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Journal of Electromyography and Kinesiology xxx (2014) xxxxxx

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Journal of Electromyography and Kinesiology


journal homepage: www.elsevier.com/locate/jelekin

The effect of scapular posterior tilt exercise, pectoralis minor stretching,


and shoulder brace on scapular alignment and muscles activity in
subjects with round-shoulder posture
Ji-hyun Lee a,1, Heon-seock Cynn a,, Tae-lim Yoon a,b,1, Chang-hee Ko a,1, Woo-jeong Choi a,1, Sil-ah Choi a,1,
Bong-sam Choi b,2
a
Applied Kinesiology and Ergonomic Technology Laboratory, Department of Physical Therapy, The Graduate School, Yonsei University, Baekwoon-kwan, 1 Yonseidae-gil,
Wonju, Kangwon-do, Republic of Korea
b
Department of Physical Therapy, College of Health and Welfare, Woosong University, #17-2, Jayang-dong, Dong-gu, Daejeon, Republic of Korea

a r t i c l e i n f o a b s t r a c t

Article history: Background: There are various methods for rehabilitating round-shoulder posture (RSP), including
Received 7 June 2014 strengthening exercises, stretching, and using a shoulder brace or taping to correct the altered posture.
Received in revised form 18 October 2014 However, no study has determined which intervention is the most effective of the three methods to
Accepted 20 October 2014
decrease RSP (intervention #1: scapular posterior tilting exercise alone [hereafter, SPT], intervention
Available online xxxx
#2: the scapular posterior tilting exercise after PM stretching [PM stretch + SPT], and intervention #3:
the scapular posterior tilting exercise with use of a shoulder brace [SPT + brace]). Objectives: The purpose
Keywords:
Pectoralis minor stretching
of this study was to compare the SPT, PM stretch + SPT, and SPT + brace on RSP, PM index (PMI), and
Scapular posterior tilting exercise lower trapezius (LT) and serratus anterior (SA) activity in subjects with RSP. Methods: In total, fteen
Shoulder brace young men with RSP, participated in the study (21.46 2.30 years old). RSP was conrmed using a caliper
Round-shoulder posture measure. Surface electromyography (SEMG) data for LT and SA activity were collected during the three
interventions, and the SEMG data are expressed as a percentage of the maximal voluntary isometric con-
traction (%MVIC). Results: RSP was signicantly less in the PM stretch + SPT and SPT + brace than in the
SPT (P < 0.05). PMI was signicantly greater in the PM stretch + SPT and SPT + brace than in the SPT
(P < 0.05). LT activity was signicantly greater in the PM stretch + SPT than in the SPT or SPT + brace in
subjects with RSP (P < 0.05). Conclusions: The PM stretching exercise and application of a shoulder brace
may help correct RSP and restore the length of the PM. The posterior tilting exercise after PM stretching
was the most effective method for eliciting greater LT muscle activation among the interventions tested.
2014 Elsevier Ltd. All rights reserved.

1. Introduction and Lee, 2003; Hall, 2005; Kebaetse et al. 1999; Ludewig et al.,
2004; Lukasiewicz et al., 1999; Sahrmann, 2002; Smith et al.,
Round-shoulder posture (RSP) is characterized by a protracted, 2002; Wang et al., 1999). Accordingly, altered scapular kinematics
downwardly rotated, and anteriorly tipped scapula position with and associated muscle imbalance in RSP place the anterior acro-
increased cervical lordosis and upper thoracic kyphosis mion in close proximity to the supraspinatus and infraspinatus
(Chansirinukor et al., 2001; Magee, 2002; Wong et al., 2010). Sev- tendons and increase the potential for subacromial impingement
eral factors may cause RSP, such as loss of lower trapezius (LT) and (Holmgren et al., 2012; Ludewig and Cook, 2000; McClure et al.,
serratus anterior (SA) activity, tightness in the pectoralis minor 2004; Peterson et al., 1997; Thigpen et al., 2010).
(PM), greater thoracic kyphosis, and the scapular anatomical struc- Many previous studies have investigated various methods for
ture itself (Borstad and Ludewig, 2005; Ekstrom et al., 2003; Finley rehabilitating RSP, including LT and SA strengthening exercises,
PM stretching, and using a shoulder brace or taping to correct
Corresponding author. Tel.: +82 33 760 2427; fax: +82 33 760 2496. the altered posture (Hrysomallis, 2010; Hrysomallis and
E-mail addresses: jihyun.lee@yonsei.ac.kr (J.-h. Lee), cynn@yonsei.ac.kr Goodman, 2001; Thigpen et al., 2010). Of theses methods,
(H.-s. Cynn), free0829@gmail.com (T.-l. Yoon), gchpsh@hanmail.net (C.-h. Ko), strengthening of the LT and SA have routinely been included in
cwj7354@gmail.com (W.-j. Choi), silah88@naver.com (S.-a. Choi), bchoi@wsu.ac.kr rehabilitation to actively counteract the strength and movement
(B.-s. Choi).
1 loss associated with RSP (Ekstrom et al., 2003; Hall, 2005;
Tel.: +82 33 760 2497; fax: +82 33 760 2496.
2
Tel.: +82 42 630 4622. Ludewig et al., 2004; Smith et al., 2002). Lynch et al. (2010) also

http://dx.doi.org/10.1016/j.jelekin.2014.10.010
1050-6411/ 2014 Elsevier Ltd. All rights reserved.

Please cite this article in press as: Lee J-h et al. The effect of scapular posterior tilt exercise, pectoralis minor stretching, and shoulder brace on scapular
alignment and muscles activity in subjects with round-shoulder posture. J Electromyogr Kinesiol (2014), http://dx.doi.org/10.1016/j.jelekin.2014.10.010
2 J.-h. Lee et al. / Journal of Electromyography and Kinesiology xxx (2014) xxxxxx

reported that muscle strengthening exercises successfully signs and symptoms of cervical pain, adhesive capsulitis, thoracic
decreased RSP in elite swimmers. In particular, a scapular posterior outlet syndrome, or a current complaint of numbness or tingling
tilting exercise in the prone position was the most effective in the upper extremity. The examination included the impinge-
method for strengthening the LT and SA, and stabilizing the scap- ment tests of Hawkins, Neer, and Jobe, the apprehension test for
ula to the thoracic wall (Ekstrom et al., 2003; Ha et al., 2012). anterior instability, the scapular winging test using a scapulometer
PM stretching exercises have also been used (Kisner and Colby, (>2 cm), and the short head tendon of the biceps brachii and cora-
2002; Sahrmann, 2002), and have been reported to reduce RSP sig- cobrachialis muscle length test (Magee, 2002; Weon et al., 2011).
nicantly versus the pre-treatment baseline (Wong et al., 2010). Prior to participation, the subjects provided written informed
Previous studies have demonstrated that strengthening the poster- consent. The investigation was approved by Yonsei University
ior scapular stabilizers, combined with stretching of the PM, can Wonju Institutional Review Board.
result in improved muscle strength in the scapular adductors, ante-
rior inclination of the thoracic spine, and altered scapulohumeral 2.2. Electromyography (EMG) recording and data processing
rhythm in healthy subjects (Wang et al., 1999). Another method
for restoring normal shoulder posture and scapular muscular activ- Surface EMG data were collected using a Noraxon TeleMyo-DTS
ity involves bracing around the shoulder girdle. A shoulder brace is with a wireless telemetry system (Noraxon, Inc., Scottsdale, AZ,
believed to affect the resting position of the scapula and to help USA) and analyzed using the Noraxon MyoResearch 1.06 XP soft-
maintain the proximal shoulder girdle stability necessary to per- ware. EMG signals were amplied, band pass-ltered (10 and
form elevation of the arm (Uhl et al., 2005, 2006). A previous study 450 Hz), and notch-ltered (60 Hz, 120 Hz) before being recorded
found that application of a shoulder brace decreased the forward digitally at 1000 Hz and processed into root-mean-square data.
shoulder angle (Cole et al., 2013). Another found that a functional Data were collected from the LT and SA on the dominant side. After
shoulder brace demonstrated the same improvements in shoulder shaving and rubbing the skin with alcohol, disposable Ag/AgCl sur-
pain and function as traditional rehabilitation in subjects with sub- face electrodes were placed on each muscle at standardized sites
acromial impingement syndrome (Walther et al., 2004). Based on (Criswell, 2010). To minimize cross-talk from proximal deep or
these previous researches, we included a scapular posterior tilting supercial muscles, this study selected the best electrode size
exercise, PM stretching, and shoulder brace use in this study. (1 cm in diameter). Two electrodes were placed approximately
To determine which intervention is the most effective of the 2 cm apart, in the direction of the muscle bers. The LT electrodes
three interventions to decrease RSP and increase LT and SA muscle were placed at an oblique vertical angle, with one electrode supe-
activity in subjects with RSP, the scapular posterior tilting exercise rior and one inferior to a point 5 cm inferomedial from the root of
alone (hereafter, SPT), the scapular posterior tilting exercise after the spine of the scapula. The SA (lower part) electrodes were
PM stretching (PM stretch + SPT), and the scapular posterior tilting attached just below the axillary area at the level of the inferior
exercise with use of a shoulder brace (SPT + brace) were compared tip of the scapula and medial to the latissimus dorsi. Correct elec-
in terms of effects on scapular alignment (degree of RSP and scap- trode placement was conrmed by visual inspection of the EMG
ular upward rotation angle), PM index (PMI), and LT and SA activity signals on a computer screen during specic muscle testing. Max-
in subjects with RSP. We hypothesized that scapular alignment, imal voluntary isometric contractions (MVIC) were collected to
PMI, and LT and SA activity would differ among the interventions. normalize the EMG data from the LT and SA using the manual mus-
cle testing positions recommended by previous studies (Ekstrom
et al., 2005; Kendall et al., 2005). To determine the MVIC value
2. Methods for LT, each subject was tested in the prone position. The subjects
arm was placed diagonally overhead, in line with the lower bers
2.1. Subjects of the trapezius muscle during external rotation while resistance
was applied just above the elbow joints (Ekstrom et al., 2003;
The G-power software was used for power analyses (G-power Kendall et al., 2005). To obtain the MVIC value for SA, the subject
software 3.1.2; Franz Faul, University of Kiel, Kiel, Germany). The was seated on a treatment table with no back support. The sub-
necessary sample size of seven subjects was calculated from data jects shoulder was rotated internally and abducted to 125 in
obtained from a pilot study of eight subjects to achieve a power the scapular plane, while resistance was applied above the elbow
of 0.80 and an effect size of 0.52 (calculated from the partial g2 by the investigator (Ekstrom et al., 2005). Each contraction was
of 0.21 from the pilot study), with an a level of 0.05. Thus, fteen held for 5 s, with maximal effort against manual resistance, and a
young men with RSP participated (age = 21.46 2.30 years, 2-min rest was given between trials to minimize muscle fatigue
height = 174.85 3.41 cm, weight = 66.00 4.24 kg, and (Vera-Garcia et al., 2010). The rst and last second of the EMG data
BMI = 21.59 1.27). from each MVIC trial were discarded, and the remaining 3 s of data
The dominant side (preferred arm when eating and writing) were used (De Oliveira et al., 2008; Vezina et al., 2000). We took
was used in all tests (Yoshizaki et al., 2009). All of the subjects the mean value of 3 s in three trials. And then, the mean of the
reported the right arm as their dominant side. three trials was calculated for data analysis. Intra-class correlation
RSP was conrmed via measurement using a caliper by the coefcient (ICC) for MVICs of LT and SA were 0.96 (95% Condence
principal investigator (JHL), who had 10 years of clinical experi- Interval [CI]: 0.870.99) and 0.94 (95% CI: 0.830.98), respectively.
ence. The distance between the posterior border of the acromion The gathered EMG amplitudes for LT and SA during the exercises
and the table in the supine position was measured, as a simple were expressed as a percentage of the mean MVIC (%MVIC).
measurement for RSP (Magee, 2002; Sahrmann, 2002; Wong
et al., 2010). A supine position for measuring RSP could avoid mea- 2.3. Procedures
surement variations due to humeral rotation and unwanted scap-
ular movement. The interclass correlation coefcient (ICC) of this Degree of RSP, scapular upward rotation angle, and PMI were
measurement was 0.880.94 (Nijs et al., 2005). A score P 2.5 cm obtained after each intervention (SPT, PM stretch + SPT, and
was dened as RSP (Sahrmann, 2002). SPT + brace). The results were not recorded by any investigator. A
Exclusion criteria were a history or clinical exam revealing pain student read the values of the results so that the investigator
or dysfunction that substantially limited shoulder motion or remained blind. The EMG activities of the LT and SA muscles were
resulted in gross instability of the shoulder during daily activities, collected during 5 s in each intervention, and a 2-min rest was

Please cite this article in press as: Lee J-h et al. The effect of scapular posterior tilt exercise, pectoralis minor stretching, and shoulder brace on scapular
alignment and muscles activity in subjects with round-shoulder posture. J Electromyogr Kinesiol (2014), http://dx.doi.org/10.1016/j.jelekin.2014.10.010
J.-h. Lee et al. / Journal of Electromyography and Kinesiology xxx (2014) xxxxxx 3

given between 2 trials. The mean value was used for data analysis
(De Luca, 1997). Subjects performed the three interventions in ran-
domized order; subjects drew lots to avoid learning effects or fati-
gue. Subjects had a wash-out period of 12 min among the
interventions to avoid the effects of stretching, based on previous
studies that demonstrated that a single session of static or PNF
hold-relax stretching results in increased exibility that lasts
approximately 3 min (4 repetitions stretching  3 min lasting =
12 min rest) (DePino et al., 2000; Spemoga et al., 2001). If measur-
ing RSP (with a caliper) was performed more than 12 min after the
stretching procedure, the stretching effect would be disappeared.
Thus, we measured RSP, scapular upward rotation angle, and PMI
immediately after each intervention. To ensure that each subject
performed the exercises at a standard speed, a metronome was
set at one beat per second (Nyland et al., 2004). Subjects were
familiarized with the SPT prior to testing. The familiarization
period was ended when the subject was able to maintain the exer-
cise positions for 5 s. All of the subjects were comfortable after the Fig. 1. Measurement of pectoralis minor muscle length by a caliper. The resting
familiarization period, and none reported fatigue. A 5-min rest muscle length was determined between the medial-inferior angle of the coracoid
period was allowed after the familiarization period before data process (A) and just lateral to the sternocostal junction of the inferior aspect of the
fourth rib (B) with a caliper measure. The pectoralis minor index was calculated by
collection began.
dividing the resting muscle length by the subjects height and multiplying by 100.

2.3.1. Scapular upward rotation angle measurement


The subject was in a standing position. Scapular upward rota- 2.3.4. Scapular posterior tilting exercise after PM stretching (PM
tion was measured with two inclinometers; one was used to mea- stretch + SPT)
sure the 135 humeral abduction position, and the second was The subjects were positioned in a supine position, with their
used to measure the upward rotation of the scapula, manually hips and knees bent (90 exion) and their feet on the oor. The
aligned along the scapular spine. Yano et al. (2010) demonstrated test arm was abducted and rotated externally to 90, and the sub-
that the mean maximum arm elevation angles of healthy subjects jects elbow was exed to 90. Subjects were instructed to contract
were 135.4 (range, 125.0150.0) for dominant arms. Thus, we their abdominals by sucking their belly in towards their spine to
measured upward rotation in a 135 humeral abduction position. avoid rib cage elevation during PM stretching. The investigator sta-
The ICC was 0.88 (Watson et al., 2005). bilized each subjects body by placing one hand on the contralat-
eral coracoid. Then the investigator passively horizontally
abducted the subjects shoulder. The stretching was performed
2.3.2. PMI measurement for four sequential repetitions, holding the stretches for 30 s, with
PMI was used to measure the length of the PM. The subjects a 30 s break between each stretch. The investigator applied all of
were standing erect with their test arm resting at their side. Fore- the stretches at the end range of motion (Williams et al., 2013).
arm position was neutral and hand was resting position. The rest- Williams et al. (2013) introduced the gross stretching technique
ing muscle length was determined between the medial-inferior for PM stretching. However, they did not clearly describe how to
angle of the coracoid process and just lateral to the sternocostal control rib cage elevation. A modied version of their stretching
junction of the inferior aspect of the fourth rib with a caliper mea- technique was used in this study (Fig. 3). The PM stretching exer-
sure. The PMI was calculated by dividing the resting muscle length cise was overseen by a licensed physical therapist with 10 years of
by the subjects height and multiplying by 100 (Borstad and clinical experiences. Following the PM stretching exercise, the sub-
Ludewig, 2005). Increased PMI indicates increased PM length. jects performed the scapular posterior tilting exercise.
Borstad (2008) demonstrated the concurrent validity between
the caliper and the electromagnetic system with two anatomical
landmarks for measuring resting PM length; the ICCs for were 2.3.5. Scapular posterior tilting exercise with use of a shoulder brace
0.830.87 (Fig. 1). The testretest reliability for PMI measurement (SPT + brace)
was 0.94 in the current study (95% CI = 0.810.98, standard error of The brace was applied by the principal investigator (JHL)
measurement [SEM] = 0.32, minimal detectable changes 95% con- according to the manufacturers specications using a 1-strap
dence interval [MDC95] = 0.89, and coefcient of variation method for controlling strap tension (Fig. 4). The subject was in
[CV] = 10.60%). the standing position as the shoulder brace was put on. Subjects
raised both arms. The investigator wrapped the strap at the sub-
jects coracoid process on the lower shoulder side rst. Then the
2.3.3. Scapular posterior tilting exercise investigator pulled it towards the cranial and lateral side (the strap
The subject began in quadruped and then shift the body back- ran from the midthorax, crossed at the coracoid process and axil-
ward into a deep kneel position during 3 s. The subjects shoulder lary area, and terminated at the midthorax again). This method
was abducted to 145 by the investigator, and the subject was was repeated on the opposite side. Then the subject assumed a
instructed to lift the dominant arm, with extended elbow, neutral quadruped position, as in the scapular posterior tilting exercise.
forearm, extended hand. The radial border of the wrist slightly The principal investigator conrmed correct application of the
touched but did not push a wooden target bar, and then to main- shoulder brace before the subject performed the tilting exercise.
tain this arm position (Fig. 2). This bar, positioned at the subjects And then, the subjects performed the scapular posterior tilting
earlobe line in the backwards rocking exercise position, was used exercise. The principal investigator also monitored electrode sites
to control the angle of shoulder exion in each exercise (Ha during the tilting exercise to prevent a source of noise from the
et al., 2012). brace.

Please cite this article in press as: Lee J-h et al. The effect of scapular posterior tilt exercise, pectoralis minor stretching, and shoulder brace on scapular
alignment and muscles activity in subjects with round-shoulder posture. J Electromyogr Kinesiol (2014), http://dx.doi.org/10.1016/j.jelekin.2014.10.010
4 J.-h. Lee et al. / Journal of Electromyography and Kinesiology xxx (2014) xxxxxx

Fig. 2. Scapular posterior tilting exercise. The subject began in quadruped and then shift the body backward into a deep kneel position. The subject was instructed to lift the
dominant arm, with the elbow extended until the radial border of the wrist slightly touched but did not push a wooden target bar, and then to maintain this arm position.

p
[MDC95 = SEM 1.96 2] was calculated (Ries et al., 2009). Effect
size (ES) is generally considered more appropriate to determine if
meaningful change has occurred, because it does take group vari-
ability into account. The ES is calculated to determine meaningful
changes between interventions [differences of mean between
interventions/standard deviation of SPT or differences of mean
between PM stretch + SPT and SPT + brace/standard deviation of
SPT + brace] (Portney and Watkins, 2009). A one-way, repeated-
measures ANOVA was used to assess the statistical signicance
of degree of RSP, scapular upward rotation angle, PMI, and LT
and SA activity among the three interventions. The level of signif-
icance was set at 0.05.

3. Results

3.1. Degree of RSP, scapular upward rotation angle, and PMI


Fig. 3. Pectoralis minor stretching exercise.
There were signicant differences in degree of RSP among the
interventions (F2, 13 = 36.59, P < 0.05), with the values being signif-
2.4. Statistical analysis icantly less in the PM stretch + SPT (P < 0.05, ES = 2.21) and
SPT + brace (P < 0.05, ES = 2.26) than in the SPT.
PASW Statistics 18 software (SPSS, Chicago, IL, USA) was used to There were also signicant differences in PMI (F2, 13 = 6.971,
perform all statistical analyses. Testretest reliability of EMG mea- P = 0.011) among the three interventions. PMI was signicantly
surements in three interventions (SPT, PM stretch + SPT, and greater in the PM stretch + SPT (P = 0.017, ES = 0.43) and
SPT + brace) was assessed by ICC, 95% CI, the SEM, and MDC95. SPT + brace (P = 0.004, ES = 0.70) than in the SPT. However, there
The SEM was calculated for each measurement to assess absolute were no signicant differences in scapular upward rotation angle
p
consistency [SEM = SD (1-ICC)]. Additionally, the CV is another among the three interventions (F2, 13 = 1.498, P = 0.266; ES
measure of variability which is a measure of relative variation between the SPT and the PM stretch + SPT was 0.68 and ES
[CV = SD/mean 100] (Portney and Watkins, 2009). MDC95 between the SPT and the SPT + brace was 0.52, Fig. 5, Table 1).

Fig. 4. Shoulder braces application. (A) The subjects raised both arms in the standing position. (B) The investigator wrapped the strap at the subjects coracoid process on the
lower shoulder side rst. Then the investigator pulled it towards the cranial and lateral side (the strap ran from the midthorax, crossed at the coracoid process and axillary
area, and terminated at the midthorax again). (C) This method was repeated on the opposite side. (D) The subjects lowered their arms to the side from elevated position.

Please cite this article in press as: Lee J-h et al. The effect of scapular posterior tilt exercise, pectoralis minor stretching, and shoulder brace on scapular
alignment and muscles activity in subjects with round-shoulder posture. J Electromyogr Kinesiol (2014), http://dx.doi.org/10.1016/j.jelekin.2014.10.010
J.-h. Lee et al. / Journal of Electromyography and Kinesiology xxx (2014) xxxxxx 5

3.2. LT and SA muscle activity in the transverse plane of the scapula conrming stretching effect
of the tight PM in subjects with RSP. These ndings support the
The testretest reliabilities for EMG measurement of LT and SA research hypothesis and are consistent with previous studies
muscle were substantial in three interventions (SPT: ICC = 0.86, (Lynch et al., 2010; Kluemper et al., 2006; Roddey et al., 2002).
95% CI = 0.610.96, SEM = 7.22, MDC95 = 20.00, and CV = 45.00% Roddey et al. (2002) found that a 2-week self PM stretching pro-
for LT (49.02 22.06%MVIC), and ICC = 0.95, 95% CI = 0.840.98, gram decreased RSP in asymptomatic forward-head-posture with
SEM = 2.81, MDC95 = 7.79, and CV = 46.86% for SA (25.82 RSP subjects. Two previous studies also reported that stretching
12.10%MVIC); PM stretch + SPT: ICC = 0.87, 95% CI = 0.630.96, of the anterior shoulder muscles (the levator scapulae, sternoclei-
SEM = 10.22, MDC95 = 28.33, and CV = 46.29% for LT (61.01 domastoid, and PM) and strengthening of the posterior shoulder
28.24%MVIC), and ICC = 0.99, 95% CI = 0.980.99, SEM = 2.09, muscles (middle trapezius, LT, and SA) decreased RSP following
MDC95 = 5.79, and CV = 74.75% for SA (32.31 24.15%MVIC); 6- or 8-week treatments in swimmers (Kluemper et al., 2006;
SPT + brace: ICC = 0.95, 95% CI = 0.840.98, SEM = 4.05, MDC95 = Lynch et al., 2010). The mechanism behind this change is believed
11.23, and CV = 35.55% for LT (48.98 17.41%MVIC), and to be a viscoelastic response of the muscletendon unit due to sta-
ICC = 0.89, 95% CI = 0.650.97, SEM = 6.31, MDC95 = 17.49, and tic stretching (Klinge et al., 1997). A viscoelastic response results in
CV = 57.41% for SA (33.60 19.29%MVIC). passive tension reduction for any given length of the tissue, allow-
There were signicant differences in LT muscle activity (F2, ing increased exibility to be achieved (Klinge et al., 1997; Taylor
13 = 7.405, P = 0.009) among three interventions, with the PM et al., 1997). Thus, our results indicate that the PM stretching
stretch + SPT showing signicantly greater LT muscle activity than method with SPT may be more effective for improving RSP versus
the SPT or SPT + brace (P = 0.002, ES between the SPT and the PM SPT alone.
stretch + SPT was 0.55; P = 0.002, ES between the PM stretch + SPT We also found that degree of RSP was signicantly less in the
and the SPT + brace was 0.69, Fig. 6). There were no statistically SPT + brace compared to the SPT, decreasing by 3.01 cm (31.45%).
signicant differences in SA muscle activity among the three inter- Especially, decreased RSP indicates less internal rotation of the
ventions (F2, 13 = 2.331, P = 0.143; ES between the SPT and the PM scapula in the transverse plane suggesting benecial effect of
stretch + SPT was 0.54, ES between the SPT and the SPT + brace was applying brace in subjects with RSP. These results are consistent
0.64, and ES between the PM stretch + SPT and the SPT + brace was with previous reports, although the application methods and
0.07, Fig. 6). materials of the shoulder braces differed slightly among studies
(Cole et al., 2013; Dewan et al., 2014). Cole et al. (2013) reported
that application of a shoulder brace decreased RSP (or the forward
4. Discussion shoulder angle) in a compression shirt with fully tightened straps.
Other researchers have also demonstrated that scapular taping
We compared the effects of three different interventions, decreases RSP (Dewan et al., 2014; Lewis et al., 2005). However,
namely, SPT, PM stretch + SPT, and SPT + brace, on scapular align- the application of adhesive tape might cause skin irritation in some
ment, PMI, and LT and SA activity in subjects with RSP. To the best patients and might not be a feasible treatment for daily or pro-
of our knowledge, this is the rst study to make this comparison. longed use. Thus, we chose the shoulder brace instead of straps
Degree of RSP was signicantly less in the PM stretch + SPT than or tape. The mechanisms of shoulder brace action may include a
in the SPT, decreasing by 2.94 cm (30.72%). Decreased RSP indi- mechanical change in shoulder girdle alignment and propriocep-
cates less anterior tilting in the sagittal plane and internal rotation tion input augmentation (Cole et al., 2013). Use of the shoulder

Fig. 5. Comparison of degree of round-shoulder posture, pectoralis minor index, and scapular upward rotation angle among the scapular posterior tilting exercise alone, the
scapular posterior tilting exercise after PM stretching, and the scapular posterior tilting exercise with use of a shoulder brace. indicates a signicant difference (p < 0.05). The
pectoralis minor index was calculated by dividing the resting muscle length by the subjects height and multiplying by 100. An increased pectoralis minor index indicated
increased pectoralis minor muscle length.

Please cite this article in press as: Lee J-h et al. The effect of scapular posterior tilt exercise, pectoralis minor stretching, and shoulder brace on scapular
alignment and muscles activity in subjects with round-shoulder posture. J Electromyogr Kinesiol (2014), http://dx.doi.org/10.1016/j.jelekin.2014.10.010
6 J.-h. Lee et al. / Journal of Electromyography and Kinesiology xxx (2014) xxxxxx

Table 1
Data of amounts of round shoulder posture, pectoralis minor index, and scapular upward rotation angle after scapular posterior tilting exercises alone, scapular posterior tilting
exercises after pectoralis minor stretching, and scapular posterior tilting exercises with applying shoulder brace.

Variables Interventions
After SPT After PM stretch + SPT After SPT + Brace
Amounts of round shoulder posture (cm) 9.57 1.33a 6.63 1.33 6.56 1.34
Pectoralis minor index (%) 16.51 1.75 17.26 2.18 17.47 2.55
Scapular upward rotation angle () 35.62 6.40 39.99 11.55 38.95 7.28

SPT: Scapular posterior tilting exercise alone.


PM stretch + SPT: scapular posterior tilting exercises after pectoralis minor stretching.
SPT + Brace: posterior tilting exercises with applying shoulder brace.
a
Mean standard deviation.

the research hypothesis. These ndings are similar to those


reported by McClure et al. (2004) and Williams et al. (2013), both
of which reported that there was no difference in scapular upward
rotation angle after PM stretching exercises. According to McClure
et al. (2004), this may have been due to the protocol they used not
being challenging enough. No previous study has examined
changes in scapular upward rotation angle while using a shoulder
brace; thus, it is not possible to compare our results with previous
work. Considering our results, none of the interventions applied in
the present study may be sufcient to alter the scapular upward
rotation angle immediately.
We also found that LT activity increased signicantly in the PM
stretch + SPT group compared to the SPT (by 24.02%) and
SPT + brace (by 24.56%). The result supports the research hypothe-
sis. However, again, no previous study has considered these
Fig. 6. Comparison of muscle activity in the lower trapezius and serratus anterior
among the scapular posterior tilting exercise alone, the scapular posterior tilting
aspects and thus we cannot directly compare our results to any
exercise after PM stretching, and scapular posterior tilting exercise with use of a other studies. There are several possible explanations for the
shoulder brace. indicates a signicant difference (p < 0.05). increased activity of the LT following PM stretch + SPT. First, after
PM stretching, the scapular posterior tilting increased due to the
lengthened PM. This was conrmed by the RSP and PMI measure-
brace involves having the subject retract and depress the scapula, ments. Due to this increased range, the LT was able to continue to
then applying the brace over the coracoid process, thorax, and contract during the SPT exercise. Second, after PM stretching, the
scapular spine. Thus, use of the shoulder brace is more effective viscoelastic properties of the PM may have changed. Reduced pas-
for restoring shoulder position than the SPT in subjects with RSP. sive tension allowed increased activation of LT as a main scapular
Because there was no signicant difference in the degree of RSP posterior tilting muscle. Third, PM stretching might reduce the
between the PM stretch + SPT and SPT + brace groups, our results muscle imbalance between PM and LT; thus, the inhibited LT could
suggest that both methods may be incorporated into the treatment be activated more after PM stretching. These results also suggest
protocol to improve RSP. that simply providing afferent feedback from cutaneous receptors
Our results revealed greater PMI in the PM stretch + SPT and under the shoulder brace is not enough to increase LT activity
SPT + brace than in the SPT group, increasing by 0.75 (4.54%) and immediately. Additionally, the subscapularis, pectoralis major, cor-
0.96 (5.82%) in the former intervention, respectively. Increased acobrachialis, biceps long head, teres major and latissimus dorsi to
PMI indicated the lengthening of the PM. These ndings support an extent, were well stretched during the PM stretching. Thus, all
the research hypothesis. However, no previous study has examined of these muscles may have had an effect on the ability to perform
PMI in relation to the three interventions used in the present study. the LT exercise. These mechanisms may explain why LT activity
Therefore, it is not possible to compare these results directly with increased after PM stretching whereas no change occurred after
those of any other previous study. When the PM is shortened, SPT + brace.
excessive anterior tilt, protraction, and scapular downward rota- However, there were no signicant differences in SA activity
tion would limit normal scapulothoracic motions and cause even among the three interventions, although it did increase by
impingement syndrome. Thus, lengthen PMI might be expected 16.59% and 12.11% in the PM stretch + SPT and SPT + brace com-
to correct the RSP by posterior tilt, retraction, and scapular upward pared to the SPT. The results for the SPT + brace are consistent with
rotation. In addition to this lengthening effect of the PM, our Cole et al. (2013), who reported no signicant difference in SA
results suggest that the PM stretch + SPT and SPT + brace are effec- activity with and without a shoulder brace. A lack of tactile feed-
tive for lengthening the PM muscle compared to SPT alone in sub- back on the SA muscle may partially explain these results because
jects with RSP. the brace is applied to the midthorax, coracoid process, and axil-
However, there were no signicant differences in scapular lary area. Thus, the brace may be insufcient to elicit SA activity.
upward rotation angle among the three interventions, although it Consequently, the usage of a brace should not be encouraged to
did increase by 4.37 (12.27%) and 3.33 (9.35%) in the PM increase LT and SA activity in subjects with RSP.
stretch + SPT and SPT + brace compared to the SPT. The hypothesis This study has several limitations. First, its generalizability is
was based on the theory that 30 or greater shoulder elevation limited because healthy, young male subjects with no symptoms
angles would require the scapular upward rotation and further of subacromial impingement participated. The results may have
posterior tilt through lengthening of the shortened muscle been different if we had used female subjects or subjects with such
(Muraki et al., 2009). However, these ndings did not support symptoms. Second, this study used a wash-out period based on

Please cite this article in press as: Lee J-h et al. The effect of scapular posterior tilt exercise, pectoralis minor stretching, and shoulder brace on scapular
alignment and muscles activity in subjects with round-shoulder posture. J Electromyogr Kinesiol (2014), http://dx.doi.org/10.1016/j.jelekin.2014.10.010
J.-h. Lee et al. / Journal of Electromyography and Kinesiology xxx (2014) xxxxxx 7

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Please cite this article in press as: Lee J-h et al. The effect of scapular posterior tilt exercise, pectoralis minor stretching, and shoulder brace on scapular
alignment and muscles activity in subjects with round-shoulder posture. J Electromyogr Kinesiol (2014), http://dx.doi.org/10.1016/j.jelekin.2014.10.010
8 J.-h. Lee et al. / Journal of Electromyography and Kinesiology xxx (2014) xxxxxx

Walther M, Werner A, Stahlschmidt T, Woelfel R, Gohlke F. The subacromial Chang-Hee Ko is a M.S Student in the Department of
impingement syndrome of the shoulder treated by conventional physiotherapy, Physical Therapy at the Graduate School of Yonsei
self-training, and a shoulder brace: results of a prospective, randomized study. J University. He received B.S degree in Physical Ther-
Shoulder Elbow Surg 2004;13(4):41723. apy from Hanseo University. He is a member of
Wang CH, McClure P, Pratt NE, Nobilini R. Stretching and strengthening exercises: applied kinesiology and ergonomic technology labo-
their effect on three-dimensional scapular kinematics. Arch Phys Med Rehabil ratory and his current research interests include the
1999;80:9239. forward shoulder posture and muscle performance
Watson L, Balster SM, Finch C, Dalziel R. Measurement of scapula upward rotation: after applying gure of 8 brace. He currently works as
a reliable clinical procedure. Br J Sports Med 2005;39(9):599603. a physical therapist in Seoul National University
Weon JH, Kwon OY, Cynn HS, Lee WH, Kim TH, Yi CH. Real-time visual feedback can
Bundang Hospital.
be used to activate scapular upward rotators in people with scapular winging:
an experimental study. J Physiother 2011;57(2):1017.
Williams JG, Laudner KG, McLoda T. The acute effects of two passive stretch
maneuvers on pectoralis minor length and scapular kinematics among
collegiate swimmers. Int J Sports Phys Ther 2013;8(1):2533.
Wong CK, Coleman D, diPersia V, Song J, Wright D. The effects of manual treatment
on rounded-shoulder posture, and associated muscle strength. J Bodyw Mov
Ther 2010;14(4):32633. Woo-Jeong Choi is a M.S. Student in the Department
Yano Y, Hamada J, Tamai K, Yoshizaki K, Sahara R, Fujiwara T, et al. Different of Physical Therapy at the Graduate School of Yonsei
scapular kinematics in healthy subjects during arm elevation and lowering: University. She received B.S. degree in Physical
glenohumeral and scapulothoracic patterns. J Shoulder Elbow Surg Therapy from Yonsei University. She is a member of
2010;19(2):20915. applied kinesiology and ergonomic technology labo-
Yoshizaki K, Hamada J, Tamai K, Sahara R, Fujiwara T, Fujimoto T. Analysis of the
ratory. Her research interests are musculoskeletal
scapulohumeral rhythm and electromyography of the shoulder muscles during
problems including the scapular winging.
elevation and lowering: comparison of dominant and nondominant shoulders. J
Shoulder Elbow Surg 2009;18(5):75663.

Ji-Hyun Lee is a Ph.D. Student in the Department of


Physical Therapy at the Graduate School of Yonsei
University. She received B.S. degree in Physical
Therapy from Hanseo University, M.S. degree in
Physical Therapy from Yonsei University. She is a
member of applied kinesiology and ergonomic tech- Sil-Ah Choi received her B.S. degree in Physical
nology laboratory, and she is a part time lecturer of Therapy from Yonsei University, and M.S. degree in
Yonsei University. Her main research interests are Physical Therapy from Yonsei University. She is a
shoulder and hip assessment and treatment strategy. member of applied kinesiology and ergonomic tech-
Her papers have been published in several interna- nology laboratory. Her research interests are the
tional journals in these elds. clinical biomechanics associated with musculoskel-
etal problems.

Heon-Seock Cynn is a professor in the Department


of Physical Therapy at the College of Health Science
of Yonsei University. He received B.S. degree in
Physical Therapy from Yonsei University, M.A. degree
in Physical Therapy from New York University, and
Ph.D. degree in Physical Therapy from Yonsei Uni- Bong-sam Choi is an associate professor and chair in
versity. He was a full time lecturer of Seoul Health the Department of Physical Therapy at the College of
College and an associate professor of Hanseo Uni- Health and Welfare, Woosong University. He earned
versity. He is a director of applied kinesiology and a B.S. degree in Department of Health Science from
ergonomic technology laboratory, and his research Yonsei University, a Masters degree in Public Health
interests are identication of etiologic factors, clas- in the Graduate School, Yonsei University, and a Ph.D
sication, and intervention approaches for move- degree in the Department of Rehabilitation Science,
ment disorders and musculoskeletal diseases. University of Florida, Gainesville, Florida. He has an
extensive clinical experience in the care of patients
with Parkinsons, musculoskeletal, and geriatric-
related diseases at acute care hospitals, sub-acute
Tae-Lim Yoon is a professor in the Department rehabilitation/long-term care, and out-patient set-
of Physical Therapy at the College of Health and tings for 20 years in the United States. His research
Welfare of Woosong University and Ph.D. Candidate interests involve the development of patient-repor-
in the Department of Physical Therapy at the ted instruments as well as rehabilitation outcome
Graduate School of Yonsei University. He received measures.
B.S. degree in Physical Therapy from Yonsei
University, M.A. degree in Physical Therapy from
New York University. He is a member of applied
kinesiology and ergonomic technology laboratory,
and his research interests are movement analysis,
human factors and ergonomics, and prevention
and management of musculoskeletal problems.

Please cite this article in press as: Lee J-h et al. The effect of scapular posterior tilt exercise, pectoralis minor stretching, and shoulder brace on scapular
alignment and muscles activity in subjects with round-shoulder posture. J Electromyogr Kinesiol (2014), http://dx.doi.org/10.1016/j.jelekin.2014.10.010

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