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Progress in Polymer Science 37 (2012) 237280

Contents lists available at ScienceDirect

Progress in Polymer Science


journal homepage: www.elsevier.com/locate/ppolysci

Biodegradable synthetic polymers: Preparation, functionalization and


biomedical application
Huayu Tian, Zhaohui Tang, Xiuli Zhuang, Xuesi Chen , Xiabin Jing
Key Laboratory of Polymer Ecomaterials, Changchun Institute of Applied Chemistry, Chinese Academy of Sciences, 5625 Renmin Street, Changchun 130022,
China

a r t i c l e i n f o a b s t r a c t

Article history: Biodegradable polymers have been widely used and have greatly promoted the devel-
Received 8 November 2009 opment of biomedical elds because of their biocompatibility and biodegradability. The
Received in revised form 14 May 2011 development of biotechnology and medical technology has set higher requirements for
Accepted 30 June 2011
biomedical materials. Novel biodegradable polymers with specic properties are in great
Available online 18 July 2011
demand. Biodegradable polymers can be classied as natural or synthetic polymers accord-
ing to the source. Synthetic biodegradable polymers have found more versatile and diverse
Keywords:
Biodegradable
biomedical applications owing to their tailorable designs or modications. This review
Synthetic polymers presents a comprehensive introduction to various types of synthetic biodegradable poly-
Functionalization mers with reactive groups and bioactive groups, and further describes their structure,
Biomedical application preparation procedures and properties. The focus is on advances in the past decade in func-
tionalization and responsive strategies of biodegradable polymers and their biomedical
applications. The possible future developments of the materials are also discussed.
2011 Elsevier Ltd. All rights reserved.

Corresponding author. Tel.: +86 431 85262112; fax: +86 431 85262112.
E-mail address: xschen@ciac.jl.cn (X. Chen).
Abbreviations: ADR, adriamycin; AP, 1,5-diamino pentane; APEG-DOX, polyacetal-doxorubicin; Apt, aptamers; AS-PNIPAM, amino-semitelechelic
PNIPAM; ASGPR, asialoglycoprotein receptor; ATQD, N-(4-aminophenyl)-N -(4 -(3-triethoxysilyl-propyl-ureido) phenyl-1,4-quinonenediimine); ATRP,
atom-transfer radical polymerization; BAA-NCA, -benzyl aspartic acid N-carboxy-anhydride; BMPCL, -(2-bromo-2-methyl propionyl)--caprolactone;
BECP, biodegradable electrically conducting polymer; BLA-NCA, benzyl-l-aspartate N-carboxyanhydride; BLG-NCA, -benzyl l-glutamate N-carboxy-
anhydride; BTMC, 5-benzyloxy-trimethylene carbonate; CaB, cathepsin B; CaD, cathepsin D; CMMPL, -chloromethyl--methyl--propionolactone; CPP,
cell penetrating peptide; c(RGDfK)-PEG-b-P(Lys-MP), c(RGDfK)-poly(ethylene glycol)-b-poly[-(3-mercaptopropino nyl)-lysine]; CT, computerized axial
tomography; DES, drug-eluting stents; DGBE, diethylene glycol bis(3-amino propyl) ether; DMSO, dimethyl sulfoxide; DOTA, designed macrocyclic 1,4,7,10-
tetraazacyclododecane-N,N ,N ,N  -tetraacetic acid; DOX, doxorubicin; DPT, dipropylene triamine; DTPA-Gd, diethylenetriaminepentaacetic acid Gd; Dtxl,
docetaxel; EGFR, endothelial growth factor receptor; EPR, enhanced permeability and retention; FOL, folic acid; gal-PEG-b-PBLG, galactose-conjugated
poly(ethylene glycol)-co-poly(-benzyl l-glutamate) block copolymer; Gd, gadolinium; GSH, glutathione; HEMA, 2-Hydroxyethylmethacrylate; HEMI,
N-hydroxylethylmaleimide; HO-R1-OH, di-hydroxyl compounds; ICG, indocyanine green; IgG, immunoglobulin G; l-DOPA, l-3,4-dihydroxyphenyl-l-
alanine; LCST, lower critical solution temperature; LP-NCA, l-phenylalanine NCA; M-PCL, maleimido-terminated PCL; M-PLLA, maleimido-terminated
PLLA; MAL-PEG-PCL, maleimide-terminated poly(ethylene glycol)-poly(-caprolactone); MBC, 5-methyl-5-benzyloxycarbonyl-1,3-dioxan-2-one; MBPEC,
mono-4-methoxybenzylidene-pentaerythritol carbonate; MMP-2, matrix metalloprotease-2; MMPs, matrix metalloproteinases; Mn-SPIO, manganese
doped superparamagnetic iron oxide; MP, 4-(3-aminopropyl) morpholine; MP-g-OEI, multi-armed poly(l-glutamic acid)-graft-oligoethylenimine;
mPEG, poly(ethylene glycol) methyl ether; MRI, magnetic resonance imaging; NCA, N-carboxy-anhydride; NGF, neurotrophic growth factors; NHS,
N-hydroxysuccinimide; NIPAM, N-isopropylacrylamide; NIR, near-infrared; NIRF, near-infrared uorescent; NSCLC, non-small cell lung cancer;
P(GA-co-BLG), poly[(l-glutamic acid)-co-(-benzyl l-glutamate)]; PAGA, poly(-(4-aminobutyl)-l-glycolic acid); PArg, polyarginine; PBALG, partially
allylated PBLG; PBCLG, partially chlorinated PBLG; PBLG, poly(-benzyl-l-glutamate); PBN3 LG, partially azidized PBLG; PBPLG, partially propargy-
lated PBLG; Ppy, polypyrrole; PCL, poly(-caprolactone); PCL-b-PBLG, poly(-caprolactone)-b-poly(-benzyl l-glutamate); PDI, polydispersity index;
PEI, polyethylenimine; PEG, polyethylene glycol; PEG-b-PEI, poly(ethylene glycol)-b-polyethyleneimine; PEG-b-P(Glu-DP), poly(ethylene glycol)-b-
poly(glutamic acid); PEG-b-P(LA-co-MCC/dtxel), poly(ethylene glycol)-block-poly(l-lactide-co-2-methyl-2-carboxyl-propylene carbonate/docetaxel;
PEG-b-PLA-b-PLG, poly(ethyl glycol)-b-polylactide-b-poly(l-glutamic acid); PEG-P(Asp-Hyd), poly(ethylene glycol)-b-poly(aspartate-hydra zone); PEG-
P(Asp-Hyd-ADR), poly(ethylene glycol)-b-poly(aspartate-hydrazone-adriamycin); PEG-PBLA, poly(ethylene glycol)-poly(-benzyl-l-aspartate); PEGnLSer,
mono- and diethyleneglycol modied PLSer; PET, positron emission tomography; PGS, planar gamma scintigraphy; PHB, poly[(R)-3-hydroxybutyrate];

0079-6700/$ see front matter 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.progpolymsci.2011.06.004
238 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 239
2. Biopolymers with reactive groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 239
2.1. Aliphatic polyesters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 239
2.1.1. Aliphatic polyesters with carboxyl groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 239
2.1.2. Aliphatic polyesters with amino groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 239
2.1.3. Aliphatic polyesters with chloride groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 239
2.1.4. Aliphatic polyesters with keto or hydroxyl groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 240
2.1.5. Aliphatic polyesters with bromide groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 240
2.1.6. Aliphatic polyesters with C C groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 240
2.1.7. Aliphatic polyesters with reactive groups by copolymerization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 240
2.2. Polycarbonate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 241
2.3. Poly(amino acids) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 246
2.3.1. Poly(acidic amino acids) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 246
2.3.2. Poly(basic amino acid) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250
2.3.3. Poly(neutral amino acid) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 252
2.4. Polyphosphoesters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 252
2.5. Others . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 254
3. Biopolymers with responsive activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 254
3.1. Stimuli-responsive biopolymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 254
3.1.1. Temperature responsive . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 255
3.1.2. pH-responsive biopolymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 255
3.1.3. Photo responsive biopolymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 256
3.1.4. Redox responsive biopolymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 257
3.2. Electroactive biomaterials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 258
3.3. Specic bonding biopolymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 259
3.4. Biopolymers for tracing and bioimaging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 262
3.4.1. Biopolymers for optical tracing and bioimaging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 262
3.4.2. Biopolymers for MRI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 265
3.4.3. Other biopolymer-based tracing and bioimaging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 266
4. Biomedical application . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 266
4.1. Medical devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 266
4.1.1. Drug-eluting stents (DES) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 266
4.1.2. Orthopedic devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 267
4.1.3. Disposable medical devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 267
4.1.4. Other medical devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 267
4.2. Tissue engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 267
4.3. Drug delivery and control release . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 268
4.4. Gene delivery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 269
4.4.1. Poly(l-lysine)-based degradable polymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 269
4.4.2. Poly(-amino ester)s-based degradable polymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 269
4.4.3. Polyphosphoester-based degradable polymers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 270
4.4.4. Polyethylenimine modied with degradable polymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 270
4.4.5. Degradable polymers in siRNA delivery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 271
4.4.6. Other degradable polymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 271
4.5. Bioseparation and diagnostics applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 271
5. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 272
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 272
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 272

PHF-b-PEG, poly[(l-histidine)-co-(l-phenylalanine)]-block-poly(ethylene glycol); PLA, poly(lactic acid), polylactide; PLC-b-PLA, poly(l-cysteine)-


b-polylactide; PLCys, poly(l-cysteine); PLCys-b-PLLA, poly(l-cysteine)-b-poly(l-lactide); PLDOPA, poly(l-DOPA); PLDOPA-PLL, poly(l-DOPA)-co-
poly(l-lysine); PLGA, poly(lactide-co-glycolide); PLHis, poly(l-histidine); PLL, poly(l-lysine); PLL-b-PPA, poly(l-lysine)-block-poly(l-phenylalanine);
PLL-co-PArg-b-PLLeu, poly(l-lysine)-co-polyarginine-b-poly(l-leucine); PLL-g-PCL, poly(l-lysine)-g-poly(-caprolactone); PLL-g-PEG, poly(l-lysine)-g-
poly(ethylene glycol); PLL-g-PLLA, poly(l-lysine)-g-poly(l-lactide); PLLA, poly(l-lactide); PLSer, poly(l-serine); PMDETA, pentamethyldiethylene-triamine;
PNIPAM, poly(N-isopropylacrylamide); PNIPAM-b-(HEMA-PCL), poly(N-isopropylacrylamide)-b-[2-hydroxyethyl methacrylate-poly(-caprolactone)];
PNIPAM-b-PGA, poly(N-isopropylacrylamide)-block-poly(glutamic acid); PNIPAM-b-P(GA-co-BLG), PNIPAM-b-poly[(l-glutamic acid)-co-(-benzyl-l-
glutamate)]; PPA, polyphosphoramidate; PPE, polyphosphoester; PPE-EA, poly(2-aminoethyl propylene phosphate); PPZ, polyphosphazene; PS
2, performance status; PSI, polysuccinimide; PTMC-b-PBLG, poly(trimethylene carbonate)-b-poly(-benzyl l-glutamate); p-TSA, p-toluenesulfonic
acid; PZLL-PDGBE-PZLL, poly(-benzyloxycarbonyl l-lysine)-block-poly[diethylene glycol bis(3-amino propyl) ether]-block-poly(-benzyloxycarbonyl
l-lysine); QDs, quantum dots; QD-strep, quantum dot-streptavidin; RGD, arginine-glycine-aspartic acid; ROP, ring-opening polymerization; SCL, shell cross-
linked; siRNA, small interfering RNA; Sn(OTf)2 , triuoromethane sulfonate; SPDP, N-succinimidyl 3-(2-pyridyldithio)-propionate; SPIO, superparamagnetic
iron oxide; SPECT, single photon emission computed tomography; Sr-PO, amino isopropoxyl strontium; TMBPEC, 6-trimethoxybenzy-lidene-
pentaerythritol carbonate; TSP50, testis-specic protease 50; VEGF, vascular endothelial growth factor; Z2 Arg-NCA, di-N-benzyloxycarbonyl-l-arginine
N-carboxyanhydride; ZLCys-NCA, -benzyloxycarbonyl-l-cysteine N-carboxyanhydride1 .
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 239

1. Introduction copolymers, have been widely investigated for biomedical


application because of their biodegradability, bioresorba-
A biomaterial can be dened as a material intended to bility, and biocompatibility. Aliphatic polyesters with
interface with biological systems to evaluate, treat, aug- reactive groups have attracted attention because of the
ment or replace any tissue, organ or function of the body demand of synthetic biopolymers with tunable properties,
[1]. Biomaterials play an important role in human health. including features such as hydrophilicity, biodegradation
Biopolymers are the main type of biomaterials. According rates, bioadhesion, drug/targeting moiety attachment, etc.
to their degradation properties, biopolymers can be fur- [2]. In particular, polymeric biomaterials with properties
ther classied into biodegradable and non-biodegradable that can be tailored by introducing functional groups,
biopolymers. Many implants, such as bone substitution such as carboxyl, hydroxyl, amino, ketal, bromo, chloro,
materials, some bone xing materials, and dental mate- carboncarbon double bonds or triple bonds, etc., are
rials, should possess long term stable performance in the needed.
body. In recent years, developments in tissue engineer- Aliphatic polyesters with reactive groups can be pre-
ing, regenerative medicine, gene therapy, and controlled pared by the homopolymerization or copolymerization
drug delivery have promoted the need of new properties of cyclic monomers bearing protected functional groups
of biomaterials with biodegradability. Biologically derived (Fig. 1). Representative examples of the monomers and the
and synthetic biodegradable biopolymers have attracted polymers are shown in Table 1.
considerable attention [1]. Polysaccharides and protein are
typical biologically derived biopolymers, while aliphatic 2.1.1. Aliphatic polyesters with carboxyl groups
polyesters and polyphosphoester (PPE) are typical syn- Aliphatic polyesters with pendant carboxyl groups can
thetic biopolymers. be prepared by the ring-opening polymerization (ROP)
Biopolymers with diverse specic properties are needed of cyclic esters bearing benzyl-protected carboxyl groups.
for in vivo applications because of the diversity and Ouchi and Fujino prepared poly(-malic acid) as a car-
complexity of in vivo environments. Nowadays, syn- boxyl functional analogy of PLA by the ROP of malide
thetic biopolymers have become attractive alternatives dibenzyl ester followed by acid deprotection [3]. Kimura
for biomedical applications for the following reasons: (1) et al. rst reported the synthesis of poly[(-malic acid)-alt-
although most biologically derived biodegradable poly- (glycolic acid)], a glycolide-based poly(ester) with pendant
mers possess good biocompatibility, some may trigger an carboxylic acid, by the ROP of 3(S)-[(benzyloxycarbonyl)-
immune response in the human body, possibly one that methyl]-1,4-dioxane-2,5-dione followed by debenzyla-
could be avoided by the use of an appropriate synthetic tion. These aliphatic copolyesters are hydrolyzed more
biopolymer; (2) chemical modications to biologically rapidly than PLA [4]. Weck and coworkers prepared side-
derived biodegradable polymers are difcult; (3) chem- chain-functionalized lactide analogues from commercially
ical modications likely cause the alteration of the bulk available amino acids. The resulting functionalized cyclic
properties of biologically derived biodegradable polymers. monomers can be homopolymerized and copolymerized
A variety of properties can be obtained and further mod- with lactides and then quantitatively deprotected, form-
ications are possible with properly designed synthetic ing functional PLA-based materials with amino, hydroxyl
biopolymers wihout altering the bulk properties. or carboxyl side chains [5]. Guerin et al. reported the syn-
Specic properties are sometimes required for biomate- thesis and polymerization of benzyl malolactonate [14].
rials. For example, tissue engineering scaffolds should have The benzyl protecting groups could be readily removed
both good biocompatibility and cell adhesive properties, in by catalytic hydrogenolysis to give poly(-malic acid).
addition to needed biodegradable properties. Drug delivery He et al. reported the synthesis of poly(l-lactide-co-
systems should be endowed with stimuli-responsive prop- -malic acid) with a high molecular weight by the
erties for intelligent-control release. Functionalization is copolymerization of l-lactide and benzyl malolactonate
inevitable to improve the properties of traditional synthetic [15]. PCLs with pendant carboxylic acid groups were
biopolymers. There are two commonly used functionaliza- prepared by Hedrick and coworkers via the ROP of
tion strategies: (1) functional groups are introduced to the benzyl -(-caprolactone)carboxylate or tert-butyl--(-
monomers of polymers, sometimes in a protected form caprolactone)carboxylate followed by acid deprotection
before polymerization, to be deprotected after polymer- [6] (Fig. 2).
ization; (2) functional groups are introduced to polymer
chains by further chemical modication of the as-prepared 2.1.2. Aliphatic polyesters with amino groups
polymers. Hedrick and coworkers synthesized
This review is focused on recent progress of different amino-functionalized PCL by the ROP of 4-triuoroacetyl-
strategies of functionalization of synthetic biodegradable 7-oxo-1,4-oxazaperhydroepine followed by the
polymers and the applications of these. deprotection with NaBH4 [6]. Fitier et al. reported
the preparation of an aliphatic polyester bearing lateral
2. Biopolymers with reactive groups amino groups by the ROP of N-tritylated serine -lactones
[16].
2.1. Aliphatic polyesters
2.1.3. Aliphatic polyesters with chloride groups
Aliphatic polyesters, such as poly(lactic acid) (PLA), Liu and coworkers synthesized a chloro-substituted
poly(glycolic acid), poly(-caprolactone) (PCL) and their four-membered lactone, -chloromethyl--methyl--
240 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

O
O Homopolymerization O
O R
R n

(CH2)x O
O Copolymerization (CH2)x
O + O O
R R m O n
O O

R: reactive groups, including protected carboxyl, amino, chloro, ketal,


hydroxyl, bromo, carbon-carbon double bonds, etc

Fig. 1. Preparation of aliphatic polyesters with reactive groups.

propionolactone (CMMPL). CMMPL was polymerized and step approach by the concurrent polymerization of an
copolymerized with various amounts of -caprolactone. -caprolactone, BMPCL, and methyl methacrylate with an
The pendant chloromethyl groups of the copolymers appropriate initiator for the ROP and a catalyst for the ATRP.
were converted into quaternary ammonium salts by the
reaction with pyridine, which increased the hydrophilicity 2.1.6. Aliphatic polyesters with C C groups
of the copolymer [7,17]. Unsaturated aliphatic polyesters can be prepared by
the ROP of cyclic esters bearing double bonds. Hedrick
2.1.4. Aliphatic polyesters with keto or hydroxyl groups and coworkers reported the preparation of unsaturated
Aliphatic polyesters bearing keto groups were syn- aliphatic homopolyesters or random copolyesters bearing
thesized by the ROP of 5-ethylene ketal -caprolactone pendant double bonds by the ROP of 4-(acryloyloxy)--
followed by deprotection [8,9,18,19]. The keto groups of the caprolactone, or 6-hydroxynon-8-enoic acid lactone with
copolymers were efciently reduced into hydroxyl groups -caprolactone and l-lactide [11,12]. Bizzarri and cowork-
by using NaBH4 in a mixture of CH2 Cl2 /EtOH at room ers reported the preparation of aliphatic polyesters bearing
temperature without any apparent chain degradation, double bonds by the ROP of four-membered lactones in
resulting in aliphatic polyesters with pendant hydroxyl the presence of a quaternary ammonium salt as the ini-
groups [9]. PCL containing pendant hydroxyl groups were tiator [13,21]. Unsaturated aliphatic polyesters with inner
prepared by the ROP of -caprolactone monomer bearing double bonds were prepared by the ROP of unsaturated
triethylsilyloxy pendant groups that can be selectively -caprolactones with inner double bonds. Jrme and
deprotected into hydroxyl groups under mild conditions coworkers prepared unsaturated aliphatic polyesters by
[20]. Hedrick and coworkers reported the synthesis and the ROP of 6,7-dihydro-2(5H)-oxepinone and 6,7-dihydro-
polymerization of -benzyloxy--caprolactone and -2,2- 2(3H)-oxepinone using aluminum isopropoxide as the
bis(phenyldioxymethyl)propionate--caprolactone; the initiator [2224].
catalytic hydrogenolysis of the benzyl protection group
of the products afforded PCL with pendant hydroxyl or 2.1.7. Aliphatic polyesters with reactive groups by
bishydroxyl groups, respectively [6]. copolymerization
The copolymerization of morpholine-2,5-dione deriva-
2.1.5. Aliphatic polyesters with bromide groups tives with lactide or lactones is a convenient way to prepare
Hedrick and coworkers reported the preparation of aliphatic biopolymers bearing reactive groups. Feijen and
aliphatic polyesters with pendant bromide groups by the coworkers demonstrated the ROP of either -caprolactone
ROP of a bromo-substituted cyclic ester, -(2-bromo-2- or dl-lactide with morpholine-2,5-dione derivatives could
methyl propionyl)--caprolactone (BMPCL) containing a protect functional substituents such as benzyl-protected
pendent-activated alkyl bromide functional group [10]. carboxylic acid, benzyloxycarbonyl-protected amine and
The pendent-activated alkyl bromide group could initi- p-methoxy-protected thiol groups. Polyesteramides with
ate controlled atom-transfer radical polymerization (ATRP) pendant carboxylic acid groups, pendant amine groups, or
of methyl methacrylate; therefore, PCL-graft-poly(methyl pendant thiol groups were obtained after deprotection of
methacrylate) copolymers were obtained in a simple one- the copolymers [25].

Fig. 2. Preparation of PCL with pendant carboxylic acid groups [6].


Copyright 2000, American Chemical Society. Reprinted with permission.
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 241

2.2. Polycarbonate can easily meet the need for functionalization of bio-
materials. Moreover, aliphatic polycarbonates have good
Aliphatic polyesters and copolyesters are among the biocompatibility, low toxicity, and good biodegradability
most commonly used degradable materials for the [26,27]. High molecular weight aliphatic polycarbonates
preparation of clinical devices. In this eld, aliphatic can be prepared by the ROP of cyclic carbonates [28]. The
polycarbonates are good materials because they possess most commonly used cyclic carbonates for ROP are the
functionalizable side chains (OH, NH2 , COOH, etc.) that ve- and six-membered cyclic monomers. Polymerization
Table 1
Aliphatic polyesters and functional cyclic monomers.

Monomer Polyester Reference

[3]

[4]

[5]

[5]

[5]

[6]

[6]
242 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

Table 1 (Continued)

Monomer Polyester Reference

[6]

[6]

[6]

[7]

[8]

[9]
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 243

Table 1 (Continued)

Monomer Polyester Reference

[10]

[11]

[12]

[13]

of ve-membered cyclic aliphatic carbonates can pro- chain carbon. Zhuo and coworkers [39] successfully
duce poly(ester-carbonate)s with a content of units lower prepared the poly(carbonate-ester)s with amido-amine
than 50 mol% through a partial decarboxylation regardless pendent groups by the reaction of poly(MSTC-co-CL) with
of the initiator and reaction conditions [27]. In con- ethylenediamine. Jing and coworkers [37] synthesized 5-
trast to ve-membered cyclic carbonates, six-membered methyl-5-propargyloxycarbonyl-1,3-dioxan-2-one. More
cyclic carbonates are easily polymerized and copoly- cyclic carbonate monomers containing hydroxyl groups
merized with various heterocyclic monomers to form have been prepared. For example, Cross and cowork-
polycarbonates without any decarboxylation under proper ers [40] synthesized a six-membered cyclic carbonate
conditions. monomer with ketal protected saccharide containing
In the 1930s, cyclic carbonates, rst reported by two hydroxyl groups. Zhuo and coworkers [41] rst
Carothers and coworker [29], were obtained by depoly- reported 5-benzyloxy-trimethylene carbonate (BTMC)
merization of respective linear polycarbonates at a high that was synthesized from 2-benzyloxy-1,3-propanediol.
temperature and in the presence of different catalysts. In Moreover, Cao and coworkers [42] prepared 5-ethyl-5-
recent years, researchers synthesized several functional- benzyloxymethyl trimethylene carbonate in a similar way
ized cyclic carbonate monomers. For the rst time, Bisht to that for BTMC.
and coworker [30] designed and synthesized a novel A great variety of functional cyclic carbonate monomers
carbonate monomer, 5-methyl-5-benzyloxycarbonyl-1,3- have been successfully used for homopolymerization and
dioxan-2-one (MBC); Zhuo and coworkers [31] prepared copolymerization with various heterocyclic monomers
5-methyl-5-methoxycarbonyl-1,3-dioxan-2-one and 5- through ROP. Bisht and coworker [30] rst synthesized
methyl-5-ethoxy carbonyl-1,3-dioxan-2-one in a similar the MBCs homopolymer by lipase-catalyzed ROP, of which
way to that for MBC. Cyclic carbonates with pen- the protecting benzyl groups were removed by catalytic
dant amino groups [32,33], double-bonds [28,3436] hydrogenation to give polycarbonate containing pendant
and triple-bond [37] have seldom been reported. Lee carboxylic groups. Jing and coworkers [43] prepared block
et al. [38] rst reported water soluble polycarbonate copolymer PCL-b-PMBC of -caprolactone and MBC by
with pendant amino and carboxylic groups on the main- the ROP of the -CL and MBC monomers with amino
244 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

Table 2
Polymers and functional cyclic carbonate monomers.

Monomer Polymer Referen-ce

O O

R1 R2
* O O O *

R1 R2
n
R1 = CH3 ; R2 = COOCH2 Ph [30,41]
H2 C O

H2 C O [43]
R1 = H; R2 = OCH2 CH CH2 [36]
H2 C

H2 C [28]
R1 = CH3 ; R2 = COOCH3 [31]
R1 = CH3 ; R2 = COOCH2 CH3 [31]
O

O
O O
*
O O O n
R1 R2
O
R1 R2
or
O

* *
O O O
m R1 R2 n
O

R1 = CH3 ; R2 = CH2 OOCCH CHPh [44]


R1 = CH3 ; R2 = COOCH2 CH = CH2 [35]
R1 = CH3 ; R2 = COOCH2 C CH [35]
R1 = H; R2 = NHCOOCH2 Ph [33]
H2 C

H2 C [34]
H2 C O
Ph
H2 C O [45]
Q

Q Q Q

RGI ,
Q Q Q n
T3 T4
Q
T3 T4 or
Q

RGI ,
Q m Q Q n
T3 T4
Q

R1 = CH3 ; R2 = COOCH2 Ph [46]


H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 245

Table 2 (Continued)

Monomer Polymer Referen-ce

H2C O
Ph
H2C O [47]
R1 = CH3 ; R2 = COOCH2 CH CH2 [48]
O

O O

R1 R2 H
PEG O O n
R1 R2

R1 = CH3 ; R2 = CO2 CH2 Ph-o-NO2 [49]


R1 = CH3 ; R2 = CO2 CH2 Ph [50]
O

O O
O

O C
O O H

COOCH2Ph CO2H [38]


HO C N
H
O
n

O O

O O

O * O
O O m O n*

O O
[51]

O O

O
O OH OH
O O
O O O
O O O O
O * [39]
O
*
O n
O O O

isopropoxyl strontium (Sr-PO) as an initiator. Zhuo and Grinstaff and coworker [54] attached a nonsteroidal
coworkers [44] prepared poly[(5-benzyloxy-trimethylene anti-inammatory drug, 4-isobutylmethylphenylacetic
carbonate)-co-(5,5-dimethyl-trimethylene carbonate)] by acid, to the copolymer by esterication of free hydroxyl
using immobilized porcine pancreas lipase on silica par- groups of 4-isobutylmethylphenylacetic acid. Jing and
ticles with different sizes to catalyze ROP. Representative coworkers successfully attached antitumor drugs pacli-
examples of the monomers and the polymers are shown in taxel [55] and docetaxel (Dtxl) [56], biotin [57] and
Table 2 [30,43,4553,3336,28,31,38,40]. oligopeptide Gly-Arg-Gly-Asp-Ser-Tyr (RGD) [33] to
Free functional pendant groups on poly(ester- the pendants on the backbone of the copolymers.
carbonate)s are expected to facilitate further modications The results indicate further possible application of
such as attaching drug molecules and short pep- poly(ester-carbonate)s in specic drug delivery and tissue
tides onto the functional groups of the polymers. engineering.
246 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

Fig. 3. Synthesis of functional PBLGs through the ester exchange reaction (A) the click reaction, and the thiol-ene reaction of functional PBLGs (B) [60].
Copyright 2009, Elsevier Ltd. Reprinted with permission.

2.3. Poly(amino acids) ROP of N-carboxy-anhydride (NCA) and ester exchange


to prepare functional PBLG with functional alcohols [60].
Poly(amino acids) are an important kind of biocom- PBLG was synthesized in anhydrous chloroform by the ROP
patible and biodegradable synthetic polymers and have of -benzyl l-glutamate N-carboxy-anhydride (BLG-NCA)
been studied for biomedical application in many elds [58]. at room temperature using n-hexylamine as an initiator
However, their application is limited because of their insol- [73]. Functional PBLGs were then synthesized by the ester
ubility or pH-dependent solubility and lack of functional exchange reactions between PBLG and functional alcohols
groups [59]. This section summarizes recent develop- in 1,2-dichloroethane using p-toluenesulfonic acid (p-TSA)
ments in the functional modications of poly(amino acids) as a catalyst [60]. Four kinds of functional PBLGs including
focusing on the preparation of materials with potential partially chlorinated PBLG (PBCLG), partially azidized
applications in medicine. Representative examples of the PBLG (PBN3 LG), partially allylated PBLG (PBALG) and par-
poly(amino acids) before and after functionalization are tially propargylated PBLG (PBPLG) were synthesized. The
shown in Table 3. activity of the functional groups on PBLG was examined
through click chemistry between PBN3 LG or PBPLG and
2.3.1. Poly(acidic amino acids) propargyl mPEG2000 or 2-azidoethanol, or the thiol-ene
2.3.1.1. Poly(l-glutamic acid). Poly(l-glutamic acid) (PLG) reaction between PBALG and thioglycol yielding PBPN3 LG,
is composed of naturally occurring l-glutamic acid residues PBN3 LG-g-mPEG and PBALG-s-OH, respectively (Fig. 3). In
linked together through amide bonds with active carboxyl a similar manner, Lin and coworkers synthesized the graft
groups on the side. Methods can be used in function- copolymer, PBLG-g-mPEG, through the ROP and the ester
alizing PLG include: (1) polymerizing or copolymerizing change reaction [74].
monomers with functional groups, (2) modifying the Condensation reactions are a common method to func-
monomer with functional molecules, (3) functional modi- tionalize PLG and its copolymers. Jing and coworkers
cation of the side groups, such as condensation, aminolysis reported the synthesis of RGD-grafted triblock copoly-
and ester exchange, and (4) introduction of a second com- mer poly(ethyl glycol)-b-polylactide-b-poly(l-glutamic
ponent to achieve a block, branch, hyper-branched or acid)/RGD (PEG-b-PLA-b-PLG/RGD) by the combination
dendron-like architecture. of a condensation reaction and ROP. The PEG-PLA-NH2
Functionalizing poly(-benzyl-l-glutamate) (PBLG) macroinitiator was prepared by the ROP of l-lactide in
through ester exchange with functional alcohols such the presence of methoxy-poly(ethylene glycol) (Mn = 750)
as 2-chloroethanol, 2-azidoethanol and poly(ethylene with stannous octanoate as the catalyst followed by the
glycol) methyl ether (mPEG) is a convenient method to replacement of the hydroxy end group by an amino group
obtain polymers that have controlled amounts of func- via a two-step reaction [75]. The resulting PEG-PLA-NH2
tional groups on the side chains without protection and was used as a macroinitiator for the living polymer-
de-protection processes. Huang and coworkers used the ization of -benzyl-l-glutamate to eventually obtain
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 247

Table 3
Poly(amino acids) before and after functionalization.

Monomer or Poly(amino acid) before functionalization Poly(amino acid) after functionalization Method for functionalization Reference

O
H
N
n
O
H
O N
n
O
R
O
O
R1

Cl Ester Exchange [58]

Cl

N3

N3

R=H R1 = RGD Condensation Reaction [59]


HO OH
HO
H H
HO N [60]
H OH NH
H H O

SH
HN [61]

O
O
O
O N O
H O O Ring Opening Polymerization [62]

O
O
O O
O N O
H O
O
O
O
H
N
n
O
O H
O N
n
R
O
R1
248 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

Table 3 (Continued)

Monomer or Poly(amino acid) before functionalization Poly(amino acid) after functionalization Method for functionalization Reference

O
NH
O OH N
OH
OH
R=H Condensation Reaction [63,64]

O O OH O
O
NH2
OH

H
N Aminolysis Reaction [65]
HN NH2

NH2
O
[66]
N

HN NH2 [67]

O
H
N
n

O
H
N
n
NH
R

NH
R1

O
R=H Condensation Reaction [68]
SH
O
O Michael Addition [69]
n

O
O
n
O
H
N
n O
H
N
O n
R
O
R1

O
O
O
O N O
H O Ring Opening Polymerization [70]
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 249

Table 3 (Continued)

Monomer or Poly(amino acid) before functionalization Poly(amino acid) after functionalization Method for functionalization Reference
O
O
O O
O N O
H
O
O

a well-dened polymer-polypeptide triblock copolymer as those used in the preparation of the PLG-g-PNIPAM graft
(Mw/Mn < 1.2). PEG-b-PLA-b-PLG was obtained by remov- copolymer [78].
ing the protective benzyl groups in PEG-b-PLA-b-PBLG Block copolymers prepared with biocompatible and
through catalytic hydrogenation; RGD was grafted onto biodegradable components are targets for applications in
PEG-b-PLA-b-PLG by rst activating the side chain carboxyl the medical eld. Guillaume and coworkers reported an
groups of PEG-b-PLA-b-PLG with N-hydroxysuccinimide approach to synthesize poly(trimethylene carbonate)-b-
(NHS) and then coupling them with RGD [61,76]. poly(-benzyl l-glutamate) (PTMC-b-PBLG) and poly(-
Kiick and coworkers synthesized a family of galactose- caprolactone)-b-poly(-benzyl l-glutamate) (PCL-b-PBLG)
functionalized PLA-based glycopolymers of various molec- via the ROP of TMC or CL and BLG-NCA [79]. A PTMC-
ular weights using a condensation reaction between NH2 or a PCL-NH2 macroinitiator was synthesized by ROP
PLG and N-(-aminocaproyl)--d-galactosylamine [62]. in THF for TMC or in toluene for CL using diethyl zinc
Similarly, Kataoka and coworkers synthesized thiolated as the catalyst and t-Boc-NH(CH2 )3 OH as the initiator
poly(ethylene glycol)-b-poly(glutamic acid) (PEG-b-P(Glu- followed by removing t-Boc groups with triuoroacetic
DP)) via ROP and a condensation reaction subsequently acid at 0 C for 45 min upon stirring. The well-dened
[63]. PTMC-b-PBLG and PCL-b-PBLG diblock copolymers were
Polymerizing or copolymerizing monomers with func- obtained using PTMC-NH2 or PCL-NH2 as a macroinitiator
tional groups is widely used in the preparation of polymers via ROP. A Dextran-b-PBLG block copolymer was syn-
with well controlled molecular weight and architecture. thesized via ROP and click chemistry in Schatzs group
Wu and coworkers used the ROP of NCA to synthesize [80]. First, the reducing end of dextran (Mn = 6600 g mol1 ,
mono- and diethyleneglycol functionalized PLGs directly PDI = 1.35) was modied with an alkyne group by reduc-
[64]. EGn-l-glutamates were rst prepared through the tive amination with propargylamine in acetate buffer (pH
reaction of l-glutamic acid and monoethylene glycol 5.0) in the presence of sodium cyanoborohydride, which
monomethyl ether or di(ethylene glycol) monomethyl reduced double bonds in Schiff bases selectively; sec-
ether; then the reaction of EGn-l-glutamates with triphos- ondly, PBLG that was end-functionalized with an azide
gene yielded EGn-l-glutamate-NCAs. The formation of NCA group and had a degree of polymerization (DP) of 59 was
allowed facile polymerization into high molecular weight obtained through the ROP of BLG-NCA with 1-azido-3-
polymers with a narrow polydispersity index (PDI) via ROP. aminopropane as the initiator; thirdly, the nal dextron
PLG may be functionalized by the incorporation of Dextran-b-PBLG block copolymer was obtained via cou-
components into the system to form copolymers with pling of dextran and PBLG blocks in dimethyl sulfoxide
different architectures, such as block, graft, dendron-like (DMSO) at room temperature using a copper(I) cata-
and so on. Chen and coworkers synthesized a series lyst (CuBr) and ligand pentamethyldiethylene-triamine
of poly(N-isopropylacrylamide) (PNIPAM) and poly[(l- (PMDETA). An extension in this chemistry was proposed
glutamic acid)-co-(-benzyl l-glutamate)] (P(GA-co-BLG)) by Jing and coworkers, reporting a well-dened Y-shaped
diblock copolymers using radical polymerization and ROP copolymer (poly(l-lactide))2 -b-PBLG (PLLA-PBLG) via the
[77]. PNIPAM is a widely used polymer, with temper- consecutive ROP of l-lactide and living NCA polymerization
ature sensitivity exhibiting a reversible coil-to-globule [81].
transition at about 32 C (the lower critical solution tem- Multi-armed PBLGs were prepared via the ROP of BLG-
perature, LCST). It is soluble in water below the LCST. NCA by Chen and coworkers [82,83]. The macroinitiator
However, when the temperature increases above the poly(ethylene glycol)-b-Polyethyleneimine (PEG-b-PEI)
LCST, the polymer becomes insoluble and precipitates diblock copolymer was prepared via a two-step reaction:
from its aqueous solution. Amino-semitelechelic PNIPAM (1) mPEG was allowed to react with HMDI in large excess
(AS-PNIPAM) was synthesized by monomer telomeriza- to obtain PEG-NCO; (2) PEG-NCO in CHCl3 was drop-
tion of N-isopropylacrylamide (NIPAM) with AIBN as the wise added into a CHCl3 solution of hyper branched PEI.
initiator and AETHCl as the chain transfer reagent. Temper- Then multi-armed PBLGs were synthesized via ROP with
ature sensitive PNIPAM-b-PBLG diblock copolymers were PEG-b-PEI diblock copolymer or PEI as the macroinitia-
prepared by the ROP of BLG-NCA using AS-PNIPAM as tor by dissolving the mixture in dried chloroform and
the macroinitiator. PNIPAM-b-poly[(l-glutamic acid)-co- stirring for 72 h at room temperature. Dong and cowork-
(-benzyl-l-glutamate)] (PNIPAM-b-P(GA-co-BLG)) were ers synthesized dendron-like PBLG/linear poly(ethylene
synthesized through partial debenzylation of PNIPAM- oxide) block copolymers with both asymmetrical and sym-
b-PBLG using HBr/CH3 COOH. An alternative synthetic metrical topologies (i.e., ABn type Dm-PBLG-b-PEG and
approach was investigated by synthesizing graft copoly- BnABn type Dm-PBLG-b-PEG-b-Dm-PBLG; n = 2m , m = 0, 1,
mers instead of block copolymers, using the same materials 2, and 3; Dm is the propargyl focal point of poly(amido
250 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

Fig. 4. Synthesis of dendron-like PBLG/linear poly(ethylene oxide) block copolymers with both asymmetrical and symmetrical topologies via the combi-
nation of ROP and click chemistry [84].
Copyright 2009, American Chemical Society. Reprinted with permission.

amine) type dendrons having 2m terminal primary amine was then conjugated to the polymer backbone through an
groups) via the combination of ROP and click chemistry acid-labile hydrazone bond between C13 of ADR and the
[84]. Two synthesis methods, arm-rst and core-rst hydrazide groups of the PEG-b-P(LA-Hyd) block copolymer
approaches, were used to prepare Dm-PBLG-b-PEG and (Fig. 5).
Dm-PBLG-b-PEG-b-Dm-PBLG. In the arm-rst approach, Aminolysis is extensively used in functionalizing PBAA
the propargyl modied dendrons Dm with 2m terminal pri- with functional amines, such as dipropylene triamine
mary amine groups were synthesized and then used as (DPT), 1,5-diamino pentane (AP), 4-(3-aminopropyl) mor-
an initiator in the ROP of BLG-NCA, followed by coupling pholine (MP), etc.; it is a convenient and simple method
of the product with azide-terminated PEG (i.e., mPEG-N3 to obtain polymers with a controlled fraction of functional
or N3 -PEG-N3 ) through click chemistry to produce the groups. PEG-b-poly-(3-[(3-aminopropyl)amino] propyl
dendron-like/linear PBLG-b-PEG hybrid copolymers. In the aspartamide) was prepared through ROP and an aminoly-
core-rst strategy, the dendrons Dm were click con- sis reaction by Kataoka and coworkers. PEG-b-PBLA was
jugated with azide-terminated PEG to generate primary synthesized by ROP and PEG-b-DPT was obtained by a
amine-terminated PEG-dendrons (i.e., PEG-Dm), which side-chain aminolysis reaction of PEG-b-PBLA. In a similar
were then used to initiate BLG-NCA to produce the targeted way, poly([5-aminopentyl]-,-aspartamide) and PEG-b-
hybrid copolymers, with both asymmetrical and symmet- poly[(3-morpholinopropyl) aspartamide]-b-poly-l-lysine
rical topologies (Fig. 4). were synthesized by the same research group via the ROP
of BLA-NCA and an aminolysis reaction using AP and MP,
respectively [6769].
2.3.1.2. Poly(aspartic acid). Poly(aspartic acid) can be syn-
thesized from aspartic acid by the ROP of -benzyl aspartic
acid N-carboxy-anhydride (BAA-NCA) followed by removal 2.3.2. Poly(basic amino acid)
of the protective benzyl groups. The two main approaches 2.3.2.1. Polylysine. Poly(l-lysine) (PLL) with reactive
to modify poly(aspartic acid) are: (1) functional mod- amido groups on the side chain can be prepared through
ication of the side groups, such as condensation and the ROP of -carbobenzoxy-l-lysine N-carboxyanhydride
aminolysis, and (2) introduction of a second component (ZLL-NCA) and deprotection. PLL is a polyelectrolyte (poly-
to achieve different architectures. cation) which displays pH-dependent solubility, limited
Condensation is a simple and common method circulation lifetime due to aggregation with oppositely
to modify poly(aspartic acid) and its copolymers. charged biopolymers, and high toxicity [59,85]. Similar to
Kataoka and coworkers reported the synthesis of those for PLG and poly(aspartic acid), several approaches
poly(ethylene glycol)-b-poly(aspartate-hydrazone- are effective in functionalizing PLL: (1) functional modi-
adriamycin) (PEG-P(Asp-Hyd-ADR)) using poly(ethylene cation of the side groups, such as condensation, Michael
glycol)-poly(-benzyl-l-aspartate) (PEG-PBLA) as a tem- addition and so on, and (2) introduction of a second compo-
plate [65,66]. PEG-b-PBLA was synthesized via the ROP of nent to achieve block, branch, dendron-like architectures,
benzyl-l-aspartate N-carboxyanhydride (BLA-NCA) with etc.
mPEG-NH2 as the macroinitiator. Hydrazide groups were A condensation reaction is a simple and convenient
attached to the end of the aspartate side carboxyl groups way to functionalize poly(l-lysine) directly. Cyclic RGD
of the block copolymer through an acid anhydride reaction functional block copolymer c(RGDfK)-poly(ethylene
after removing the benzyl groups of PEG-b-PBLA. ADR glycol)-b-poly[-(3-mercaptopropionyl)-lysine]
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 251

Fig. 5. Synthesis of PEGp(AspHydADR) block copolymers. The Schiff base formed between the C13 ketone of ADR and the hydrazide groups of the
PEGp(AspHyd) block polymer is most effectively cleavable under acidic conditions at about pH 5.0, which corresponds to the pH value of lysosome in
cells. Boc = tert-butoxycarbonyl, TFA = triuoroacetic acid [65].
Copyright 2003, Wiley-VCH Verlag GmbH & Co. KGaA. Reprinted with permission.

(c(RGDfK)-PEG-b-P(Lys-MP)) was prepared by ROP amino propyl) ether (DGBE) as the initiator [87]. In
and a condensation reaction in Kataokas group [70]. the same group, Jing and coworkers synthesized poly(l-
Acetal-PEG-b-PLys was synthesized through the ROP lysine)-block-poly(l-phenylalanine) (PLL-b-PLPA) diblock
of ZLL-NCA with acetal-PEG-NH2 as the macroini- copolypeptides via the ROP of NCA [88]. The PZLL-b-
tiator and deprotection; subsequent reaction with PLPAs were synthesized in two steps: (1) synthesizing of
N-succinimidyl 3-(2-pyridyldithio)-propionate (SPDP) PZLL by the ROP of ZLL-NCA in DMF with proportional
yielded acetal-poly(ethylene glycol)-b-poly[-3-(2- n-hexylamine as the initiator, and (2) synthesizing of PZLL-
pyridyldithio)propionyl lysine] (acetal-PEG-P(Lys-PDP)). b-PPA through the ROP of l-phenylalanine NCA (LP-NCA)
c(RGDfK)-PEG-P(Lys-MP) was achieved through terminal in DMF in the presence of PZLL-NH2 as the macroinitiator.
group modication and cleavage of the disulde bonds of Harada et al. prepared a PLL-b-PAMAM dendron copoly-
PDP with dithiothreitol. mer through ROP and the Michael addition [89]. The
Michael addition is an effective and fascinating method block copolymer was synthesized in two steps: (1) a
to modify PLL with active amino groups. Li and cowork- PAMAM dendron with generation 3.5 was synthesized
ers synthesize poly(l-lysine)-g-poly(-caprolactone) (PLL- via four Michael additions with methyl acrylate and
g-PCL) and poly(l-lysine)-g-poly(l-lactide) (PLL-g-PLLA) three amidations with ethylenediamine using tert-butyl N-
graft copolymers via the ROP of l-Lys-NCA, CL, LLA and (2-aminoethyl)-carbamate, of which one primary amino
Michael addition [71]. PLL was synthesized by the ROP of group was protected by t-Boc groups, as the starting
ZLL-NCA with n-butylamine as the initiator and was kept reagent followed by deprotection of t-Boc with triu-
at 40 C for 72 h, followed by deprotection with HBr/HOAc. oroacetic; (2) a PLL-b-PAMAM dendron copolymer was
Maleimido-terminated PLLA (M-PLLA) and maleimido- prepared by the ROP of ZLL-NCA with a PAMAM dendron
terminated PCL (M-PCL) were synthesized by the ROP as the macroinitiator; subsequently the benzyloxycarbonyl
of LLA and CL monomer with N-hydroxylethylmaleimide group was removed by HBr and the methyl ester at the
(HEMI) as the initiator and Tin (II) triuoromethane periphery was converted to carboxylate groups.
sulfonate (Sn(OTf)2 ) as the catalyst. The graft copoly- Rendle and coworkers used a condensation reaction and
mers PLL-g-PCL and PLL-g-PLLA were synthesized via the the ROP of ZLL-NCA to synthesize mannose-capped lysine-
Michael addition of M-PLLA and M-PCL with amino groups based dendrimers [90]. Six generations of lysine-based
on the side chains of PLL. dendrimers, G0 to G5, containing two to sixty-four valence
Chens group investigated an synthetic approach in amines, respectively, protected by t-Boc, were synthesized
which BLG-NCA was replaced by ZLL-NCA; after the by a condensation reaction with benzhydrylamine as the
removal of the benzyl protecting group to prepare a core. The nal mannose-capped lysine-based dendrimers
series of PNIPAM-b-PLL diblock copolymers using radi- were obtained through a condensation reaction between
cal polymerization and ROP as described in the above deprotected dendrimers and mannosyl derivatives.
paragraph for PLG [86]. Jing and coworkers prepared
a series of poly(-benzyloxycarbonyl l-lysine)-block- 2.3.2.2. Polyarginine (PArg). PArg is composed of argi-
poly[diethylene glycol bis(3-amino propyl) ether]-block- nine residues with guanidino groups which can help
poly(-benzyloxycarbonyl l-lysine) (PZLL-PDGBE-PZLL) cell uptake of nanoparticles. The functionalization of
via the ROP of ZLL-NCA with diethylene glycol bis(3- PArg with the ROP of NCA is difcult. In a report by
252 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

Demings group [91] the block copolymer poly(l-lysine)- O


co-polyarginine-b-poly(l-leucine) (PLL-co-PArg-b-PLLeu)
was synthesized via the ROP of NCA in three step
preparation: (1) di-N-benzyloxycarbonyl-l-arginine N- P O R1 O
n
carboxyanhydride (Z2 Arg-NCA) was synthesized through
the reaction between tri-N-benzyloxycarbonyl-l-arginine
R2
and , -dichloromethylmethyl ether in dry methy-
lene chloride, with a similar preparation for ZLL-NCA; Fig. 6. General structure of PPE.
(2) poly(di-N-benzyloxycarbonyl-l-arginine-random-
N-benzyloxy-carbonyl-l-lysine)-b-Poly(l-leucine),
PZLL-co-PZ2 Arg-b-PLLeu, was synthesized by the ROP lowed by deprotection with HCl; (2) EGn-l-Serine-NCAs
of ZLL-NCA and Z2 Arg-NCA with Co(PMeB3 B)B4 as the were prepared with the reaction between EGn-l-Serines
catalyst, followed by addition of BLG-NCA in the dry box; and 1,1-diclorodimethylether; (3) PEGnLSers were pre-
(3) PLL-co-PArg-b-PLLeu was obtaind after deprotection pared by the ROP of EGn-l-Serine-NCAs directly and the
with HBr. degree of polymerization of the polymer was controlled
with a narrow PDI. In a similar way, well-controlled
2.3.2.3. Poly l-histidine. The electron lone pair on the diethyleneglycol-modied poly(l-cysteine) was pre-
unsaturated nitrogen of the imidazole ring endows pared by using (2-(2-methoxyethoxy)ethyl)chloroformate
poly(l-histidine) (PLHis) with an amphoteric nature. instead of 1-bromo-2-(2-methoxyethoxy) ethane.
Protonationdeprotonation on the side chain can facilitate A series of water soluble poly(l-DOPA)-co-poly(l-
synthesize of LHis-NCA by a ROP, but the method is difcult lysine) (PLDOPA-PLL) copolymers were prepared by the
and has limited application. ROP of -amino acid NCA monomers [97]. PLDOPA-co-PLL
Bae and coworkers prepared PLHis and block copoly- copolymers were synthesized via the ROP of N-
mers with PEG, PLLA-b-PEG. PLHis was synthesized by the carbobenzyloxy-l-lysine NCA and O,O -dicarbobenzyloxy-
ROP of protected l-Histidine NCA (i.e., Nim -DNP-l-histidine l-DOPA NCA with sodium tert-butoxide as the initiator
NCA) (NDLhis-NCA); the coupling of PLHis with PEG yielded followed by the removal of carbobenzyloxy groups with
PLHis-b-PEG block copolymer after deprotection [92,93]. HBr in acetic acid at room temperature.
The block copolymer was prepared in three steps as fol- In addition, synthesis of copolymers including PLCys
lows: (1) NDLhis-NCA was obtained by a reaction between and other components is an efcient approach to modify
Nim -DNP-l-histidine and thionyl chloride in THF at room PLCys. Jing and coworkers synthesized poly(l-cysteine)-
temperature; (2) PLHis was synthesized by the ROP of b-poly(l-lactide) (PLCys-b-PLLA) diblock copolymer by
NDLhis-NCA with hexylamine or isopropylamine as the ini- the ROP of NCA [98]. PLCys-b-PLLA was prepared in
tiator, followed by polymerization at room temperature two steps: (1) PLLA-NH2 was obtained through the ROP
for 72 h, with evolution of carbon dioxide; (3) PLHis-b- of l-lactide with stannous octoate as the catalyst and
PEG was prepared via a coupling reaction with NHS and NH2 -protected aminoethanol as the initiator followed by
EDC under deprotection of 2-mercaptoethanol., A triblock deprotection; (2) the nial copolymer PLCys-b-PLLA was
copolymer PLLA-b-PEG-b-PLHis was prepared by a simi- prepared by the ROP of -benzyloxycarbonyl-l-cysteine
lar method with the ROP of NDLhis-NCA, via coupling and N-carboxyanhydride (ZLCys-NCA) with PLLA-NH2 as a
deprotecting reactions [94]. macroinitiator and then removal of the t-Boc group.
In the same group, poly(l-histidine-co-phenylalanine)-
b-poly(ethylene glycol) (i.e., PLHis-co-PPhe-b-PEG) was 2.4. Polyphosphoesters
prepared by the ROP of NDLhis-NCA and Phe-NCA, via a
condensation reaction and deprotection as described above PPEs with repeating phosphoester units in the backbone
[95,96]. (Fig. 6) are attractive biocompatibile and biodegrad-
able biomaterials because of their structural similarity
2.3.3. Poly(neutral amino acid) to the naturally occurring nucleic acid and easy func-
In the neutral amino acid family, there exist amino tionality as compared to conventional polyesters [99].
acids with active groups, such as l-serine with a hydroxy The synthesis of PPE as the analogue of nucleic and
group, l-3,4-dihydroxyphenyl-l-alanine (l-DOPA) with a teichoic acid was pioneered by Penczek and coworkers
dihydroxybenzyl group, and l-cysteine with a mercapto at the end of 1970s [100,101]. Since then, a num-
group. ber of synthesis methodologies and mechanisms have
Demings group prepared functionalized poly(l- been extensively investigated, including ROP, polyaddition,
serine) (PLSer), poly(l-cysteine) (PLCys) and poly(l-DOPA) polycondensation, polytransesterication and enzyme-
(PLDOPA) through the ROP of modied monomers catalyzed polymerization [102108]. PPEs with different
in combination with other components [72]. Mono- properties, such as stimuli-responsiveness, photo-cross-
and diethyleneglycol modied PLSer (PEGnLSer) poly- linkability, and reactiveness, can be easily achieved by
mers were synthesized by the ROP of functionalized varying the R1 or R2 group (Fig. 6). In the 1990s, Zhuos
LSer-NCA directly in three steps: (1) EGn-l-Serines group and Leongs group further developed the synthesis
were obtained by coupling N -tertbutyloxy-carbonyl- strategies of functional PPEs for various biomedical appli-
l-serine and 1-bromo-2-(2-methoxyethoxy) ethane or cations such as tissue engineering scaffolds and drug/gene
2-bromoethyl methyl ether with sodium hydride fol- delivery vehicles [109,110]. Several functional groups such
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 253

O
Deprotection
A P O R1 O
TE
Cl 4, n
O C (H)
NH (H)N R'2
R' 2
P O R1 O
n O O
H Cl
2, CH R2OH, TEA
Cl P O R1 O P O R1 O
3
n Deprotection n
Cl O R2

H
NH N N+
R2'N(H): H2N EA NH MEA NH TMEA

H2N NH PA

NH N DMEA N
H2N BA NH NH DEEA

H2N N N H2N N NH2


NH2 H2N NH2

SP DEA DPA
O O O O
R2O: H2N H2N N HO
3
H
EA HA MEA EH

Fig. 7. Postpolymerization modication of polyphosphite.

as hydroxyl, amino and unsaturated bonds were intro- PPEs more favorable for side chain (R2) functionalization.
duced as the R1 or R2 group for PPEs. Recently, controlled Two general methods, postpolymerization modication
ROP initiated by stannous octoate or aluminum isopropox- and polymerization of functionalized monomers, have
ide was employed by Wang and colleagues to synthesize been widely used in the preparation of PPEs with side chain
PPEs with well-dened architectures and versatile func- (R2) functionalities.
tionalities [111113]. These living polymerization methods In the case of postpolymerization modication, poly(H-
may facilitate the synthesis of PPEs with tunable properties phosphate), also called polyphosphite, are usually synthe-
for biomedical applications [114]. sized as precursor polymers. Several methods reported
PPEs with R1 functionalities were rst prepared by to prepare side chain functionalized polymers are shown
Penczek and coworkers as teichoic acids mimics [100,101]. in Fig. 7. A direct approach to convert the PH bond to
Interactions between bio-related polymers and cations the PN bond resulting in polyphosphoramidates (PPAs)
were studied, important for the use of these polymers with diverse amino groups (R2 in Fig. 7) in the poly-
for active transportation of cations (Mg2+ , Ca2+ ) through mer pendants was achieved through the Atherton-Todd
biomembranes and mimicks of the biomineralization pro- reaction in the presence of CCl4 as an oxidant. All of the
cesses [115]. Polycondensation of di-hydroxyl compounds
(HO-R1-OH) with ethyl dichlorophosphate is an effective
route to the R1 functional PPEs. Low-molecular-weight
O TEA O
PLAs can serve as HO-R1-OH compounds to prepare PPEs O O
P + HO R P
with a wide range of physical properties based on the OR
Cl O
variation of phosphoester mass fraction. Wen at al. [116] O
synthesized a novel HO-R1-OH compound to prepare a PPE O
carrying a positive charge in its backbone, and a lipophilic OR: O O O O n
cholesterol structure in a side chain. The biodegradable 1 2 3 4
polymer obtained self-assembled into micelles in aqueous H
buffer, and could efciently condense and deliver plasmid O N O
O O
DNA into different cell lines. An unsaturated HO-R1-OH
compound was also synthesized and used to prepare PPEs. O O
5 6
The unsaturated groups in the polymer backbone allowed
O
thermally-induced free radical cross-linking between poly- O
O
mer chains to form a biodegradable gel in situ, which may O OH
be promising as an injectable tissue engineering scaffolds O
[117]. 7 8
Different from the tetravalency of carbon atoms in
polyesters, the pentavalency of phosphorous atoms makes Fig. 8. Cyclic phosphoester monomers.
254 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

synthesized PPAs are biodegradable cationic polymers and


have been extensively studied as the non-viral gene car-
riers [118120]. Functional PPEs with PO connected side
chains also could be obtained using polyphosphite as the
starting material. A chlorination process was adopted to
convert the PH bond into the PCl bond followed by a
reaction with hydroxyl-compounds to generate PPEs with
functional side chains (Fig. 7, R2). This method was First
reported by Wang et al. to synthesize poly(2-aminoethyl
propylene phosphate) (PPE-EA) with a biodegradable phos- Fig. 9. Functional end group-bearing PNIPAMs synthesized by chain
phoester backbone and a -aminoethoxy side chain that transfer radical polymerization.
was shown to be an effective, nontoxic and biodegradable
gene carrier [121]. Subsequently, PPEs with HA and MEA
were synthesized to study the effect of side chain struc- of their biocompatibility and degradability. The function-
tures on the gene transfer efciency [122]. Using the same alization of these biopolymers can further improve their
method, Huang et al. also prepared a biodegradable PPE properties, such as biological activity, hydrophilicity, cyto-
with hydroxyl pendant groups as a nonionic noncondens- compatibility, etc.
ing agent to enhance gene expressing in muscles [123]. Uhrich and coworkers reported the chemical incorpo-
More recently, Koseva et al. [124] reported a new method ration of mono-functional antiseptics based upon phenols
to prepare functional PPEs with reactive 1,3-dioxolan-2- into polyanhydrides via pendant ester linkages. Because
one pendants through homolytic addition of PH groups to a wide range of bioactive materials may be used to form
the C C double bond of 4-ethenyl-1,3-dioxolan-2-one. The pendant ester linkages, this method can be potentially
ring-opening aminolysis of the cyclic carbonate in the side expanded for the incorporation of many other bioactive
chains led to the ability of the polymers to conjugate with materials, including mono-functional therapeutic agents
peptides/proteins or drug molecules conveniently, render- into a polymer. These materials may be useful in antisep-
ing new functional PPEs as candidates for drug delivery tic coatings for surfaces such as tables, oors, and medical
application. instruments in healthcare settings or applied to prevent
ROP of cyclic phosphoester monomers provides another and control infection [137].
strategy to prepare side chain-functionalized PPEs. Recent Gao and coworkers reported the modication of
efforts on the controlled ROP of cyclic phosphoester polyurethane by grafting polymerization of methacrylic
monomers have developed synthetic PPEs with vari- acid, acrylamide, hydroxyethyl methacrylate, or N,N-
ous architectures and dened compositions [125129]. dimethylaminoethyl methacrylate. In vitro human
Functionalized PPEs can be achieved by the ROP of func- endothelial cell cultures of the modied polyurethane
tionalized monomers. A monomer bearing vinyl group scaffolds showed improved hydrophilicity and endothelial
(monomer 5, Fig. 8) was employed in the synthesis of cell adhesion in comparison with the unmodied control
vinyl group-functional PPEs that were used to prepare matrix [138,139].
hydrogels with different physical properties through cross-
linking of the vinyl group in the pendants [130,131]. Unlike
monomers with a vinyl group, monomers with amino and 3. Biopolymers with responsive activities
hydroxyl groups need to be protected (monomer 6 and 7,
Fig. 8) for them to be compatible with the polymerization 3.1. Stimuli-responsive biopolymers
conditions. For example, an amphiphilic triblock copoly-
mer PEG-b-PCL-b-PPEEA was synthesized by sequential Due to the ability to mimick the basic response
polymerization of -caprolactone and monomer 6, fol- process of living systems, stimuli-responsive polymers
lowed by deprotection to release amino groups. An have attracted increased attention. These polymers can
amphiphilic and cationic block copolymer self-assembled respond to small changes in environmental stimuli with
into micelles as a promising delivery vehicle for small inter- distinct transitions in physical-chemical properties, includ-
fering RNA (siRNA) [132]. Similarly, Song et al. reported ing conformation, polarity, phase structure and chemical
a series of diblock PPEs bearing reactive hydroxyl groups composition [140]. According to the stimulus differ-
that could self-assemble into either micelles or vesicles ences, stimuli-responsive polymers may be classied as
in aqueous solution [133]. A novel unprotected hydroxyl temperature-, pH-, photo-, electro- and multi-responsive
functionalized cyclic monomer 8 in Fig. 8) was recently polymers. Nowadays various materials based on these
designed and synthesized by Liu et al. [134], and a intelligent polymers have been designed and applied in
hyperbranched PPE was successfully synthesized by self- biomedical elds including drug delivery, tissue engineer-
condensing ROP of this monomer in the absence of a ing, bioseparation and biosensor designing [141]. Among
catalyst. them, synthetic biodegradable polymer based materi-
als attracted attention due to their promising in vivo
2.5. Others applications. Therefore, designing convenient and effec-
tive synthetic strategies to modify biopolymers to provide
Polyanhydrides [135] and polyurethane [136] have been intelligent functions is important for further progress of
utilized for a variety of biomedical applications because biomedical materials.
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 255

3.1.1. Temperature responsive 3-hydroxybutyrate] (PHB) were prepared, in which the


Temperature is the most commonly studied among var- PNIPAM was initiated by the PHB macroinitiator through
ious environmental stimuli because of its physiological ATRP [147]. Polypeptide copolymers containing PNIPAM
signicance. Most temperature-responsive polymers con- were also synthesized using similar approaches. For exam-
tain both hydrophilic and hydrophobic moieties. When the ple, PNIPAM-b-PGA was synthesized by a combination of
temperature changes to an appropriate range, the balance the ROP of BLG-NCA and the RAFT polymerization of NIPAM
between these moieties is broken and reversible phase [143]. It should be pointed out that the order of ROP and
separation or precipitation can occur. PNIPAM is one of RAFT polymerization in this system could be interchanged,
the most popular thermosensitive polymers, undergoing with a narrower PDI when PNIPAM is used as the initiator.
a rapid coil-to-globule (hydration-to-dehydration) transi- 2-Hydroxyethylmethacrylate (HEMA) is a commonly
tion in an aqueous solution at its LCST of 3132 C [142]. The used monomer to promote favorable biocompatibility
LCST can be appropriately elevated or reduced by copoly- of its polymers. Because of the pendent hydroxyl group,
merizing NIPAM with more hydrophilic monomer or more HEMA is also used as an initiator for the preparation
hydrophobic monomers, respectively. Although there are of polyesters bearing double bonds at the end. The
many other temperature-responsive polymers synthesized resulting macromonomer can be copolymerized with
by the radical polymerization, PNIPAM is discussed here NIPAM or initiated by the PNIPAM macroinitiator. For
as a typical example. There are mainly two strategies to example, poly(N-isopropylacrylamide)-b-[2-hydroxyethyl
conjugate PNIPAM with synthetic biopolymers. One is to methacrylate-poly(-caprolactone)] (PNIPAM-b-(HEMA-
prepare end-functionalized PNIPAM rst for use as an ini- PCL)) was synthesized by combining a macromonomer
tiator for the ROP of cyclic monomers or for coupling with method with RAFT polymerization [148]. The molecular
a synthetic biopolymers. Another pathway is to synthesize weights of the macromonomers were generally low, which
functionalized biopolymer macroinitiators rst for use in favors further polymerization.
the polymerization of NIPAM. The end functionalization of Copolymers of polyester and PEG exhibiting reversible
PNIPAM is conveniently achieved through the chain trans- solgel phase-transition in response to temperature have
fer radical polymerization of NIPAM (structures are shown also attracted considerable interest [149]. Their molecular
in Fig. 9). architectures can be designed as ABA, BAB, AB and (AB)n
Amine-terminated PNIPAM can also be obtained by types, and they are also expanded into other structures,
RAFT polymerization using an amine-bearing initiator such a star-shape polymers [150]. Its thermo-responsive
[143]. It is well known that most biodegradable synthetic properties mainly depend on molecular parameters such
polymers are prepared by the polymerization of cyclic as the copolymer composition, hydrophilic/hydrophobic
monomers initiated by hydroxyl or amine groups. There- block length and molecular weight. Recently, Lee and
fore, various temperature-sensitive block copolymers coworkers prepared a series of this kind of in situ gelling
have been obtained by this strategy. PNIPAM-b-PLA was copolymers with pH sensitive segments. The gelling of
prepared through the ROP of lactide initiated by PNIPAM- these materials could be tuned by the combination of pH
OH; PNIPAM-b-PLA self-assembled into micelles with and temperature stimuli, which could expand the applica-
temperature-sensitive shells [144]. A similar approach tion of this kind of materials [149].
was used in our group to prepare temperature- and
pH-responsive polypeptide-based block polymers such 3.1.2. pH-responsive biopolymers
as poly(N-isopropylacrylamide)-block-poly(glutamic acid) pH is a well-studied stimulus because of pH vari-
(PNIPAM-b-PGA) and PNIPAM-b-PLL [77,86]. As demon- ation within the body. For example, the pH in the
strated in the preceding paragraphs, many functional stomach is acidic while in the intestine is more basic
groups can be incorporated into synthetic biopolymers. (pH 58). Generally, the pH in normal tissue and blood
Conjugation is a popular method to introduce functional is about 7.4, but in some tumors the pH is 0.51.0
end group-bearing PNIPAM to synthetic biopolymers. For lower than the normal. When the polymers are taken
example, PGA-g-PNIPAM and PLL-g-PNIPAM were synthe- up by cells there is also pH variation at different states.
sized through the condensation of amine and carboxyl For example, in endosomes the pH is about 5.06.5,
groups in the presence of carbodiimide [78,145]. However, whereas lysosomes have an even lower pH (4.55.0)
a limitation of the conjugation reaction is that the puri- [151]. Thus, synthetic biodegradable polymers respon-
cation of the nal product is complicated by unwanted sive to pH have promising application in drug delivery. A
polymers. number of polypeptides bearing pendant ionizable groups
Recent progress in controlled living radical polymer- exhibit pH-responsive properties, such as poly(glutamic
ization provided more alternative routes to synthesis of acid), poly(aspartic acid), poly(histidine), poly(lysine) and
PNIPAM-based biodegradable polymers. These techniques poly(arginine). Among these, poly(glutamic acid) and
made it possible to prepare well-dened and controlled poly(aspartic acid) are acidic polypeptides while the oth-
molecular weight polymers not easily obtained by tradi- ers are basic., Poly(glutamic acid) and poly(histidine) are
tional radical polymerization. PLA-b-PNIPAAM-b-PLA was the most practical pH-responsive polypeptides for in vivo
synthesized by the ROP of lactide initiated from two application because their appropriate pH sensitivity ranges
hydroxyl groups of a RAFT agent and then used as an and the physiological pH ranges overlap each other [58].
initiator for the RAFT polymerization of NIPAM [146]. Moreover, poly(glutamic acid) undergoes a sharp helix-
Amphiphilic triblock copolymers with two hydrophilic to-coil conformational induced by pH changes, which can
PNIPAM blocks anking a central hydrophobic poly[(R)- mimic the naturally occurring peptides to some extent.
256 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

Fig. 10. Structure of amino-pendent polyacetals.

Poly(histidine) contains imidazole groups that can be eas- comprising acid-labile groups were prepared by the ROP
ily protonated at pH 6.55.0 to give a positively charged of mono-2,4,6-trimethoxybenzylidene-pentaerythritol
polyion, so this material can be used as a carrier for genetic carbonate (TMBPEC) and mono-4-methoxybenzylidene-
materials. The pKa of polypeptides can be tuned by intro- pentaerythritol carbonate (MBPEC). The resultant micelles
ducing hydrophobic groups to expand their application. For showed a high drug loading capacity and a signicantly
example, Kim et al. synthesized poly[(l-histidine)-co-(l- faster drug release rate at endosomal pH values than that
phenylalanine)]-block-poly(ethylene glycol) (PHF-b-PEG) at the physiological pH [155]. However, a limitation of
diblock copolymers to prepare pH-sensitive polymeric these micelles is that they are not stable at physiological
micelles [152]. It was found that the pKa value of the pH level for a long time.
copolymer can be controlled by adjusting the ratio of
histidine to phenylalanine in the copolypeptide and by
adjusting its molecular weight. In our previous work, the 3.1.3. Photo responsive biopolymers
inuence of hydrophobic benzyl groups on the phase tran- Light is indispensable in human lives and also is a useful
sition of PNIPAM-b-P(GA-co-BLG) copolymers was studied. stimulus for clinical operation. Therefore, synthesis of pho-
The diblock copolymer responded sharply to a narrow pH tosensitive polymers has attracted great interest in recent
change in the region of pH 7.45.5 when the BLG content years. The most studied photo-chromic groups are azide
in the P(GA-co-BLG) block was more than 30 mol% [77]. groups, cinnamoyl groups, spiropyran, coumarin and 2-
The introduction of pH-responsive properties can also nitrobenzyl groups (Fig. 11) [156158].
be achieved by the conjugation of ionizable groups with Photosensitive properties can be applied as a trigger of
the polymer chain. For example, citraconic anhydride conformational change of polypeptides. For example, the
reacted with an amine modied PEG-b-PAsp was neg- conformation of PLL modied with azobenzene was inves-
atively charged owing to the carboxylate groups. The tigated in connection with their photochromic behavior
citraconic amide is stable at both neutral and basic pH, but it caused by the trans  cis photoisomerization of the azo
becomes unstable at acidic pH and promptly degrades back groups present in the side chains. These photosensitive
to the cationic primary amine [153]. This approach can be polypeptides exhibited photoinduced  helix changes,
used to prepare a charge-conversion polymer in response explained on the basis of the differences in geometry and
to endosomal pH for gene delivery. hydrophobic character of the trans and the cis azoben-
However, the disadvantage of biodegradable polyions is zene units [159]. Fissi et al. prepared spiropyran modied
that the excess charges can induce undesired interactions high molecular weight poly(glutamic acid). It was demon-
with serum proteins leading to rapid elimination of the strated that the photoisomerization of the photochromic
polyions before reaching specic sites. One strategy to side chains is able to trigger the coil/-helix transition
overcome this difculty is to develop polymers bearing of the macromolecular main chains only in a narrow
acid-labile groups, including mainly acetal/ketal and window of solvent composition [160]. Besides polypep-
hydrazide. These groups are uncharged and cleavable in tides, aliphatic polyesters with chromophoric units have
acidic media. Bae et al. designed acid-sensitive amphiphilic also been extensively investigated. For example, photo-
block copolymers in which ADR was conjugated to the cross-linkable polycarbonate was prepared by the ROP
polymer backbone through an acid-labile hydrazone of a functionalized cyclic carbonate monomer containing
bond between C13 of ADR and the hydrazide groups of a cinnamate moiety [46]. Li and coworkers reported a
the poly(ethylene glycol)-b-poly(aspartate-hydra zone) well-dened photosensitive polymer, with chromophores
(PEG-P(Asp-Hyd)) block [65]. Tomlinson et al. [154] pre- connected by pH-labile cyclic acetal linkages [161]. It was
pared water soluble and hydrolytically labile polyacetals, demonstrated that the stability of pH-labile cyclic acetal
bearing pendant amine groups suitable for drug con- linkages could be tuned by the photoisomerization of cin-
jugation (Fig. 10). Then doxorubicin was conjugated to namyl chromophores, which makes these polycarbonates
polyacetal to get a polyacetal-doxorubicin (APEG-DOX). interesting in potential applications for photosensor devel-
This polyacetals-drug conjugate displayed pH-dependent opment and light-triggered drug delivery.
polymer main-chain degradation. In mild degradation Coumarin has widespread occurrence in plants and
conditions, this conjugate can generate serinol-succ- is used in biology, medicine, cosmetic and polymer sci-
DOX, which displayed antitumor activity in vitro. In vivo ence [162]. It is used as a photoinduced cross linker in
biodistribution studies in B16F10 tumor beared animals biomedical applications. Yamamoto et al. prepared co-
showed that APEG-DOX had prolonged plasma circula- poly(l-lysine) containing -7-coumaryloxyacetyl-l-lysine
tion. Moreover, administration of APEG-DOX conjugates residues. When irradiated by light, the photo-cross-linking
led to signicantly less deposition of DOX in liver and reaction proceeded slowly between coumarin moieties in
the spleen. Polycarbonate and PEG diblock copolymers the side chains to give a cis head-to-head cyclo coumarin
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 257

N N

(A) R N
N R ' or T
R R

O
R
O O

(B) R
O
' O
O R
R
O
O

(C) R2 R2
O O
N ' N

R1 R1

RO OR RO OR

(D)

O O O O

O O O O

(E) RO
CHO

NO2 NO

Fig. 11. Chemical structures and photo-induced transitions of chromophores. (A) Reversible trans (left) and cis (right) geometric isomers of azobenzene. (B)
Reversible photodimerization of cinnamoyl groups. (C) Reversible photoisomerization of spirobenzopyran derivatives [156]. Copyright 2009, Royal Society
of Chemistry. Reprinted with permission. (D) Photo-cross-linking of the coumarin-modied polymers [157]. Copyright 2001, Wiley-VCH Verlag GmbH &
Co. KGaA. Reprinted with permission. (E) Dissociation of 2-nitrobenzyl derivatives [158]. Copyright 2007, Wiley-VCH Verlag GmbH & Co. KGaA. Reprinted
with permission.

[163]. Matsuda and coworker prepared a series of liquid cleaved in reducing conditions and reoxidized in oxi-
polymers of coumarin-endcapped poly(-caprolactone-co- dizing conditions. Due to these unique properties some
trimethylene carbonate) with different arms. These liquid micelles sensitive to redox were prepared. In our previous
photocurable precursors were used to obtain desired work, poly(l-cysteine)-b-polylactide (PLC-b-PLA) was
geometries of cross-linked biodegradable materials for the prepared. Because of the ease of disulde exchange with
microfabrication of medical devices and drug encapsula- thiols, the obtained micelles are reversible shell cross-
tion [164]. linked (SCL) micelles [98]. Lu et al. designed macrocyclic
1,4,7,10-tetraazacyclododecane-N,N ,N ,N -tetraacetic
3.1.4. Redox responsive biopolymers acid (DOTA) Gd(III) chelate and PGA conjugate containing
The distinct redox potential difference between the a degradable disulde spacer as a magnetic resonance
intracellular space (reducing) and the extracellular space imaging (MRI) contrast agent. The degradable disulde
(oxidizing) provides an opportunity for promising delivery spacer between Gd(III)-DOTA and PGA is crucial for the
of drug based on disulde-containing polymers [165]. release and excretion of Gd(III) chelates, which shows
Disulde bonds are widespread covalent bonds in nat- great promise to solve the safety problems suffered by
ural peptides and proteins and play an important role macromolecular Gd(III) complexes [166]. The cleavage of
in the folding and stability of proteins. They are readily disulde bonds can also be designed as a trigger for drug
258 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

delivery. Tang et al. prepared a disulde-linked biodegrad- As models of conducting polymers, oligomers showed
able diblock copolymer of PCL and poly(ethyl ethylene many advantages over polymers, such as good solubility
phosphate) to develop a micellar nanoparticle system for and easier synthesis. Because of the same redox behavior,
intracellular drug release triggered by glutathione (GSH) oligomers were used instead of conductive polymers
in tumor cells. As expected the intracellular DOX release to obtain electroactive biomaterials. In 2002, Rivers et
was accelerated at a higher GSH concentration, which led al. rst incorporated pyrrole and thiophene oligomers
to more signicant growth inhibition to A549 cells [167]. with aliphatic chains using degradable ester linkages to
Kataoka and coworkers prepared PEG-SS-P[Asp(DET) fabricate a biodegradable electrically conducting poly-
containing biocleavable disulde linkage between PEG mer (BECP). The polymer showed good biocompatibility
and polycation segments to trigger PEG detachment. in vitro and in vivo as shown in Fig. 12 [169]. Guo et al.
They explained that the detachment of PEG at the cell [179] demonstrated that the electroactive silsesquioxane
surface can increase the cellular uptake of the micelles. precursor, N-(4-aminophenyl)-N -(4 -(3-triethoxysilyl-
On the other hand, the detachment of PEG inside endo- propyl-ureido) phenyl-1,4-quinonenediimine) (ATQD),
somes would cause the interaction between the exposed containing aniline trimer covalently modied by oligopep-
cation segments and the endosomal membrane and/or tide could be a kind of promising biomaterial for tissue
would increase endosomal pressure, enabling effective engineering. Bioactive material ATQD-RGD could support
endosomal escape [168]. PC-12 cell adhesion and proliferation and could stimulate
Many other stimuli-responsive polymers are used in spontaneous neuritogenesis in PC-12 cells in the absence
the biomedical elds including polymers that are respon- of NGF as shown in Fig. 13.
sive to glucose, electric or magnetic elds, ionic strength Based on the above work, Chen and coworkers., chose
responsive polymers. However, little work has been done aniline oligomers (especially aniline pentamer with dicar-
to incorporate these stimuli-responsive polymers into boxyl end groups) as an electroactivity resource, which
synthetic biodegradable polymers. Therefore, they not was incorporated with degradable polymers such as PLA,
included here. PCL and natural biopolymer chitosan, to prepare new
biodegradable electroactive biomaterials. First, triblock
3.2. Electroactive biomaterials and multiblock copolymers of PLLA and aniline pentamer
were prepared by a condensation polymerization reaction
After the discovery that electrical signals can reg- [180,181]. These copolymers possessed good electroactiv-
ulate cell attachment, proliferation and differentiation ity, solubility and biodegradability similar to pure PLA.
[169], many researchers sought to incorporate conduct- In vitro cell evaluation showed that the electroactive
ing polymers into biomaterials to take advantage of copolymers were innocuous and could indeed promote
electrical stimuli. In conducting polymers, polypyrrole the attachment and growth of rat C6 glioma cells. More-
(Ppy) has been widely studied in biomedical applications. over, in comparison experiments with and without applied
Schmidt and coworkers made signicant contributions to electrical potentials, the doped electroactive copolymers
the application of PPy in the biomedical eld [170,171]. improved the differentiation of PC-12 cells, as shown in
They rst employed PPy for tissue engineering purposes, Fig. 14.
demonstrating that an electrical stimulus in neurotrophic Most electroactive polymers containing oligomers can-
growth factors (NGF) induced PC-12 cells cultured on not dissolve in water, hindering their application in vivo.
PPy signicantly enhanced PC-12 neurite outgrowth and A new kind of water-soluble electroactive polymer, aniline
spreading. Moreover, they further studied the cause of this pentamer cross-linking chitosan, was prepared by Chens
enhancement and concluded that the electrical stimula- group [182,183]. This new polymer showed good elec-
tion increased the adsorption of serum proteins, which troactivity even in aqueous solution. The MTT assay, cell
helped improve the growth and proliferation of cells. Sub- adhesion test, and degradation assessment in the presence
sequently, Lakard et al. [172], George et al. [173] and several of enzyme conrmed that these polymers had good bio-
other groups investigated cell adhesion and proliferation compatibility and biodegradability. Electroactive polymers
by culturing different cell lines on PPy [174176]. can improve the neuronal differentiation of PC-12 cells,
Another conducting polymer, PANi, was studied by even without the extra electrical stimulation, as shown in
Mattioli-Belmonte et al., demonstrating that PANi was Fig. 15.
biocompatible in vitro and in long-term animal studies For conducting polymers, high conductivity is consid-
in vivo [177]. Wei and coworkers [178] reported that PANi ered to affect the growth and differentiation of cells;
lms functionalized with the bioactive laminin-derived however, oligomers without high conductivity and poly-
adhesion peptide YIGSR (Tyr-Ile-Gly Ser-Arg) exhibited mers containing oligomers also showed improvement in
signicant enhanced PC-12 cell attachment and differen- cell differentiation even without extra electrical stim-
tiation. ulation. In order to nd the reason, aniline pentamer
Despite the advantage of these conducting polymers, cross-linking chitosan with a low molecular weight was
some issues related to their application still exist: poor prepared [183]. Adding this electroactive polymer in
solubility in most common solvents, poor polymer-cell culture medium can promote the differentiation and pro-
interaction and the lack of biodegradability. Therefore, it liferation of the cells because the cells readily exhibited
is a very important and challenging task to overcome these neural-like phenotype (Fig. 16(a and b)). While the cells
limitations if conductive polymers are to be applied as tis- showed only proliferation without electroactive polymer
sue engineering scaffolds. in culture medium (Fig. 16(c and d)). In the culture medium,
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 259

Fig. 12. In 2002, Rivers et al. rstly incorporated pyrrole and thiophene oligomers with aliphatic chains using degradable ester linkages to fabricate a
BECP. Biocompatibility assessment of BECP showed good biocompatibility in vitro and in vivo for this polymer. (A) Human neuroblastoma cells cultured in
vitro on BECP lms demonstrated attachment and neurite extension after 1 day(left) and signicant proliferation after 8 days (right), indicating good cell
compatibility. (B) BECP and FDA-approved poly(lactic-co-glycolic) (PLGA) (control) were implanted subcutaneously in rats to assess in vivo compatibility.
Histological tissue sections (stained with hematoxylin and eosin) of implanted BECP (left) and PLGA (right) demonstrated comparably low inammatory
responses on the 29th day [169].
Copyright 2002, Wiley-VCH Verlag GmbH & Co. KGaA. Reprinted with permission.

the only difference due to the electroactive polymers may Specic targeted delivery is an active targeting method
be the exchange of the ions between the medium and directed to a particular function group-target conjugate
polymer, and between the polymer and cells, so that the to help overcome the deciency in the passive targeting
electroactivity changed the ion exchange between the cells protocol. Targeted delivery can deposit anticancer drugs
and the medium. or DNA at desired sites, reducing systemic toxicity and
Although conducting polymers have good biocompati- enhancing therapeutic efcacy [188190]. Active targeting
bility and can stimulate cell differentiation under electrical is achieved by linking targeting ligands such as antibodies,
stimulation, the non-degradability of the polymer and dif- peptides, nucleic acid aptamers (Apt), carbohydrates, and
culty in processing have inhibited the medical applications. small molecules to the surface of long-circulating nanopar-
Polymers containing electroactive oligomers not only have ticles, to deliver the drug encapsulated nanoparticles to
good solubility and biocompatibility, but also can stimulate specially identied sites to minimize undesired effects
the differentiation of cells even without extra stimula- [191]. Specic targeting can be induced by conjugation of
tion. If the mechanism between the electroactivity and targeting ligands to the shell of the micelles, which are
cell differentiation could be elucidated, the electroactive prone to uptake into tumor cells. Recent studies showed
biomaterials could have more applications in elds such that targeted nanoparticles have better antitumor activity
as neuronal tissue engineering, cardiovascular tissue engi- compared with nontargeted nanoparticles [192195].
neering, etc. Antibodies that retain the specicity for their targets
are now more commonly used for active targeting ther-
3.3. Specic bonding biopolymers apeutics. Several antibodies have been used in clinic to
target receptors expressed specically on tumor cells.
Alternative biodegradable platforms have been For example, Herceptin is an antibody against Her-2
described in studies of nanoconjugate drug deliv- and Avastin (bevacizumab) is a monoclonal antibody
ery polymers such as poly(l-glutamic acid)s, PLHis, targeting the vascular endothelial growth factor (VEGF)
polysaccharides, and PLLA, PLGA [184186]. As drug or [196]. McCarron et al. constructed nanoparticles com-
DNA carriers, they can self-assemble into small sized prising a layer of peripheral antibodies (Ab), directed
(10200 nm) particles when conjugate to hydrophilic, towards the Fas receptor (CD95/Apo-1) covalently attached
hydrophobic or pH and thermo sensitive polymers. This to PLGA nanoparticles loaded with camptothecin. Cytotox-
enhances the permeability and retention effect in tumor icity studies of the camptothecin contained nanoparticles
vasculature and makes them suitable for injection and comprising a layer of peripheral antibodies on HCT116 cells
enhances their deposition in tumors, a strategy called showed that they were very effective, with almost 100%
passive targeting [187]. Passive targeting can make efciency at 72 h [197].
nanoparticles approach tumor cells and deposit to a Peptides with short sequences of 510 amine acids can
degree, but not interact with cancer cells directly. This be used in binding assays to target tumors. One example is
results in decreased efciency for tumor therapy. a cRGD peptide with a sequence of cyclic (Arg-Gly-Asp-d-
260
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280
Fig. 13. Wei et al. demonstrated that the electroactive silsesquioxane precursor, ATQD, containing aniline trimer covalently modied by oligopeptide could be a kind of promising biomaterial for tissue engineering.
Bioactive material ATQD-RGD could support PC-12 cell adhesion and proliferation and could stimulate spontaneous neuritogenesis in PC-12 cells in the absence of NGF as shown in this gure. (A) Phase contrast
images of PC-12 cell morphology of (a) TCP, (b) TCP with NGF, (c) ATQD-RGD, and (d) ATQD-RGD with NGF on day 10; (B) Neurite length distribution chart for ATQD-RGD substrates with and without NGF [179].
Copyright 2007, American Chemical Society. Reprinted with permission.
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 261

Fig. 14. Triblock and multiblock copolymers of PLA and aniline pentamer possessed good electroactivity, solubility and biodegradability similar to pure
PLA. In vitro cell evaluation showed that the electroactive copolymers were innocuous and could indeed promote the attachment and growth of rat C6
glioma cells. Moreover, in the comparison experiments with and without applying electrical potentials, the doped electroactive copolymers had the ability
of improving the differentiation of PC-12 cells. (A) Representative uorescence micrographs of PC-12 cells for the substrates (a) TCPS () without electrical
stimulation, (b) TCPS (+) exposed to electrical stimulation, (c) EM PLAAP () doped with CSA without electrical stimulation, (d) EM PLAAP (+) doped with
CSA exposed to electrical stimulation on day 4; (B) the mean neurite length of PC-12 cells cultured on the substrates of EM PLAAP (), TCPS (+), and EM
PLAAP (+) on day 4 [181].
Copyright 2008, American Chemical Society. Reprinted with permission.

Phe-Lys), which targets the v 3 integrin. Nasongkla et al. poly(d,l-lactic-co-glycolic acid)-block-poly(ethylene gly-
conjugated cRGD to maleimide-terminated poly(ethylene col) copolymer with the A10 2 -uoropyrimidine RNA
glycol)-PCL (MAL-PEG-PCL) copolymer with a uorescent Apt. The result showed that ve of seven xenografted
marker in the micelle core [198]. The result by ow cytom- nude mice demonstrated complete tumor reduction
etry showed that the percentage of cell uptake increased with Dtxl-Nanoparticles-Apt bioconjugates injection while
with increasing cRGD density on the micelle surface and only two of seven xenografted nude mice demon-
there was a 30-fold increase with 76% cRGD attachment. strated complete tumor reduction with Dtxl-Nanparticles
Nucleic acid ligands such as Apt and spiegelmers injection. This result demonstrates the potential util-
are DNA or RNA oligonucleotides that represent novel ity of nanoparticle-Apt bioconjugates for cancer ther-
classes of target agents. In vivo studies were car- apy.
ried out by Farokhzad and coworkers [194] by intra- Carbohydrates such as galactose and mannose are found
tumoral injection of xenografted nude mice with LNCaP to be specic ligands to the asialoglycoprotein receptor
tumor cells using Dtxl-encapsulated nanoparticles of (ASGPR), which is overexpressed in hepatocellular carci-

Fig. 15. Aniline pentamer cross-linking chitosan can obviously improve the neuronal differentiation of PC-12 cells even without the extra electrical
stimulation. The visualization of PC-12 neurite outgrowth by micrographs are given here for the substrates (A) without electroactivity (chitosan), and (B)
with electroactivity (aniline pentamer cross-linking chitosan) on the fth day [183].
Copyright 2008, American Chemical Society. Reprinted with permission.
262 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

Fig. 16. After adding the aniline pentamer cross-linking chitosan polymer in the culture medium directly, the cells showed obvious differentiation with
electroactivity, but the cells showed obvious proliferation without electroactivity. Here is the visualization of C-6 outgrowth by micrographs in the culture
medium with electroactivity ((a) and (b)), and without electroactivity ((c) and (d)).

noma [199], making it a useful target for liver-specic sensitivity and specicity, hampering their application. In
chemotherapy. Cho and coworkers loaded paclitaxel inside recent years, biopolymer-based bioimaging probes have
the galactose-conjugated poly(ethylene glycol)-co-poly(- emerged from the combination of imaging components
benzyl l-glutamate) block copolymer (gal-PEG-b-PBLG) and biodegradable synthetic polymers such as block, graft,
micelles [200]. A comparison study showed that the branched, multivalent copolymers and dendron-like poly-
in vitro cytotoxicity of micelles loaded with galactose mers with enhanced stability, low toxicity, long half-life
demonstrated a 30% increase compared to an analogous and improved target specicity [203]. This section reviews
non-ASGPR expressing cell line SK-Hep01. the current development in biopolymer-based imaging and
As a form of vitamin B, folic acid (FOL) is a small tracing probes and their potentials in biomedical applica-
organic molecule for cancer targeting. The expression of tions.
folate receptors is higher in many epithelial tumors than
in normal tissue. It is over expressed in more than 90% of 3.4.1. Biopolymers for optical tracing and bioimaging
ovarian carcinoma. For example, the FOL receptor is over- Optical tracing and bioimaging are among the most
expressed (100300 times) in a variety of tumors [201]. important technologies in the biomedical eld and suit
Park and coworkers functionalized DOX-containing PEG- clinical application in that uorescent probes have low
PLGA micelles with FOL to show signicantly increased toxicity, high sensitivity, and can recognize molecules, pro-
uptake and cytotoxicity in KB cells [200]. teins, etc. Optical tracing and bioimaging include many
different acquisition techniques using light with vari-
3.4. Biopolymers for tracing and bioimaging ous wavelengths. Near-infrared uorescent (NIRF) imaging
probes are particularly useful because near-infrared (NIR)
Bioimaging and tracing, such as optical imaging, MRI, light can penetrate tissue due to relative weak absorption
nuclear imaging, and ultrasound have been important tools of NIR by the components in the surface tissue, such as
for disease diagnosis and treatment, and are used in clinical hemoglobin, water and lipids. Ideal NIRF probes for opti-
applications to provide predominantly either anatomical cal imaging in vivo should have the characteristics of peak
information or functional information at a macroscopic uorescence in a range from 700 to 900 nm, high quan-
level [202]. However, current imaging probes are poor in tum yields, narrow excitation/emission spectra, functional
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 263

groups for chemical conjugations, high chemical and photo specic peptide Gly-Pro-Ile-Cys(Et)-Phe-Phe-Arg-Leu-Gly-
stability, excellent biocompatibility, biodegradability, exc- Lys(FITC)-Cys-NH2 was prepared by Weissleder and
retability, etc. [204]. Biopolymer based NIRF probes are coworkers, and used to demonstrate for the rst time that
more available in clinic because of their long half-life in vivo CaD enzyme has activity directly in vivo [208].
circulation, stability, low toxicity, high targeting ability and
a low background signal. In this part, the development of 3.4.1.2. Biopolymer-based inorganic probes. Compared
biopolymer based NIRF probes is summarized. with organic probes, inorganic probes such as quantum
dots (QDs) and gold nanoparticles (AuNPs) have several
3.4.1.1. Biopolymer-based organic probes. Most NIRF advantages, including tunable excitation and emission
biopolymer-based organic probes are similar to indocya- wavelengths, high quantum yields, specic targeting
nine green (ICG) in structure. ICG is a tricarbocyanine ability, high quality photos and chemical stability [209].
dye, approved for clinical ophthalmic retinal angiography, Biopolymer conjugated inorganic probes have long cir-
cardiac function, and liver function testing by FDA. Many culation time, low immunogenicity, low toxicity and the
NIRF cyanine dyes have been synthesized, and several of ability to penetrate leaky endothelial barriers to overcome
them including Cy5.5 and Alexa 680 are commercially the limitation of nude inorganic probes [204].
available [205]. QDs are among the most promising and fascinating
The most widely-applied biopolymer-based organic uorescent labels for biotracing and bioimaging. Wu and
probes, for which some barriers such as rapid clearance coworkers used amphiphilic PEG-b-PLL diblock copoly-
in vivo were avoided, were developed by Weissleder and mer coated QDs that could highly specically link to
colleagues. This group explored the use of biocompati- immunoglobulin G (IgG) and streptavidin to label the
ble and optically quenched NIRF imaging probes with an breast cancer marker Her2 on the surface of xed and live
enzymatically cleavable polymer backbone that can gen- cancer cells. Compared with organic dyes such as Alexa 488,
erate a strong NIRF signal after enzyme activation [206]. functional QDs are more specic, bright and photostable.
A graft copolymer consisting of PLL sterically grafted by This group simultaneously detected two cellular targets
multiple MPEG chains was used as a vehicle of quenched with one excitation wavelength through functional QDs
probes to tumors. Each PLL backbone includes an average with different emission spectra [210].
of 92 MPEG molecules and 11 Cy5.5 molecules, yielding Chen and coworkers reported a biopolymer based probe
(Cy5.5)11 -PLL-g-MPEG92 . The graft copolymer contains 44 labeled with arginine-glycine-aspartic acid (RGD) peptide
unmodied lysines on the backbone as sites for cleavage using PEG as the linker (Fig. 17) [211]. The probe was
by enzymes, such as trypsin and cathepsines with lysine- demonstrated to target integrin v 3 overexpressed by the
lysine specicity. In in vivo experiments, the NIRF probe majority of tumor vasculature in vitro, ex vivo, and in living
carrier accumulated in solid tumors due to its long circu- mice. After six hours of the injection of the QD705-PEG-
lation time and the enhanced permeability and retention RGD probe, the maximum uorescence signal intensity was
(EPR) effect. EPR effects exit in solid tumors. They have shown in tumor tissue, with good contrast to nude QD705
rich blood vessels which have irregular and imcomplete and Cy5.5-RGD.
architectures. Large gaps exit between endothelial cells. Park and colleagues prepared polyethylene glycol
At same time, impaired lymphatic clearance also exit in (PEG) modied-12 nm quantum dot-streptavidin (QD-
solid tumors. All these factors lead to high selective per- strep) nanoparticles with a biotin-cell penetrating peptide
meability and retention of macromolecules and lipids in (CPP) bound to the surface via biotin-streptavidin interac-
solid tumors, which was dened as EPR effect [187]. In vivo tions, which could be specically dePEGylated in response
imaging showed a 12-fold increase in NIRF signal after the to the presence of the matrix MMP-2 enzyme (Fig. 18)
copolymer was cleaved by lysosomal proteases in tumor [212]. More than nine PEG chains per single QD were
cells, allowing the detection of tumors with submillimeter- needed to effectively inhibit the cellular uptake of modi-
sized diameters. ed QD particles. The cellular uptake of modied QD was
The family of matrix metalloproteinases (MMPs) that is down to around 20% compared with that of a nude QD. After
overexpressed in tumor comprising over 20 enzyme sub- the cleavage of the MMP-2-specic substrate in the immo-
types is an important target site for NIRF probes. Matrix bilized PEG chains, the cells took up the QDs by exposing
metalloprotease-2 (MMP-2) (i.e., gelatinase) can cause the cell-penetrating peptides to the cell membrane.
degradation of the extracellular matrix, and is involved AuNPs are also potential uorescent agents for bio-
in tumor inltration and tumor-induced neovasculariza- tracing and imaging. Mason and coworkers prepared a
tion. The MMP-2-activatable NIRF probes with the MMP-2 biopolymer based uorescent probe using 15 nm AuNPs
substrate peptide Gly-Pro-Leu-Gly-Val-Arg-Gly-Lys(FITC)- stabilized by heterobifunctional PEG and covalently com-
Cys-NH2 can be used to distinguish an MMP-2-positive cell bined with F19 monoclonal antibodies [213]. Darkeld
line, the human brosarcoma cell line (HT1080), from an microscopy was used to image the tissue samples near
MMP-2-negative cell line, the human breast cancer cell line the nanoparticle resonance scattering maximum (560 nm).
(adenocarcinoma, BT20), and to determine the expression Tumor tissue samples treated with gold nanoparticles
level of tumoral MMP-2 in vivo [207]. with nonspecic control antibodies and healthy pancreatic
As MMPs, cathepsins including cathepsin D (CaD) tissue treated with mAb-F19-conjugated gold nanoparti-
and cathepsin B (CaB) are overexpressed in tumor and cles both exhibited correctly negative results and showed
have potential use as tumor imaging targeting sites. A no tissue imaging. Similarly, gold nanoparticles and gold
biopolymer PLL-g-MPEG based NIRF probe with CaD- nanorods immobilized by a PLGA-g-MPEG graft copolymer
264 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

Fig. 17. A biopolymer based probe was labeled with RGD peptide using PEG as the linker. PEG denotes poly(ethylene glycol) (Mw = 2000) [211].
Copyright 2006, American Chemical Society. Reprinted with permission.

Fig. 18. Schematic presentation of MMP-2-enzyme-specic dePEGylation and intracellular QD delivery [212].
Copyright 2009, American Chemical Society. Reprinted with permission.
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 265

showed excellent stability in aqueous solution at different bearing MDA-MB-231 breast carcinoma xenografts [217].
pH values and elevated temperatures as well as in serum. The PLGA-cystamine-(Gd-DO3A) MRI probe resulted in
These characteristics make these very powerful materials signicant contrast enhancement in the blood pool, major
for in vivo applications including drug delivery or imaging organs and tumor tissue, but minimal long-term tissue
[214]. retention.
Biodegradable polysuccinimide (PSI) derivatives conju-
3.4.2. Biopolymers for MRI gated with diethylenetriaminepentaacetic acid Gd (DTPA-
MRI can provide superb anatomical information and Gd) [PSI-g-mPEG-C16-(DTPA-Gd)] were synthesized as
produce high quality imaging in vivo with high spatial biopolymer-based MRI probes by Cho and colleagues [218].
and temporal resolutions. Compared with other imaging In vitro MRI tests with a concentration of Gd below
modalities, MRI yields several advantages such as being 9.4 104 M showed an image contrast better than that of
non-invasive, non-ionizing radiation, excellent soft tissue Omniscan , a commercial product; the signal intensity of
contrast, high sensitivity to blood ow and discrimination PSI-mPEG-C16-(DTPA-Gd) at 1.2 104 M (Gd) was similar
in any imaging plane. Biopolymer-based MRI bioimag- to the signal intensity of Omniscan at 4.7 104 M (Gd).
ing probes have some advantages such as low toxicity,
increasing contrast, long half-life of in vivo circulation and
easy functionalization. They have promising potentials in
biomedical applicaition [202,203]. Several paramagnetic 3.4.2.2. Biopolymer-based superparamagnetic probes.
(Gadolinium (Gd) based) and superparamagnetic (iron Superparamagnetic or negative contrast MRI probes based
oxide) MRI probes are discussed in detail below. on iron oxides can provide higher contrast and good bio-
compatibility, and are easily produced. Biopolymer-based
3.4.2.1. Biopolymer-based paramagnetic probes. Paramag- superparamagnetic MRI probes are fascinating for their
netic or positive contrast MRI probes are metal ions with stability, low toxicity and good contrast [219].
unpaired electrons, such as Gd3+ , Mn2+ , etc. Biopolymer- Rife and coworkers immobilized 8.8 nm superpara-
based paramagnetic MRI probes are available in clinics magnetic iron oxide (SPIO) particles with hydrophilic
because of their advantages, such as low toxicity and sta- triblock copolymers containing controlled concentrations
bility. of carboxylic acid groups in the central segments and
Gd is an excellent MRI probe because of its short T1 poly(ethylene oxide) tails (PEO-b-COOH-b-PEO). This MRI
and ferromagnetic properties. Gd-chelate probes modied probe was stable at the physiological pH (7.4) and lower pH
with biocompatible synthetic polymers such as polypep- values than 7.4, suggesting that it will be stable in blood.
tides and PEG have unique pharmacological properties and The saturation magnetization of this probe was approxi-
can be used in vivo. Gupta et al. reported a biopolymer- mately 6570 emu g1 , which was better than others [220].
based MRI probe that was Gd-labeled and functionalized Superparamagnetic polymeric micelles with SPIOs sta-
with a PLL-g-MPEG-DTPA (diethylenetriaminepentaacetic bilized by amphiphilic MPEG-b-PCL were prepared by Gao
acid) graft copolymer to modulate functional properties and colleagues as a new MRI probe with high sensitivity
[215]. In their experiments, twelve rats were treated with [221]. The hydrophilic PEG corona made the MRI probes
1.5-T MRI after intravenous injection of Gd labeled MPEG- stable in aqueous solution with an ultrasensitive MRI
PLL-DTPA with a dose of 35 mol kg1 . The vasculatures of detection limit of 5.2 g mL1 (5 nM). Similarly, an alterna-
the infected and contralateral normal legs were depicted tive synthetic approach was investigated with manganese
well immediately after intravenous injection of the probe. doped superparamagnetic iron oxide (Mn-SPIO) nanopar-
The biopolymer-based probe was accumulated at the site of ticles in place of SPIO to form ultrasensitive MRI contrast
infection 12 h after injection and was more pronounced at agents for liver imaging by Ais group [222]. The MPEG-b-
24 h; the signal intensity at inammation sites went down PCL based MRI probes had a T2 relaxivity of 270 (Mn+Fe)
to the baseline after 72 h. mM1 s1 . With these probes, the liver contrast signal
Lu and colleagues synthesized biodegradable intensity changed 80% at 5 min after intravenous injection
biopolymer-based Gd-DTPA l-cystine bisamide copoly- and the time window for enhanced-MRI could reach at least
mers (GCAC) as safe and effective probes for MRI and 36 h.
evaluated their biodegradability and efcacy in MR blood Gao and coworkers prepared multifunctional poly-
pool imaging in an animal model [216]. The polymeric meric micelles from cRGD-PEG-b-PLA, composed of DOX
Gd(III) chelates readily degraded into smaller molecules that can be released through a pH-dependent mech-
in incubation with 15 mM cysteine via disulde-thiol anism. In this process cRGD ligands rst target v 3
exchange reactions in vitro and in vivo and showed strong integrins on tumor endothelial cells. and subsequently
contrast enhancement in the blood pool, major organs induce receptor-mediated endocytosis for cell uptake, and
and tissues of rats at a dose of 0.1 mmol Gd kg1 . The then SPIO nanoparticles are loaded inside the hydrophobic
GCAC MRI probe, which can degrade into low molec- core for MRI detection [223]. With the biopolymer-based
ular weight Gd(III) chelates and can be rapidly cleared mulitifunctional MRI probes, efcient v 3 -mediated
from the body, has potential for use in cardiovascular endocytosis led to a more signicant darkening contrast
and tumor MRI. In a similar manner and by the same of MRI from cRGD-encoded micelles compared with that
group, PLGA-cystamine-(Gd-DO3A) was synthesized in without cRGD. Specically, at a level of 6.25 Fe g mL1 , the
high yield with 55% Gd-DO3A conjugation efciency and MRI signal intensity decreased from 73.8 7.0 for micelles
the contrast-enhanced MRI was investigated in mice without cRGD to 30.2 3.5 for cRGD-encoded micelles.
266 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

3.4.3. Other biopolymer-based tracing and bioimaging injection of microbubbles, based on the principle of using
In addition to optical bioimaging and tracing, nuclear sound waves to detect a difference in density between
bioimaging including planar gamma scintigraphy (PGS), the probe (microbubbles) and the surrounding medium
single photon emission computed tomography (SPECT), (blood or soft tissue) at different time points during the
positron emission tomography (PET), ultrasound imaging, examination. Many biocompatible, biodegradable and non-
and X-ray computerized axial tomography (CT) are also toxic polymers such as PLA, PCL, poly(d,l-lactic-co-glycolic
important imaging technologies used in clinic. acid) and even polypeptides can be used to encapsu-
Nuclear imaging techniques have the advantages of late microbubbles used as ultrasound bioimaging probes
excellent sensitivity, so that a minute quantity of tracer [228,229].
molecules is needed and rich biochemical information on Like MRI, CT has high spatial and temporal resolutions
pathological conditions. Therefore, these techniques are and can provide superb anatomical information. Therefore,
widely used in clinics. PGS can compress the complex it is one of the most useful diagnostic tools. Current con-
anatomical structure of organs into a two dimensional trast agents for CT are based on iodinated small molecules
representation, with quantication of tissue distribution because of their high X-ray absorption coefcient, with
as a percentage of the injected dose. Biopolymer-based the limitation of short imaging times. Biopolymer-based
PGS probes have been developed with high stability and CT probes are more available in clinics for their long cir-
specicity. To increase targeting, Torchilin prepared a culation time in plasma and good efcacy/safety prole
polychelating agent-biotin conjugate through the interac- in vivo. AuNPs coated with PEG imparted with antibiofoul-
tion of biotin-maleimide with PLL modied with multiple ing properties were prepared as a CT probe by Jon and
residues of diethylenetriaminepentaacetic acid, which con- coworkers [230]. The X-ray absorption coefcient of this CT
tained amino-terminal pyridylthio-propionate groups. It probe was 5.7 times higher than that of Ultravist , a current
can be easily loaded with multiple metal atoms such, iodine-based CT contrast probe. This new probe showed a
as 111 In, and can interact specically with avidin (as much longer blood circulation time (>4 h) than Ultravist
agarose) [224]. 111 In-loaded DTPA-PLL-Biotin could be (<10 min) after intravenous injection, and accumulated in
delivered to an avidin-containing matrix with almost 15 the organs containing phagocytic cells, such as the spleen
times more radioactivity than DTPA-biotin under the same and the liver. In addition, a high contrast (2-fold) between
conditions. Similarly, Li and colleagues prepared a PGS hepatoma and the normal liver tissue on CT imaging was
radiotracer 111 In-DTPA-PEG-C225 using PEG as a linker achieved after intravenous injection of this new CT probe.
between the monoclonal antibody and metal chelator
DTPA. The probes can be selectively localized to A431 4. Biomedical application
tumor xenografts, in which the endothelial growth fac-
tor receptor (EGFR) is overexpressed 3-fold higher than 4.1. Medical devices
in MDA-MB-468 xenografts. They probes also can reduce
liver uptake level, resulting in improved visualization of Synthetic biodegradable polymers have attracted con-
EGFR-positive tumors [225,226]. siderable attention for applications in medical devices, and
Single photon emission computed tomography (SPECT) will play an important role in the design and function of
can be used to obtain three-dimensional information medical devices. The general criteria of polymer materi-
with the same probes as those for PGS, and PET, offer- als used for medical devices include mechanical properties
ing more accurate imaging data with the limitation of and adegradation time appropriate to the medical pur-
short half-life of PET probes. 99m Technetium-labeled DTPA- pose. In addition, the materials should not evoke toxic or
PEG-folate targeting the lymphatic system of metastatic immune responses, and they should be metabolized in the
tumors was prepared and tested by Lu and coworkers body after fullling their tasks. According to these require-
[227]. The biopolymer based SPECT radionuclide entered ments, various synthesized biodegradable polymers have
KB cells through the folate receptor endocytosis pathway been designed and used. Some synthesized biodegradable
in vitro. DTPA-PEG-folate was in excess of 98% in radiola- polymers that have been used or show potential in selected
beled yield while specic activity of 7.4 kBq (0.2 Ci g1 ) elds are summarized below.
was achieved. After subcutaneous injection, the probes
exhibited an initial increase and subsequent decline of 4.1.1. Drug-eluting stents (DES)
accumulation in popliteal nodes in normal Wistar rats. DES have been widely used as a default treatment
A fast accumulation and clearance was observed with a for patients with coronary artery disease. Biodegradable
radioactivity amount of 5.91 1.55% ID g1 in the lymph polymers are always used as a biodegradable and biore-
nodes at 15 min post-injection; it increased to the maxi- sorbable coatings on stents to control the release of drugs
mum (13.43 2.21% ID g1 ) at 1 h and then decreased to [231]. Studies of some stainless steel stents coated with
2.31 0.28% ID g1 at 4 h. Except for the kidney, uptake sirolimus and PLA, such as Excel (JW Medical System,
of [99m Tc]DTPA-PEG-folate by other tissues was rather lit- China), Cura (Orbus Neich, Fort Lauderdale, Florida) and
tle. The lymphatic vessels were readily visualized by SPECT Supralimus (Sahajanand Medical Technologies, India),
with this probe in a normal rabbit imagine study. showed some interesting preliminary results [231,232]. In
Ultrasound bioimaging has many advantages, such as addition, stents coated with polyurethane as drug control
versatility, being noninvasive, low risk and being cost- layers were also reported [233].
effective, so it is widely used in clinics. The most used Beside being used as biodegradable coatings, biodegrad-
approach of ultrasound bioimaging is the intravenous able polymers are also candidate materials for fully
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 267

biodegradable stents [234] because of their suitable prop- Table 4


Some applications and potential applications of synthetic biopolymers.
erties for controlled drug release and good mechanical
performance to prevent stents from deforming or fractur- Polymer Tissue engineering
ing. PLLA was used to prepare a fully degradable stent [235] Polyanhydrides Bone tissue engineering [262]
and an everolimus-PLLA stent (BVS , Abbott Laboratories, Polyurethane Vascular tissue engineering [263]
IL, USA), which were under clinical evaluations [236]. Bone tissue engineering [264]

Polyelectroactive materials Nerve tissue engineering [177]


4.1.2. Orthopedic devices Polyphosphoester Bone tissue engineering [266]
In the 1960s, poly(glycolide) was used to prepare com- Poly(propylene fumarate) Bone tissue engineering [273]
pletely biodegradable and bioresorbable sutures [237]. Polyesterurathane Genitourinary tissue engineering [272]

Since then, poly(glycolide), poly(lactide) and other materi-


als such as poly(dioxanone), poly(trimethylene carbonate),
PCL and poly [d,l-(lactide-co-glycolide)] have been widely a bioreactor to construct new tissues (Fig. 19). A success-
used for medical devices [238]. ful tissue engineering implant largely depends on the role
Orthopedic devices made from biodegradable materials played by three-dimensional porous scaffolds. The ideal
have advantages over metal or nondegradable materials. scaffolds should be biodegradable and bioabsorbable to
They can transfer stress over time to the damaged area as support the replacement of new tissues. In addition, the
it heals, allowing of the tissues, and there is no need of scaffolds must be biocompatible without inammation or
a second surgery to remove the implanted devices. Many immune reactions and possess proper mechanical proper-
commercial orthopedic xation devices such as pins and ties to support the growth of new tissues.
rods for bone fracture xation, and screws and plates for Synthetic biopolymers such as PLLA, PCL, PGA,
maxillofacial repair are made of PLLA, poly(glycolide) and poly(glycolide) and poly[d,l-(lactide-co-glycolide)] have
other biodegradable polymers [238,239]. As summarized in excellent biocompatibility and good mechanical properties
the review by Middleton and Tipton [238], many orthope- and have been licensed by FDA for in vivo applications, so
dic xation devices are commercially available. However, they have been the most widely used materials for tissue
the research on devices for load-bearing bone repair and engineering scaffolds [249]. Considerable research has
implantable medical devices still has a long way to go. been carried out about PLLA, PCL, PGA, poly(glycolide) and
poly[d,l-(lactide-co-glycolide)] used in bone tissue engi-
4.1.3. Disposable medical devices neering [249252], cartilage tissue engineering [253,254],
In the 21st century, environment factors concern cardiovascular tissue engineering [255], arterial replace-
all manufacturing industries. Many disposable medical ment [256], heart valve tissue engineering [257], small
devices, such as syringes, injection pipes, surgical gloves, intestine tissue engineering [258], nerve regeneration
pads, etc., are usually made of non-degradable plastics, tissue engineering [259261], engineering of dermal sub-
resulting in serious environmental and economic issues. stitutes for skin regeneration [262], ligament replacement
PLA, poly(glycolide), poly[d,l-(lactide-co-glycolide)] and [263], genitourinary tissue engineering [264,265] and
PCL are all biodegradable. Therefore, they are promising other elds. Other synthetic polymers such as polyan-
materials for use in disposable medical devices meeting hydride [266], polyurethane [267,268], polyelectroactive
environmental friendly requirements. These biodegrad- materials [181], PPE [269,270] polycarbonate [33,56],
able polymers have been used to prepare some disposable poly(ester amide) [271], poly(amino acid) [272,273]
medical devices and will likely have a widening commer- biodegradable hydrogels [274,275] polyesterurathane
cial application. [276], poly(propylene fumarate) [277] are also biodegrad-
able and have shown many potential applications in tissue
4.1.4. Other medical devices engineering. Table 4 lists the application or potential
Biodegradable polymers have also been used to pre- applications of these biodegradable polymers in tissue
pare anastomosis rings used for intestinal resection [240], engineering.
drug delivery devices [241243], in situ forming implants A limitation of these synthetic polymers is that the
[244,245] and stents used in urology [246]. materials lack biological cues that can promote cell adhe-
sion, proliferation and tissue recovery. In order to improve
4.2. Tissue engineering the bioproperties of synthesized polymers and to enhance
their interactions with cells, composites of synthetic
Tissue engineering is an interdisciplinary eld that biodegradable polymers and natural polymers or natural
applies the principles of engineering and life sciences polymer modied synthetic biodegradable polymers, and
towards the development of biological substitutes used to biodegradable polymers blends have been used to pre-
restore, maintain or improve tissue functions [247,248]. pare tissue engineering scaffolds [278282]. In addition,
The main purpose of tissue engineering is to overcome the biopolymers with functional groups or synthesized poly-
lack of tissue donors and the immune repulsion between mers modied with different methods are showing many
receptors and donors. In the process of tissue engineering, potential applications. For example, Deng et al. [76] pre-
cells are cultured on a scaffold to form a natural tissue, and pared a new type of triblock copolymer poly(glutamic
then the formed tissue is implanted in the defect part in the acid)-b-poly(l-lactide)-b-poly(glutamic acid), with PLLA
patients. In some cases, a scaffold or a scaffold with cells is chains as the hydrophobic part and poly(glutamic acid) as
implanted in vivo directly, and the hosts body works as the hydrophilic part. RGD was connected to the polymer
268 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

Fig. 19. In the process of tissue engineering, cells are cultured on a scaffold to form a natural tissue, and then the formed tissue is implanted in the defect
part in the patients. In some cases, a scaffold or a scaffold with cells is implanted in vivo directly, and the hosts body works as a bioreactor to construct
new tissues [248].
Copyright 2009, Royal Society of Chemistry. Reprinted with permission.

chains, to prepare a polymer with improved biocompatibil- side-effects of free drugs. Drugs can be released via the
ity and enhancied cells adhesion and spreading, showing degradation of biodegradable polymers. Ohya et al. pre-
potential applications in tissue engineering. Huang et al. pared poly(-malic acid)/DOX conjugates by attaching
[180] prepared a kind of bioelectroactive triblock copoly- DOX to poly(-malic acid) via ester or amide bonds
mer (PLLA-PA-PLLA) possessed good electroactivity and [287]. The poly(-malic acid)/amide/DOX conjugate
biodegradability, demonstrating potential applications as showed much lower cytotoxic activity than free DOX
a scaffold in neuronal or cardiovascular tissue engineer- and poly(-malic acid)/amide/DOX conjugate [287].
ing. Wang et al. [283] reviewed various methods modifying Jing and coworkers reported a poly(ethylene glycol)-
bulk or surface properties of PLA for use as scaffolds in block-poly(l-lactide-co-2-methyl-2-carboxyl-propylene
tissue engineering. carbonate)/Dtxl (PEG-b-P(LA-co-MCC/Dtxl)) conjugate
Synthesized biodegradable polymers have been used [56]. The poly(ethylene glycol)-block-poly(l-lactide-
to prepare nanocomposites in tissue engineering to co-2-methyl-2-carboxyl-propylene carbonate/docetaxel
combine advantages of different materials together. Poly- (PEG-b-P(LA-co-MCC)/Dtxl) conjugate showed high cyto-
mer/bioceramic composites such as PLLA/hydroxyapatite toxic activity against HeLa cancer cells. Poly(amino acids)
and PLLA/bioactive glass nanocomposites have been widely such as poly(glutamic acid) and poly(l-lysine) have a
studied in bone tissue engineering [284,285]. Other inor- high density of side reactive groups (carboxyl or amine)
ganic based biodegradable polymer composites such as for coupling reactions. Poly(glutamic acid)-paclitaxel
carbon nano-tube based composites are also used in tissue conjugate (CT-2103 , Cell Therapeutics) has reached
engineering [286]. phase III clinical stage [288], showing promise for the
However, most of the present research concerning treatment of patients with advanced non-small cell lung
the above-discussed materials is still under development; cancer (NSCLC) and impaired performance status (PS
practical applications remain for the future. 2). Patients on CT-2103 required fewer red blood cell
transfusions, a smaller dose of hematopoietic growth
4.3. Drug delivery and control release factors, less opioid analgesics, and fewer clinic visits than
patients receiving gemcitabine or vinorelbine [288]. Yoo
Biodegradable polymers with reactive groups or et al. reported a folate-targeted biodegradable polymeric
responsive characteristics have been widely investigated micellar system with DOX [289]. FOL and DOX were
for applications drug delivery and control release. separately conjugated to poly[d,l-(lactide-co-glycolide)]-
Biodegradable polymers, such as poly(-malic acid), mPEG to form DOX-poly[d,l-(lactide-co-glycolide)]-mPEG
with reactive pendant carboxyl groups, can conju- and poly[d,l-(lactide-co-glycolide)]-PEG-FOL. The two
gate drugs (via ester or amide bonds) to form a di-block copolymers were mixed with free base DOX in
biodegradable macromolecular prodrug to reduce the an aqueous solution to form mixed micelles, entrapping
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 269

DOX aggregates within the core while exposing FOL on the time period. Consequently, there is a need for biodegrad-
micellar surface. The folate-targeted micelles exhibited able gene delivery polymers. Recently, some research has
enhanced and more selective targeting ability than folate evaluated non-degradable polymers with biodegradable
unconjugated micelles in vitro tests. The results of in vivo polycations via hydrolyzable linkers as gene carriers.
animal experiments with the folate-targeted micellar
system also showed signicant regression in tumor vol-
ume and an increased accumulation of DOX in the tumor 4.4.1. Poly(l-lysine)-based degradable polymers
tissue. These results indicate that cellular-specic drug Poly(l-lysine) was initially used for DNA delivery
delivery systems can be obtained by attaching specic- [300,301]. However, the efcacy and utility of PLL is ham-
site-targeting groups to biodegradable polymers with pered by its low transfection efciency and a rather high
active groups. toxicity [85]. This problem is especially serious in high
Stimuli-responsive biodegradable polymers, have been molecular weight PLL (Mw 25 kDa), while lower molecular
widely explored as potential drug-delivery systems weight PLL (Mw 3 kDa) can hardly form stable nanosized
[290293]. Kim and coworkers prepared a MPEG-PCL complexes with DNA [302]. To reduce the cytotoxicity
diblock copolymer aqueous solution that was a sol at room of PLL, biodegradable and hydrophobic PLGA grafts were
temperature, undergoing a sol-to-gel phase transition as attached to the PLL backbone [303]. Furthermore, PLL was
the temperature was increased above room tempera- modied with PEG and other various targeting moieties
ture [294]. A drug-loaded MPEG-PCL solution at room to improve its transfection efciency. Wolfert et al. [304]
temperature immediately transformed into a gel on subcu- demonstrated that PEG-b-PLL exhibited higher transfec-
taneously injection into rats. Sustained release of drug was tion efciency and lower cytotoxicity than PLL in human
observed over 30 days in the system. Huang and cowork- primary embryonic kidney cells. Park et al. also attached
ers reported the application of pH-responsive micelles of PEG to the termini of PLL grafts [305,306]. In order to pro-
poly(acrylic acid-b-dl-lactide) in drug delivery and con- vide endosomal escape properties, histidine groups were
trolled release [295]. The release of prednisone acetate conjugated to lysine units, which resulted in 6-fold higher
from the polymeric micelles in vitro showed a burst transfection activity than that of PLL without signicant
release at pH 7.4, while only a small part of loaded drug cytotoxicity. After tail vein injection, these polymer sys-
was released at pH 1.4. This pH-responsive delivery system tems remained in the circulation for 3 days [307,308]. In
has potential application for gastrointestinal tract deliv- recent years, PLL has been modied with many cell ligands
ery systems, where the pH environment is strongly acidic such as sugar residues [309], antibodies [310,311], folate
in the stomach, but basic in the intestine. Wang et al. [312], cell adhesion peptides [313], and endogenous lipids
developed reactive micelles based on diblock copolymer of [314].
poly(ethyl ethylene phosphate) and PCL [127]. The micelles
were surface-conjugated with galactosamine to target the
ASGPR of HepG2 cells. Paclitaxel-loaded micelles bearing 4.4.2. Poly(-amino ester)s-based degradable polymers
galactose ligands targeted HepG2 cells via ASGP-R medi- Poly(-amino ester)s can be synthesized by Michael
ation, which made the micelles with galactose ligands addition of primary amines to diacrylate esters [315].
showing comparable activity to free paclitaxel for inhibit- Poly(-amino ester)s are suitable for gene delivery because
ing proliferation of HepG2 cells. And population of HepG2 they contain degradable linkages. The ease in synthesis
cells arrested in G2/M phase was in positive response and lack of byproducts make them even more favorable
to paclitaxel released from the paclitaxel-loaded galac- candidates for the purpose discussed above [316,317].
tosamine conjugated micelles. This result indicates that Poly(4-hydroxy-l-proline ester) was the rst biodegrad-
surface functionalized micelles have potential for us as able cationic polymer used as a gene carrier [318],
drug delivery systems for enhanced chemotherapy. to protect DNA from enzyme degradation. Poly(-(4-
aminobutyl)-l-glycolic acid) (PAGA) was synthesized by
4.4. Gene delivery Kim and coworkers [319,320]. A complex of PAGA and
DNA showed slower degradation than the polymer alone
Gene delivery has great potential for treating various and a 3-fold higher transfection activity in vitro compared
human diseases [296]. Recently, nonviral vectors have been with PLL, without cytotoxicity [320]. In vivo animal stud-
proposed as safer alternatives to viral vectors for gene ies with PAGA showed that serum IL-10 level peaked 5
delivery [297]. However, many carriers are non-degradable days after tail vein injection and the detection window for
and the risk arises of accumulation in the body, espe- serum IL-10 lased for more than 9 weeks [319]. Langer and
cially after repeated administration. Furthermore, most coworkers synthesized thiol-reactive 2-(pyridyldithio)-
of cationic polymers show high cytotoxicity because of ethylamine (PDA) with poly(amino ester) [321]. When the
adverse interactions between the cationic polymers and polymers/DNA complexes were subjected intracellularly,
the membranes when the gene carriers cross certain bar- the existence of GSH accelerated DNA separation from the
riers to enter the cells (Fig. 20) [298], causing loss of complexes and its release into the cells. Especially when a
cytoplasmic proteins, permeabilization of cellular mem- thiolated ligand was attached to the polyplexes, the poly-
branes and collapse of the membrane potential [299]. A mers showed nearly 20-fold higher transfection efciency
good gene carrier should be able to deliver the target than PEI-25k in vitro [322]. Anderson et al. used poly(-
gene to specic cells with high efcacy; it should also be amino ester) for in vivo evaluation and nearly 4 times higher
degradable and be excreted from the body after a given than PEI-25k and 26 times higher transfection than naked
270 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

Fig. 20. Barriers to gene delivery. Design requirements for gene delivery systems include the ability to (I) package therapeutic genes, (II) gain entry into
cells, (III) escape from the endo-lysosomal pathway, (IV) affect DNA/vector release, (V) travel through the cytoplasm and into the nucleus, and (VI) enable
gene expression [298].
Copyright 2007, Elsevier Ltd. Reprinted with permission.

DNA was observed when poly(-amino ester) was intratu- 4.4.4. Polyethylenimine modied with degradable
morally administrated [323]. polymers
PEI has been used for gene delivery under both
in vitro [327,328] and in vivo [329] conditions. How-
4.4.3. Polyphosphoester-based degradable polymers ever, many studies demonstrated that the cytotoxicity
PPE-based degradable polymers such as PPA, PPE and of PEI may be due to a large excess of free polymer
polyphosphazene (PPZ) are known to be biodegradable complexation with pDNA [330,331] owing to a lack of
and biocompatible in gene delivery. The polymers can biodegradability [332,333]. Therefore, it is important to
be obtained by the ROP and subsequent derivatization modify PEI with degradable polymers that can retain the
of 4-methyl-2-oxo-2-hydro-1,3,2,-dioxaphospholane with high transfection efciency of PEI. Many studies have
spermidine and aminohexyl or(methyl-)aminoethyl side established that hydrophobic moieties affect transfec-
chains [121,324]. PPE-EA consists of a phosphoester back- tion activity of cationic polymers [334,335]. Kwon and
bone and aminoethoxy side chains [30]. PPE-EA could coworkers reported the synthesis of a peptide-based
condense plasmid DNA efciently and provide pDNA resis- (NHCHCO) PEI-25k analogue with higher transfec-
tance against attacks from nucleases. After 49 days, tion efciency and greater biocompatibility as compared
complete DNA was observed to be released from the with PEI-25k in vivo [336]. Tian et al. investigated the
AE-PPE polyplexes at a suitable polymer/DNA ratio. The hydrophobic amino acid poly(-benzyl l-glutamate) seg-
transfection efciencies of PPE-AE polyplexes were about ments at the hyperbranched chain ends. The polymer
two-fold higher than that of pLL-mediated transfection. could effectively condense pDNA and improve transfec-
PPE-EA based polyplexes also showed enhanced gene tion efciency signicantly relative to that for PEI-25k
expression in vivo [31]. PPA consists of a phosphoester in HeLa cells [337]. Transferrin, an 80 kDa glycopro-
backbone and different pendant chains via phosphorami- tein, is a suitable ligand for tumor targeting because
date bonds, and its molecular weight is about 4050 K its receptors are over-expressed in cancers. Thereby,
[118]. PPZs were prepared with dimethylaminoethyl side transferrin-PEI was used as a gene carrier in vivo, resulting
chains connected to the backbones either by oxygen in 100500 times higher luciferase reporter gene expres-
(DMAE-PPZ) or nitrogen (DMAEA-PPZ) [325]. DMAEA- sion in tumors compared with that in other organs [338].
PPZ was carried out successfully in vivo and a high Chen et al. reported a series of multi-armed poly(l-glutamic
expression level of the reporter gene in tumor was acid)-graft-oligoethylenimine (MP-g-OEI) copolymers that
observed, while very low levels were seen in organs possessed different charge densities. All the MP-g-OEI
[326]. copolymers exhibited lower cytotoxicity and higher gene
H. Tian et al. / Progress in Polymer Science 37 (2012) 237280 271

Fig. 21. TSP50 was immobilized onto biodegradable polymer bers. Then TSP50-immobilized polymer bers could selectively adsorb the anti-TSP 50 [363].
Copyright 2008, Elsevier Ltd. Reprinted with permission.

transfection efciency than PEI-25k in the absence and uptake and transfection efciency about 10-fold in various
presence of serum with different cell lines [339]. cells [353].
So far, various biodegradable polymers have been
proved to be efcient in gene delivery. Some examples
4.4.5. Degradable polymers in siRNA delivery
of those biodegradable polymers are dendrimers modied
RNAi has been widely used to silence the expres-
with degradable polymers [354], poly(amido ethylen-
sion of a specic target gene by a post-transcriptional
imine)s [322], poly(2-(dimethylamino)ethyl methacrylate)
silencing mechanism. For efcient siRNA delivery, siRNA
[355], and other synthetic biodegradable polycations [356].
should be stably and efciently delivered into the target
tissue and cells. In recent years, many cationic degrad-
4.5. Bioseparation and diagnostics applications
able polymers have been used as the delivery agents for
RNAi [340,341]. PLL was early tested for siRNA delivery,
The development of biomedical polymers conjugated
and then polyplexes were investigated using glycosylated
with peptide or protein domains has mostly focused on
PLL [342] and PEG-PLL [343]. Recently, researchers pro-
their use as bioactive materials in controlled drug deliv-
posed to obtain polymer micelles using PEG conjugated
ery or tissue engineering. A new challenge arises in the
to siRNA instead of PEG-polycation complexes [344]. In
development of materials for bioseparation and diagnos-
this case, biodegradable linkages, such as disulde link-
tics applications. For these applications, materials that
ages that can be degraded by GSH [345,346], ester linkages
are biocompatible with reduced non-specic absorption
that can be cleaved by esterases [347], and amide linkages
and denaturation, that are able to amplify and transmit
degraded by amidases [348], must be used between siRNA
signals, and that are benecial for high-throughput screen-
and polymers. Recently, Desigaux et al. demonstrated that
ing with enhanced sensitivity and reduced size are in
lipidic aminoglycoside derivatives displayed a remarkably
great demand. To meet these demands, polymeric mate-
high efciency for siRNA-based gene knockdown in GFP-
rials in various shapes, such as membranes, thin lms,
expressing human lung cancer d2GFP cells and HEK293
micro/nano-particles, hydrogels, and micro/nano-bers
cells [349].
have been widely investigated.
Surface modication with polymers and polymer coated
4.4.6. Other degradable polymers surfaces are useful for preparing biochips with wide variety
Biodegradable microparticle-based polymers such as applications in food industry, diagnostics, environmental
poly[d,l-(lactide-co-glycolide)] are commonly used for monitoring, etc. The development of the oligonucleotide
gene delivery systems. Poly[d,l-(lactide-co-glycolide)] is and protein microarrays is receiving intense interest
able to interact with DNA to form DNA-coated par- due to their high-throughput analysis ability, which
ticles, which protects DNA from nuclease attacks and offers the potential for powerful tools in diagnostics,
promotese delivery into cells [350]. Poly[d,l-(lactide- drug discovery, and genomic analysis. One of the two
co-glycolide)]-pDNA microparticles provided high levels main tasks for this application is the fabrication of
of sustained expression for 100 days [351]. In order suitable substrates for protein or DNA immobilization.
to increase the transfection efciency of encapsulated Thus, polymer surface modication or surfaces coated
pDNA, poly(-amino ester)s were coformulated with with functional polymers are needed for the purpose to
poly[d,l-(lactide-co-glycolide)]-pDNA microparticles. Sur- improve biocompatibility and introduce functional groups
prisingly, enhanced immunogenicity of the particles for immobilization of the targeted analyte [357]. For
was shown in mice [352]. The triblock copolymer of example, Kuennemann and co-worker have examined a
poly(d,l-lactic-co-glycolic acid)-b-poly(ethylene glycol)- platform biosensor surface for immobilization of proteins
b-poly(d,l-lactic-co-glycolic acid) also increased cellular with poly(l-lysine)-g-poly(ethylene glycol) (PLL-g-PEG)
272 H. Tian et al. / Progress in Polymer Science 37 (2012) 237280

[358,359]. The PLL-g-PEG coated sensor surface showed of polymers are pursued; (2) Functionalization will be
very low non-specic absorption and its structure could increasingly related to biomimetics, such that synthetic
be ne-tuned by varying the polymer compositions. As a biodegradable polymers will not simply combine differ-
result, the density of the proteins on the surface was almost ent functions into one polymer, but instead, the different
quantitatively controlled, which is signicant for improv- functions should have synergistic actions; (3) The applica-
ing sensitivity of the sensors. Moreover, the reversibility tion of synthetic biodegradable polymers will be further
of the surface immobilization enables the regeneration of expanded, including promising potential for in vivo appli-
the biosensors. Therefore, such ne-tunable platforms are cations. Since development in synthetic biodegradable
promising for use as biosensors. polymers are closely related to chemistry, materials science
Bioresponsive hydrogels that change properties in and biomedical science, any new technology in these elds
response to selective biological recognition events have will promote the development of synthetic biodegradable
recently gained increasing interest for application in drug polymers. Synthetic biodegradable polymers have been
delivery, diagnostics, and tissue engineering [360]. For very important and will make more contribution to the
diagnostics applications, the biological events are repre- development of biomedical science in the future.
sented by the macroscopic volume changes that generate
signals for detection. For example, Miyata et al. have
reported tumor marker (-fetoprotein, AFP) responsive Acknowledgments
gels fabricated by a biomolecular imprinting technology
[361]. Lectin Con A and polyclonal anti-AFP antibodies were The authors thank Jun Hu, Changwen Zhao, Junchao
conjugated into the gels to introduce the recognition sites Wei, Chunsheng Xiao, Jianxun Ding, Yadong Liu, Jie Chen,
for specic biomarker binding. The shrinking behavior of Zhaopei Guo for their help in this review. The authors
the gels in response to AFP molecules enables the visible are thankful to the National Natural Science Founda-
and accurate detection of biomarker molecules, indicating tion of China (20604028, 20774092, 50873102, 20974109,
that the biomolecule imprinted gels have potential appli- 21074129 and Key Program No: 50733003), and the
cation in sensing application for diagnostics. National Natural Science Foundation of China-A3 Foresight
Polymeric micro/nano-spheres and micro/nano-bers Program (20921140264), the International Cooperation
have attracted increasing attention because they can be fund of Science and Technology (Key project 20071314)
used as substrates to immobilize biomolecules for biomed- and Support Project (2007BAE42B02) from the Ministry
ical applications, such as controlled drug delivery, tissue of Science and Technology of China, the Knowledge
engineering, diagnostics and bioseparation. Due to their Innovation Project of Chinese Academy of Sciences (KGCX-
large specic surface areas and relatively small size, YW-208) for nancial support to this work.
these materials are suited to the immobilization of more
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