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Challenges Applying

the Research on
Periodization
John Cissik, MBA, MS,1 Allen Hedrick, MA,2 and Michael Barnes, MEd3
1
Texas Womans University, Denton, Texas; 2National Strength and Conditioning Association, Colorado Springs,
Colorado; 3Infinity Personal Training, Colorado Springs, Colorado

SUMMARY challenges when that knowledge is PERIODIZATION AND ITS


applied to athletics. ACCEPTANCE
THE PRINCIPLES OF PERIODIZA- With periodization, each individual
TION ARE COMMONLY USED IN The purpose of this article is to suggest
training cycle is characterized by peri-
THE DESIGN OF STRENGTH AND that, while periodization is an effective
odical adjustments in the objectives,
CONDITIONING REGIMENS FOR method to use when designing training
tasks, and content with the ultimate
ATHLETES. RESEARCHERS programs, the science supporting the
objective being to assist the athletes in
application of periodization is inade-
EXAMINING ITS EFFECTIVENESS reaching a peak level of performance
quate in scope. The limitations of
HAVE FOUND IT TO BE MORE for the main competition(s) of the year
periodizations research are under-
EFFECTIVE THAN NONPERIODIZED (5,9). Classically in the weight room,
standable. Much of the sport science
APPROACHES TO TRAINING. this is done through a shift from high-
research in the West is being done in
HOWEVER, RESEARCH ON volume and low-intensity training dur-
universities, which can limit both sub-
PERIODIZATION IS SURPRISINGLY ing the early season (preparation phase)
ject selection and the length of the
LIMITED IN SCOPE AND THIS to an emphasis on high intensity but
studies. It is difficult to get coaches and
MAKES ITS APPLICATION low volume (competition phase) during
athletes to participate in this type of
CHALLENGING. BY BROADENING the late season (4). Additionally, sports
potentially disruptive research. This is
SUBJECT SELECTION, technical training also typically in-
also due to the misconception that this
INCORPORATING LONGER TERM research has been done, or is being creases as the weight-training volume
STUDIES, INCORPORATING done, by someone else. decreases. The competition phase is
MULTIPLE MODES OF EXERCISE, followed by a period of active rest
The limitations to the research on during which the volume and intensity
AND BY CONDUCTING
periodization that this article discusses are low and the athlete trains at an
OBSERVATIONAL AND SURVEY are problematic because they affect the
STUDIES, THE RESEARCH CAN BE almost recreational level. The classic
application of periodization by the prac- Eastern European writings on period-
MADE MORE APPLICABLE TO titioner. If the majority of the research
REAL-WORLD COACHING. ization assume a long-term outlook on
that has been done is short term in
an athletes development as a result of
nature (i.e., roughly an academic se-
periodization (4,27,32). This approach
he principles of periodization mester in length), uses nonathletic

T
is not limited to weight training, it is
are the foundation of many college populations, and primarily uses
also taken with endurance training.
athletic strength and condition- strength training, then it is difficult to
Traditionally, endurance training peri-
ing programs. Surprisingly little is apply this research to other popula-
tions, over periods of years, using odization begins the year with a focus
supported by research despite the fact on building an aerobic base through
that it is widely used and widely multiple modes of exercise.
high-volume/low-intensity training,
written about, despite the numerous This article discusses the acceptance of gradually shifting toward lower volume
presentations on this topic, and despite the practice of periodization and
the fact that it apparently works based limitations of research supporting its
KEYWORDS:
on practical observation. As this article use and concludes by discussing the
discusses, what is supported by re- challenges that the limitations of the periodization; programming; overload;
search about periodization presents research create for the practitioner. diminishing returns

National Strength and Conditioning Association Strength and Conditioning Journal | www.nsca-lift.org 45
Periodization Research

and higher intensity training as the year Plisk and Stone (32) published in 2003 labeling the various microcycles and
progresses (26). Typically endurance introduced the subject matter by stat- mesocycles in the form of an exact
athletes will cut back on volume as the ing that although an effort was made number of days or weeks, as well as the
competition gets closer to peak for the to present relevant research findings process of designing arbitrary building
competition (20,26,29,30). where appropriate, most of the con- blocks of intuitively chosen exercises
There is widespread acceptance of cepts discussed in the article are in- (31,36,42,43). For example, many co-
periodization by those involved in the tuitive or anecdotal in nature. It does aches will group training into 4-week
strength and conditioning profession need to be pointed out that two studies blocks, believe that the general prep-
(13,14,33). For example, Rhea et al. (33) by Kraemer et al. (24,25) using col- aration phase should last a specific
stated that while the strength-training legiate women tennis players de- amount of the entire preparation phase
community has yet to agree on the monstrated that periodized resistance of training (for example, two-thirds),
optimal program design for strength training did provide an advantage over will prioritize hypertrophy during the
development, strength-training experts nonperiodized resistance training in general preparation phase, and will
generally agree that some form of peri- a variety of performance parameters. prioritize maximal strength only during
odization must be a major part of any the special preparation phase.
Further, Fleck (13) points out that
program to optimize strength gains. while the athletic community has been RESEARCH LIMITATIONS
Similarly, Fleck and Kraemer (14) state using periodization for at least 40 years, Research investigating the effective-
that periodization is effective and that few published projects have investiga- ness of periodization has been evolving
its use is supported by multiple sport ted the efficacy of periodized strength over the past 25 years since Stone et al.
science studies, using Stone et al. (38) training. In fact, Flecks 1999 review (38) published their groundbreaking
and Willoughby (44) as examples. covered eight studies. Fry et al. (17) paper in 1981 that dealt with strength
Several survey-type research studies note that while periodization is widely training. However, a number of chal-
observing the practices of strength and used for designing training programs, lenges exist when attempting to apply
conditioning professionals working in which has led to a significant number the results of periodization research
Major League baseball (12), the Na- of articles on the topic, most of the to athletics. Most published research
tional Basketball Association (37), the information contained in the literature papers are short-term studies focused
National Hockey League (11), and the is conjectural and not supported by on the development of strength and
National Football League (10) also con- research. power. In addition, athletes are rarely
firm the majority of coaches in each of Siff (36) lends further support for used as subjects and the volume and
those professional sports leagues use taking a cautious approach to the un- intensity of training are problematic.
some type of periodization in the questioning support of periodization
design of their strength and condition- by noting that this may create the RESEARCH IS PRIMARILY
ing programs. impression that it should be regarded APPLICABLE TO STRENGTH/
POWER SPORTS
It is important to point out that periodi- as the pre-eminent and most appro-
zation works and is used by strength As suggested by Fleck (13), a limita-
priate method of organizing long-term
and conditioning professionals; how- tion of periodization research is that
training. However, even among Soviet
ever, there appears to be a lack of the majority of the studies examining
Union practitioners, researchers, and
research supporting its use and appli- its effectiveness in terms of strength
scientists, this approach to training
cation. For example, Stone et al. (39) training have focused on increases in
has attracted some fierce criticism
note that although periodization has strength/power and the manipulation
(6,7,42,43). The fact that there is debate
become a household word in recent of training volume and intensity. As a
among Soviet researchers and scien-
years among athletes, coaches, and result, these studies are primarily appli-
tists is of note because the foundation
sports scientists, actual research con- cable to improving strength/power
of modern training and periodization
cerning periodized strength training and not directly related to improving
was partially laid in the Soviet Union.
is minimal. In 1999. Stone et al. (39) muscular endurance. McGee et al.
As suggested by Siff (36), some of this (28) and Rhea et al. (34) stand out as
pointed out that most of the informa-
criticism by Soviet authorities is war- exceptions.
tion concerning periodization is the
ranted. For example, the belief that peri-
result of observational evidence, anec- McGee et al. (28) demonstrated that
dotal data, inference from related odization is an exact science in which volume is important for increases in
studies (such as overtraining research), training programs can be designed muscular endurance. Subjects were
and a few mesocycle-length periodized based on exact calculations of inten- evaluated on squatting endurance by
studies. This situation has not changed sity and volume of every training session squatting 60 kg once every 6 seconds.
dramatically in the period of time since for the entire mesocycle is not valid. Each minute the bar mass was in-
that article was published. As evidence Several critics of periodization ques- creased by 2.5 kg until exhaustion.
of that, the periodization article by tion the validity and awkwardness of Subjects trained 3 times per week for

46 VOLUME 30 | NUMBER 1 | FEBRUARY 2008


7 weeks; one group performed a single periodization in their strength-training report a specific amount of weight train-
set of 812 reps until failure, one group protocols. While this may be seen as a ing experience (2,33,34). While none of
did a program of increasing intensity limitation of the studies, it should be these are foolproof ways, they can help
(i.e., resistance) and decreasing volume pointed out that many of the subjects control for the initial learning effect.
(i.e., sets and reps) throughout the in these studies possess a relatively Furthermore, the ability to apply the
7 weeks, and the last group did a pro- untrained status (strength training- results of studies using untrained sub-
gram of 3 sets of 10 repetitions for the wise); therefore, periodization may jects is limited when working with the
entire study. All 3 groups made gains not be necessary to elicit adaptations. training programs of athletes or trained
from the training program. The single- Surprisingly, increasing maximal strength subjects. Strength gains occur at a
set group improved their total repeti- may improve different types of endur- slower rate as training status increases
tions during the squat endurance test ance. For example, Stone et al. (40) in (e.g., highly trained versus moderately
by 46%, the last group (3 sets of 10 reps) their review indicated that there is trained or untrained subjects). This
improved by 74%, with the middle a correlation between maximal stren- may be partly the result of the neural
group improving total repetitions by gth and high-intensity exercise endur- factors mentioned previously. In addi-
71%. All 3 groups also improved the ance (i.e., force restoration during tion, higher caliber athletes may expe-
volume load (repetitions 3 mass) that strength training and strength/power rience training differently than lower
they handled in the squat endurance sports). This suggested that improving caliber athletes (40). As an example,
test. The single-set group improved by strength and power would improve both Alen et al. (1) and Fry et al. (16)
51%, the last group (3 sets of 10 reps) by at least certain types of muscular have shown that elite weightlifters
84%, with the middle group improving endurance. either do not demonstrate much of a
by 87%. The results from this study hormonal effect from training or ex-
seem to suggest that volume in weight perience training very differently than
RESEARCH RARELY USES
training (i.e., 3 sets versus 1 set) may ATHLETES AS SUBJECTS nonelite weightlifters. Presumably this
be important in improving muscular allows them to tolerate greater training
The training background of subjects
endurance. loads. This should serve to reinforce
can make comparing the effectiveness
Rhea et al. (34) had subjects work out of training programs difficult. In un- the fact that different-caliber athletes
on leg extensions 2 days per week for trained individuals, during the first have different training needs.
15 weeks. Subjects were divided into several weeks of a training program, in- Some studies do focus on athletes.
what the authors termed linear periodi- creases in strength/power occur quite Both Kraemer et al. (24) and Hoffman
zation (progress from high volume/ rapidly, primarily as a result of neural et al. (22) studied athletes. Kraemer
low intensity to lower volume/higher factors (18). As a result, a significant et al. (24) investigated whether non-
intensity during the study), reverse difference in increases in strength/ linear periodization resulted in addi-
linear periodization (progress from power between training groups may tional adaptations over a 9-month
lower volume/higher intensity to higher be difficult to achieve because most training program in female collegiate
volume/lower intensity during the training programs will result in in- tennis players when compared to a
study), and daily undulating periodiza- creases in strength and power in un- program that did not vary intensity or
tion (progress from higher volume/ trained subjects. If a superiority in volume. Over the course of the study,
lower intensity to higher intensity/ strength/power is shown in short-term they equated the volume and the int-
lower volume over the course of 3 studies, it may simply show that one ensity for both groups. After the 9-
sessions) groups. At the end of 15 program better stimulates when neural month training program, they found
weeks, all groups increased their mus- gains occur as compared to the other that both groups made statistically
cular endurance on leg extensions. program. This may be especially true if significant increases in fat-free mass,
The linear and daily undulating groups changes in lean body mass between statistically significant decreases in the
both increased by approximately 55%, training programs are not significant percentage of body fat, and statistically
while the reverse linear group im- (13). Clearly neural adaptations occur significant increases in anaerobic power,
proved by almost 73%. The authors with the training of experienced ath- upper/lower body strength, and coun-
concluded that gradual increases in letes (23); however, these are not occur- termovement jump heights. The au-
volume and decreases in intensity may ring as a result of a learning effect from thors reported greater improvement in
result in greater gains in muscular initial exposure to strength training. the periodized group at months 4 and 6,
endurance. It should be noted that some studies but less improvement at month 9.
While there are many studies looking attempted to control for this learning The fact that the periodized group was
at the effects of strength training on effect by either providing a familiariza- making better gains on many measures
aerobic endurance performance (for tion period (21), screening potential on months 4 and 6 but not 9 is an
example, strength training and its ef- subjects for a base level of strength interesting result. Kramer et al. (24)
fect on 5-km run times), few use (44), or by recruiting subjects who self- attributed these results to the fact that

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Periodization Research

the last 3 months of the study were wider range of performance tests than study participant outside the optimal
in conjunction with the competitive only high-force (80% of 1RM) or high- repetition range to achieve the desired
season. power (30 % of 1RM) training. The effects (for example, 3 sets of 8 versus 8
Kraemer et al. (24) also looked at authors reported that the combined sets of 3 using equal loads).
several sport-specific performance group made statistically significant
measures. They examined ball velocity improvements on eight measurements RESEARCH IS RARELY LONG
changes over the course of the study (1RM squat, one-quarter squat, mid- ENOUGH TO ELICIT LONG-TERM
using the tennis serve, forehand stroke, thigh pull, vertical jump, average TRAINING EFFECTS
and backhand stroke. On all three of vertical jump power, peak vertical jump Typically, periodization studies last
the performance measures, the perio- power, stair climb power test, and 10- an academic semester (1215 weeks).
dized group made statistically signifi- yard sprint), whereas other groups did This is because researchers typically
cant gains when compared to the not improve on as many measure- work in university settings and recruit
nonperiodized group. This study in- ments. It should be noted that this students enrolled in academic classes.
dicates that periodization has a positive study did not examine football players It is also done because student com-
effect on the performance of college- in-season, so it is difficult to compare pliance with the study may be difficult
age female tennis athletes; however, the results directly to the Hoffman if it lasts longer than a semester.
after a period of time, even periodized et al. (22) study. The difficulty with these short-term
training may result in diminished gains studies is that the training gains that
if variation is not applied to more than USE OF VOLUME AND INTENSITY individuals make decreases over time
just volume and intensity. IS CONTENTIOUS as a result of the same training stimulus,
Hoffman et al. (22) examined the Comparing a periodized training pro- the overload principle is a fundamen-
effects of what they called linear versus gram to a single-set program or to a tal principle of exercise. Unlike most
nonlinear periodization models during continuous set and repetition program short-term study participants, athletes
an in-season maintenance phase of (e.g., 4 3 8 for the duration of the pro- do not just train for 1215 weeks. Ath-
college, Division III football players. gram) results in differences in training letes often train over a period of years.
Both groups trained twice per week volume between the programs that This is one of the main reasons for
with the linear group training at 80% of may account for the differences in using periodization, to vary training so
1RM throughout the study and the gains between groups. that athletes can continue making
nonlinear group training at 70% on day Early studies examining the effective- gains in their performance over time.
1 and 90% on day 2 of the week. After ness of periodized versus nonperiodized If the gains from training diminish over
12 weeks, the nonlinear group had programs typically had the periodized a period of 8 weeks to 9 months, imag-
a nonsignificant trend toward losing groups perform greater total volumes of ine the effects over a period of years. A
strength, while the linear group gained training, at a greater intensity, or both study that only lasts a few months is
a statistically significant amount of (38,44). As a result any difference in the not appropriate to make conclusions
strength on the squat and a nonsignif- results of the training programs could be about how to train over a long period
icant amount of strength on the bench attributed to the disparity in training of time.
press. The authors concluded that volume or intensity (2,35). To summarize, periodization research
during a maintenance phase of training Previous periodization studies have has primarily been performed focusing
that involves low volumes, mani- equated volume so that both the on strength and power, with some
pulating exercise intensity may not be periodization and control groups per- exceptions (28,34). It should also be
relevant. In fact, a consistent high- formed equal amounts of work (repe- clear that the majority of subjects used
intensity stimulus may be necessary titions, weight lifted, etc.) over the in interventional training studies are
for generating increases in strength. duration of the study. This has led to nonathlete college students. There are
The Hoffman et al. (22) study suggests ambiguous results (2,3335). Initially two reasons for this. First, as previously
that a threshold intensity level might these ambiguous results might sound mentioned, many of the researchers
exist to allow in-season football players logical, but it is important to remember are in a university setting, resulting in
to maintain strength levels. Training that the periodized model might pro- the lengths of the studies being tied
below a certain intensity level may duce superior results as a result of the to the academic semester. Second,
result in strength loss during in-season higher overall volume made possible coaches and athletes are understand-
training. However, this threshold level by the variations in volume and in- ably reluctant to change their training
may not be true in every circumstance. tensity (41). Thus, equating the vol- program, which makes recruiting ath-
For example, Harris et al. (19), exam- umes would counteract the advantage letes difficult. This limitation makes it
ined collegiate football players and of the periodized model. It should also difficult to apply results observed in
found that combining training intensi- be recognized that equating the vol- nonathletes to athletes. Periodization
ties improved a greater number and ume defeats the purpose if it takes the approaches to training seem to be

48 VOLUME 30 | NUMBER 1 | FEBRUARY 2008


effective due to higher volume and/or sprint training? Do the volume and August), a competition phase (August
training intensity; however, controlling intensity of one affect the volume and to November), and a peaking phase
for that seems to produce ambiguous intensity of the other? How? What (November). The NCAA Division I
results, which further confound re- about plyometrics? The list goes on. In championships were held in Novem-
searching periodization. This could addition, how should this information ber. The results of this study allowed
be further confounded if subjects miss change as the season changes? How Kurz et al. (26) to determine correla-
training sessions or perform additional should it change as the athlete pro- tions between training methods during
work outside the confines of the study. gresses developmentally? As can be each phase of the year and team
Finally, due to the constraints imposed seen, there are still many unanswered time/placement at nationals. For ex-
on many researchers, periodization re- questions. ample, Kurz et al. (26) determined that
search is rarely performed long enough Finally, there is no information about interval and fartlek training during the
to produce long-term training effects. It how all the above-cited changes vary transition and competition phases was
is very difficult to apply the results of with different levels of athletes. For associated with slower team times,
many of these studies to the long-term example, should high school athletes which would be important for a
training of athletes, something that squat and sprint on the same day? cross-country coach to know.
periodization is meant to address. What about elite athletes? This type of information (i.e., from
It should be noted that many of the Cissik (8) discussed several solutions to surveys) would be valuable to a cross-
challenges described above are not these challenges with regards to track country coach, but collecting and
unique to strength and power training. and field athletes. These included de- applying it are not without limitations.
In his review, Berg (3) notes several termining which types of exercise had First, surveys have to be completed and
similar limitations in the research of the best relationship with improve- returned. Second, as Kurz et al. (26)
runners, two of which included a lack ments in the athletes performance, noted, a coach may not reveal his or
of long-term longitudinal studies and determining which volumes/ her exact coaching methods, which
an inadequate description of the train- intensities of those exercises had the may affect the outcome. Finally, it is
ing status of the study participants. The best relationship with improvement in not clear whether the athletes on each
lack of longitudinal studies is problem- the athletes performance, and deter- team actually reached their peak per-
atic because it affects our understand- mining whether the timing of the formance at the national meet (26).
ing of how physiological changes various exercises (i.e., when they are Much of periodization is governed by
evolve over years, our understanding used during the year) had a relationship theory and opinion. As practitioners,
of the volume of training needed to with improvement in performance. we accept and apply this theory and
optimize performance, and our un- Most of these suggestions are not opinion based on the name or the
derstanding of which training compo- applicable to other sports due to the perceived reputation of the individual
nents should be emphasized during the inherent quantifiability of track and author or the perceived value of the
various stages of training. Failing to field. However, as he suggests, obser- study protocol. As practitioners, the
control training status makes it difficult vational and survey data could be authors of this article believe that
to determine whether the study pro- gathered to overcome the understand- coaching theory is important; in fact,
duced training gains. able reluctance of coaches and athletes coaching theory is often ahead of and
to have their training modified to sometimes drives the research. In an
CHALLENGES TO THE investigate the results of those mod- excellent article, William Freeman (15)
PRACTITIONER ifications. This approach, while not addresses this issue in referring to the
The majority of periodization studies without limitations, would provide art of coaching. In his article, Free-
focus only on strength training. This is extremely valuable information about man states: Athletes improve because
problematic because most athletes long-term training and especially elite their training evolvesit changes as
train to improve speed, agility, flexibil- athletes, the interaction of different they improve. If it does not evolve, they
ity, and sport-specific skills. training modes, and the effects of the will cease to improve. We must try new
There is limited information on ideal different parts of the training year. ideas, new approaches. Most of these
volumes and intensity for speed train- Kurz et al. (26) provide an example of will come from unsubstantiated the-
ing, agility training, core training, and how this type of data could be ory. However, as Freeman also points
mobility training among others. There collected and used in periodization out, the laws of nature govern all
is limited information on ideal vol- research. They surveyed the training performance, so research is also very
umes and intensities when combining practices of 30 Division I cross-country important for performance.
various types of training modes for teams, 14 of which qualified for NCAA There are large gaps in our knowledge
both long- and short-term training nationals and 16 of which did not. For of periodization and in our ability to
programs. For example, how does the purpose of the study, they divided apply that knowledge to the training of
weight training fit into a program with the year into a transition phase (May to athletes. Part of these gaps are due to

Strength and Conditioning Journal | www.nsca-lift.org 49


Periodization Research

the inherent limitations imposed by training, program design for athletes of 7. Bondarchuk, A. Constructing a training
where the majority of the strength and varying ability, and short- and long- system, part II. Track Technique 103:
conditioning research is being con- term program design. Without this 32863288, 1988.
ducted (i.e., universities) and the re- information, the strength and condi- 8. Cissik, JM. Is periodization dead or just very
luctance of coaches and athletes to tioning field is going to continue to be sick? Track Coach 170: 54225427,
participate in interventional training plagued by things that sound good 2005.

studies. It is also due to the understand- but may or may not be based on 9. Dick, FW. Sports Training Principles (4th
able assumption that it has either been science or even experience. j ed). London: A&C Black, 295301. 2002.
done or is being done by someone else. 10. Ebben, WP and Blackard, DO. Strength and
conditioning practices of National Football
These gaps in our knowledge are being John Cissik is the League strength and conditioning coaches.
compounded by the fact that the Director of Fitness and J Strength Cond Res 15: 4858, 2001.
strength and conditioning field has Recreation at Texas
11. Ebben, WP, Carroll, RM, and Simenz, CJ.
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of flexibility training, periodization, and and Conditioning Coach major league baseball strength and
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Owner of Infinity Research Press, 1996.
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