all
the more satisfaction from solving a
problem like this in my own bumbling
fashion. [1, p. 92], [54, pp. 2645]
Escher did successfully carry out his Coxeter-
Figure 8. Eschers geometric grid for the print
ing, as he called his work with hyperbolic tilings,
Square Limit.
and in 19591960 he produced three other Circle
Limit prints. Upon earlier receiving Circle Limit I,
In other articles Coxeter gave mathematical
Coxeter had praised Escher for his understanding
analyses of Eschers work and indicated that the
of the conformal pattern, and in 1960, when he
artist had anticipated some of his own discover-
received the complex Circle Limit III, Coxeter wrote
ies [54]. In May 1964 Escher sent Coxeter his print
Escher a three-page letter sprinkled with symbols
Square Limit and explained with a diagram its
explaining the prints mathematical content, with
underlying geometric grid of self-similar triangles
references to several technical texts, and the impli-
cations for coloring seen in the compound {3, 8} (see reconstruction in Figure 8). Eschers explana-
[6{8, 8}] {8, 3} of six {8, 8}s inscribed in a {3, 8} [54, tory sketch was on graph paper, in red and blue
p. 265]. And Escher despaired to George, Three colored pencil. It showed the first three rings
pages of explanation of what I actually did It is a surrounding the center square to indicate how
pity that I understand nothing, absolutely nothing the division process can continue forever. He had
of it [1, pp. 10001], [54, p. 265]. devised this fractal structure himself, and while a
In 1960 Coxeter arranged for Escher to give two Euclidean construction with straight segments, it
lectures at the University of Toronto about his possessed the desired property of his Circle Lim-
work, and the Coxeters hosted the artist at their itsfigures diminished as they approached the
home. The Coxeter-Escher correspondence con- bounding square [17, pp. 10405], [53, p. 315], [59,
tinued for several years, with two letters of note. pp. 182183]. A 90 rotation about the center of
In March 1964 Coxeter wrote After looking again the diagram is a color symmetry, sending red tiles
and again at your Circle Limit III on my study wall, to blue, blue to red, and white to white. In Eschers
I finally realized that my remark about its impos- print, the triangles are replaced by fish.
sibility was based on my own misunderstanding, Escher had only brief interactions with other
as you will see in the enclosed, which was his mathematicians; none would influence his work as
review of Eschers book [20] for Mathematical Re- did Plya, Penrose, and Coxeter. Edith Mller, who
views. He added, The more I look at your work, had been A. Speisers Ph.D. student, wrote to me
the more I admire it [9]. That review [4] was the that Escher had learned of her dissertation (a sym-
first time Coxeter revealed that the white arcs metry analysis of the Alhambra tilings) and visited
forming the backbones of fish in Eschers Circle her in 1948 in Zurich to discuss her (and his) work.
Limit III were not, as he and others had assumed, She told him about how Speiser had learned to
badly rendered hyperbolic lines but rather were make lace in order to better understand symmetry.
branches of equidistant curves. In 1979 and again Heinrich Heesch, another student of Speiser,
in 1995 he published articles [5], [6] devoted to carried out extensive research on tilings in the
those white arcs, explaining, they ought to cut mid-1930s but did not publish until the 1960s. He,
the circumference at the same angle, namely 80 too, defined regular tilings as plane-fillings with
(which they do, with remarkable accuracy). Thus congruent tiles in which every tile was surrounded
Eschers work, based on his intuition, without any in the same manner. Also, like Escher, he was inter-
computation, is perfect [5, pp. 1920]. ested in characterizing the conditions on edges of

JUNE/JULY 2010 NOTICES OF THE AMS 713


various aspects of a tile, circles and squares
identify twofold and fourfold rotation centers,
respectively, and adjacent dashed lines act as rails
along which a tile glides and then reflects (in a
line equidistant from the rails). Escher used large
brightly-colored cardboard cutouts in the shapes
of these tiles, mounted on straightened wire hang-
ers, to demonstrate the motions of the isometries.
When Eschers book [20] was published in
Holland in 1960, it included a short essay in the
introduction by crystallographer P. Terpstra, to
teach about symmetry and the seventeen plane
symmetry groups. When the British translation
was published, the essay appeared as a separate
pamphlet; it never appeared with the American edi-
tion. Evidently the publisher, like Escher, thought
it too technical.
Caroline MacGillavry, a crystallographer at the
University of Amsterdam, was the first scientist to
see the possibility of using Eschers art as a teach-
Figure 9. Eschers lecture slide about regular divisions of the ing tool in a text. When she first visited his studio
plane, showing five quadrilateral systems. in the late 1950s, she marveled: The notebook
in which he wrote his laymans theory has been
All M. C. Escher works 2009 The M. C. Escher CompanyThe Netherlands.

asymmetric tiles that could tile in this manner and


a revelation to me. It contains practically all the
for which the tiling had no reflection symmetries.
2-, 3-, and 6-colour rotational two-dimensional
He proved there were exactly twenty-eight types of
groups, with and without glide-reflection sym-
these tiles and displayed a visual chart of them in
All rights reserved. Used by permission. www.mcescher.com.

metry [39, p. x]. That visit gave birth to her idea


his 1963 book with Otto Kienzle [29]. He assigned of collaborating with Escher to use his symmetry
each edge of a tile a letterT, G, or Cnaccording drawings in a text for beginning geology students,
to how it related to another edge by translation, to teach the classification of colored periodic til-
glide-reflection, or 360/n rotation. He sent the ings according to their symmetries. The Interna-
book to Escher, who at that time was very ill; for tional Union of Crystallography agreed to sponsor
Escher, this information came more than twenty the publication. In the books introduction, she
years after his own discoveries of all but one of notes,
those twenty-eight types [53, pp. 32426].
In the last two years of Eschers life, mathemat- Eschers periodic drawingsmake ex-
ics teacher Hans de Rijk (a.k.a. Bruno Ernst) col- cellent material for teaching the prin-
laborated with Escher to write a book that would ciples of symmetry. These patterns are
interpret the body of the artists work, with special complicated enough to illustrate clearly
attention to the mathematical underpinnings of the basic concepts of translation and
many prints. Every Sunday without fail they would other symmetry, which are so often ob-
spend time together as the manuscript took shape. scured in the clumsy arrays of little cir-
This book [17] and a definitive catalog of Eschers cles, pretending to be atoms, drawn on
graphic work [37] were both published in 1976, blackboards by teachers of crystallog-
four years after the artists death, and were the raphy classes. On the other hand, most
first to show many of Eschers painstaking pre- of the designs do not present too great
liminary drawings for his prints, some of them difficulties for the beginner in the field.
geometric marvels. A shorter version of de Rijks [39, p. ix]
analysis of Eschers work is in [1], pp. 13554. In reviewing Eschers store of periodic drawings
(by then, more than 100), she noted that one of
Eschers Work Used to Teach Mathematical the simplest symmetry groups, type p2 with no
Ideas color symmetries, was not represented. At her
Escher enjoyed the role of teacher, giving lectures request, Escher produced a new symmetry draw-
to diverse audiencesscientific gatherings, school ing to fill the gap [39, plate 2], [53, p. 210]. He also
students, museum audiences, even Rotary clubs. produced another requested type [39, plate 34],
His lecture poster (Figure 9) shows in five different [53, p. 211] and refreshed or redrew some others
illustrative tilings how he explained the actions of for the publication.
translations (verschuiving), rotations (assen), and Coxeter may have been the first mathemati-
glide-reflections (glijspiegeling) that would carry cian (outside of Holland) to use Eschers work to
a tile into an adjacent tile. Numbers identify the illustrate a mathematics text. His Introduction to

714 NOTICES OF THE AMS VOLUME 57, NUMBER 6


Geometry was unusual when it was published in points, mileposts, for otherwise his
1961, with many nonstandard topics, including movement is indistinguishable from
symmetry and planar tessellations, which he illus- standing still. There must be stars past
trated with Eschers symmetry drawings used ear- which he shoots, beacons from which
lier in [3]. Martin Gardner devoted a Mathematical he can measure the distance he has
Games column in Scientific American to a review traversed. He must divide his universe
of the book and republished the drawings, bring- into distances of a given length, into
ing Eschers symmetry work to the attention of the compartments recurring in an end-
wider scientific world [21]. It was not long before less sequence. Each time he passes
scores of math texts (at all levels) and articles on a borderline between one compart-
teaching displayed Eschers periodic drawings and ment and the next, his clock ticks.
prints. While the elementary concepts of planar [37, pp. 3740]
isometries, similarities, and symmetry are obvi-
For Escher, mathematical concepts, especially
ous ones for which Eschers symmetry drawings
infinity and duality, were a constant source of
and prints provide wonderful illustrations, the
artistic inspiration.
drawings can also be used in teaching higher-level
concepts of abstract algebra and group theory. In Mathematical Research Related to or
her article [57], Marjorie Senechal discusses how, Inspired by Eschers Work
by studying the color symmetry groups of Eschers
Several aspects of Eschers work anticipated by
periodic drawings, students can better understand
decades theoretical investigations by members of
the definition of a group, commutativity and non-
the scientific community. And some of his work
commutativity, group action, orbits, generators,
has directly inspired mathematical investigations.
subgroups, cosets, conjugates, normal subgroups,
We note here (necessarily briefly) many of these
stabilizers, permutations and permutation repre-
investigations.
sentations, and group extensions.
Classification of regular tilings using edge
Teachers (and texts) of mathematics and science
relationships of tiles was Eschers method and also
also use Eschers prints for artful depictions of
that of H. Heesch, but it was limited to asymmetric
mathematical objects (knots, Mbius bands, spi-
tiles and tilings with symmetry groups having no
rals, loxodromes, fractals, polyhedra, divisions of
reflections. In the 1970s Branko Grnbaum and
space) and to provide intriguing visual metaphors
Geoffrey Shephard undertook a systematic classifi-
for abstract mathematical concepts (infinity, dual-
cation of several kinds of tilings having transitivity
ity, reflection, relativity, self-reference, recursion,
properties with respect to the symmetry group
topological change) [49]. In his Pulitzer-Prize-
of the tilingisohedral (tile-transitive), isogonal
winning book Gdel, Escher, Bach: An Eternal
(vertex-transitive), isotoxal (edge-transitive). Their
Golden Braid, Douglas Hofstadter uses Eschers
method relied on using adjacency symbols and
work in essential ways to convey ideas of recur-
incidence symbols that recorded how (in the case
sion and self-reference, and several authors have
of isohedral tilings) each tile was surrounded;
used Eschers prints to illustrate complex ideas of
the transitivity condition implied that every tile
perception and illusion.
was surrounded in the same way. Their book [25]
Often those who view art impose on it their
remains the fundamental reference on all aspects
reading of the artists intention, and mathemati-
of tilings.
cians use of Eschers work to illustrate the idea of
Two-color and 2-motif tilings were Eschers
infinity and other mathematical concepts might be
way of expressing duality. It is interesting to note
questioned. But it should be noted that Escher was
that the first classification of two-color symmetry
intrigued by these concepts and set out to embody
groups was carried out in 1936 (at almost the
their essence in many of his prints. His fascination
same time Escher was making his independent
with infinity and how to capture it was a theme he
investigations) by H. J. Woods, who was interested
returned to again and again. He spoke eloquently
in these black-white mosaics for textile designs
of this quest in his essay Approaches to Infinity:
[10], [62]. When a monohedral (one tile) tiling was
Man is incapable of imagining that colored in two colors, and a symmetry of the til-
time could ever stop. For us, even if ing interchanged the tiles and interchanged their
the earth should cease turning on its colors, he called it counterchange symmetry.
axis and revolving around the sun, (For example, in a checkerboard-colored tiling
even if there were no longer days and of the plane by squares, a reflection of the tiling
nights, summers and winters, time in an edge of one column of squares would be a
would continue to flow on eternally. counterchange symmetry.) The scientific com-
munity and Escher were unaware of Woodss
Anyone who plunges into infinity, in work. Later this kind of symmetry, so prevalent
both time and space, further and fur- in Eschers work, was called antisymmetry by
ther without stopping, needs fixed Russian crystallographers; that terminology is

JUNE/JULY 2010 NOTICES OF THE AMS 715


not used today. Escher symmetry groups do these coverings represent?
noted that some crystal- See [7], [45], [56].
lographers had trouble Eschers algorithm to produce patterns with
accepting the idea of an- decorated squares has inspired mathematicians
tisymmetry; he said that and computer scientists to use combinatorial
he couldnt work without techniques (Burnside counting) and computer
it [1, p. 94]. techniques to check his work and to answer more
Eschers method of questions. Eschers results of twenty-three pat-
splitting tiles to produce terns for his simplest case and ten for his case
2-motif tilings has been (1) are exactly right. The correct answer for his
shown to be a power- case (2) is thirty-nine; for this case, Escher missed
ful one. Today, the term three patterns and counted one pattern twice [50].
2-isohedral is used to Other questions have been asked and answered:
describe tilings in which How many patterns are there with two stamps (the
the symmetry group of original and its reflection) if Eschers restrictions
the tiling produces two on choice are removed [12]? How many with two
Figure 10. The beginning of orbits of tilesthere are stamps and translation only in one direction [42]?
Horseman. two distinct congruence How many with the four ribbon pattern stamps
classes of tiles with re- and the additional action of under-over inter-
spect to the symmetry group of the tiling. It has change added to the group of symmetries [22]?
been proved that every 2-isohedral tiling can be Can Eschers algorithm be computer-automated
derived beginning with an isohedral tiling and ap- [38], [40]? Can allowable coloring of the ribbon
plying the processes of splitting and gluing [13] patterns be automated [23]?
and that this same process extends to produce Creating tile shapes was almost an obsession
k-isohedral tilings [32]. Andreas Dress [14] and I with Escher. He would begin with a simple tile
[55] have studied other aspects of these tilings. (often a polygon) that he knew would produce
Color symmetry was not a serious concern of a regular division, then painstakingly coax the
crystallographers until the 1950s; even then, it was boundary into a recognizable shape. Who but
not easily embraced, and it took many years before Escher could conjure the polygon in Figure 10
color symmetry groups were studied systemati- into a helmeted horseman? [53, pp. 11011] He
cally. When crystallographers and mathematicians explained,
did begin to investigate color symmetry groups,
they (like Caroline MacGillavry) turned to Eschers The border line between two adja-
work for illustrations and discoveries. Even today, cent shapes having a double func-
there are competing notations for color symmetry tion, the act of tracing such a line is a
groups [7], [25], [60], [61]. complicated business. On either side
of it, simultaneously, a recognizabil-
Metamorphosis, or topological change, was one
ity takes shape. But the human eye
of Eschers key devices in his prints. His inter-
and mind cannot be busy with two
locked creatures often began as parallelograms,
things at the same moment and so
squares, triangles, or hexagons, then seamlessly
there must be a quick and continual
morphed into recognizable shapes, preserving an
jumping from one side to the other.
underlying lattice, as in his visual demonstration
[39, p. vii]
in Plate I in [19]. At other times the metamorphosis
of creatures changed that lattice, as occurs in his Kevin Lee was the first to implement Eschers pro-
Metamorphosis III. William Huffs design studio cess with a computer program [36]. Craig Kaplan
produced some intriguing examples of parquet and David Salesin devised a computer program
deformations that preserve lattice structure [30], to address a complementary questionbeginning
and, more recently, Craig Kaplan has investigated with any shape, can it be gently deformed (still
the varieties of deformation employed by Escher being recognizable) into a tile that will produce an
[34]. isohedral tiling [33]?
Covering surfaces with symmetric patterns was Local vs. global definition of regularity was
Eschers passionthe Euclidean plane, the hyper- not Eschers concern; he followed the local rule
bolic plane, sphere surfaces, and cylindersand that every tile be surrounded in the same way.
always these coverings represented nontrivial sym- But every one of Eschers regular divisions is an
metry groups of the patterned surface. Douglas isohedral tiling; it satisfies the global regularity
Dunham has explored many families of Escher-like condition that the symmetry group is transitive on
tilings of the hyperbolic plane and how to render the tiles. An isohedral tiling necessarily has local
them by computer [15], [52, pp. 286296]. Others regularity, but are the two definitions equivalent?
have studied how to cover different surfaces with In the Euclidean plane, yes, at least for asymmetric
periodic designs and sometimes asked, What tiles and edge-to-edge tilings by polygons, but not

716 NOTICES OF THE AMS VOLUME 57, NUMBER 6


so in the hyperbolic plane or in higher dimensions [3] H. S. M. Coxeter, Crystal symmetry and its generaliza-
[51]. P. Engel also addresses this question in [16]. tions, in A Symposium on Symmetry, Trans. Royal Soc.
Symmetry of a tile inducing symmetry of its til- Canada 51, ser. 3, sec. 3 (June 1957), 113.
ing was encountered and noted by Escher. When [4] , review of The Graphic Work of M. C. Escher,
Math. Rev. MR0161210 (28:4418), 1964.
he used a tile with reflection symmetry (such as a
[5] , The non-Euclidean symmetry of Eschers
dragonfly), it always induced reflections as symme-
picture Circle Limit III, Leonardo 12 (l979), 1925, 32.
tries of the tiling. He would note the tile was sym- [6] , The trigonometry of Eschers woodcut Circle
metric, and add an asterisk * to his classification Limit III, in [52] pp. 297305. Revision of Math. Intel-
symbol. But in a couple of instances, he created a ligencer 18 no. 4 (1996), 4246 and HyperSpace 6 no.
tiling in which the tile was almost symmetric (and 2 (1997), 5357.
with slight modification can be made symmetric), [7] , Coloured symmetry, in [8], 1533.
yet the reflection line for the tile is not a reflection [8] H. S. M. Coxeter, M. Emmer, R. Penrose, and M. L.
line for any of its tilings. In [24], Branko Grnbaum Teuber, eds. M. C. Escher: Art and Science, North-
calls such tiles hypersymmetric and asks if they Holland, Amsterdam, 1986.
[9] H. S. M. Coxeter and M. C. Escher, Correspondence,
can be characterized. This is an open question.
M. C. Escher Archives, Haags Gemeentemuseum, The
Orderliness not induced by symmetry groups
Hague, The Netherlands.
occurs at least twice in Eschers work: in his [10] D. W. Crowe, The mosaic patterns of H. J. Woods,
fractal construction of squares of diminishing Comput. Math. Appl. 12B (1986), 407411, and in Sym-
size (Figure 8) and in his combinatorially perfect metry: Unifying Human Understanding, I. Hargittai,
but not color-symmetry perfect coloring of one ed., Pergamon, New York, 407411.
of his most complex designs with butterflies [1, [11] J. Daems, Escher for the mathematician, Interview
p. 76]. Branko Grnbaum and others have asked with N. G. de Bruijn and Hendrik Lenstra, Nieuw
for serious studies of other kinds of orderliness Archief voor Wiskunde 9, no. 2 (2008), 134137.
in tilings and patterns, not only that defined by [12] D. Davis, On a tiling scheme from M. C. Escher,
symmetry groups [26], [27]. Electron. J. Combin. 4, no. 2 (1997), #R23.
[13] O. Delgado, D. Huson, and E. Zamorzaeva, The
Completing Eschers lithograph Print Gallery
classification of 2-isohedral tilings of the plane, Geom.
recently posed a mathematical challenge to H. Len- Dedicata 42 (1992), 43117.
stra and B. de Smithow they came to understand [14] A. W. M. Dress, The 37 combinatorial types of regular
the underlying geometric grid, unroll it, complete heaven and hell patterns in the Euclidean plane, in
missing bits of the unrolled print, and roll it up [8], 3546.
again is described in [58]. [15] D. J. Dunham, Creating repeating hyperbolic pat-
In 1960 Escher wrote, Although I am absolutely ternsold and new, Notices of the AMS 50, no. 4 (April
innocent of training or knowledge in the exact sci- 2003), 452455.
ences, I often seem to have more in common with [16] P. Engel, On monohedral space tilings, in [8], 4751.
mathematicians than with my fellow artists [20, [17] B. Ernst (J. A. F. de Rijk), The Magic Mirror of
M. C. Escher, Random House, New York, l976; Taschen
Introduction]. Although he struggled with math-
America, 1995.
ematics as a school student, when he became a
[18] G. Escher, M. C. Escher at work, in [8], 111.
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cal research, learn new geometric ideas, depict [1], pp. 155173 and in [31], 90127.
mathematical concepts, and pose mathematical [20] , Grafiek en Tekeningen M. C. Escher, J. J. Tijl,
questions. He could not have imagined the scope Zwolle, 1960. The Graphic Work of M. C. Escher, Duell,
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community. Hawthorne, 1971; Wings Books, 1996.
[21] M. Gardner, Concerning the diversions in a new
Acknowledgments book on geometry, Sci. Amer. 204 (1961) 164-175.
The author thanks the M. C. Escher Company In New Mathematical Diversions, MAA, 2005, pp.
196-209.
for permission to reproduce works by M. C. Escher.
[22] E. Gethner, D. Schattschneider, S. Passiouras,
Bill Casselman took the photo of Coxeters ar-
and J. Joseph Fowler, Combinatorial enumeration of
ticle used in Figure 6. Figures 3, 5, 6, 7, 8, and 10 22 ribbon patterns, European J. Combin. 28 (2007),
were created by the author using The Geometers 12761311.
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tilings, Ph.D. dissertation, University of British
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718 NOTICES OF THE AMS VOLUME 57, NUMBER 6

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